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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Oct 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
2,469
+62 vs. Q1 2021
Portfolio value
$92.4B
+$9.80B (+11.9%) vs. Q1 2021
Filed
Oct 12, 2021
AmendedSEC
Holdings of First Trust Advisors LP in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
LPGDorian LPG Ltd.SHS USD69,389$980.0K<0.1%−3,573−4.9%ReducedHistory
BFKBlackRock Municipal Income TrustSH BEN INT63,677$983.0K<0.1%+5,465+9.4%AddedHistory
CCBGCapital City Bank Group IncCOM38,261$987.0K<0.1%+7,695+25.2%AddedHistory
DKDelek US Holdings, Inc.COM45,719$988.0K<0.1%−58,363−56.1%ReducedHistory
XPXP Inc.CL A22,778$992.0K<0.1%+3,352+17.3%AddedHistory
ABEVAmbev S.A.SPONSORED ADR288,445$992.0K<0.1%−47,810−14.2%ReducedHistory
CHCOCity Holding CoCOM13,308$996.0K<0.1%−6,704−33.5%ReducedHistory
State Street SPDR S&P Bank ETF78464A797ETF19,444$998.0K<0.1%−3,853−16.5%Reduced–
BTOJohn Hancock Financial Opportunities FundSH BEN INT NEW26,599$999.0K<0.1%+14,258+115.5%AddedHistory
OSBCOld Second Bancorp IncCOM80,538$999.0K<0.1%−2,411−2.9%ReducedHistory
UFPTUfp Technologies IncCOM17,390$999.0K<0.1%−552−3.1%ReducedHistory
QMCOQuantum CorpCOM NEW144,939$999.0K<0.1%−4,115−2.8%ReducedHistory
MANManpowerGroup Inc.COM8,436$1.00M<0.1%+1,302+18.3%AddedHistory
IMXIInternational Money Express, Inc.COM67,579$1.00M<0.1%−524−0.8%ReducedHistory
SRRKScholar Rock Holding CorpCOM34,829$1.01M<0.1%+34,829NewHistory
DSKEDaseke, Inc.COM157,246$1.02M<0.1%−5,262−3.2%ReducedHistory
CBHVirtus Convertible & Income 2024 Target Term FundCOM97,789$1.02M<0.1%+2,650+2.8%AddedHistory
SIDNational Steel CoSPONSORED ADR116,350$1.02M<0.1%−14,671−11.2%ReducedHistory
EVNEaton Vance Municipal Income TrustSH BEN INT72,998$1.02M<0.1%+3,573+5.1%AddedHistory
BBDBank BradescoSP ADR PFD NEW202,672$1.04M<0.1%−4,442−2.1%ReducedHistory
ALNTAllient IncCOM30,239$1.04M<0.1%+9,446+45.4%AddedHistory
SCPLSciPlay CorpCL A61,909$1.05M<0.1%+1,782+3.0%AddedHistory
ALRSAlerus Financial CorpCOM36,661$1.06M<0.1%−1,181−3.1%ReducedHistory
REXRRexford Industrial Realty, Inc.COM18,745$1.07M<0.1%−10,489−35.9%ReducedHistory
BHFBrighthouse Financial, Inc.COM23,619$1.08M<0.1%+2,982+14.4%AddedHistory
EPRTEssential Properties Realty Trust, Inc.COM39,941$1.08M<0.1%+2,858+7.7%AddedHistory
TBRGTruBridge, Inc.COM32,534$1.08M<0.1%−677−2.0%ReducedHistory
TATravelCenters of America Inc.COM NEW36,972$1.08M<0.1%−1,357−3.5%ReducedHistory
REVGREV Group, Inc.COM69,037$1.08M<0.1%−1,468−2.1%ReducedHistory
NSSCNapco Security Technologies, IncStock29,819$1.08M<0.1%−1,070−3.5%ReducedHistory
