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Livermore
Livermore
ZHEN

Thoroughbred Financial Services, LLC

SEC CIK
0001091370
Latest filing
Aug 11, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 27, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
352
−13 vs. Q2 2022
Portfolio value
$525.0M
−$17.9M (−3.3%) vs. Q2 2022
Filed
Oct 27, 2022
SEC
Holdings of Thoroughbred Financial Services, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock287,356$39.7M7.6%−2,393−0.8%ReducedHistory
MSFTMicrosoft CorpStock95,089$22.1M4.2%−601−0.6%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF79,301$21.2M4.0%+21,188+36.5%Added–
AMZNAmazon Com IncStock132,522$15.0M2.9%−7,011−5.0%ReducedHistory
iShares Tr464287150CORE S&P TTL STK126,554$10.1M1.9%−3,882−3.0%Reduced–
Schwab US Dividend Equity ETF808524797ETF113,677$7.55M1.4%+8,145+7.7%Added–
UNHUnitedHealth Group IncStock13,497$6.82M1.3%+39+0.3%AddedHistory
GOOGLAlphabet Inc.Stock68,889$6.59M1.3%+1,509+2.2%AddedConverted for a 20-for-1 splitHistory
WMTWalmart Inc.Stock50,155$6.50M1.2%+316+0.6%AddedHistory
HDHome Depot, Inc.Stock23,379$6.45M1.2%+246+1.1%AddedHistory
Pacer US Cash Cows 100 ETF69374H881ETF157,137$6.45M1.2%+53,409+51.5%Added–
JNJJohnson & JohnsonStock38,616$6.31M1.2%−266−0.7%ReducedHistory
BRK.BBerkshire Hathaway IncStock23,113$6.17M1.2%+82+0.4%AddedHistory
JPMJPMorgan Chase & CoStock58,450$6.11M1.2%−678−1.1%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF33,751$6.06M1.2%+1,233+3.8%Added–
iShares Core Dividend Growth ETF46434V621ETF135,019$6.00M1.1%+1,234+0.9%Added–
GOOGAlphabet Inc.Stock60,223$5.79M1.1%+3,143+5.5%AddedConverted for a 20-for-1 splitHistory
CVXChevron CorpStock36,220$5.20M1.0%+655+1.8%AddedHistory
ProShares Tr74348A467S&P 500 DV ARIST61,113$4.89M0.9%−1,165−1.9%Reduced–
TSMTaiwan Semiconductor Manufacturing Co LtdADR67,734$4.64M0.9%+800+1.2%AddedHistory
NVDANVIDIA CorpStock37,758$4.58M0.9%−973−2.5%ReducedHistory
COSTCostco Wholesale CorpStock9,549$4.51M0.9%+55+0.6%AddedHistory
Vanguard S&P 500 ETF922908363ETF12,996$4.27M0.8%+984+8.2%Added–
XOMExxonMobil Holdings CorpCOM48,130$4.20M0.8%+4,189+9.5%AddedHistory
Invesco Nasdaq 100 ETF46138G649ETF37,335$4.10M0.8%+23,616+172.1%Added–
iShares Core S&P U.S. Growth ETF464287671ETF50,744$4.07M0.8%−2,436−4.6%Reduced–
iShares Core S&P 500 ETF464287200ETF10,941$3.92M0.7%+852+8.4%Added–
BACBank of America CorpStock127,185$3.84M0.7%−3,279−2.5%ReducedHistory
VVisa Inc.Stock21,297$3.78M0.7%−9,270−30.3%ReducedHistory
DGDollar General CorpCOM15,717$3.77M0.7%+297+1.9%AddedHistory
PFEPfizer IncStock83,771$3.67M0.7%+194+0.2%AddedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 112,537$3.60M0.7%−10.0%ReducedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF91,377$3.55M0.7%−9,057−9.0%Reduced–
SPYSPDR S&P 500 ETF TrustETF9,717$3.47M0.7%−177−1.8%ReducedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF66,370$3.38M0.6%−389−0.6%Reduced–
AVGOBroadcom Inc.Stock7,247$3.22M0.6%+68+0.9%AddedHistory
MCDMcDonalds CorpStock13,428$3.10M0.6%+268+2.0%AddedHistory
MUMicron Technology IncStock61,207$3.07M0.6%+17,374+39.6%AddedHistory
LLYEli Lilly & CoStock9,156$2.96M0.6%+5+0.1%AddedHistory
