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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Oct 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
2,469
+62 vs. Q1 2021
Portfolio value
$92.4B
+$9.80B (+11.9%) vs. Q1 2021
Filed
Oct 12, 2021
AmendedSEC
Holdings of First Trust Advisors LP in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
KZRKezar Life Sciences, Inc.COM96,456$524.0K<0.1%+306+0.3%AddedHistory
MCHBMechanics BancorpCL A12,893$525.0K<0.1%−1,358−9.5%ReducedHistory
OBKOrigin Bancorp, Inc.COM12,397$526.0K<0.1%+959+8.4%AddedHistory
IMOImperial Oil LtdCOM NEW17,320$528.0K<0.1%+17,320NewHistory
KRNYKearny Financial Corp.COM44,205$528.0K<0.1%−11,648−20.9%ReducedHistory
FFWMFirst Foundation Inc.COM23,613$532.0K<0.1%+1,695+7.7%AddedHistory
CVECenovus Energy Inc.COM55,691$533.0K<0.1%+55,691NewHistory
HRTGHeritage Insurance Holdings, Inc.COM62,481$536.0K<0.1%−2,472−3.8%ReducedHistory
EATBrinker International, IncStock8,688$537.0K<0.1%−5,396−38.3%ReducedHistory
PGENPrecigen, Inc.COM82,488$538.0K<0.1%+82,488NewHistory
Atlas CorpY0436Q109SHARES37,843$539.0K<0.1%−8,728−18.7%Reduced–
CHRSCoherus Oncology, Inc.COM39,093$541.0K<0.1%−52,678−57.4%ReducedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS18,427$542.0K<0.1%+931+5.3%AddedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF4,095$543.0K<0.1%−234−5.4%Reduced–
CNOBConnectOne Bancorp, Inc.COM20,986$549.0K<0.1%+1,635+8.4%AddedHistory
OFLXOmega Flex, Inc.COM3,749$550.0K<0.1%+3,749NewHistory
Safehold Inc.45031U101COM26,590$551.0K<0.1%−33,817−56.0%Reduced–
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM24,712$552.0K<0.1%+1,737+7.6%AddedHistory
MODNModel N, Inc.COM16,132$553.0K<0.1%+910+6.0%AddedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF11,202$555.0K<0.1%−616−5.2%Reduced–
PFCPremier Financial CorpCOM19,551$555.0K<0.1%+1,167+6.3%AddedHistory
PQ Group Hldgs Inc73943T103COM36,281$557.0K<0.1%−182,831−83.4%Reduced–
EIMEaton Vance Municipal Bond FundCOM40,932$560.0K<0.1%+8,714+27.0%AddedHistory
ARKOARKO Corp.COM60,955$560.0K<0.1%+60,955NewHistory
YEXTYext, Inc.COM39,250$561.0K<0.1%+4,702+13.6%AddedHistory
UNITUniti Group Inc.COM53,160$563.0K<0.1%−83,229−61.0%ReducedHistory
SLDBSolid Biosciences Inc.COM154,019$564.0K<0.1%+62,588+68.5%AddedHistory
CWSTCasella Waste Systems IncCL A8,940$567.0K<0.1%−24,511−73.3%ReducedHistory
OTRKOntrak, Inc.COM17,490$568.0K<0.1%+17,490NewHistory
INSMINSMED IncCOM PAR $.0120,087$572.0K<0.1%−42,164−67.7%ReducedHistory
INSGInseego Corp.COM56,834$573.0K<0.1%−210,953−78.8%ReducedHistory
