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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Oct 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
2,469
+62 vs. Q1 2021
Portfolio value
$92.4B
+$9.80B (+11.9%) vs. Q1 2021
Filed
Oct 12, 2021
AmendedSEC
Holdings of First Trust Advisors LP in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
BlackRock Science & Technolo09258G112RIGHT 07/14/202168,767$45.0K<0.1%+68,767New–
FSPFranklin Street Properties CorpCOM11,862$62.0K<0.1%+1,809+18.0%AddedHistory
AEGAegon Ltd.NY REGISTRY SHS21,655$89.0K<0.1%−27,974−56.4%ReducedHistory
BLPHBellerophon Therapeutics, Inc.COM NEW20,515$99.0K<0.1%−723−3.4%ReducedHistory
ACCOAcco Brands CorpCOM11,893$103.0K<0.1%−48−0.4%ReducedHistory
WNEBWestern New England Bancorp, Inc.COM12,661$103.0K<0.1%+12,661NewHistory
GEOGeo Group IncCOM15,098$107.0K<0.1%−438,244−96.7%ReducedHistory
CIGEnergy Co of Minas GeraisSP ADR N-V PFD48,732$116.0K<0.1%−12,262−20.1%ReducedHistory
INNSummit Hotel Properties, Inc.COM12,840$120.0K<0.1%+2,036+18.8%AddedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A14,159$120.0K<0.1%−523,024−97.4%ReducedHistory
FRBKRepublic First Bancorp IncCOM30,530$122.0K<0.1%+30,530NewHistory
NCANuveen California Municipal Value FundCOM STK11,527$123.0K<0.1%+10+0.1%AddedHistory
DHCDiversified Healthcare TrustCOM SH BEN INT30,828$129.0K<0.1%−561,164−94.8%ReducedHistory
AIVApartment Investment & Management CoCL A19,318$130.0K<0.1%−142,349−88.1%ReducedHistory
First BK Williamstown New Je31931U102COM10,197$138.0K<0.1%+10,197New–
RPT Realty74971D101SH BEN INT10,627$138.0K<0.1%−24,232−69.5%Reduced–
HMYHarmony Gold Mining Co LtdADR37,400$140.0K<0.1%+37,400NewHistory
DHTDHT Holdings, Inc.SHS NEW21,563$140.0K<0.1%−6,129−22.1%ReducedHistory
STSASatsuma Pharmaceuticals, Inc.COM20,012$141.0K<0.1%−1,070−5.1%ReducedHistory
LPTHLightpath Technologies IncCOM CL A56,657$144.0K<0.1%−2,003−3.4%ReducedHistory
SCPHscPharmaceuticals Inc.COM23,614$144.0K<0.1%−823−3.4%ReducedHistory
NWGNatWest Group plcSPONS ADR 2 ORD25,767$145.0K<0.1%+25,767NewHistory
JFRNuveen Floating Rate Income FundCOM14,741$148.0K<0.1%+474+3.3%AddedHistory
GFIGold Fields LtdSPONSORED ADR16,701$149.0K<0.1%+16,701NewHistory
FTITechnipFMC plcCOM17,286$156.0K<0.1%−1,740−9.1%ReducedHistory
PVBCProvident Bancorp, Inc.COM NEW10,100$165.0K<0.1%+10,100NewHistory
Nuveen PFD & Incm Securties67072C105COM16,647$166.0K<0.1%+245+1.5%Added–
SBSWSibanye Stillwater LtdSPONSORED ADR10,284$172.0K<0.1%−3,516−25.5%ReducedHistory
CARECarter Bankshares, Inc.COM NEW13,725$172.0K<0.1%+885+6.9%AddedHistory
