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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 8, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
2,505
+1 vs. Q3 2021
Portfolio value
$102.8B
+$9.80B (+10.5%) vs. Q3 2021
Filed
Feb 8, 2022
SEC
Holdings of First Trust Advisors LP in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
PRETQPennsylvania Real Estate Investment TrustSH BEN INT11,315$12.0K<0.1%+833+7.9%AddedHistory
BHRBraemar Hotels & Resorts Inc.COM10,269$52.0K<0.1%+10,269NewHistory
BTGB2GOLD CorpCOM15,224$60.0K<0.1%−875,806−98.3%ReducedHistory
Crescent PT Energy Corp22576C101COM13,027$70.0K<0.1%+13,027New–
MOMOHello Group Inc.ADS10,519$94.0K<0.1%−255−2.4%ReducedHistory
DHTDHT Holdings, Inc.SHS NEW18,261$95.0K<0.1%+18,261NewHistory
TYMETyme Technologies, Inc.COM173,196$104.0K<0.1%+21,401+14.1%AddedHistory
NCANuveen California Municipal Value FundCOM STK10,661$108.0K<0.1%−68−0.6%ReducedHistory
ESPREsperion Therapeutics, Inc.COM22,771$114.0K<0.1%+346+1.5%AddedHistory
JFRNuveen Floating Rate Income FundCOM11,239$114.0K<0.1%−604−5.1%ReducedHistory
AXIAYAXIA Energia S.A.SPONSORED ADR19,679$120.0K<0.1%−19,041−49.2%ReducedHistory
NEXTNextDecade CorpCOM42,183$120.0K<0.1%+5,611+15.3%AddedHistory
CIGEnergy Co of Minas GeraisSP ADR N-V PFD49,883$121.0K<0.1%+2,534+5.4%AddedHistory
CTEVClaritev CorpCOM27,456$122.0K<0.1%−246,636−90.0%ReducedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS15,830$124.0K<0.1%−7,107−31.0%ReducedHistory
Nuveen PFD & Incm Securties67072C105COM12,769$124.0K<0.1%−620−4.6%Reduced–
SNFIStark Novus Financial Inc.COM CL A38,691$133.0K<0.1%+10,970+39.6%AddedHistory
FOAFinance of America Companies Inc.COM CL A33,462$133.0K<0.1%+3,665+12.3%AddedHistory
MCBCMacatawa Bank CorpCOM15,866$140.0K<0.1%+1,081+7.3%AddedHistory
TXMDTherapeuticsMD, Inc.COM401,600$143.0K<0.1%+34,343+9.4%AddedHistory
DCPHDeciphera Pharmaceuticals, Inc.COM14,784$144.0K<0.1%+14,784NewHistory
FINVFinVolution GroupSPONSORED ADS29,318$145.0K<0.1%−1,259−4.1%ReducedHistory
DHCDiversified Healthcare TrustCOM SH BEN INT47,752$148.0K<0.1%+2,959+6.6%AddedHistory
PANLPangaea Logistics Solutions Ltd.SHS39,217$148.0K<0.1%+4,826+14.0%AddedHistory
STNGScorpio Tankers Inc.SHS11,681$150.0K<0.1%+742+6.8%AddedHistory
AEGAegon Ltd.NY REGISTRY SHS31,255$154.0K<0.1%+9,705+45.0%AddedHistory
Rain Oncology Inc.75082Q105COM12,159$157.0K<0.1%+1,502+14.1%Added–
OSBCOld Second Bancorp IncCOM13,322$168.0K<0.1%+909+7.3%AddedHistory
HMYHarmony Gold Mining Co LtdADR41,445$170.0K<0.1%+5,331+14.8%AddedHistory