NIDNuveen Intermediate Duration Municipal Term FundCOM38,360$575.0K<0.1%+1,932+5.3%AddedHistory
NSTGNS Wind Down Co., Inc.COM8,918$578.0K<0.1%−53,034−85.6%ReducedHistory
NBHNeuberger Municipal Fund Inc.COM36,174$582.0K<0.1%+2,327+6.9%AddedHistory
SAHSonic Automotive IncCL A13,039$583.0K<0.1%−34−0.3%ReducedHistory
PARRPar Pacific Holdings, Inc.COM NEW34,679$583.0K<0.1%+16,077+86.4%AddedHistory
PSNLPersonalis, Inc.COM23,094$584.0K<0.1%+23,094NewHistory
SMSISmith Micro Software, Inc.COM NEW112,108$585.0K<0.1%+21,948+24.3%AddedHistory
HIHillenbrand, Inc.COM13,345$588.0K<0.1%−75,903−85.0%ReducedHistory
MGPMGM Growth Properties LLCCL A COM17,306$589.0K<0.1%+912+5.6%AddedHistory
HURNHuron Consulting Group Inc.Stock12,027$591.0K<0.1%+3,866+47.4%AddedHistory
VCRAVocera Communications, Inc.COM14,825$591.0K<0.1%−98,364−86.9%ReducedHistory
iShares Core MSCI Europe ETF46434V738ETF10,365$594.0K<0.1%+10,365New–
LGTYLogility Supply Chain Solutions, IncCL A27,086$595.0K<0.1%+9,665+55.5%AddedHistory
BRMKBroadmark Realty Capital Inc.COM56,152$595.0K<0.1%−250,851−81.7%ReducedHistory
TRNTrinity Industries IncCOM22,174$596.0K<0.1%−453,642−95.3%ReducedHistory
MBINMerchants BancorpCOM15,198$596.0K<0.1%+1,208+8.6%AddedHistory
TSEOQTrinseo PLCSHS10,033$600.0K<0.1%+13+0.1%AddedHistory
OSISOsi Systems IncCOM5,931$603.0K<0.1%−11,609−66.2%ReducedHistory
RVNCRevance Therapeutics, Inc.COM20,334$603.0K<0.1%−52,682−72.2%ReducedHistory
SYBTStock Yards Bancorp, Inc.COM11,859$604.0K<0.1%−12,970−52.2%ReducedHistory
MUEBlackRock Muniholdings Quality Fund II, Inc.COM43,243$606.0K<0.1%+43,243NewHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF11,749$609.0K<0.1%−614−5.0%Reduced–
PFGCPerformance Food Group CoCOM12,573$610.0K<0.1%+12,573NewHistory
KEXKirby CorpCOM10,052$610.0K<0.1%−1,269−11.2%ReducedHistory
WHWyndham Hotels & Resorts, Inc.COM8,514$616.0K<0.1%+1,525+21.8%AddedHistory
RAMPLiveRamp Holdings, Inc.COM13,198$618.0K<0.1%+13,198NewHistory
VATEINNOVATE Corp.COM155,670$620.0K<0.1%+3,676+2.4%AddedHistory
YELPYelp IncCL A15,536$621.0K<0.1%+754+5.1%AddedHistory
KAMNKAMAN CorpCOM12,317$621.0K<0.1%+3,518+40.0%AddedHistory
MNROMonro, Inc.COM9,822$624.0K<0.1%−14,188−59.1%ReducedHistory
Adamas Trust, Inc.649604501COM PAR $.02139,801$625.0K<0.1%−11,217−7.4%Reduced–
CBRLCracker Barrel Old Country Store, IncCOM4,217$626.0K<0.1%−7,442−63.8%ReducedHistory
ESEEsco Technologies IncCOM6,688$627.0K<0.1%−10,249−60.5%ReducedHistory
CSTLCastle Biosciences IncCOM8,569$628.0K<0.1%+8,569NewHistory
CADECadence BancorporationCL A30,145$629.0K<0.1%−304−1.0%ReducedHistory