MPAAMotorcar Parts of America IncCOM48,382$1.09M<0.1%−1,747−3.5%ReducedHistory
IRIngersoll Rand Inc.COM22,243$1.09M<0.1%+22,243NewHistory
VPGVishay Precision Group, Inc.COM31,957$1.09M<0.1%−1,063−3.2%ReducedHistory
BHBBar Harbor BanksharesCOM38,020$1.09M<0.1%−1,216−3.1%ReducedHistory
WMGWarner Music Group Corp.COM CL A31,393$1.09M<0.1%+31,393NewHistory
ARGOArgo Group International Holdings, Inc.COM21,184$1.10M<0.1%+3,155+17.5%AddedHistory
First Tr Exchange-Traded Alp33735J101COM SHS16,923$1.11M<0.1%−5,120−23.2%Reduced–
KBRKBR, Inc.COM29,240$1.11M<0.1%+1,631+5.9%AddedHistory
GAPGap IncCOM33,228$1.12M<0.1%+24,825+295.4%AddedHistory
NXGNNextgen Healthcare, Inc.COM67,487$1.12M<0.1%−159,771−70.3%ReducedHistory
DAVAEndava plcADS9,899$1.12M<0.1%−945−8.7%ReducedHistory
MCFContango Oil & Gas CoCOM NEW259,941$1.12M<0.1%+79,517+44.1%AddedHistory
ATRIAtrion CorpCOM1,811$1.13M<0.1%+81+4.7%AddedHistory
CAFMorgan Stanley China A Share Fund, Inc.COM49,360$1.13M<0.1%+1,672+3.5%AddedHistory
BTABlackRock Long-Term Municipal Advantage TrustCOM83,831$1.14M<0.1%+4,688+5.9%AddedHistory
BHCBausch Health Companies Inc.Stock38,941$1.14M<0.1%+38,941NewHistory
MLRMiller Industries IncCOM NEW28,972$1.14M<0.1%−1,030−3.4%ReducedHistory
BRYBerry Corp (bry)COM171,620$1.15M<0.1%−5,107−2.9%ReducedHistory
PRVBProvention Bio, Inc.COM136,768$1.15M<0.1%−4,935−3.5%ReducedHistory
STNEStoneCo Ltd.COM17,208$1.15M<0.1%−574,942−97.1%ReducedHistory
EPREpr PropertiesCOM SH BEN INT22,467$1.18M<0.1%−24,225−51.9%ReducedHistory
OPYOppenheimer Holdings IncCL A NON VTG23,327$1.19M<0.1%−833−3.4%ReducedHistory
MCBMetropolitan Bank Holding Corp.COM19,704$1.19M<0.1%−590−2.9%ReducedHistory
PEOAdams Natural Resources Fund, Inc.COM73,464$1.19M<0.1%+39,462+116.1%AddedHistory
AIFApollo Tactical Income Fund Inc.COM76,705$1.20M<0.1%+4,064+5.6%AddedHistory
RACEFerrari N.V.COM5,829$1.20M<0.1%+5,829NewHistory
JOUTJohnson Outdoors IncCL A9,951$1.20M<0.1%+7,380+287.0%AddedHistory
LWLamb Weston Holdings, Inc.Stock14,983$1.21M<0.1%−3,667−19.7%ReducedHistory
BXCBlueLinx Holdings Inc.COM NEW24,038$1.21M<0.1%−853−3.4%ReducedHistory
KTOSKratos Defense & Security Solutions, Inc.COM NEW42,469$1.21M<0.1%−69,681−62.1%ReducedHistory
OLPOne Liberty Properties IncCOM42,697$1.21M<0.1%−871−2.0%ReducedHistory
ALECAlector, Inc.COM58,304$1.21M<0.1%+58,304NewHistory
HOVHovnanian Enterprises IncCL A NEW11,507$1.22M<0.1%−416−3.5%ReducedHistory
KBALKimball International IncCL B92,994$1.22M<0.1%−3,607−3.7%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF3,950$1.23M<0.1%−422−9.7%Reduced–
DHILDiamond Hill Investment Group IncCOM NEW7,379$1.24M<0.1%−186−2.5%ReducedHistory
RLXRLX Technology Inc.SPONSORED ADS141,716$1.24M<0.1%+141,716NewHistory
