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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 13, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
2,516
+11 vs. Q4 2021
Portfolio value
$97.8B
−$5.03B (−4.9%) vs. Q4 2021
Filed
May 13, 2022
SEC
Holdings of First Trust Advisors LP in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
PRETQPennsylvania Real Estate Investment TrustSH BEN INT11,577$7.00K<0.1%+262+2.3%AddedHistory
IAGIamgold CorpCOM11,482$40.0K<0.1%+11,482NewHistory
TYMETyme Technologies, Inc.COM163,694$57.0K<0.1%−9,502−5.5%ReducedHistory
Rain Oncology Inc.75082Q105COM11,492$58.0K<0.1%−667−5.5%Reduced–
BHRBraemar Hotels & Resorts Inc.COM10,505$65.0K<0.1%+236+2.3%AddedHistory
FINVFinVolution GroupSPONSORED ADS19,638$78.0K<0.1%−9,680−33.0%ReducedHistory
Yamana Gold Inc98462Y100COM15,760$88.0K<0.1%+15,760New–
FOAFinance of America Companies Inc.COM CL A31,626$96.0K<0.1%−1,836−5.5%ReducedHistory
EQXEquinox Gold Corp.COM11,789$97.0K<0.1%+11,789NewHistory
ARRArmour Residential REIT, Inc.COM NEW11,550$97.0K<0.1%+11,550NewHistory
NCANuveen California Municipal Value FundCOM STK11,208$103.0K<0.1%+547+5.1%AddedHistory
AXIAYAXIA Energia S.A.SPONSORED ADR13,182$104.0K<0.1%−6,497−33.0%ReducedHistory
CIGEnergy Co of Minas GeraisSP ADR N-V PFD33,413$108.0K<0.1%−16,470−33.0%ReducedHistory
DHTDHT Holdings, Inc.SHS NEW18,727$109.0K<0.1%+466+2.6%AddedHistory
Crescent PT Energy Corp22576C101COM15,100$109.0K<0.1%+2,073+15.9%Added–
Nuveen PFD & Incm Securties67072C105COM13,530$114.0K<0.1%+761+6.0%Added–
JFRNuveen Floating Rate Income FundCOM11,530$115.0K<0.1%+291+2.6%AddedHistory
EVMEaton Vance California Municipal Bond FundCOM11,490$115.0K<0.1%+11,490NewHistory
SLQTSelectQuote, Inc.COM44,433$124.0K<0.1%+5,580+14.4%AddedHistory
BTGB2GOLD CorpCOM27,307$125.0K<0.1%+12,083+79.4%AddedHistory
TIGTrean Insurance Group, Inc.COM27,461$129.0K<0.1%−1,594−5.5%ReducedHistory
DSPViant Technology Inc.COM CL A20,672$135.0K<0.1%−1,200−5.5%ReducedHistory
AEGAegon Ltd.NY REGISTRY SHS26,539$140.0K<0.1%−4,716−15.1%ReducedHistory
Companhia Brasileira de Dist20440T300SPONSORED ADR28,463$143.0K<0.1%−14,030−33.0%Reduced–
USXUS Xpress Enterprises IncCOM CL A37,891$147.0K<0.1%−2,200−5.5%ReducedHistory
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT11,356$153.0K<0.1%−718−5.9%ReducedHistory
BCSBarclays PLCADR19,659$155.0K<0.1%−3,493−15.1%ReducedHistory
DHCDiversified Healthcare TrustCOM SH BEN INT48,448$155.0K<0.1%+696+1.5%AddedHistory
CELLBruker Cellular Analysis, Inc.COM22,148$157.0K<0.1%+22,148NewHistory
MCBCMacatawa Bank CorpCOM17,452$157.0K<0.1%+1,586+10.0%AddedHistory
