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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Oct 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
2,469
+62 vs. Q1 2021
Portfolio value
$92.4B
+$9.80B (+11.9%) vs. Q1 2021
Filed
Oct 12, 2021
AmendedSEC
Holdings of First Trust Advisors LP in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
HIOWestern Asset High Income Opportunity Fund Inc.COM321,456$1.70M<0.1%+10,169+3.3%AddedHistory
MYIBlackRock Muniyield Quality Fund III, Inc.COM115,007$1.71M<0.1%+11,518+11.1%AddedHistory
AROWArrow Financial CorpCOM47,554$1.71M<0.1%−801−1.7%ReducedHistory
VOYAVoya Financial, Inc.COM27,829$1.71M<0.1%+14,527+109.2%AddedHistory
TGTXTG Therapeutics, Inc.COM44,124$1.71M<0.1%−35,656−44.7%ReducedHistory
TRTootsie Roll Industries IncCOM50,510$1.71M<0.1%+50,510NewHistory
Royal Dutch Shell PLC780259206SPONS ADR A42,469$1.72M<0.1%+9,816+30.1%Added–
PCRXPacira BioSciences, Inc.COM28,536$1.73M<0.1%+9,006+46.1%AddedHistory
CDECoeur Mining, Inc.COM NEW195,690$1.74M<0.1%−258,686−56.9%ReducedHistory
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM111,453$1.74M<0.1%+7,961+7.7%AddedHistory
RYNRayonier IncCOM48,597$1.75M<0.1%−5,299−9.8%ReducedHistory
CDXSCodexis, Inc.COM77,084$1.75M<0.1%+77,084NewHistory
IQiQIYI, Inc.SPONSORED ADS112,399$1.75M<0.1%+30,946+38.0%AddedHistory
GIBCgi IncCL A19,395$1.76M<0.1%+19,395NewHistory
TTMITTM Technologies IncCOM123,098$1.76M<0.1%+15,371+14.3%AddedHistory
BITBlackRock Multi-Sector Income TrustCOM94,727$1.77M<0.1%+2,065+2.2%AddedHistory
AZZAzz IncCOM34,186$1.77M<0.1%+6,612+24.0%AddedHistory
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF21,504$1.77M<0.1%+9,123+73.7%Added–
HHCHoward Hughes CorpCOM18,194$1.77M<0.1%+1,288+7.6%AddedHistory
BRKLBrookline Bancorp IncCOM119,041$1.78M<0.1%+80,689+210.4%AddedHistory
SCSSteelcase IncCL A117,948$1.78M<0.1%−115,188−49.4%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF4,167$1.78M<0.1%+238+6.1%AddedHistory
WLDNWilldan Group, Inc.COM47,409$1.78M<0.1%+5,971+14.4%AddedHistory
NBISNebius Group N.V.Stock25,288$1.79M<0.1%−276−1.1%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF11,395$1.81M<0.1%+11,395New–
BZHBeazer Homes USA IncCOM NEW94,587$1.82M<0.1%−5,740−5.7%ReducedHistory
HVTHaverty Furniture Companies IncCOM43,178$1.85M<0.1%−925−2.1%ReducedHistory
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF24,233$1.85M<0.1%+926+4.0%Added–
Dada Nexus Ltd23344D108ADS63,780$1.85M<0.1%+32,352+102.9%Added–
BLDRBuilders FirstSource, Inc.Stock43,492$1.85M<0.1%−13,475−23.7%ReducedHistory
DOOBRP Inc.COM SUN VTG23,746$1.86M<0.1%+23,746NewHistory
