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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Oct 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
2,469
+62 vs. Q1 2021
Portfolio value
$92.4B
+$9.80B (+11.9%) vs. Q1 2021
Filed
Oct 12, 2021
AmendedSEC
Holdings of First Trust Advisors LP in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Pretium Res Inc74139C102COM72,086$689.0K<0.1%+2,042+2.9%Added–
SVMSilvercorp Metals IncCOM125,650$690.0K<0.1%−7,021−5.3%ReducedHistory
QTSQTS Realty Trust, Inc.COM CL A8,926$690.0K<0.1%+1,894+26.9%AddedHistory
STNStantec IncCOM15,531$693.0K<0.1%+15,531NewHistory
TBBKBancorp, Inc.COM30,128$693.0K<0.1%+2,103+7.5%AddedHistory
EVTCEVERTEC, Inc.COM15,964$697.0K<0.1%−37,210−70.0%ReducedHistory
Northeast BK Portland Me66405S100COM23,396$699.0K<0.1%+2,095+9.8%Added–
AGFirst Majestic Silver CorpCOM44,410$702.0K<0.1%+634+1.4%AddedHistory
KRNTKornit Digital Ltd.SHS5,645$702.0K<0.1%+287+5.4%AddedHistory
EGOEldorado Gold CorpCOM70,737$704.0K<0.1%+8,094+12.9%AddedHistory
BUSEFirst Busey CorpCOM NEW28,552$704.0K<0.1%−143,617−83.4%ReducedHistory
MFAMfa Financial, Inc.COM153,541$705.0K<0.1%+26,219+20.6%AddedHistory
PAASPan American Silver CorpStock24,733$707.0K<0.1%+1,829+8.0%AddedHistory
Silvercrest Metals Inc828363101COM80,941$707.0K<0.1%−11,950−12.9%Reduced–
NEOGNeogen CorpCOM15,385$708.0K<0.1%+15,385NewHistory
RNGRingCentral, Inc.CL A2,437$708.0K<0.1%−125,238−98.1%ReducedHistory
EEFTEuronet Worldwide, Inc.COM5,237$709.0K<0.1%+5,237NewHistory
NUVANuvasive IncCOM10,515$712.0K<0.1%+88+0.8%AddedHistory
IVCInvacare Holdings CorpCOM88,740$716.0K<0.1%−1,805−2.0%ReducedHistory
KNSLKinsale Capital Group, Inc.Stock4,365$719.0K<0.1%−12,847−74.6%ReducedHistory
PRGPROG Holdings, Inc.Stock14,950$720.0K<0.1%+14,950NewHistory
ADCAgree Realty CorpCOM10,225$720.0K<0.1%+2,201+27.4%AddedHistory
NPOEnpro Inc.COM7,409$720.0K<0.1%+741+11.1%AddedHistory
RVTRoyce Small-Cap Trust, Inc.COM38,507$730.0K<0.1%+1,370+3.7%AddedHistory
PIMCO ETF Tr72201R866INTER MUN BD ACT12,902$732.0K<0.1%−614−4.5%Reduced–
HOUSAnywhere Real Estate Inc.COM40,185$732.0K<0.1%−354,256−89.8%ReducedHistory
SBIWestern Asset Intermediate Muni Fund Inc.COM75,015$733.0K<0.1%+6,272+9.1%AddedHistory
Sandstorm Gold Ltd Com New80013R206Stock93,449$737.0K<0.1%−20,961−18.3%Reduced–
CUROCURO Group Holdings Corp.COM43,337$737.0K<0.1%−758−1.7%ReducedHistory
GSKYGreenSky, Inc.CL A133,318$740.0K<0.1%−1,364−1.0%ReducedHistory
VIAVViavi Solutions Inc.COM41,994$741.0K<0.1%−96,588−69.7%ReducedHistory