ONLOrion Properties Inc.REIT11,491$161.0K<0.1%+633+5.8%AddedHistory
DNTHDianthus Therapeutics, Inc.COM56,773$165.0K<0.1%−3,295−5.5%ReducedHistory
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR29,377$167.0K<0.1%−5,219−15.1%ReducedHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS15,199$168.0K<0.1%+15,199NewHistory
FRSTPrimis Financial Corp.COM12,518$175.0K<0.1%+1,114+9.8%AddedHistory
FUBOFuboTV Inc.COM27,427$180.0K<0.1%−108,867−79.9%ReducedHistory
ENDPEndo International plcSHS79,228$183.0K<0.1%−39,020−33.0%ReducedHistory
HMYHarmony Gold Mining Co LtdADR36,660$184.0K<0.1%−4,785−11.5%ReducedHistory
Chiron Real Estate Inc.37954A204COM NEW11,309$185.0K<0.1%+393+3.6%Added–
LNAILunai Bioworks Inc.COM23,401$193.0K<0.1%−1,165−4.7%ReducedHistory
MHFWestern Asset Municipal High Income Fund Inc.COM27,494$194.0K<0.1%−685−2.4%ReducedHistory
EMKREmcore CorpCOM NEW52,581$195.0K<0.1%−2,466−4.5%ReducedHistory
JOANJOANN Inc.COM17,047$195.0K<0.1%−1,418−7.7%ReducedHistory
AHRTAH Realty Trust, Inc.COM13,644$199.0K<0.1%+1,366+11.1%AddedHistory
NBPNovaBridge BiosciencesSPONSORED ADS12,271$199.0K<0.1%−570−4.4%ReducedHistory
CHCTCommunity Healthcare Trust IncCOM4,771$201.0K<0.1%+70+1.5%AddedHistory
GGBGerdau S.A.SPON ADR REP PFD31,879$205.0K<0.1%−15,714−33.0%ReducedHistory
SFSTSouthern First Bancshares IncCOM4,032$205.0K<0.1%+360+9.8%AddedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A25,883$205.0K<0.1%+203+0.8%AddedHistory
LMATLemaitre Vascular IncCOM4,442$206.0K<0.1%−94−2.1%ReducedHistory
PANLPangaea Logistics Solutions Ltd.SHS37,087$206.0K<0.1%−2,130−5.4%ReducedHistory
SHBIShore Bancshares IncCOM10,089$207.0K<0.1%+10,089NewHistory
AMNBAmerican National Bankshares Inc.COM5,491$207.0K<0.1%+5,491NewHistory
Farfetch Ltd30744W107ORD SH CL A13,899$210.0K<0.1%−3,775−21.4%Reduced–
OSBCOld Second Bancorp IncCOM14,624$212.0K<0.1%+1,302+9.8%AddedHistory
Copel-ADR20441B605ADR27,291$213.0K<0.1%−13,451−33.0%Reduced–
RJETRepublic Airways Holdings Inc.COM NEW48,522$213.0K<0.1%−2,713−5.3%ReducedHistory
SFIXStitch Fix, Inc.Stock21,279$214.0K<0.1%−22,045−50.9%ReducedHistory
DACDanaos CorpSHS2,098$215.0K<0.1%−1,034−33.0%ReducedHistory
INNSummit Hotel Properties, Inc.COM21,544$215.0K<0.1%+311+1.5%AddedHistory
EEni SpASPONSORED ADR7,375$216.0K<0.1%−1,310−15.1%ReducedHistory
INBKFirst Internet BancorpCOM5,020$216.0K<0.1%+447+9.8%AddedHistory
HYFMHydrofarm Holdings Group, Inc.COM14,407$218.0K<0.1%+14,407NewHistory
SRADSportradar Group AGCLASS A ORD SHS13,099$218.0K<0.1%+13,099NewHistory
UMHUmh Properties, Inc.COM8,901$219.0K<0.1%+133+1.5%AddedHistory