HCKTHackett Group, Inc.COM68,852$1.24M<0.1%−2,081−2.9%ReducedHistory
FMNBFarmers National Banc CorpCOM80,083$1.24M<0.1%−1,150−1.4%ReducedHistory
GDOTGreen Dot CorpCL A26,514$1.24M<0.1%+13,120+98.0%AddedHistory
VKQInvesco Municipal TrustCOM90,972$1.25M<0.1%+27,710+43.8%AddedHistory
OCOwens CorningStock12,770$1.25M<0.1%+12,770NewHistory
VGMInvesco Trust for Investment Grade MunicipalsCOM89,292$1.25M<0.1%+32,902+58.3%AddedHistory
BTTBlackRock Municipal 2030 Target Term TrustCOM SHS BEN IN47,881$1.26M<0.1%+1,983+4.3%AddedHistory
MCBCMacatawa Bank CorpCOM143,915$1.26M<0.1%+37,403+35.1%AddedHistory
SSPE.W. Scripps CoCL A NEW61,837$1.26M<0.1%−139,207−69.2%ReducedHistory
MQTBlackRock Muniyield Quality Fund II, Inc.COM87,027$1.26M<0.1%+5,599+6.9%AddedHistory
MCFTMasterCraft Boat Holdings, Inc.COM48,112$1.26M<0.1%−1,735−3.5%ReducedHistory
NSANational Storage Affiliates TrustCOM SHS BEN IN25,244$1.28M<0.1%+1,275+5.3%AddedHistory
GOTUGaotu Techedu Inc.SPONSORED ADS86,451$1.28M<0.1%+40,726+89.1%AddedHistory
NBHCNational Bank Holdings CorpCL A33,884$1.28M<0.1%−15,060−30.8%ReducedHistory
SRCLStericycle IncCOM17,871$1.28M<0.1%+10,919+157.1%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD15,504$1.28M<0.1%−1,210−7.2%Reduced–
TBCHTurtle Beach CorpCOM NEW40,168$1.28M<0.1%−575−1.4%ReducedHistory
WIXWix.com Ltd.SHS4,424$1.28M<0.1%−270−5.8%ReducedHistory
PKPark Hotels & Resorts Inc.COM62,473$1.29M<0.1%+8,349+15.4%AddedHistory
NIEVirtus Equity & Convertible Income FundCOM42,910$1.30M<0.1%−280−0.6%ReducedHistory
REZIResideo Technologies, Inc.Stock43,299$1.30M<0.1%+20,631+91.0%AddedHistory
BLEBlackRock Municipal Income Trust IICOM82,547$1.30M<0.1%+82,547NewHistory
WSBFWaterstone Financial, Inc.COM66,256$1.30M<0.1%−761−1.1%ReducedHistory
RBNCReliant Bancorp, Inc.COM46,988$1.30M<0.1%+45+0.1%AddedHistory
CENTCentral Garden & Pet CoCOM24,752$1.31M<0.1%−2,607−9.5%ReducedHistory
VCYTVeracyte, Inc.COM32,826$1.31M<0.1%−30,040−47.8%ReducedHistory
TAPMolson Coors Beverage CoCL B24,481$1.31M<0.1%−274,559−91.8%ReducedHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF20,681$1.32M<0.1%+1,065+5.4%Added–
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD219,255$1.32M<0.1%−14,192−6.1%ReducedHistory
VCTRVictory Capital Holdings, Inc.COM CL A40,844$1.32M<0.1%−2,079−4.8%ReducedHistory
YSGYatsen Holding LtdADS141,216$1.32M<0.1%+141,216NewHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT8,828$1.33M<0.1%−1,323−13.0%Reduced–
CABOCable One, Inc.COM696$1.33M<0.1%−3,555−83.6%ReducedHistory

Sold out since Q1 2021 (141)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 141 by value last quarter.