Companhia Brasileira de Dist20440T300SPONSORED ADR42,493$170.0K<0.1%+11,834+38.6%Added–
FRSTPrimis Financial Corp.COM11,404$172.0K<0.1%+793+7.5%AddedHistory
SBSWSibanye Stillwater LtdSPONSORED ADR13,834$173.0K<0.1%+13,834NewHistory
ECEcopetrol S.A.SPONSORED ADS13,393$173.0K<0.1%+13,393NewHistory
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT12,074$177.0K<0.1%−603−4.8%ReducedHistory
LNAILunai Bioworks Inc.COM24,566$179.0K<0.1%+3,146+14.7%AddedHistory
APTSPreferred Apartment Communities IncCOM10,083$182.0K<0.1%+10,083NewHistory
GFIGold Fields LtdSPONSORED ADR16,650$183.0K<0.1%+771+4.9%AddedHistory
AHRTAH Realty Trust, Inc.COM12,278$187.0K<0.1%+967+8.5%AddedHistory
CARECarter Bankshares, Inc.COM NEW12,280$189.0K<0.1%+835+7.3%AddedHistory
Tenneco Inc880349105CL A VTG COM STK16,850$190.0K<0.1%+1,389+9.0%Added–
JOANJOANN Inc.COM18,465$192.0K<0.1%+2,281+14.1%AddedHistory
Chiron Real Estate Inc.37954A204COM NEW10,916$194.0K<0.1%+802+7.9%Added–
ONLOrion Properties Inc.REIT10,858$203.0K<0.1%+10,858NewHistory
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR34,596$203.0K<0.1%+34,596NewHistory
OCULOcular Therapeutix, IncCOM29,063$203.0K<0.1%−34,832−54.5%ReducedHistory
Headhunter Group PLC42207L106SPONSORED ADS4,017$205.0K<0.1%+4,017New–
CCBGCapital City Bank Group IncCOM7,833$207.0K<0.1%+7,833NewHistory
INNSummit Hotel Properties, Inc.COM21,233$207.0K<0.1%+1,527+7.7%AddedHistory
CCNECNB Financial CorpCOM7,839$208.0K<0.1%+7,839NewHistory
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD3,963$211.0K<0.1%+70+1.8%Added–
DSPViant Technology Inc.COM CL A21,872$212.0K<0.1%+3,645+20.0%AddedHistory
SMBKSmartfinancial Inc.COM NEW7,797$213.0K<0.1%+7,797NewHistory
INBKFirst Internet BancorpCOM4,573$215.0K<0.1%+4,573NewHistory
SMBCSouthern Missouri Bancorp, Inc.COM4,125$215.0K<0.1%+4,125NewHistory
CHCTCommunity Healthcare Trust IncCOM4,701$222.0K<0.1%+4,701NewHistory
TWNTaiwan Fund IncCOM5,958$224.0K<0.1%+5,958NewHistory
MHFWestern Asset Municipal High Income Fund Inc.COM28,179$226.0K<0.1%−16,941−37.5%ReducedHistory
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS2,515$226.0K<0.1%−782−23.7%ReducedHistory
AMSFAmerisafe IncCOM4,196$226.0K<0.1%−35,463−89.4%ReducedHistory
LMATLemaitre Vascular IncCOM4,536$228.0K<0.1%−118−2.5%ReducedHistory
SFSTSouthern First Bancshares IncCOM3,672$229.0K<0.1%+3,672NewHistory
Copel-ADR20441B605ADR40,742$229.0K<0.1%+2,162+5.6%Added–
BWBBridgewater Bancshares IncCOM13,025$230.0K<0.1%+837+6.9%AddedHistory
SPFISouth Plains Financial, Inc.COM8,255$230.0K<0.1%+8,255NewHistory
GGBGerdau S.A.SPON ADR REP PFD47,593$234.0K<0.1%+10,803+29.4%AddedHistory