KOSKosmos Energy Ltd.COM50,805$176.0K<0.1%−21,200−29.4%ReducedHistory
MOMOHello Group Inc.ADR11,544$177.0K<0.1%−126,657−91.6%ReducedHistory
AXLAAxcella Health Inc.COM45,013$181.0K<0.1%−1,400−3.0%ReducedHistory
BCSBarclays PLCADR19,322$186.0K<0.1%+19,322NewHistory
LNAILunai Bioworks Inc.COM37,618$187.0K<0.1%−1,317−3.4%ReducedHistory
TIMBTim S.A.SPONSORED ADR16,321$188.0K<0.1%+16,321NewHistory
DBIDesigner Brands Inc.CL A11,355$188.0K<0.1%−704−5.8%ReducedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS23,607$190.0K<0.1%−4,138−14.9%ReducedHistory
TNXPTonix Pharmaceuticals Holding Corp.COM172,793$192.0K<0.1%−44,876−20.6%ReducedHistory
FRSTPrimis Financial Corp.COM12,721$194.0K<0.1%+863+7.3%AddedHistory
Credit Suisse Group225401108SPONSORED ADR18,550$195.0K<0.1%+2,454+15.2%Added–
ASPSAltisource Portfolio Solutions S.A.REG SHS22,073$196.0K<0.1%−570−2.5%ReducedHistory
WPPWPP plcADR2,955$200.0K<0.1%+2,955NewHistory
TXMDTherapeuticsMD, Inc.COM168,509$201.0K<0.1%−1,903−1.1%ReducedHistory
ZGNXZogenix, Inc.COM NEW11,618$201.0K<0.1%−594−4.9%ReducedHistory
ISDPGIM High Yield Bond Fund, Inc.COM12,502$203.0K<0.1%+65+0.5%AddedHistory
CZNCCitizens & Northern CorpCOM8,297$203.0K<0.1%+8,297NewHistory
BSRRSierra BancorpCOM7,992$203.0K<0.1%+517+6.9%AddedHistory
STXBSpirit of Texas Bancshares, Inc.COM8,891$203.0K<0.1%+8,891NewHistory
EBTCEnterprise Bancorp IncCOM6,226$204.0K<0.1%+6,226NewHistory
SFSTSouthern First Bancshares IncCOM4,072$208.0K<0.1%+4,072NewHistory
SMBCSouthern Missouri Bancorp, Inc.COM4,633$208.0K<0.1%+4,633NewHistory
SXIStandex International CorpCOM2,215$210.0K<0.1%+21+1.0%AddedHistory
Micro Focus Intl PLC594837403SPON ADR NEW27,926$210.0K<0.1%+27,926New–
GNTYGuaranty Bancshares IncCOM6,252$213.0K<0.1%+379+6.5%AddedHistory
ESPREsperion Therapeutics, Inc.COM10,241$217.0K<0.1%+784+8.3%AddedHistory
BMRCBank of Marin BancorpCOM6,850$219.0K<0.1%+225+3.4%AddedHistory
GGBGerdau S.A.SPON ADR REP PFD37,865$223.0K<0.1%+2,804+8.0%AddedHistory
China Petroleum & Chemical C16941R108SPON ADR H SHS4,383$224.0K<0.1%−40,113−90.1%Reduced–
Petrochina Co Ltd71646E100SPONSORED ADR4,590$225.0K<0.1%−1,203−20.8%Reduced–
EQBKEquity Bancshares IncCOM CL A7,434$227.0K<0.1%+7,434NewHistory
Copel-ADR20441B605ADR39,707$229.0K<0.1%+39,707New–
DEAEasterly Government Properties, Inc.COM11,062$233.0K<0.1%−30,435−73.3%ReducedHistory
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT15,561$235.0K<0.1%+688+4.6%AddedHistory
CSTRCapStar Financial Holdings, Inc.COM11,458$235.0K<0.1%+11,458NewHistory
BWBBridgewater Bancshares IncCOM14,594$236.0K<0.1%+830+6.0%AddedHistory
