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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 8, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
2,505
+1 vs. Q3 2021
Portfolio value
$102.8B
+$9.80B (+10.5%) vs. Q3 2021
Filed
Feb 8, 2022
SEC
Holdings of First Trust Advisors LP in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
OVIDOvid Therapeutics Inc.COM84,852$272.0K<0.1%+10,622+14.3%AddedHistory
ABEVAmbev S.A.SPONSORED ADR97,541$273.0K<0.1%−215,937−68.9%ReducedHistory
FLXSFlexsteel Industries IncCOM10,207$274.0K<0.1%+1,145+12.6%AddedHistory
LAKELakeland Industries IncCOM12,663$275.0K<0.1%+1,242+10.9%AddedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR7,408$277.0K<0.1%+181+2.5%AddedHistory
GGALGrupo Financiero Galicia SASPONSORED ADR29,638$281.0K<0.1%+132+0.4%AddedHistory
GORVLazydays Holdings, Inc.COM13,045$281.0K<0.1%+2,091+19.1%AddedHistory
CCBCoastal Financial CorpCOM NEW5,574$282.0K<0.1%+5,574NewHistory
MIOPioneer Municipal High Income Opportunities Fund, Inc.COMMON STOCK15,364$282.0K<0.1%+15,364NewHistory
SANBanco Santander, S.A.ADR86,739$285.0K<0.1%+86,739NewHistory
CSIICardiovascular Systems IncCOM15,302$287.0K<0.1%+3,250+27.0%AddedHistory
RJETRepublic Airways Holdings Inc.COM NEW51,235$287.0K<0.1%+6,331+14.1%AddedHistory
ZGNXZogenix, Inc.COM NEW17,670$287.0K<0.1%−2,044−10.4%ReducedHistory
FMNBFarmers National Banc CorpCOM15,698$291.0K<0.1%+3,450+28.2%AddedHistory
CMLSQCumulus Media IncCOM CL A26,241$295.0K<0.1%00.0%UnchangedHistory
DYFNAngel Oak Dynamic Financial Strategies Income Term TrustCOM BEN INT14,386$296.0K<0.1%+66+0.5%AddedHistory
GRWGGrowGeneration Corp.COM22,796$297.0K<0.1%−60,756−72.7%ReducedHistory
FLRFluor CorpStock12,077$299.0K<0.1%−2,527−17.3%ReducedHistory
EBIXEbix IncCOM NEW9,853$300.0K<0.1%−132,724−93.1%ReducedHistory
TWOU2U, LLCCOM14,965$300.0K<0.1%−24,495−62.1%ReducedHistory
CATCCambridge BancorpCOM3,232$302.0K<0.1%+221+7.3%AddedHistory
RMNIRimini Street, Inc.COM50,684$303.0K<0.1%+6,788+15.5%AddedHistory
PGCPeapack Gladstone Financial CorpCOM8,648$306.0K<0.1%+506+6.2%AddedHistory
FNFabrinetSHS2,591$307.0K<0.1%−36−1.4%ReducedHistory
ACCDAccolade, Inc.COM11,912$314.0K<0.1%−41,444−77.7%ReducedHistory
CSRCenterspaceCOM2,884$320.0K<0.1%+252+9.6%AddedHistory
SAFTSafety Insurance Group IncCOM3,776$321.0K<0.1%−17,809−82.5%ReducedHistory
DLTHDuluth Holdings Inc.COM CL B21,193$322.0K<0.1%+2,640+14.2%AddedHistory
CASACasa Systems IncCOM57,202$324.0K<0.1%+7,347+14.7%AddedHistory
KNTKKinetik Holdings Inc.COM NEW CL A5,302$325.0K<0.1%+580+12.3%AddedHistory