WPPWPP plcADR3,097$234.0K<0.1%+3,097NewHistory
DACDanaos CorpSHS3,132$234.0K<0.1%+3,132NewHistory
FISIFinancial Institutions IncCOM7,350$234.0K<0.1%+499+7.3%AddedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A25,680$234.0K<0.1%+3,800+17.4%AddedHistory
RPT Realty74971D101SH BEN INT17,456$234.0K<0.1%+1,443+9.0%Added–
AIVApartment Investment & Management CoCL A30,419$235.0K<0.1%+2,593+9.3%AddedHistory
HTBHomeTrust Bancshares, Inc.COM7,572$235.0K<0.1%+386+5.4%AddedHistory
USXUS Xpress Enterprises IncCOM CL A40,091$235.0K<0.1%+5,098+14.6%AddedHistory
GWREGuidewire Software, Inc.COM2,090$237.0K<0.1%+370+21.5%AddedHistory
RBBRBB BancorpCOM9,057$237.0K<0.1%+689+8.2%AddedHistory
KRAKraton CorpCOM5,123$237.0K<0.1%+5,123NewHistory
WTBAWest Bancorporation IncCAP STK7,682$239.0K<0.1%−38,859−83.5%ReducedHistory
EEni SpASPONSORED ADR8,685$240.0K<0.1%+8,685NewHistory
BCSBarclays PLCADR23,152$240.0K<0.1%+3,924+20.4%AddedHistory
UMHUmh Properties, Inc.COM8,768$240.0K<0.1%+8,768NewHistory
AMALAmalgamated Financial Corp.COM14,431$242.0K<0.1%+985+7.3%AddedHistory
GOEVCanoo Inc.COM CL A31,324$242.0K<0.1%+5,168+19.8%AddedHistory
SXIStandex International CorpCOM2,194$243.0K<0.1%+27+1.2%AddedHistory
EBTCEnterprise Bancorp IncCOM5,581$251.0K<0.1%+5,581NewHistory
WSBFWaterstone Financial, Inc.COM11,567$253.0K<0.1%+696+6.4%AddedHistory
OPIOffice Properties Income TrustCOM SHS BEN INT10,207$254.0K<0.1%+519+5.4%AddedHistory
STNEStoneCo Ltd.COM15,181$256.0K<0.1%−4,915−24.5%ReducedHistory
BFCBank First CorpCOM3,540$256.0K<0.1%+225+6.8%AddedHistory
TIGTrean Insurance Group, Inc.COM29,055$259.0K<0.1%+3,603+14.2%AddedHistory
ALCOAlico, Inc.COM7,081$262.0K<0.1%+875+14.1%AddedHistory
AROWArrow Financial CorpCOM7,436$262.0K<0.1%+500+7.2%AddedHistory
CPNGCoupang, Inc.CL A8,937$263.0K<0.1%−22,281−71.4%ReducedHistory
ISTRInvestar Holding CorpCOM14,261$263.0K<0.1%−2,843−16.6%ReducedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD4,812$264.0K<0.1%+93+2.0%Added–
FCBCFirst Community Bankshares IncCOM7,897$264.0K<0.1%+425+5.7%AddedHistory
EQBKEquity Bancshares IncCOM CL A7,820$265.0K<0.1%+1,609+25.9%AddedHistory
DNTHDianthus Therapeutics, Inc.COM60,068$266.0K<0.1%+7,610+14.5%AddedHistory
BBDBank BradescoSP ADR PFD NEW78,143$267.0K<0.1%−154,765−66.4%ReducedHistory
BFSTBusiness First Bancshares, Inc.COM9,466$268.0K<0.1%+595+6.7%AddedHistory
MTArcelorMittalNY REGISTRY SH8,559$272.0K<0.1%−544−6.0%ReducedHistory

Sold out since Q3 2021 (176)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 176 by value last quarter.