Positions of First Trust Advisors LP sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX1,401,342$57.0M0.1%–
Inphi Corp45772F107COM253,009$45.1M0.1%–
SVMK Inc78489X103COM2,314,714$42.4M0.1%–
DAYDayforce, Inc.COM320,064$27.0M<0.1%History
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD374,482$19.8M<0.1%–
MSCIMSCI Inc.Stock41,791$17.5M<0.1%History
Extended Stay Amer Inc30224P200UNIT 99/99/9999B880,452$17.4M<0.1%–
Farfetch Ltd30744W107ORD SH CL A280,598$14.9M<0.1%–
Corelogic Inc21871D103COM186,503$14.8M<0.1%–
ADPTAdaptive Biotechnologies CorpCOM326,635$13.2M<0.1%History
TCF Finl Corp872307103COM279,239$13.0M<0.1%–
Pluralsight Inc72941B106COM CL A523,667$11.7M<0.1%–
NUANNuance Communications, Inc.COM212,518$9.27M<0.1%History
Michaels Cos Inc59408Q106COM405,631$8.90M<0.1%–
MDLAMedallia, Inc.COM295,430$8.24M<0.1%History
FRTAForterra, Inc.COM344,614$8.01M<0.1%History
GWREGuidewire Software, Inc.COM70,669$7.18M<0.1%History
Flir Sys Inc302445101COM114,797$6.48M<0.1%–
Grubhub Inc400110102COM104,112$6.25M<0.1%–
RLRalph Lauren CorpCL A48,532$5.98M<0.1%History
LRNStride, Inc.COM183,543$5.53M<0.1%History
Cooper Tire & Rubr Co216831107COM97,049$5.43M<0.1%–
CXWCoreCivic, Inc.COM598,829$5.42M<0.1%History
Colony Cap Inc New19626G108CL A COM808,195$5.24M<0.1%–
Varian Med Sys Inc92220P105COM29,168$5.15M<0.1%–
SCHWSchwab Charles CorpStock71,616$4.67M<0.1%History
ECHOEchoStar CORPCL A184,342$4.42M<0.1%History
FLWS1 800 Flowers Com IncCL A159,387$4.40M<0.1%History
Genmark Diagnostics Inc372309104COM177,541$4.24M<0.1%–
SGMOQSangamo Therapeutics, IncCOM331,982$4.16M<0.1%History
SNEXStoneX Group Inc.COM63,234$4.13M<0.1%History
SWBISmith & Wesson Brands, Inc.COM235,720$4.11M<0.1%History
ECPGEncore Capital Group IncCOM100,276$4.03M<0.1%History
FERGFerguson Enterprises Inc.SHS32,770$3.94M<0.1%History
SMPStandard Motor Products, Inc.Stock91,526$3.81M<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT30,979$3.77M<0.1%History
ENLCEnLink Midstream, LLCCOM UNIT REP LTD873,648$3.75M<0.1%History
PRDOPerdoceo Education CorpCOM310,196$3.71M<0.1%History
Aegion Corp00770F104COM128,898$3.71M<0.1%–
Meridian Bioscience Inc589584101COM139,157$3.65M<0.1%–
Nic Inc62914B100COM106,259$3.61M<0.1%–
FORForestar Group Inc.COM154,830$3.60M<0.1%History
Noble Midstream Partners LP65506L105COM UNIT REPST248,364$3.60M<0.1%–
AZEKAZEK Co Inc.CL A78,984$3.32M<0.1%History
PLUSEplus IncCOM31,923$3.18M<0.1%History
DKLDelek Logistics Partners, LPCOM UNT RP INT88,271$3.18M<0.1%History
Waddell & Reed Finl Inc930059100CL A118,057$2.96M<0.1%–
LBRDALiberty Broadband CorpCOM SER A20,295$2.95M<0.1%History
NHCNational Healthcare CorpCOM36,882$2.87M<0.1%History
Glu Mobile Inc379890106COM229,670$2.87M<0.1%–