SRCE1st Source CorpCOM40,090$1.86M<0.1%−68,643−63.1%ReducedHistory
NTRNutrien Ltd.COM30,817$1.87M<0.1%+14,766+92.0%AddedHistory
INFNInfinera CorpCOM183,224$1.87M<0.1%−311,277−62.9%ReducedHistory
CORTCorcept Therapeutics IncCOM85,051$1.87M<0.1%−127,267−59.9%ReducedHistory
KALUKaiser Aluminum CorpCOM PAR $0.0115,169$1.87M<0.1%+10,031+195.2%AddedHistory
AAAlcoa CorpStock51,080$1.88M<0.1%+30,207+144.7%AddedHistory
PJTPJT Partners Inc.COM CL A26,362$1.88M<0.1%−36,379−58.0%ReducedHistory
DXCDXC Technology CoStock48,695$1.90M<0.1%+27,959+134.8%AddedHistory
SIMOSilicon Motion Technology CORPSPONSORED ADR29,659$1.90M<0.1%+8,555+40.5%AddedHistory
MMSIMerit Medical Systems IncCOM29,466$1.91M<0.1%−17,253−36.9%ReducedHistory
BVBrightView Holdings, Inc.COM118,183$1.91M<0.1%+18,748+18.9%AddedHistory
MTRNMATERION CorpCOM25,303$1.91M<0.1%+5,272+26.3%AddedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM119,696$1.91M<0.1%−64,507−35.0%ReducedHistory
DLXDeluxe CorpCOM40,069$1.91M<0.1%−40,413−50.2%ReducedHistory
TPCTutor Perini CorpCOM139,451$1.93M<0.1%+27,504+24.6%AddedHistory
OESXOrion Energy Systems, Inc.COM338,725$1.94M<0.1%−15,831−4.5%ReducedHistory
DDD3D Systems CorpCOM NEW48,616$1.94M<0.1%+8,933+22.5%AddedHistory
HCATHealth Catalyst, Inc.COM35,099$1.95M<0.1%−24,437−41.0%ReducedHistory
ALTRAltair Engineering Inc.COM CL A28,241$1.95M<0.1%−24,689−46.6%ReducedHistory
WTIW&T Offshore IncCOM404,124$1.96M<0.1%+314,928+353.1%AddedHistory
KFYKorn FerryCOM NEW27,070$1.96M<0.1%+15,343+130.8%AddedHistory
iShares Tr464287754US INDUSTRIALS17,709$1.97M<0.1%−1,749−9.0%Reduced–
NVRIEnviri CorpCOM96,381$1.97M<0.1%+26,492+37.9%AddedHistory
PIPRPiper Sandler CompaniesCOM15,299$1.98M<0.1%+2,498+19.5%AddedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM126,352$1.98M<0.1%+12,450+10.9%AddedHistory
NADNuveen Quality Municipal Income FundCOM124,213$1.99M<0.1%+10,278+9.0%AddedHistory
RLIRli CorpCOM19,079$2.00M<0.1%−16,053−45.7%ReducedHistory
EDUNew Oriental Education & Technology Group Inc.SPON ADR244,982$2.01M<0.1%−124,712−33.7%ReducedHistory
SJISouth Jersey Industries IncCOM77,598$2.01M<0.1%+11,436+17.3%AddedHistory
WBWEIBO CorpSPONSORED ADR38,584$2.03M<0.1%−11,583−23.1%ReducedHistory
CMPCompass Minerals International IncStock34,294$2.03M<0.1%−12,764−27.1%ReducedHistory
EBEventbrite, Inc.COM CL A106,965$2.03M<0.1%+106,965NewHistory
VREVeris Residential, Inc.COM118,455$2.03M<0.1%+46,573+64.8%AddedHistory
TIGRUP Fintech Holding LtdSPONSORED ADS70,329$2.04M<0.1%+70,329NewHistory
iShares Tr464288646ISHS 1-5YR INVS37,313$2.05M<0.1%−3,293−8.1%Reduced–
ZUOZuora IncCOM CL A119,218$2.06M<0.1%+5,204+4.6%AddedHistory