MCBSMetroCity Bankshares, Inc.COM11,817$325.0K<0.1%+11,817NewHistory
CMTLComtech Telecommunications CorpCOM NEW13,781$326.0K<0.1%+543+4.1%AddedHistory
SPDR Series Trust78468R721STATE STREET SPD6,342$328.0K<0.1%+185+3.0%Added–
STELStellar Bancorp, Inc.COM11,406$331.0K<0.1%+772+7.3%AddedHistory
HROWHarrow, Inc.COM39,277$339.0K<0.1%+4,865+14.1%AddedHistory
Community West Bancshares155685100COM16,335$339.0K<0.1%−3,159−16.2%Reduced–
CSTLCastle Biosciences IncCOM7,936$340.0K<0.1%−7,613−49.0%ReducedHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF5,767$346.0K<0.1%+129+2.3%Added–
EGANEGAIN CorpCOM NEW34,623$346.0K<0.1%+4,557+15.2%AddedHistory
SLQTSelectQuote, Inc.COM38,853$352.0K<0.1%+38,853NewHistory
VRAVera Bradley, Inc.COM41,391$352.0K<0.1%+5,147+14.2%AddedHistory
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS18,033$353.0K<0.1%+575+3.3%AddedHistory
WisdomTree Bloomberg US Dollar Bullish Fund97717W471ETF13,622$355.0K<0.1%+5,573+69.2%Added–
ZEUSOlympic Steel IncCOM15,094$355.0K<0.1%+1,865+14.1%AddedHistory
AUDCAudiocodes LtdORD10,344$359.0K<0.1%+184+1.8%AddedHistory
FMBHFirst Mid Bancshares, Inc.COM8,394$359.0K<0.1%+575+7.4%AddedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF7,326$360.0K<0.1%+152+2.1%Added–
ALEXAlexander & Baldwin, Inc.COM14,498$364.0K<0.1%+1,045+7.8%AddedHistory
EGHT8X8 IncCOM21,751$365.0K<0.1%−7,201−24.9%ReducedHistory
CFBCrossfirst Bankshares, Inc.COM23,629$369.0K<0.1%+1,582+7.2%AddedHistory
HCKTHackett Group, Inc.COM18,175$373.0K<0.1%−681−3.6%ReducedHistory
ATNIATN International, Inc.COM9,348$373.0K<0.1%+1,682+21.9%AddedHistory
XPXP Inc.CL A13,020$374.0K<0.1%−274,956−95.5%ReducedHistory
DTFDTF Tax-Free Income 2028 Term Fund IncCOM26,248$375.0K<0.1%−16,549−38.7%ReducedHistory
ENREnergizer Holdings, Inc.COM9,392$377.0K<0.1%−31,639−77.1%ReducedHistory
UTGReaves Utility Income FundCOM SH BEN INT10,784$379.0K<0.1%−107−1.0%ReducedHistory
DSGXDescartes Systems Group IncCOM4,614$382.0K<0.1%+4,614NewHistory
EMKREmcore CorpCOM NEW55,047$384.0K<0.1%+6,802+14.1%AddedHistory
MGNXMacrogenics IncCOM23,991$385.0K<0.1%+4,858+25.4%AddedHistory
CODXCo-Diagnostics, Inc.COM44,053$393.0K<0.1%+5,457+14.1%AddedHistory
CCRDCoreCard CorpCOM10,162$394.0K<0.1%+1,212+13.5%AddedHistory
BANDBandwidth Inc.COM CL A5,564$399.0K<0.1%−11,665−67.7%ReducedHistory
RPAYRepay Holdings CorpCOM CL A21,814$399.0K<0.1%+21,814NewHistory
GHLGreenhill & Co IncCOM22,500$403.0K<0.1%+2,095+10.3%AddedHistory
HQLabrdn Life Sciences InvestorsSH BEN INT20,984$404.0K<0.1%+675+3.3%AddedHistory
INGNInogen IncCOM11,871$404.0K<0.1%+11,871NewHistory
BYMBlackRock Municipal Income Quality TrustCOM26,087$407.0K<0.1%+26,087NewHistory