First Tr Exchange-Traded Alp33735B108COM SHS7,402$741.0K<0.1%−1,300−14.9%Reduced–
BANDBandwidth Inc.COM CL A5,396$744.0K<0.1%−8,091−60.0%ReducedHistory
AUAngloGold Ashanti PLCSPONSORED ADR40,050$744.0K<0.1%+3,010+8.1%AddedHistory
CRVLCorvel CorpCOM5,560$747.0K<0.1%−18,934−77.3%ReducedHistory
MLKNMillerknoll, Inc.COM15,862$748.0K<0.1%+670+4.4%AddedHistory
Professional Hldg Corp743139107CL A COM41,758$752.0K<0.1%+6,150+17.3%Added–
EFSCEnterprise Financial Services CorpCOM16,302$756.0K<0.1%+952+6.2%AddedHistory
WPMWheaton Precious Metals Corp.COM17,209$758.0K<0.1%−2,778−13.9%ReducedHistory
RPTRithm Property Trust Inc.COM58,367$758.0K<0.1%−2,224−3.7%ReducedHistory
WHDCactus, Inc.CL A20,733$761.0K<0.1%−28,636−58.0%ReducedHistory
FCPTFour Corners Property Trust, Inc.COM27,663$762.0K<0.1%−16,492−37.4%ReducedHistory
AMPEAmpio Pharmaceuticals, Inc.COM457,091$763.0K<0.1%−16,346−3.5%ReducedHistory
VFCV F CorpStock9,354$764.0K<0.1%−51,010−84.5%ReducedHistory
Mag Silver Corp55903Q104COM36,671$767.0K<0.1%−4,557−11.1%Reduced–
FSRFisker Inc.CL A COM STK39,775$767.0K<0.1%+39,775NewHistory
HWMHowmet Aerospace Inc.Stock22,545$777.0K<0.1%−282,140−92.6%ReducedHistory
CASACasa Systems IncCOM88,395$784.0K<0.1%−2,211−2.4%ReducedHistory
MIDDMIDDLEBY CorpCOM4,543$787.0K<0.1%−92,084−95.3%ReducedHistory
DRDDrdgold LtdSPON ADR REPSTG72,853$792.0K<0.1%+38,980+115.1%AddedHistory
IPARInterparfums IncCOM11,008$793.0K<0.1%−4,043−26.9%ReducedHistory
ARTNAArtesian Resources CorpCL A21,588$794.0K<0.1%−667−3.0%ReducedHistory
RLGTRadiant Logistics, IncCOM114,523$794.0K<0.1%−3,773−3.2%ReducedHistory
TXRHTexas Roadhouse, Inc.COM8,323$800.0K<0.1%+195+2.4%AddedHistory
BDCBelden Inc.COM15,905$804.0K<0.1%+15,905NewHistory
FVRRFiverr International Ltd.ORD SHS3,837$810.0K<0.1%+3,837NewHistory
NRIMNorthrim Bancorp IncCOM18,978$811.0K<0.1%+2,535+15.4%AddedHistory
MSAMSA Safety IncCOM4,917$814.0K<0.1%−9,746−66.5%ReducedHistory
FNVFranco Nevada CorpStock5,639$818.0K<0.1%−993−15.0%ReducedHistory
RRBIRed River Bancshares IncCOM16,214$819.0K<0.1%−261−1.6%ReducedHistory
ANFAbercrombie & Fitch CoCL A17,659$820.0K<0.1%+17,659NewHistory
USFDUS Foods Holding Corp.COM21,571$827.0K<0.1%+1,464+7.3%AddedHistory
GVAGranite Construction IncCOM19,940$828.0K<0.1%+19,940NewHistory
TALOTalos Energy Inc.COM53,281$833.0K<0.1%+53,281NewHistory
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH29,988$839.0K<0.1%+3,513+13.3%Added–
SHENShenandoah Telecommunications CoCOM17,290$839.0K<0.1%−117,935−87.2%ReducedHistory
XHRXenia Hotels & Resorts, Inc.COM44,895$841.0K<0.1%+808+1.8%AddedHistory