LFVNLifevantage CorpCOM NEW32,357$238.0K<0.1%−1,557−4.6%ReducedHistory
TKCTurkcell Iletisim Hizmetleri A SSPON ADR NEW50,894$238.0K<0.1%+50,894NewHistory
HTBHomeTrust Bancshares, Inc.COM8,617$240.0K<0.1%+8,617NewHistory
CLVTClarivate PLCORD SHS8,818$243.0K<0.1%+8,818NewHistory
FISIFinancial Institutions IncCOM8,208$246.0K<0.1%+402+5.1%AddedHistory
RBBRBB BancorpCOM10,150$246.0K<0.1%+10,150NewHistory
Companhia Brasileira de Dist20440T300SPONSORED ADR31,554$246.0K<0.1%+31,554New–
DRHDiamondRock Hospitality CoCOM25,509$247.0K<0.1%−148,171−85.3%ReducedHistory
BFSTBusiness First Bancshares, Inc.COM10,782$247.0K<0.1%+724+7.2%AddedHistory
HBTHBT Financial, Inc.COM14,191$247.0K<0.1%+830+6.2%AddedHistory
Echo Global Logistics, Inc.27875T101COM8,037$247.0K<0.1%+58+0.7%Added–
FNFabrinetSHS2,598$249.0K<0.1%−871−25.1%ReducedHistory
MVBFMVB Financial CorpCOM6,027$257.0K<0.1%+6,027NewHistory
FLRFluor CorpStock14,604$258.0K<0.1%+3,446+30.9%AddedHistory
GOEVCanoo Inc.COM CL A26,098$259.0K<0.1%+26,098NewHistory
EQEquillium, Inc.COM44,238$261.0K<0.1%−1,596−3.5%ReducedHistory
ORANYOrangeSPONSORED ADR23,290$266.0K<0.1%−700−2.9%ReducedHistory
CNMDCONMED CorpCOM1,939$267.0K<0.1%+1,939NewHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR6,821$268.0K<0.1%−3,202−31.9%ReducedHistory
ACBIAtlantic Capital Bancshares, Inc.COM10,544$268.0K<0.1%+432+4.3%AddedHistory
FCBCFirst Community Bankshares IncCOM9,095$271.0K<0.1%+474+5.5%AddedHistory
LMATLemaitre Vascular IncCOM4,474$273.0K<0.1%+144+3.3%AddedHistory
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS2,722$273.0K<0.1%−161−5.6%ReducedHistory
GGALGrupo Financiero Galicia SASPONSORED ADR31,614$273.0K<0.1%00.0%UnchangedHistory
BWENBroadwind, Inc.COM NEW60,889$276.0K<0.1%−918−1.5%ReducedHistory
iShares U S ETF Tr46431W507SHOR DURA BD ETF5,577$280.0K<0.1%−9,971−64.1%Reduced–
MTArcelorMittalNY REGISTRY SH9,147$284.0K<0.1%+9,147NewHistory
BCLIBrainstorm Cell Therapeutics Inc.COM NEW74,691$284.0K<0.1%−1,421−1.9%ReducedHistory
NBRNabors Industries LtdSHS2,538$290.0K<0.1%−396−13.5%ReducedHistory
FONRFonar CorpCOM NEW16,640$294.0K<0.1%−599−3.5%ReducedHistory
SPDR Series Trust78468R721STATE STREET SPD5,738$299.0K<0.1%−142−2.4%Reduced–
FINVFinVolution GroupSPONSORED ADS31,470$300.0K<0.1%+31,470NewHistory
CATCCambridge BancorpCOM3,609$300.0K<0.1%+237+7.0%AddedHistory
SNFIStark Novus Financial Inc.COM CL A27,202$301.0K<0.1%+27,202NewHistory
EXTNExterran CorpCOM63,383$302.0K<0.1%−1,990−3.0%ReducedHistory

Sold out since Q1 2021 (141)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 141 by value last quarter.