Positions of First Trust Advisors LP sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
First Tr Exchange-Traded FD33734X176TECH ALPHADEX4,807,984$590.8M0.6%–
CLDRCloudera, Inc.COM4,779,653$76.3M0.1%History
First Tr Bick Index FD33733H107COM SHS1,551,822$53.0M0.1%–
PPDPPD, Inc.COM674,268$31.5M<0.1%History
FIVNFive9, Inc.COM158,048$25.2M<0.1%History
HRCHill-Rom Holdings, Inc.COM136,478$20.5M<0.1%History
MDLAMedallia, Inc.COM564,299$19.1M<0.1%History
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW314,502$18.9M<0.1%–
ELANElanco Animal Health IncCOM518,166$16.5M<0.1%History
XECCimarex Energy CoCOM176,812$15.4M<0.1%History
CoreSite Realty Corp21870Q105COM106,964$14.8M<0.1%–
Zix Corp98974P100COM1,583,289$11.2M<0.1%–
NTRSNorthern Trust CorpCOM101,842$11.0M<0.1%History
SPCEVirgin Galactic Holdings, IncCOM407,236$10.3M<0.1%History
Bancorpsouth BK Tupelo Miss05971J102COM306,001$9.11M<0.1%–
KRTXKaruna Therapeutics, Inc.COM74,241$9.08M<0.1%History
PWSCPowerschool Holdings, Inc.COM CL A356,045$8.76M<0.1%History
FOXFox CorpCL B COM229,065$8.50M<0.1%History
XMQualtrics International Inc.COM CL A184,708$7.89M<0.1%History
CVACovanta Holding CorpCOM385,566$7.76M<0.1%History
TRSTrimas CorpCOM NEW214,758$6.95M<0.1%History
BMBLBumble Inc.COM CL A131,680$6.58M<0.1%History
iShares Inc46434G764MSCI EMRG CHN107,251$6.50M<0.1%–
ANATAmerican National Group IncCOM NEW31,832$6.02M<0.1%History
MSAMSA Safety IncCOM40,292$5.87M<0.1%History
INVAInnoviva, Inc.COM349,317$5.84M<0.1%History
BYNDBeyond Meat, Inc.COM54,201$5.71M<0.1%History
MRTNMarten Transport LtdCOM363,108$5.70M<0.1%History
VRMVroom, Inc.COM255,927$5.65M<0.1%History
CXPColumbia Property Trust, Inc.COM NEW291,799$5.55M<0.1%History
INOVInovalon Holdings, Inc.COM CL A131,963$5.32M<0.1%History
SSentinelOne, Inc.CL A95,127$5.10M<0.1%History
FTDRFrontdoor, Inc.COM120,998$5.07M<0.1%History
ALXAlexanders IncCOM19,291$5.03M<0.1%History
Vedanta Limited92242Y100SPONSORED ADR324,493$4.96M<0.1%–
WMKWeis Markets IncCOM91,286$4.80M<0.1%History
PBIPitney Bowes IncCOM645,924$4.66M<0.1%History
FRGFranchise Group, Inc.COM129,338$4.58M<0.1%History
DCBODocebo Inc.COM62,233$4.54M<0.1%History
GWBGreat Western Bancorp, Inc.COM137,939$4.52M<0.1%History
HTLDHeartland Express IncCOM280,655$4.50M<0.1%History
TRIPTripAdvisor, Inc.COM130,665$4.42M<0.1%History
CSODCornerstone OnDemand IncCOM75,538$4.33M<0.1%History
KSUKansas City SouthernCOM NEW15,862$4.29M<0.1%History
SRLPSprague Resources LPCOM UNIT REP LTD219,928$4.09M<0.1%History
GIIIG III Apparel Group LtdCOM142,309$4.03M<0.1%History
STMPStamps.com IncCOM NEW12,006$3.96M<0.1%History
CCCCC4 Therapeutics, Inc.COM STK86,952$3.88M<0.1%History
Kirkland Lake Gold Ltd49741E100COM92,463$3.85M<0.1%–
iShares Inc464286400MSCI BRAZIL ETF119,195$3.83M<0.1%–