CCCCC4 Therapeutics, Inc.COM STK22,264$842.0K<0.1%+22,264NewHistory
Monmouth Real Estate Investment Corp609720107CL A45,022$843.0K<0.1%−57,369−56.0%Reduced–
SIGSignet Jewelers LtdSHS10,450$844.0K<0.1%+10,450NewHistory
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US13,507$846.0K<0.1%+1,932+16.7%Added–
Nuveen Enhanced Mun Value FD67074M101COM48,761$846.0K<0.1%−28,303−36.7%Reduced–
PBFPBF Energy Inc.CL A55,859$855.0K<0.1%−97,760−63.6%ReducedHistory
CTRECareTrust REIT, Inc.COM36,929$858.0K<0.1%−66,728−64.4%ReducedHistory
ADTNADTRAN Holdings, Inc.COM41,617$859.0K<0.1%+14,753+54.9%AddedHistory
ITTItt Inc.COM9,459$867.0K<0.1%−57,000−85.8%ReducedHistory
SENEASeneca Foods CorpCL A16,982$867.0K<0.1%−632−3.6%ReducedHistory
GPREGreen Plains Inc.COM25,820$868.0K<0.1%−11,702−31.2%ReducedHistory
BBBY20230930-DK-Butterfly-1, Inc.COM26,678$888.0K<0.1%−46,123−63.4%ReducedHistory
PTENPatterson Uti Energy IncCOM89,481$889.0K<0.1%+89,481NewHistory
ELFe.l.f. Beauty, Inc.COM32,814$891.0K<0.1%−112,642−77.4%ReducedHistory
UMCUnited Microelectronics CorpSPON ADR NEW94,421$892.0K<0.1%+22,464+31.2%AddedHistory
OPRTOportun Financial CorpCOM44,754$896.0K<0.1%−1,155−2.5%ReducedHistory
LGILazard Global Total Return & Income Fund IncCOM43,242$899.0K<0.1%+1,192+2.8%AddedHistory
PBAPembina Pipeline CorpCOM28,440$904.0K<0.1%+28,440NewHistory
AIRCApartment Income REIT Corp.COM19,053$904.0K<0.1%+3,775+24.7%AddedHistory
NDMONuveen Dynamic Municipal Opportunities FundCOM SHS54,312$916.0K<0.1%+18,070+49.9%AddedHistory
RLJRLJ Lodging TrustCOM60,308$918.0K<0.1%+8,568+16.6%AddedHistory
ETXEaton Vance Municipal Income 2028 Term TrustSHS39,784$926.0K<0.1%−14,770−27.1%ReducedHistory
CGCCanopy Growth CorpCOM38,468$930.0K<0.1%+38,468NewHistory
WINGWingstop Inc.COM6,010$947.0K<0.1%−27−0.4%ReducedHistory
Translate Bio, Inc.89374L104COM34,466$949.0K<0.1%−164,089−82.6%Reduced–
MFLBlackRock Muniholdings Investment Quality FundCOM64,407$951.0K<0.1%+4,852+8.1%AddedHistory
ENVEnvestnet, Inc.COM12,560$953.0K<0.1%−15,738−55.6%ReducedHistory
MASIMasimo CorpCOM3,954$958.0K<0.1%−66,227−94.4%ReducedHistory
GOLDGold.com, Inc.COM20,640$960.0K<0.1%+8,259+66.7%AddedHistory
WENWendy's CoStock41,280$967.0K<0.1%+5,337+14.8%AddedHistory
iShares Tr464288414NATIONAL MUN ETF8,269$969.0K<0.1%−360−4.2%Reduced–
GDYNGrid Dynamics Holdings, Inc.CL A64,644$972.0K<0.1%+1,763+2.8%AddedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH5,662$977.0K<0.1%+1,365+31.8%Added–

Sold out since Q1 2021 (141)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 141 by value last quarter.