COLDAmericold Realty TrustCOM54,880$2.06M<0.1%+4,584+9.1%AddedHistory
ZYZymergen Inc.COM51,709$2.07M<0.1%+51,709NewHistory
CXPColumbia Property Trust, Inc.COM NEW119,093$2.07M<0.1%−46,970−28.3%ReducedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF116,311$2.08M<0.1%+7,921+7.3%AddedHistory
EXLSExlService Holdings, Inc.COM19,569$2.08M<0.1%−11,836−37.7%ReducedHistory
PHRPhreesia, Inc.COM33,936$2.08M<0.1%−42,560−55.6%ReducedHistory
MECMayville Engineering Company, Inc.COM103,720$2.09M<0.1%+103,720NewHistory
SDGRSchrodinger, Inc.COM27,583$2.09M<0.1%+27,583NewHistory
SMTCSemtech CorpStock30,330$2.09M<0.1%−25,022−45.2%ReducedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF45,093$2.09M<0.1%+6,263+16.1%Added–
BXMTBlackstone Mortgage Trust, Inc.COM CL A65,865$2.10M<0.1%+10,622+19.2%AddedHistory
DDDuPont de Nemours, Inc.COM27,156$2.10M<0.1%−749,893−96.5%ReducedHistory
SPDR Series Trust78464A490ST STR FTSE ETF37,272$2.10M<0.1%+5,265+16.4%Added–
JRINuveen Real Asset Income & Growth FundCOM131,461$2.11M<0.1%+3,524+2.8%AddedHistory
SPDR Series Trust78464A151SST SPDR BLOOMBE58,238$2.11M<0.1%+7,318+14.4%Added–
STMPStamps.com IncCOM NEW10,592$2.12M<0.1%−140−1.3%ReducedHistory
ITCIIntra-Cellular Therapies, Inc.COM52,003$2.12M<0.1%+52,003NewHistory
LYGLloyds Banking Group plcSPONSORED ADR833,533$2.13M<0.1%+268,573+47.5%AddedHistory
BPMCBlueprint Medicines CorpCOM24,190$2.13M<0.1%−28,544−54.1%ReducedHistory
EFCEllington Financial Inc.COM111,159$2.13M<0.1%−4,011−3.5%ReducedHistory
Vanguard Consumer Discretionary ETF92204A108ETF6,785$2.13M<0.1%+6,785New–
AIOVirtus Artificial Intelligence & Technology Opportunities FundCOM77,031$2.13M<0.1%−417−0.5%ReducedHistory
O2MICRO International Limite67107W100SPONS ADR296,224$2.14M<0.1%−14,711−4.7%Reduced–
ATRCAtriCure, Inc.COM27,002$2.14M<0.1%−1,637−5.7%ReducedHistory
AMSFAmerisafe IncCOM35,901$2.14M<0.1%−1,626−4.3%ReducedHistory
EVGEaton Vance Short Duration Diversified Income FundCOM162,080$2.15M<0.1%+9,570+6.3%AddedHistory
Nuveen Tax-Advantaged Divid67073G105COM134,357$2.16M<0.1%+5,848+4.6%Added–
MTWManitowoc Co IncCOM NEW88,189$2.16M<0.1%−2,779−3.1%ReducedHistory
RMBSRambus IncCOM91,284$2.16M<0.1%+320+0.4%AddedHistory
BKIBlack Knight, Inc.COM27,779$2.17M<0.1%−9,287−25.1%ReducedHistory
BLFSBiolife Solutions IncCOM NEW49,012$2.18M<0.1%+49,012NewHistory
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG79,332$2.19M<0.1%+573+0.7%Added–
PZZAPapa Johns International IncStock21,013$2.19M<0.1%−10,986−34.3%ReducedHistory

Sold out since Q1 2021 (141)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 141 by value last quarter.