iShares Select U.S. REIT ETF464287564ETF5,405$411.0K<0.1%+5,405New–
Monmouth Real Estate Investment Corp609720107CL A19,606$412.0K<0.1%+1,419+7.8%Added–
CMPRCIMPRESS plcSHS EURO5,785$414.0K<0.1%−19,505−77.1%ReducedHistory
YEXTYext, Inc.COM41,760$414.0K<0.1%+5,793+16.1%AddedHistory
Hingham Instn SVGS Mass433323102COM994$417.0K<0.1%+67+7.2%Added–
iShares Tr464288158SHRT NAT MUN ETF3,894$418.0K<0.1%+40+1.0%Added–
GDOTGreen Dot CorpCL A11,612$421.0K<0.1%−1,164−9.1%ReducedHistory
ETXEaton Vance Municipal Income 2028 Term TrustSHS19,563$421.0K<0.1%−14,750−43.0%ReducedHistory
CNKCinemark Holdings, Inc.COM26,152$422.0K<0.1%+26,152NewHistory
NGMNGM Biopharmaceuticals IncCOM23,900$423.0K<0.1%+23,900NewHistory
ABSTAbsolute Software CorpCOM45,167$425.0K<0.1%+12,962+40.2%AddedHistory
QTRXQuanterix CorpCOM10,090$428.0K<0.1%−46,849−82.3%ReducedHistory
PARPar Technology CorpCOM8,167$431.0K<0.1%−23,928−74.6%ReducedHistory
RBCAARepublic Bancorp IncCL A8,527$434.0K<0.1%+643+8.2%AddedHistory
LASRNlight, Inc.COM18,213$436.0K<0.1%−73,849−80.2%ReducedHistory
SPDR Series Trust78464A516ST INTL BBG ETF15,416$436.0K<0.1%−3,243−17.4%Reduced–
BRBSBlue Ridge Bankshares, Inc.COM24,365$436.0K<0.1%+3,007+14.1%AddedHistory
IIIInformation Services Group Inc.COM57,222$436.0K<0.1%+8,073+16.4%AddedHistory
TELFYTelefonica S ASPONSORED ADR103,614$440.0K<0.1%+62,846+154.2%AddedHistory
REALTheRealReal, Inc.COM38,115$443.0K<0.1%+12,107+46.6%AddedHistory
KTOSKratos Defense & Security Solutions, Inc.COM NEW22,855$443.0K<0.1%−34,858−60.4%ReducedHistory
CLNEClean Energy Fuels Corp.COM72,269$443.0K<0.1%−115,585−61.5%ReducedHistory
RCKYRocky Brands, Inc.COM11,124$443.0K<0.1%+1,383+14.2%AddedHistory
ENDPEndo International plcSHS118,248$445.0K<0.1%−119,076−50.2%ReducedHistory
First Tr Exchange-Traded Alp33734Y109COM SHS4,600$446.0K<0.1%−75,240−94.2%Reduced–
LOCOEl Pollo Loco Holdings, Inc.COM31,433$446.0K<0.1%+3,826+13.9%AddedHistory
KALVKalVista Pharmaceuticals, Inc.COM33,696$446.0K<0.1%+4,166+14.1%AddedHistory
AEMAgnico Eagle Mines LtdStock8,483$451.0K<0.1%+8,483NewHistory
STMSTMicroelectronics N.V.NY REGISTRY9,273$453.0K<0.1%+3,964+74.7%AddedHistory
AOUTAmerican Outdoor Brands, Inc.COM22,879$456.0K<0.1%+2,841+14.2%AddedHistory
KDKyndryl Holdings, Inc.Stock25,363$459.0K<0.1%+25,363NewHistory
HAEHaemonetics CorpCOM8,652$459.0K<0.1%+8,652NewHistory
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM21,213$462.0K<0.1%−671−3.1%ReducedHistory

Sold out since Q3 2021 (176)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 176 by value last quarter.