JHXJames Hardie Industries plcSPONSORED ADR18,401$629.0K<0.1%+18,401NewHistory
Diamond S Shipping Inc.Y20676105COM63,902$636.0K<0.1%−2,055−3.1%Reduced–
ITICInvestors Title CoCOM3,655$638.0K<0.1%−126−3.3%ReducedHistory
FWRDForward Air CorpCOM7,113$638.0K<0.1%−31,617−81.6%ReducedHistory
MOG.AMoog Inc.CL A7,598$639.0K<0.1%+1,259+19.9%AddedHistory
STBAS&T Bancorp IncCOM20,479$641.0K<0.1%−54,926−72.8%ReducedHistory
FSMFortuna Mining Corp.COM115,663$642.0K<0.1%+11,899+11.5%AddedHistory
EPACEnerpac Tool Group CorpCL A COM24,186$644.0K<0.1%−4,469−15.6%ReducedHistory
BVNBuenaventura Mining Co IncSPONSORED ADR71,164$644.0K<0.1%+10,148+16.6%AddedHistory
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF49,214$645.0K<0.1%+1,627+3.4%AddedHistory
VRRMVerra Mobility CorpCL A COM STK41,990$645.0K<0.1%−76,356−64.5%ReducedHistory
NEONeogenomics IncCOM NEW14,277$645.0K<0.1%−85,168−85.6%ReducedHistory
AMKAssetMark Financial Holdings, Inc.COM25,960$651.0K<0.1%+3,516+15.7%AddedHistory
MRTXMirati Therapeutics, Inc.COM4,029$651.0K<0.1%−26,331−86.7%ReducedHistory
RMTRoyce Micro-Cap Trust, Inc.COM52,461$651.0K<0.1%+785+1.5%AddedHistory
FLOWSPX FLOW, Inc.COM9,976$651.0K<0.1%+9,976NewHistory
DTFDTF Tax-Free Income 2028 Term Fund IncCOM43,572$654.0K<0.1%+10,137+30.3%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF4,931$655.0K<0.1%−14,700−74.9%Reduced–
ADNTAdient plcStock14,524$656.0K<0.1%+14,524NewHistory
OCFCOceanfirst Financial CorpCOM31,478$656.0K<0.1%−123,446−79.7%ReducedHistory
VACMarriott Vacations Worldwide CorpCOM4,130$658.0K<0.1%+4,130NewHistory
CDLXCardlytics, Inc.COM5,181$658.0K<0.1%−57,198−91.7%ReducedHistory
TCBKTrico BancsharesCOM15,505$660.0K<0.1%−65,327−80.8%ReducedHistory
TEXTerex CorpStock13,967$665.0K<0.1%−652−4.5%ReducedHistory
GLDSPDR Gold TrustETF4,024$666.0K<0.1%+571+16.5%AddedHistory
SRNESorrento Therapeutics, Inc.COM NEW68,723$666.0K<0.1%+68,723NewHistory
RGNXREGENXBIO Inc.COM17,159$667.0K<0.1%−63,648−78.8%ReducedHistory
OUTOUTFRONT Media Inc.COM27,756$667.0K<0.1%+2,564+10.2%AddedHistory
AGIAlamos Gold IncStock88,104$674.0K<0.1%−3,832−4.2%ReducedHistory
ODPODP CorpCOM14,052$675.0K<0.1%−13,235−48.5%ReducedHistory
GSHDGoosehead Insurance, Inc.COM CL A5,340$680.0K<0.1%−32,442−85.9%ReducedHistory
HLIOHelios Technologies, Inc.COM8,732$682.0K<0.1%−40,338−82.2%ReducedHistory
VHCVirnetX Holding CorpCOM160,567$686.0K<0.1%−5,793−3.5%ReducedHistory
SSRMSSR Mining Inc.Stock44,209$689.0K<0.1%−4,761−9.7%ReducedHistory

Sold out since Q1 2021 (141)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 141 by value last quarter.