MATVMativ Holdings, Inc.COM110,249$3.82M<0.1%History
Enable Midstream Partners, LP292480100COM UNIT RP IN439,559$3.57M<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS165,331$3.49M<0.1%History
POLYPlantronics IncCOM134,729$3.46M<0.1%History
ZIPZiprecruiter, Inc.CL A123,945$3.42M<0.1%History
RPAIRetail Properties of America, Inc.CL A258,138$3.33M<0.1%History
GFFGriffon CorpCOM133,673$3.29M<0.1%History
MDPediatrix Medical Group, Inc.COM110,710$3.15M<0.1%History
HQYHealthequity, Inc.COM47,150$3.05M<0.1%History
SUPNSupernus Pharmaceuticals, Inc.COM110,227$2.94M<0.1%History
PACBPacific Biosciences of California, Inc.COM114,037$2.91M<0.1%History
SAFMSanderson Farms IncCOM14,988$2.82M<0.1%History
DRNADicerna Pharmaceuticals IncCOM134,599$2.71M<0.1%History
AMWDAmerican Woodmark CorpCOM41,432$2.71M<0.1%History
FATEFate Therapeutics IncCOM45,618$2.70M<0.1%History
ARNCArconic CorpCOM85,637$2.70M<0.1%History
AZZAzz IncCOM49,601$2.64M<0.1%History
AROCArchrock, Inc.COM318,618$2.63M<0.1%History
Teekay LNG Partners L PY8564M105PRTNRSP UNITS168,240$2.62M<0.1%–
HCCIHeritage-Crystal Clean, Inc.COM85,825$2.49M<0.1%History
GBXGreenbrier Companies IncStock57,679$2.48M<0.1%History
TUPTupperware Brands CorpCOM115,443$2.44M<0.1%History
HEIHeico CorpCOM18,385$2.42M<0.1%History
SMLPSummit Midstream Partners, LPCOM UNIT LTD66,790$2.37M<0.1%History
CNXNPC Connection IncCOM53,378$2.35M<0.1%History
SKMSK Telecom Co LtdSPONSORED ADR76,170$2.29M<0.1%History
NTGRNetgear, Inc.COM71,826$2.29M<0.1%History
TSEOQTrinseo PLCSHS41,914$2.26M<0.1%History
Echo Global Logistics, Inc.27875T101COM45,987$2.19M<0.1%–
Nuveen Tax-Advantaged Divid67073G105COM138,383$2.19M<0.1%–
SSPE.W. Scripps CoCL A NEW121,079$2.19M<0.1%History
ACLSAxcelis Technologies IncStock46,433$2.18M<0.1%History
AZPNASPENTECH CorpCOM17,677$2.17M<0.1%History
SRNESorrento Therapeutics, Inc.COM NEW282,917$2.16M<0.1%History
SPDR Series Trust78464A490ST STR FTSE ETF38,231$2.08M<0.1%–
WWWW International, Inc.COM107,668$1.97M<0.1%History
VERVEREIT, Inc.COM42,555$1.93M<0.1%History
VCRAVocera Communications, Inc.COM41,381$1.89M<0.1%History
RGNXREGENXBIO Inc.COM43,067$1.80M<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM28,754$1.79M<0.1%History
HURNHuron Consulting Group Inc.Stock31,065$1.61M<0.1%History
BRMKBroadmark Realty Capital Inc.COM158,342$1.56M<0.1%History
IDEXIdeanomics, Inc.COM790,443$1.56M<0.1%History
GESGuess IncCOM73,316$1.54M<0.1%History
LADRLadder Capital CorpCL A134,948$1.49M<0.1%History
MCFContango Oil & Gas CoCOM NEW319,488$1.46M<0.1%History
MTRNMATERION CorpCOM20,804$1.43M<0.1%History
TRTootsie Roll Industries IncCOM46,002$1.40M<0.1%History
FWONALiberty Media CorpCOM SER A FRMLA28,875$1.36M<0.1%History
NBHCNational Bank Holdings CorpCL A33,441$1.35M<0.1%History