Positions of First Trust Advisors LP sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
First Tr Exchange-Traded FD33734X176TECH ALPHADEX4,807,984$590.8M0.6%–
CLDRCloudera, Inc.COM4,779,653$76.3M0.1%History
First Tr Bick Index FD33733H107COM SHS1,551,822$53.0M0.1%–
PPDPPD, Inc.COM674,268$31.5M<0.1%History
FIVNFive9, Inc.COM158,048$25.2M<0.1%History
HRCHill-Rom Holdings, Inc.COM136,478$20.5M<0.1%History
MDLAMedallia, Inc.COM564,299$19.1M<0.1%History
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW314,502$18.9M<0.1%–
ELANElanco Animal Health IncCOM518,166$16.5M<0.1%History
XECCimarex Energy CoCOM176,812$15.4M<0.1%History
CoreSite Realty Corp21870Q105COM106,964$14.8M<0.1%–
Zix Corp98974P100COM1,583,289$11.2M<0.1%–
NTRSNorthern Trust CorpCOM101,842$11.0M<0.1%History
SPCEVirgin Galactic Holdings, IncCOM407,236$10.3M<0.1%History
Bancorpsouth BK Tupelo Miss05971J102COM306,001$9.11M<0.1%–
KRTXKaruna Therapeutics, Inc.COM74,241$9.08M<0.1%History
PWSCPowerschool Holdings, Inc.COM CL A356,045$8.76M<0.1%History
FOXFox CorpCL B COM229,065$8.50M<0.1%History
XMQualtrics International Inc.COM CL A184,708$7.89M<0.1%History
CVACovanta Holding CorpCOM385,566$7.76M<0.1%History
TRSTrimas CorpCOM NEW214,758$6.95M<0.1%History
BMBLBumble Inc.COM CL A131,680$6.58M<0.1%History
iShares Inc46434G764MSCI EMRG CHN107,251$6.50M<0.1%–
ANATAmerican National Group IncCOM NEW31,832$6.02M<0.1%History
MSAMSA Safety IncCOM40,292$5.87M<0.1%History
INVAInnoviva, Inc.COM349,317$5.84M<0.1%History
BYNDBeyond Meat, Inc.COM54,201$5.71M<0.1%History
MRTNMarten Transport LtdCOM363,108$5.70M<0.1%History
VRMVroom, Inc.COM255,927$5.65M<0.1%History
CXPColumbia Property Trust, Inc.COM NEW291,799$5.55M<0.1%History
INOVInovalon Holdings, Inc.COM CL A131,963$5.32M<0.1%History
SSentinelOne, Inc.CL A95,127$5.10M<0.1%History
FTDRFrontdoor, Inc.COM120,998$5.07M<0.1%History
ALXAlexanders IncCOM19,291$5.03M<0.1%History
Vedanta Limited92242Y100SPONSORED ADR324,493$4.96M<0.1%–
WMKWeis Markets IncCOM91,286$4.80M<0.1%History
PBIPitney Bowes IncCOM645,924$4.66M<0.1%History
FRGFranchise Group, Inc.COM129,338$4.58M<0.1%History
DCBODocebo Inc.COM62,233$4.54M<0.1%History
GWBGreat Western Bancorp, Inc.COM137,939$4.52M<0.1%History
HTLDHeartland Express IncCOM280,655$4.50M<0.1%History
TRIPTripAdvisor, Inc.COM130,665$4.42M<0.1%History
CSODCornerstone OnDemand IncCOM75,538$4.33M<0.1%History
KSUKansas City SouthernCOM NEW15,862$4.29M<0.1%History
SRLPSprague Resources LPCOM UNIT REP LTD219,928$4.09M<0.1%History
GIIIG III Apparel Group LtdCOM142,309$4.03M<0.1%History
STMPStamps.com IncCOM NEW12,006$3.96M<0.1%History
CCCCC4 Therapeutics, Inc.COM STK86,952$3.88M<0.1%History
Kirkland Lake Gold Ltd49741E100COM92,463$3.85M<0.1%–
iShares Inc464286400MSCI BRAZIL ETF119,195$3.83M<0.1%–