Positions of First Trust Advisors LP sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX1,401,342$57.0M0.1%–
Inphi Corp45772F107COM253,009$45.1M0.1%–
SVMK Inc78489X103COM2,314,714$42.4M0.1%–
DAYDayforce, Inc.COM320,064$27.0M<0.1%History
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD374,482$19.8M<0.1%–
MSCIMSCI Inc.Stock41,791$17.5M<0.1%History
Extended Stay Amer Inc30224P200UNIT 99/99/9999B880,452$17.4M<0.1%–
Farfetch Ltd30744W107ORD SH CL A280,598$14.9M<0.1%–
Corelogic Inc21871D103COM186,503$14.8M<0.1%–
ADPTAdaptive Biotechnologies CorpCOM326,635$13.2M<0.1%History
TCF Finl Corp872307103COM279,239$13.0M<0.1%–
Pluralsight Inc72941B106COM CL A523,667$11.7M<0.1%–
NUANNuance Communications, Inc.COM212,518$9.27M<0.1%History
Michaels Cos Inc59408Q106COM405,631$8.90M<0.1%–
MDLAMedallia, Inc.COM295,430$8.24M<0.1%History
FRTAForterra, Inc.COM344,614$8.01M<0.1%History
GWREGuidewire Software, Inc.COM70,669$7.18M<0.1%History
Flir Sys Inc302445101COM114,797$6.48M<0.1%–
Grubhub Inc400110102COM104,112$6.25M<0.1%–
RLRalph Lauren CorpCL A48,532$5.98M<0.1%History
LRNStride, Inc.COM183,543$5.53M<0.1%History
Cooper Tire & Rubr Co216831107COM97,049$5.43M<0.1%–
CXWCoreCivic, Inc.COM598,829$5.42M<0.1%History
Colony Cap Inc New19626G108CL A COM808,195$5.24M<0.1%–
Varian Med Sys Inc92220P105COM29,168$5.15M<0.1%–
SCHWSchwab Charles CorpStock71,616$4.67M<0.1%History
ECHOEchoStar CORPCL A184,342$4.42M<0.1%History
FLWS1 800 Flowers Com IncCL A159,387$4.40M<0.1%History
Genmark Diagnostics Inc372309104COM177,541$4.24M<0.1%–
SGMOQSangamo Therapeutics, IncCOM331,982$4.16M<0.1%History
SNEXStoneX Group Inc.COM63,234$4.13M<0.1%History
SWBISmith & Wesson Brands, Inc.COM235,720$4.11M<0.1%History
ECPGEncore Capital Group IncCOM100,276$4.03M<0.1%History
FERGFerguson Enterprises Inc.SHS32,770$3.94M<0.1%History
SMPStandard Motor Products, Inc.Stock91,526$3.81M<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT30,979$3.77M<0.1%History
ENLCEnLink Midstream, LLCCOM UNIT REP LTD873,648$3.75M<0.1%History
PRDOPerdoceo Education CorpCOM310,196$3.71M<0.1%History
Aegion Corp00770F104COM128,898$3.71M<0.1%–
Meridian Bioscience Inc589584101COM139,157$3.65M<0.1%–
Nic Inc62914B100COM106,259$3.61M<0.1%–
FORForestar Group Inc.COM154,830$3.60M<0.1%History
Noble Midstream Partners LP65506L105COM UNIT REPST248,364$3.60M<0.1%–
AZEKAZEK Co Inc.CL A78,984$3.32M<0.1%History
PLUSEplus IncCOM31,923$3.18M<0.1%History
DKLDelek Logistics Partners, LPCOM UNT RP INT88,271$3.18M<0.1%History
Waddell & Reed Finl Inc930059100CL A118,057$2.96M<0.1%–
LBRDALiberty Broadband CorpCOM SER A20,295$2.95M<0.1%History
NHCNational Healthcare CorpCOM36,882$2.87M<0.1%History
Glu Mobile Inc379890106COM229,670$2.87M<0.1%–