LANDGladstone Land CorpCOM6,001$219.0K<0.1%+6,001NewHistory
SMBKSmartfinancial Inc.COM NEW8,559$219.0K<0.1%+762+9.8%AddedHistory
STNEStoneCo Ltd.COM18,836$220.0K<0.1%+3,655+24.1%AddedHistory
SXIStandex International CorpCOM2,212$221.0K<0.1%+18+0.8%AddedHistory
MGNXMacrogenics IncCOM25,079$221.0K<0.1%+1,088+4.5%AddedHistory
AIVApartment Investment & Management CoCL A30,860$226.0K<0.1%+441+1.4%AddedHistory
CCNECNB Financial CorpCOM8,605$226.0K<0.1%+766+9.8%AddedHistory
SMBCSouthern Missouri Bancorp, Inc.COM4,532$226.0K<0.1%+407+9.9%AddedHistory
CCBGCapital City Bank Group IncCOM8,598$227.0K<0.1%+765+9.8%AddedHistory
LAKELakeland Industries IncCOM11,920$229.0K<0.1%−743−5.9%ReducedHistory
WTBAWest Bancorporation IncCAP STK8,432$229.0K<0.1%+750+9.8%AddedHistory
SLPSimulations Plus, Inc.COM4,505$230.0K<0.1%+4,505NewHistory
MTArcelorMittalNY REGISTRY SH7,267$233.0K<0.1%−1,292−15.1%ReducedHistory
CARECarter Bankshares, Inc.COM NEW13,480$234.0K<0.1%+1,200+9.8%AddedHistory
RBBRBB BancorpCOM9,942$234.0K<0.1%+885+9.8%AddedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD4,570$236.0K<0.1%−242−5.0%Reduced–
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS2,574$236.0K<0.1%+59+2.3%AddedHistory
SMMSalient Midstream & MLP FundSH BEN INT28,626$236.0K<0.1%+28,626NewHistory
BWBBridgewater Bancshares IncCOM14,298$238.0K<0.1%+1,273+9.8%AddedHistory
VLDRVelodyne Lidar, Inc.COM92,845$238.0K<0.1%+92,845NewHistory
WSBFWaterstone Financial, Inc.COM12,342$239.0K<0.1%+775+6.7%AddedHistory
WWayfair Inc.CL A2,178$241.0K<0.1%−641,725−99.7%ReducedHistory
SPFISouth Plains Financial, Inc.COM9,060$241.0K<0.1%+805+9.8%AddedHistory
FISIFinancial Institutions IncCOM8,067$243.0K<0.1%+717+9.8%AddedHistory
HTBHomeTrust Bancshares, Inc.COM8,276$244.0K<0.1%+704+9.3%AddedHistory
CASACasa Systems IncCOM54,063$244.0K<0.1%−3,139−5.5%ReducedHistory
DLTHDuluth Holdings Inc.COM CL B20,034$245.0K<0.1%−1,159−5.5%ReducedHistory
FCBCFirst Community Bankshares IncCOM8,669$245.0K<0.1%+772+9.8%AddedHistory
EBTCEnterprise Bancorp IncCOM6,127$246.0K<0.1%+546+9.8%AddedHistory
RPT Realty74971D101SH BEN INT17,833$246.0K<0.1%+377+2.2%Added–
ZHZhihu Inc.ADS101,484$246.0K<0.1%−4,720−4.4%ReducedHistory
GDRXGoodRx Holdings, Inc.COM CL A12,857$249.0K<0.1%−26,355−67.2%ReducedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD43,833$250.0K<0.1%−133,893−75.3%ReducedHistory
REALTheRealReal, Inc.COM34,666$252.0K<0.1%−3,449−9.0%ReducedHistory
ALCOAlico, Inc.COM6,709$252.0K<0.1%−372−5.3%ReducedHistory

Sold out since Q4 2021 (127)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 127 by value last quarter.