ARVNArvinas, Inc.COM43,109$2.85M<0.1%History
FOLDAmicus Therapeutics, Inc.COM288,291$2.85M<0.1%History
PETQPetIQ, Inc.COM CL A79,960$2.82M<0.1%History
PTCTPTC Therapeutics, Inc.COM55,740$2.64M<0.1%History
Perspecta Inc715347100COM90,423$2.63M<0.1%–
ANGIAngi Inc.COM CL A NEW196,632$2.56M<0.1%History
FBL Finl Group Inc30239F106CL A44,574$2.49M<0.1%–
BGCBGC Group, Inc.CL A514,383$2.48M<0.1%History
TMPTompkins Financial CorpCOM29,142$2.41M<0.1%History
IRTCiRhythm Holdings, Inc.COM16,899$2.35M<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM34,758$2.31M<0.1%History
RDNTRadNet, Inc.COM105,741$2.30M<0.1%History
RPAYRepay Holdings CorpCOM CL A95,103$2.23M<0.1%History
LHCGLHC Group, IncCOM10,015$1.92M<0.1%History
BZUNBaozun Inc.SPONSORED ADR49,016$1.87M<0.1%History
Systemax Inc871851101COM45,298$1.86M<0.1%–
AITApplied Industrial Technologies IncCOM20,305$1.85M<0.1%History
CNSCohen & Steers, Inc.COM28,266$1.85M<0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA40,297$1.74M<0.1%History
HUYAHUYA Inc.ADS REP SHS A88,031$1.72M<0.1%History
ChemoCentryx, Inc.16383L106COM33,468$1.72M<0.1%–
NVRONevro CorpCOM12,124$1.69M<0.1%History
SILKSilk Road Medical IncCOM32,862$1.66M<0.1%History
51JOB Inc316827104SPONSORED ADS26,057$1.63M<0.1%–
CARGCarGurus, Inc.COM CL A65,313$1.56M<0.1%History
Eros STX Global CorporationG3788M114SHS NEW855,093$1.55M<0.1%–
BMTCBryn Mawr Bank CorpCOM33,620$1.53M<0.1%History
SLPSimulations Plus, Inc.COM23,432$1.48M<0.1%History
DOYUDouYu International Holdings LtdSPONSORED ADS137,358$1.43M<0.1%History
VAPOVapotherm IncCOM59,130$1.42M<0.1%History
INVXInnovex International, Inc.COM42,363$1.41M<0.1%History
MLABMesa Laboratories IncCOM5,623$1.37M<0.1%History
ALEXAlexander & Baldwin, Inc.COM79,861$1.34M<0.1%History
Oneconnect Finl Technology C68248T105SPONSORED ADS90,075$1.33M<0.1%–
TNDMTandem Diabetes Care IncCOM NEW13,950$1.23M<0.1%History
NVTAInvitae CorpCOM31,803$1.22M<0.1%History
BlackRock Mun Income Invt Tr09248H105SHS BEN INT81,079$1.13M<0.1%–
SDCSmileDirectClub, Inc.CL A COM101,241$1.04M<0.1%History
BKNBlackRock Investment Quality Municipal Trust, Inc.COM58,248$1.03M<0.1%History
MRSNMersana Therapeutics, Inc.COM59,685$966.0K<0.1%History
LMNXLuminex CorpCOM29,315$935.0K<0.1%History
CERSCerus CorpCOM148,007$890.0K<0.1%History
BlackRock Munienhanced FD IN09253Y100COM69,056$816.0K<0.1%–
GTGoodyear Tire & Rubber CoCOM46,218$812.0K<0.1%History
PLMRPalomar Holdings, Inc.Stock11,529$773.0K<0.1%History
LNTHLantheus Holdings, Inc.Stock35,846$766.0K<0.1%History
PRAProassurance CorpCOM27,841$745.0K<0.1%History
PLNTPlanet Fitness, Inc.CL A9,566$739.0K<0.1%History
NXRTNexPoint Residential Trust, Inc.COM15,679$723.0K<0.1%History
CRSCarpenter Technology CorpCOM17,199$708.0K<0.1%History