Positions of First Trust Advisors LP sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX1,401,342$57.0M0.1%–
Inphi Corp45772F107COM253,009$45.1M0.1%–
SVMK Inc78489X103COM2,314,714$42.4M0.1%–
DAYDayforce, Inc.COM320,064$27.0M<0.1%History
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD374,482$19.8M<0.1%–
MSCIMSCI Inc.Stock41,791$17.5M<0.1%History
Extended Stay Amer Inc30224P200UNIT 99/99/9999B880,452$17.4M<0.1%–
Farfetch Ltd30744W107ORD SH CL A280,598$14.9M<0.1%–
Corelogic Inc21871D103COM186,503$14.8M<0.1%–
ADPTAdaptive Biotechnologies CorpCOM326,635$13.2M<0.1%History
TCF Finl Corp872307103COM279,239$13.0M<0.1%–
Pluralsight Inc72941B106COM CL A523,667$11.7M<0.1%–
NUANNuance Communications, Inc.COM212,518$9.27M<0.1%History
Michaels Cos Inc59408Q106COM405,631$8.90M<0.1%–
MDLAMedallia, Inc.COM295,430$8.24M<0.1%History
FRTAForterra, Inc.COM344,614$8.01M<0.1%History
GWREGuidewire Software, Inc.COM70,669$7.18M<0.1%History
Flir Sys Inc302445101COM114,797$6.48M<0.1%–
Grubhub Inc400110102COM104,112$6.25M<0.1%–
RLRalph Lauren CorpCL A48,532$5.98M<0.1%History
LRNStride, Inc.COM183,543$5.53M<0.1%History
Cooper Tire & Rubr Co216831107COM97,049$5.43M<0.1%–
CXWCoreCivic, Inc.COM598,829$5.42M<0.1%History
Colony Cap Inc New19626G108CL A COM808,195$5.24M<0.1%–
Varian Med Sys Inc92220P105COM29,168$5.15M<0.1%–
SCHWSchwab Charles CorpStock71,616$4.67M<0.1%History
ECHOEchoStar CORPCL A184,342$4.42M<0.1%History
FLWS1 800 Flowers Com IncCL A159,387$4.40M<0.1%History
Genmark Diagnostics Inc372309104COM177,541$4.24M<0.1%–
SGMOQSangamo Therapeutics, IncCOM331,982$4.16M<0.1%History
SNEXStoneX Group Inc.COM63,234$4.13M<0.1%History
SWBISmith & Wesson Brands, Inc.COM235,720$4.11M<0.1%History
ECPGEncore Capital Group IncCOM100,276$4.03M<0.1%History
FERGFerguson Enterprises Inc.SHS32,770$3.94M<0.1%History
SMPStandard Motor Products, Inc.Stock91,526$3.81M<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT30,979$3.77M<0.1%History
ENLCEnLink Midstream, LLCCOM UNIT REP LTD873,648$3.75M<0.1%History
PRDOPerdoceo Education CorpCOM310,196$3.71M<0.1%History
Aegion Corp00770F104COM128,898$3.71M<0.1%–
Meridian Bioscience Inc589584101COM139,157$3.65M<0.1%–
Nic Inc62914B100COM106,259$3.61M<0.1%–
FORForestar Group Inc.COM154,830$3.60M<0.1%History
Noble Midstream Partners LP65506L105COM UNIT REPST248,364$3.60M<0.1%–
AZEKAZEK Co Inc.CL A78,984$3.32M<0.1%History
PLUSEplus IncCOM31,923$3.18M<0.1%History
DKLDelek Logistics Partners, LPCOM UNT RP INT88,271$3.18M<0.1%History
Waddell & Reed Finl Inc930059100CL A118,057$2.96M<0.1%–
LBRDALiberty Broadband CorpCOM SER A20,295$2.95M<0.1%History
NHCNational Healthcare CorpCOM36,882$2.87M<0.1%History
Glu Mobile Inc379890106COM229,670$2.87M<0.1%–