Positions of First Trust Advisors LP sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX1,401,342$57.0M0.1%–
Inphi Corp45772F107COM253,009$45.1M0.1%–
SVMK Inc78489X103COM2,314,714$42.4M0.1%–
DAYDayforce, Inc.COM320,064$27.0M<0.1%History
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD374,482$19.8M<0.1%–
MSCIMSCI Inc.Stock41,791$17.5M<0.1%History
Extended Stay Amer Inc30224P200UNIT 99/99/9999B880,452$17.4M<0.1%–
Farfetch Ltd30744W107ORD SH CL A280,598$14.9M<0.1%–
Corelogic Inc21871D103COM186,503$14.8M<0.1%–
ADPTAdaptive Biotechnologies CorpCOM326,635$13.2M<0.1%History
TCF Finl Corp872307103COM279,239$13.0M<0.1%–
Pluralsight Inc72941B106COM CL A523,667$11.7M<0.1%–
NUANNuance Communications, Inc.COM212,518$9.27M<0.1%History
Michaels Cos Inc59408Q106COM405,631$8.90M<0.1%–
MDLAMedallia, Inc.COM295,430$8.24M<0.1%History
FRTAForterra, Inc.COM344,614$8.01M<0.1%History
GWREGuidewire Software, Inc.COM70,669$7.18M<0.1%History
Flir Sys Inc302445101COM114,797$6.48M<0.1%–
Grubhub Inc400110102COM104,112$6.25M<0.1%–
RLRalph Lauren CorpCL A48,532$5.98M<0.1%History
LRNStride, Inc.COM183,543$5.53M<0.1%History
Cooper Tire & Rubr Co216831107COM97,049$5.43M<0.1%–
CXWCoreCivic, Inc.COM598,829$5.42M<0.1%History
Colony Cap Inc New19626G108CL A COM808,195$5.24M<0.1%–
Varian Med Sys Inc92220P105COM29,168$5.15M<0.1%–
SCHWSchwab Charles CorpStock71,616$4.67M<0.1%History
ECHOEchoStar CORPCL A184,342$4.42M<0.1%History
FLWS1 800 Flowers Com IncCL A159,387$4.40M<0.1%History
Genmark Diagnostics Inc372309104COM177,541$4.24M<0.1%–
SGMOQSangamo Therapeutics, IncCOM331,982$4.16M<0.1%History
SNEXStoneX Group Inc.COM63,234$4.13M<0.1%History
SWBISmith & Wesson Brands, Inc.COM235,720$4.11M<0.1%History
ECPGEncore Capital Group IncCOM100,276$4.03M<0.1%History
FERGFerguson Enterprises Inc.SHS32,770$3.94M<0.1%History
SMPStandard Motor Products, Inc.Stock91,526$3.81M<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT30,979$3.77M<0.1%History
ENLCEnLink Midstream, LLCCOM UNIT REP LTD873,648$3.75M<0.1%History
PRDOPerdoceo Education CorpCOM310,196$3.71M<0.1%History
Aegion Corp00770F104COM128,898$3.71M<0.1%–
Meridian Bioscience Inc589584101COM139,157$3.65M<0.1%–
Nic Inc62914B100COM106,259$3.61M<0.1%–
FORForestar Group Inc.COM154,830$3.60M<0.1%History
Noble Midstream Partners LP65506L105COM UNIT REPST248,364$3.60M<0.1%–
AZEKAZEK Co Inc.CL A78,984$3.32M<0.1%History
PLUSEplus IncCOM31,923$3.18M<0.1%History
DKLDelek Logistics Partners, LPCOM UNT RP INT88,271$3.18M<0.1%History
Waddell & Reed Finl Inc930059100CL A118,057$2.96M<0.1%–
LBRDALiberty Broadband CorpCOM SER A20,295$2.95M<0.1%History
NHCNational Healthcare CorpCOM36,882$2.87M<0.1%History
Glu Mobile Inc379890106COM229,670$2.87M<0.1%–