Positions of First Trust Advisors LP sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
First Tr Exchange Traded FD33738R795NASDAQ TRANSN18,929,400$654.0M0.6%–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF3,721,952$651.9M0.6%–
MIMEMimecast LtdORD SHS2,779,159$221.1M0.2%History
XLNXXilinx IncCOM706,255$149.7M0.1%History
TRHCTabula Rasa HealthCare, Inc.COM3,467,436$52.0M0.1%History
BLUEbluebird bio, Inc.COM5,204,825$52.0M0.1%History
First Tr Exch TRD Alphdx FD33737J505EURO ALPHADEX978,474$45.1M<0.1%–
First Tr Exch TRD Alphdx FD33737J190GERMANY ALPHA827,799$44.4M<0.1%–
HFCHollyFrontier CorpCOM1,130,853$37.1M<0.1%History
PLTRPalantir Technologies Inc.Stock1,717,921$31.3M<0.1%History
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP379,581$28.3M<0.1%–
SCSantander Consumer USA Holdings Inc.COM586,286$24.6M<0.1%History
Athene Holding Ltd.G0684D107CL A284,002$23.7M<0.1%–
CONECyrusOne Holdco LLCCOM203,736$18.3M<0.1%History
EDREndeavor Group Holdings, Inc.CL A COM501,211$17.5M<0.1%History
VODVodafone Group Public Ltd CoADR972,103$14.5M<0.1%History
GRABGrab Holdings LtdCLASS A ORD1,736,914$12.4M<0.1%History
NUANNuance Communications, Inc.COM209,425$11.6M<0.1%History
NCNOnCino, Inc.COM204,898$11.2M<0.1%History
INMDInMode Ltd.SHS151,965$10.7M<0.1%History
MTNVail Resorts IncCOM30,800$10.1M<0.1%History
BSYBentley Systems IncCOM CL B194,478$9.40M<0.1%History
PODDInsulet CorpStock34,611$9.21M<0.1%History
NTLAIntellia Therapeutics, Inc.COM71,282$8.43M<0.1%History
Shaw Communications Inc82028K200CL B CONV273,764$8.31M<0.1%–
PCORProcore Technologies, Inc.COM95,907$7.67M<0.1%History
NBRNabors Industries LtdSHS92,858$7.53M<0.1%History
CCMPCMC Materials, Inc.COM36,575$7.01M<0.1%History
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH86,762$6.44M<0.1%–
AMCAMC Entertainment Holdings, Inc.CL A COM231,161$6.29M<0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA96,114$6.08M<0.1%History
LBRDKLiberty Broadband CorpCOM SER C34,261$5.52M<0.1%History
MKTXMarketaxess Holdings IncCOM12,942$5.32M<0.1%History
STLSterling BancorpCOM198,966$5.13M<0.1%History
ASXCAsensus Surgical, Inc.COM4,365,319$4.85M<0.1%History
GCPGCP Applied Technologies Inc.COM149,418$4.73M<0.1%History
EIGEmployers Holdings, Inc.COM105,000$4.34M<0.1%History
GLBEGlobal-E Online Ltd.SHS65,170$4.13M<0.1%History
PSXPPhillips 66 Partners LPCOM UNIT REP INT112,449$4.06M<0.1%History
KNOPKNOT Offshore Partners LPCOM UNITS296,720$3.96M<0.1%History
ROGRogers CorpCOM14,364$3.92M<0.1%History
BHP Group Ltd05545E209SPONSORED ADR65,060$3.89M<0.1%–
Camber Energy Inc13200M508COM4,531,619$3.85M<0.1%–
FIGSFIGS, Inc.CL A137,185$3.78M<0.1%History
OCDXOrtho Clinical Diagnostics Holdings plcORD SHS172,195$3.68M<0.1%History
ROKURoku, IncCOM CL A15,954$3.64M<0.1%History
STAAStaar Surgical CoCOM PAR $0.0135,458$3.24M<0.1%History
ADNHAdvent Technologies Holdings, Inc.COM CL A438,161$3.07M<0.1%History
ARVNArvinas, Inc.COM36,893$3.03M<0.1%History