Positions of First Trust Advisors LP sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX1,401,342$57.0M0.1%–
Inphi Corp45772F107COM253,009$45.1M0.1%–
SVMK Inc78489X103COM2,314,714$42.4M0.1%–
DAYDayforce, Inc.COM320,064$27.0M<0.1%History
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD374,482$19.8M<0.1%–
MSCIMSCI Inc.Stock41,791$17.5M<0.1%History
Extended Stay Amer Inc30224P200UNIT 99/99/9999B880,452$17.4M<0.1%–
Farfetch Ltd30744W107ORD SH CL A280,598$14.9M<0.1%–
Corelogic Inc21871D103COM186,503$14.8M<0.1%–
ADPTAdaptive Biotechnologies CorpCOM326,635$13.2M<0.1%History
TCF Finl Corp872307103COM279,239$13.0M<0.1%–
Pluralsight Inc72941B106COM CL A523,667$11.7M<0.1%–
NUANNuance Communications, Inc.COM212,518$9.27M<0.1%History
Michaels Cos Inc59408Q106COM405,631$8.90M<0.1%–
MDLAMedallia, Inc.COM295,430$8.24M<0.1%History
FRTAForterra, Inc.COM344,614$8.01M<0.1%History
GWREGuidewire Software, Inc.COM70,669$7.18M<0.1%History
Flir Sys Inc302445101COM114,797$6.48M<0.1%–
Grubhub Inc400110102COM104,112$6.25M<0.1%–
RLRalph Lauren CorpCL A48,532$5.98M<0.1%History
LRNStride, Inc.COM183,543$5.53M<0.1%History
Cooper Tire & Rubr Co216831107COM97,049$5.43M<0.1%–
CXWCoreCivic, Inc.COM598,829$5.42M<0.1%History
Colony Cap Inc New19626G108CL A COM808,195$5.24M<0.1%–
Varian Med Sys Inc92220P105COM29,168$5.15M<0.1%–
SCHWSchwab Charles CorpStock71,616$4.67M<0.1%History
ECHOEchoStar CORPCL A184,342$4.42M<0.1%History
FLWS1 800 Flowers Com IncCL A159,387$4.40M<0.1%History
Genmark Diagnostics Inc372309104COM177,541$4.24M<0.1%–
SGMOQSangamo Therapeutics, IncCOM331,982$4.16M<0.1%History
SNEXStoneX Group Inc.COM63,234$4.13M<0.1%History
SWBISmith & Wesson Brands, Inc.COM235,720$4.11M<0.1%History
ECPGEncore Capital Group IncCOM100,276$4.03M<0.1%History
FERGFerguson Enterprises Inc.SHS32,770$3.94M<0.1%History
SMPStandard Motor Products, Inc.Stock91,526$3.81M<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT30,979$3.77M<0.1%History
ENLCEnLink Midstream, LLCCOM UNIT REP LTD873,648$3.75M<0.1%History
PRDOPerdoceo Education CorpCOM310,196$3.71M<0.1%History
Aegion Corp00770F104COM128,898$3.71M<0.1%–
Meridian Bioscience Inc589584101COM139,157$3.65M<0.1%–
Nic Inc62914B100COM106,259$3.61M<0.1%–
FORForestar Group Inc.COM154,830$3.60M<0.1%History
Noble Midstream Partners LP65506L105COM UNIT REPST248,364$3.60M<0.1%–
AZEKAZEK Co Inc.CL A78,984$3.32M<0.1%History
PLUSEplus IncCOM31,923$3.18M<0.1%History
DKLDelek Logistics Partners, LPCOM UNT RP INT88,271$3.18M<0.1%History
Waddell & Reed Finl Inc930059100CL A118,057$2.96M<0.1%–
LBRDALiberty Broadband CorpCOM SER A20,295$2.95M<0.1%History
NHCNational Healthcare CorpCOM36,882$2.87M<0.1%History
Glu Mobile Inc379890106COM229,670$2.87M<0.1%–