MATVMativ Holdings, Inc.COM110,249$3.82M<0.1%History
Enable Midstream Partners, LP292480100COM UNIT RP IN439,559$3.57M<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS165,331$3.49M<0.1%History
POLYPlantronics IncCOM134,729$3.46M<0.1%History
ZIPZiprecruiter, Inc.CL A123,945$3.42M<0.1%History
RPAIRetail Properties of America, Inc.CL A258,138$3.33M<0.1%History
GFFGriffon CorpCOM133,673$3.29M<0.1%History
MDPediatrix Medical Group, Inc.COM110,710$3.15M<0.1%History
HQYHealthequity, Inc.COM47,150$3.05M<0.1%History
SUPNSupernus Pharmaceuticals, Inc.COM110,227$2.94M<0.1%History
PACBPacific Biosciences of California, Inc.COM114,037$2.91M<0.1%History
SAFMSanderson Farms IncCOM14,988$2.82M<0.1%History
DRNADicerna Pharmaceuticals IncCOM134,599$2.71M<0.1%History
AMWDAmerican Woodmark CorpCOM41,432$2.71M<0.1%History
FATEFate Therapeutics IncCOM45,618$2.70M<0.1%History
ARNCArconic CorpCOM85,637$2.70M<0.1%History
AZZAzz IncCOM49,601$2.64M<0.1%History
AROCArchrock, Inc.COM318,618$2.63M<0.1%History
Teekay LNG Partners L PY8564M105PRTNRSP UNITS168,240$2.62M<0.1%–
HCCIHeritage-Crystal Clean, Inc.COM85,825$2.49M<0.1%History
GBXGreenbrier Companies IncStock57,679$2.48M<0.1%History
TUPTupperware Brands CorpCOM115,443$2.44M<0.1%History
HEIHeico CorpCOM18,385$2.42M<0.1%History
SMLPSummit Midstream Partners, LPCOM UNIT LTD66,790$2.37M<0.1%History
CNXNPC Connection IncCOM53,378$2.35M<0.1%History
SKMSK Telecom Co LtdSPONSORED ADR76,170$2.29M<0.1%History
NTGRNetgear, Inc.COM71,826$2.29M<0.1%History
TSEOQTrinseo PLCSHS41,914$2.26M<0.1%History
Echo Global Logistics, Inc.27875T101COM45,987$2.19M<0.1%–
Nuveen Tax-Advantaged Divid67073G105COM138,383$2.19M<0.1%–
SSPE.W. Scripps CoCL A NEW121,079$2.19M<0.1%History
ACLSAxcelis Technologies IncStock46,433$2.18M<0.1%History
AZPNASPENTECH CorpCOM17,677$2.17M<0.1%History
SRNESorrento Therapeutics, Inc.COM NEW282,917$2.16M<0.1%History
SPDR Series Trust78464A490ST STR FTSE ETF38,231$2.08M<0.1%–
WWWW International, Inc.COM107,668$1.97M<0.1%History
VERVEREIT, Inc.COM42,555$1.93M<0.1%History
VCRAVocera Communications, Inc.COM41,381$1.89M<0.1%History
RGNXREGENXBIO Inc.COM43,067$1.80M<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM28,754$1.79M<0.1%History
HURNHuron Consulting Group Inc.Stock31,065$1.61M<0.1%History
BRMKBroadmark Realty Capital Inc.COM158,342$1.56M<0.1%History
IDEXIdeanomics, Inc.COM790,443$1.56M<0.1%History
GESGuess IncCOM73,316$1.54M<0.1%History
LADRLadder Capital CorpCL A134,948$1.49M<0.1%History
MCFContango Oil & Gas CoCOM NEW319,488$1.46M<0.1%History
MTRNMATERION CorpCOM20,804$1.43M<0.1%History
TRTootsie Roll Industries IncCOM46,002$1.40M<0.1%History
FWONALiberty Media CorpCOM SER A FRMLA28,875$1.36M<0.1%History
NBHCNational Bank Holdings CorpCL A33,441$1.35M<0.1%History