BWINBaldwin Insurance Group, Inc.COM CL A81,971$2.96M<0.1%History
Macquarie Infrastructure Cor55608B105COM810,455$2.96M<0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A67,489$2.93M<0.1%–
ZNTLZentalis Pharmaceuticals, Inc.COM32,932$2.77M<0.1%History
POWLPowell Industries IncStock91,438$2.70M<0.1%History
MCFEMcAfee Corp.COM CL A103,637$2.67M<0.1%History
Vanguard Morningstar Total Stock Market ETF922908769ETF10,246$2.47M<0.1%–
LTHLife Time Group Holdings, Inc.COMMON STOCK140,335$2.42M<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF54,935$2.36M<0.1%–
GDYNGrid Dynamics Holdings, Inc.CL A60,125$2.28M<0.1%History
NVCRNovoCure LtdORD SHS27,455$2.06M<0.1%History
EVAEnviva, LLCCOM UNIT27,501$1.94M<0.1%History
GILTGilat Satellite Networks LtdSHS NEW262,320$1.85M<0.1%History
GPGreenpower Motor Co Inc.COM NEW189,899$1.80M<0.1%History
OSHOak Street Health, Inc.COM50,512$1.67M<0.1%History
CDNACareDx, Inc.COM36,253$1.65M<0.1%History
NEONeogenomics IncCOM NEW47,264$1.61M<0.1%History
BBCPConcrete Pumping Holdings, Inc.COM196,463$1.61M<0.1%History
LYTSLsi Industries IncCOM230,141$1.58M<0.1%History
LPROOpen Lending CorpCOM63,172$1.42M<0.1%History
LPSNLiveperson IncCOM38,578$1.38M<0.1%History
GOOSCanada Goose Holdings Inc.SHS SUB VTG36,637$1.36M<0.1%History
O2MICRO International Limite67107W100SPONS ADR285,312$1.29M<0.1%–
DOUGDouglas Elliman Inc.COM107,060$1.23M<0.1%History
PLTKPlaytika Holding Corp.COM69,368$1.20M<0.1%History
CBATCBAK Energy Technology LtdCOM758,315$1.18M<0.1%History
MNTVMomentive Global Inc.COM55,448$1.17M<0.1%History
EMFTempleton Emerging Markets FundCOM70,058$1.12M<0.1%History
DCTDuck Creek Technologies, Inc.SHS34,132$1.03M<0.1%History
PAEPAE IncCOM CL A101,205$1.00M<0.1%History
MQMarqeta, Inc.CLASS A COM58,259$1.00M<0.1%History
HZOMarinemax IncCOM16,428$970.0K<0.1%History
SKMSK Telecom Co LtdSPONSORED ADR35,813$955.0K<0.1%History
iShares Core MSCI Total International Stock ETF46432F834ETF13,400$951.0K<0.1%–
ACBIAtlantic Capital Bancshares, Inc.COM32,938$948.0K<0.1%History
iShares Tr46434V423MSCI SAUDI ARBIA22,622$925.0K<0.1%–
LWLamb Weston Holdings, Inc.Stock13,968$885.0K<0.1%History
SDIGStronghold Digital Mining, Inc.CLASS A COM61,327$788.0K<0.1%History
PBAPembina Pipeline CorpCOM25,334$769.0K<0.1%History
SUNWSunworks, Inc.COM NEW248,637$763.0K<0.1%History
FLOWSPX FLOW, Inc.COM8,718$754.0K<0.1%History
XNCRXencor IncCOM17,894$718.0K<0.1%History
EDITEditas Medicine, Inc.COM26,456$702.0K<0.1%History
DOORMasonite International CorpCOM5,817$686.0K<0.1%History
Del Taco Restaurants, Inc.245496104COM54,902$684.0K<0.1%–
PARRPar Pacific Holdings, Inc.COM NEW34,641$571.0K<0.1%History
TWSTTwist Bioscience CorpCOM7,144$553.0K<0.1%History
FRPTFreshpet, Inc.Stock5,356$510.0K<0.1%History
BDSIBiodelivery Sciences International IncCOM160,264$497.0K<0.1%History
ALXOAlx Oncology Holdings IncCOM21,777$468.0K<0.1%History
KDKyndryl Holdings, Inc.Stock25,363$459.0K<0.1%History