ARVNArvinas, Inc.COM43,109$2.85M<0.1%History
FOLDAmicus Therapeutics, Inc.COM288,291$2.85M<0.1%History
PETQPetIQ, Inc.COM CL A79,960$2.82M<0.1%History
PTCTPTC Therapeutics, Inc.COM55,740$2.64M<0.1%History
Perspecta Inc715347100COM90,423$2.63M<0.1%–
ANGIAngi Inc.COM CL A NEW196,632$2.56M<0.1%History
FBL Finl Group Inc30239F106CL A44,574$2.49M<0.1%–
BGCBGC Group, Inc.CL A514,383$2.48M<0.1%History
TMPTompkins Financial CorpCOM29,142$2.41M<0.1%History
IRTCiRhythm Holdings, Inc.COM16,899$2.35M<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM34,758$2.31M<0.1%History
RDNTRadNet, Inc.COM105,741$2.30M<0.1%History
RPAYRepay Holdings CorpCOM CL A95,103$2.23M<0.1%History
LHCGLHC Group, IncCOM10,015$1.92M<0.1%History
BZUNBaozun Inc.SPONSORED ADR49,016$1.87M<0.1%History
Systemax Inc871851101COM45,298$1.86M<0.1%–
AITApplied Industrial Technologies IncCOM20,305$1.85M<0.1%History
CNSCohen & Steers, Inc.COM28,266$1.85M<0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA40,297$1.74M<0.1%History
HUYAHUYA Inc.ADS REP SHS A88,031$1.72M<0.1%History
ChemoCentryx, Inc.16383L106COM33,468$1.72M<0.1%–
NVRONevro CorpCOM12,124$1.69M<0.1%History
SILKSilk Road Medical IncCOM32,862$1.66M<0.1%History
51JOB Inc316827104SPONSORED ADS26,057$1.63M<0.1%–
CARGCarGurus, Inc.COM CL A65,313$1.56M<0.1%History
Eros STX Global CorporationG3788M114SHS NEW855,093$1.55M<0.1%–
BMTCBryn Mawr Bank CorpCOM33,620$1.53M<0.1%History
SLPSimulations Plus, Inc.COM23,432$1.48M<0.1%History
DOYUDouYu International Holdings LtdSPONSORED ADS137,358$1.43M<0.1%History
VAPOVapotherm IncCOM59,130$1.42M<0.1%History
INVXInnovex International, Inc.COM42,363$1.41M<0.1%History
MLABMesa Laboratories IncCOM5,623$1.37M<0.1%History
ALEXAlexander & Baldwin, Inc.COM79,861$1.34M<0.1%History
Oneconnect Finl Technology C68248T105SPONSORED ADS90,075$1.33M<0.1%–
TNDMTandem Diabetes Care IncCOM NEW13,950$1.23M<0.1%History
NVTAInvitae CorpCOM31,803$1.22M<0.1%History
BlackRock Mun Income Invt Tr09248H105SHS BEN INT81,079$1.13M<0.1%–
SDCSmileDirectClub, Inc.CL A COM101,241$1.04M<0.1%History
BKNBlackRock Investment Quality Municipal Trust, Inc.COM58,248$1.03M<0.1%History
MRSNMersana Therapeutics, Inc.COM59,685$966.0K<0.1%History
LMNXLuminex CorpCOM29,315$935.0K<0.1%History
CERSCerus CorpCOM148,007$890.0K<0.1%History
BlackRock Munienhanced FD IN09253Y100COM69,056$816.0K<0.1%–
GTGoodyear Tire & Rubber CoCOM46,218$812.0K<0.1%History
PLMRPalomar Holdings, Inc.Stock11,529$773.0K<0.1%History
LNTHLantheus Holdings, Inc.Stock35,846$766.0K<0.1%History
PRAProassurance CorpCOM27,841$745.0K<0.1%History
PLNTPlanet Fitness, Inc.CL A9,566$739.0K<0.1%History
NXRTNexPoint Residential Trust, Inc.COM15,679$723.0K<0.1%History
CRSCarpenter Technology CorpCOM17,199$708.0K<0.1%History