ARVNArvinas, Inc.COM43,109$2.85M<0.1%History
FOLDAmicus Therapeutics, Inc.COM288,291$2.85M<0.1%History
PETQPetIQ, Inc.COM CL A79,960$2.82M<0.1%History
PTCTPTC Therapeutics, Inc.COM55,740$2.64M<0.1%History
Perspecta Inc715347100COM90,423$2.63M<0.1%–
ANGIAngi Inc.COM CL A NEW196,632$2.56M<0.1%History
FBL Finl Group Inc30239F106CL A44,574$2.49M<0.1%–
BGCBGC Group, Inc.CL A514,383$2.48M<0.1%History
TMPTompkins Financial CorpCOM29,142$2.41M<0.1%History
IRTCiRhythm Holdings, Inc.COM16,899$2.35M<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM34,758$2.31M<0.1%History
RDNTRadNet, Inc.COM105,741$2.30M<0.1%History
RPAYRepay Holdings CorpCOM CL A95,103$2.23M<0.1%History
LHCGLHC Group, IncCOM10,015$1.92M<0.1%History
BZUNBaozun Inc.SPONSORED ADR49,016$1.87M<0.1%History
Systemax Inc871851101COM45,298$1.86M<0.1%–
AITApplied Industrial Technologies IncCOM20,305$1.85M<0.1%History
CNSCohen & Steers, Inc.COM28,266$1.85M<0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA40,297$1.74M<0.1%History
HUYAHUYA Inc.ADS REP SHS A88,031$1.72M<0.1%History
ChemoCentryx, Inc.16383L106COM33,468$1.72M<0.1%–
NVRONevro CorpCOM12,124$1.69M<0.1%History
SILKSilk Road Medical IncCOM32,862$1.66M<0.1%History
51JOB Inc316827104SPONSORED ADS26,057$1.63M<0.1%–
CARGCarGurus, Inc.COM CL A65,313$1.56M<0.1%History
Eros STX Global CorporationG3788M114SHS NEW855,093$1.55M<0.1%–
BMTCBryn Mawr Bank CorpCOM33,620$1.53M<0.1%History
SLPSimulations Plus, Inc.COM23,432$1.48M<0.1%History
DOYUDouYu International Holdings LtdSPONSORED ADS137,358$1.43M<0.1%History
VAPOVapotherm IncCOM59,130$1.42M<0.1%History
INVXInnovex International, Inc.COM42,363$1.41M<0.1%History
MLABMesa Laboratories IncCOM5,623$1.37M<0.1%History
ALEXAlexander & Baldwin, Inc.COM79,861$1.34M<0.1%History
Oneconnect Finl Technology C68248T105SPONSORED ADS90,075$1.33M<0.1%–
TNDMTandem Diabetes Care IncCOM NEW13,950$1.23M<0.1%History
NVTAInvitae CorpCOM31,803$1.22M<0.1%History
BlackRock Mun Income Invt Tr09248H105SHS BEN INT81,079$1.13M<0.1%–
SDCSmileDirectClub, Inc.CL A COM101,241$1.04M<0.1%History
BKNBlackRock Investment Quality Municipal Trust, Inc.COM58,248$1.03M<0.1%History
MRSNMersana Therapeutics, Inc.COM59,685$966.0K<0.1%History
LMNXLuminex CorpCOM29,315$935.0K<0.1%History
CERSCerus CorpCOM148,007$890.0K<0.1%History
BlackRock Munienhanced FD IN09253Y100COM69,056$816.0K<0.1%–
GTGoodyear Tire & Rubber CoCOM46,218$812.0K<0.1%History
PLMRPalomar Holdings, Inc.Stock11,529$773.0K<0.1%History
LNTHLantheus Holdings, Inc.Stock35,846$766.0K<0.1%History
PRAProassurance CorpCOM27,841$745.0K<0.1%History
PLNTPlanet Fitness, Inc.CL A9,566$739.0K<0.1%History
NXRTNexPoint Residential Trust, Inc.COM15,679$723.0K<0.1%History
CRSCarpenter Technology CorpCOM17,199$708.0K<0.1%History