ARVNArvinas, Inc.COM43,109$2.85M<0.1%History
FOLDAmicus Therapeutics, Inc.COM288,291$2.85M<0.1%History
PETQPetIQ, Inc.COM CL A79,960$2.82M<0.1%History
PTCTPTC Therapeutics, Inc.COM55,740$2.64M<0.1%History
Perspecta Inc715347100COM90,423$2.63M<0.1%–
ANGIAngi Inc.COM CL A NEW196,632$2.56M<0.1%History
FBL Finl Group Inc30239F106CL A44,574$2.49M<0.1%–
BGCBGC Group, Inc.CL A514,383$2.48M<0.1%History
TMPTompkins Financial CorpCOM29,142$2.41M<0.1%History
IRTCiRhythm Holdings, Inc.COM16,899$2.35M<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM34,758$2.31M<0.1%History
RDNTRadNet, Inc.COM105,741$2.30M<0.1%History
RPAYRepay Holdings CorpCOM CL A95,103$2.23M<0.1%History
LHCGLHC Group, IncCOM10,015$1.92M<0.1%History
BZUNBaozun Inc.SPONSORED ADR49,016$1.87M<0.1%History
Systemax Inc871851101COM45,298$1.86M<0.1%–
AITApplied Industrial Technologies IncCOM20,305$1.85M<0.1%History
CNSCohen & Steers, Inc.COM28,266$1.85M<0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA40,297$1.74M<0.1%History
HUYAHUYA Inc.ADS REP SHS A88,031$1.72M<0.1%History
ChemoCentryx, Inc.16383L106COM33,468$1.72M<0.1%–
NVRONevro CorpCOM12,124$1.69M<0.1%History
SILKSilk Road Medical IncCOM32,862$1.66M<0.1%History
51JOB Inc316827104SPONSORED ADS26,057$1.63M<0.1%–
CARGCarGurus, Inc.COM CL A65,313$1.56M<0.1%History
Eros STX Global CorporationG3788M114SHS NEW855,093$1.55M<0.1%–
BMTCBryn Mawr Bank CorpCOM33,620$1.53M<0.1%History
SLPSimulations Plus, Inc.COM23,432$1.48M<0.1%History
DOYUDouYu International Holdings LtdSPONSORED ADS137,358$1.43M<0.1%History
VAPOVapotherm IncCOM59,130$1.42M<0.1%History
INVXInnovex International, Inc.COM42,363$1.41M<0.1%History
MLABMesa Laboratories IncCOM5,623$1.37M<0.1%History
ALEXAlexander & Baldwin, Inc.COM79,861$1.34M<0.1%History
Oneconnect Finl Technology C68248T105SPONSORED ADS90,075$1.33M<0.1%–
TNDMTandem Diabetes Care IncCOM NEW13,950$1.23M<0.1%History
NVTAInvitae CorpCOM31,803$1.22M<0.1%History
BlackRock Mun Income Invt Tr09248H105SHS BEN INT81,079$1.13M<0.1%–
SDCSmileDirectClub, Inc.CL A COM101,241$1.04M<0.1%History
BKNBlackRock Investment Quality Municipal Trust, Inc.COM58,248$1.03M<0.1%History
MRSNMersana Therapeutics, Inc.COM59,685$966.0K<0.1%History
LMNXLuminex CorpCOM29,315$935.0K<0.1%History
CERSCerus CorpCOM148,007$890.0K<0.1%History
BlackRock Munienhanced FD IN09253Y100COM69,056$816.0K<0.1%–
GTGoodyear Tire & Rubber CoCOM46,218$812.0K<0.1%History
PLMRPalomar Holdings, Inc.Stock11,529$773.0K<0.1%History
LNTHLantheus Holdings, Inc.Stock35,846$766.0K<0.1%History
PRAProassurance CorpCOM27,841$745.0K<0.1%History
PLNTPlanet Fitness, Inc.CL A9,566$739.0K<0.1%History
NXRTNexPoint Residential Trust, Inc.COM15,679$723.0K<0.1%History
CRSCarpenter Technology CorpCOM17,199$708.0K<0.1%History