ARVNArvinas, Inc.COM43,109$2.85M<0.1%History
FOLDAmicus Therapeutics, Inc.COM288,291$2.85M<0.1%History
PETQPetIQ, Inc.COM CL A79,960$2.82M<0.1%History
PTCTPTC Therapeutics, Inc.COM55,740$2.64M<0.1%History
Perspecta Inc715347100COM90,423$2.63M<0.1%–
ANGIAngi Inc.COM CL A NEW196,632$2.56M<0.1%History
FBL Finl Group Inc30239F106CL A44,574$2.49M<0.1%–
BGCBGC Group, Inc.CL A514,383$2.48M<0.1%History
TMPTompkins Financial CorpCOM29,142$2.41M<0.1%History
IRTCiRhythm Holdings, Inc.COM16,899$2.35M<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM34,758$2.31M<0.1%History
RDNTRadNet, Inc.COM105,741$2.30M<0.1%History
RPAYRepay Holdings CorpCOM CL A95,103$2.23M<0.1%History
LHCGLHC Group, IncCOM10,015$1.92M<0.1%History
BZUNBaozun Inc.SPONSORED ADR49,016$1.87M<0.1%History
Systemax Inc871851101COM45,298$1.86M<0.1%–
AITApplied Industrial Technologies IncCOM20,305$1.85M<0.1%History
CNSCohen & Steers, Inc.COM28,266$1.85M<0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA40,297$1.74M<0.1%History
HUYAHUYA Inc.ADS REP SHS A88,031$1.72M<0.1%History
ChemoCentryx, Inc.16383L106COM33,468$1.72M<0.1%–
NVRONevro CorpCOM12,124$1.69M<0.1%History
SILKSilk Road Medical IncCOM32,862$1.66M<0.1%History
51JOB Inc316827104SPONSORED ADS26,057$1.63M<0.1%–
CARGCarGurus, Inc.COM CL A65,313$1.56M<0.1%History
Eros STX Global CorporationG3788M114SHS NEW855,093$1.55M<0.1%–
BMTCBryn Mawr Bank CorpCOM33,620$1.53M<0.1%History
SLPSimulations Plus, Inc.COM23,432$1.48M<0.1%History
DOYUDouYu International Holdings LtdSPONSORED ADS137,358$1.43M<0.1%History
VAPOVapotherm IncCOM59,130$1.42M<0.1%History
INVXInnovex International, Inc.COM42,363$1.41M<0.1%History
MLABMesa Laboratories IncCOM5,623$1.37M<0.1%History
ALEXAlexander & Baldwin, Inc.COM79,861$1.34M<0.1%History
Oneconnect Finl Technology C68248T105SPONSORED ADS90,075$1.33M<0.1%–
TNDMTandem Diabetes Care IncCOM NEW13,950$1.23M<0.1%History
NVTAInvitae CorpCOM31,803$1.22M<0.1%History
BlackRock Mun Income Invt Tr09248H105SHS BEN INT81,079$1.13M<0.1%–
SDCSmileDirectClub, Inc.CL A COM101,241$1.04M<0.1%History
BKNBlackRock Investment Quality Municipal Trust, Inc.COM58,248$1.03M<0.1%History
MRSNMersana Therapeutics, Inc.COM59,685$966.0K<0.1%History
LMNXLuminex CorpCOM29,315$935.0K<0.1%History
CERSCerus CorpCOM148,007$890.0K<0.1%History
BlackRock Munienhanced FD IN09253Y100COM69,056$816.0K<0.1%–
GTGoodyear Tire & Rubber CoCOM46,218$812.0K<0.1%History
PLMRPalomar Holdings, Inc.Stock11,529$773.0K<0.1%History
LNTHLantheus Holdings, Inc.Stock35,846$766.0K<0.1%History
PRAProassurance CorpCOM27,841$745.0K<0.1%History
PLNTPlanet Fitness, Inc.CL A9,566$739.0K<0.1%History
NXRTNexPoint Residential Trust, Inc.COM15,679$723.0K<0.1%History
CRSCarpenter Technology CorpCOM17,199$708.0K<0.1%History