VLOValero Energy CorpStock27,425$2.93M0.6%+110.0%AddedHistory
DBX ETF Tr233051200XTRACK MSCI EAFE86,576$2.90M0.6%+26,845+44.9%Added–
QCOMQualcomm IncStock25,156$2.84M0.5%−355−1.4%ReducedHistory
iShares Select Dividend ETF464287168ETF26,279$2.82M0.5%+7,077+36.9%Added–
VanEck Morningstar Wide Moat ETF92189F643ETF45,230$2.71M0.5%+10,803+31.4%Added–
MAMastercard IncStock9,294$2.64M0.5%−1,383−13.0%ReducedHistory
ABBVAbbVie Inc.Stock19,559$2.63M0.5%+188+1.0%AddedHistory
HONHoneywell International IncCOM15,508$2.59M0.5%−369−2.3%ReducedHistory
CRMSalesforce, Inc.Stock17,589$2.53M0.5%−2,945−14.3%ReducedHistory
LINLinde PLCSHS9,375$2.53M0.5%−278−2.9%ReducedHistory
PEPPepsiCo IncStock15,361$2.51M0.5%+112+0.7%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF14,638$2.50M0.5%+178+1.2%Added–
iShares Tr464287572GLOBAL 100 ETF41,606$2.48M0.5%+6,887+19.8%Added–
FASTFastenal CoStock53,619$2.47M0.5%−161−0.3%ReducedHistory
METAMeta Platforms, Inc.Stock18,087$2.45M0.5%−3,624−16.7%ReducedHistory
CSCOCisco Systems, Inc.Stock60,130$2.40M0.5%−1,982−3.2%ReducedHistory
KOCoca Cola CoStock40,552$2.27M0.4%+609+1.5%AddedHistory
HCAHCA Healthcare, Inc.COM12,357$2.27M0.4%+389+3.3%AddedHistory
Victory Portfolios II92647N824VCSHS US EQ INCM37,557$2.23M0.4%+12,662+50.9%Added–
MRKMerck & Co., Inc.Stock25,232$2.17M0.4%+124+0.5%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM42,228$2.16M0.4%+19,186+83.3%Added–
LOWLowes Companies IncStock11,458$2.15M0.4%+322+2.9%AddedHistory
SHOPShopify Inc.Stock79,030$2.13M0.4%−2,202−2.7%ReducedHistory
LMTLockheed Martin CorpStock5,470$2.11M0.4%+452+9.0%AddedHistory
MPCMarathon Petroleum CorpStock21,068$2.09M0.4%−760−3.5%ReducedHistory
INTUIntuit Inc.Stock5,269$2.04M0.4%−128−2.4%ReducedHistory
ADPAutomatic Data Processing IncStock9,001$2.04M0.4%−52−0.6%ReducedHistory
RTXRTX CorpStock24,879$2.04M0.4%+106+0.4%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF23,303$2.03M0.4%+106+0.5%Added–
ABTAbbott LaboratoriesStock20,906$2.02M0.4%−10.0%ReducedHistory
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE30,096$2.02M0.4%+3,828+14.6%Added–
PNCPNC Financial Services Group, Inc.Stock13,477$2.01M0.4%+546+4.2%AddedHistory
AMGNAmgen IncStock8,821$1.99M0.4%+79+0.9%AddedHistory
BABoeing CoStock16,225$1.96M0.4%−47−0.3%ReducedHistory
Fidelity Merrimack STR Tr316188309TOTAL BD ETF44,133$1.96M0.4%+968+2.2%Added–
ISRGIntuitive Surgical IncCOM NEW10,450$1.96M0.4%−990−8.7%ReducedHistory
PENPenumbra IncCOM10,071$1.91M0.4%+40+0.4%AddedHistory
MELIMercadolibre IncCOM2,248$1.86M0.4%−78−3.4%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF9,863$1.85M0.4%+229+2.4%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT13,948$1.77M0.3%−3,026−17.8%Reduced–
RFRegions Financial CorpCOM87,856$1.76M0.3%+16,965+23.9%AddedHistory
HSYHershey CoCOM7,792$1.72M0.3%+99+1.3%AddedHistory
iShares Russell Top 200 Growth ETF464289438ETF14,322$1.71M0.3%+567+4.1%Added–
iShares Core MSCI Eafe ETF46432F842ETF30,706$1.62M0.3%−17,006−35.6%Reduced–
DGXQuest Diagnostics IncCOM13,023$1.60M0.3%−298−2.2%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock3,125$1.58M0.3%−1,160−27.1%ReducedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF23,763$1.57M0.3%−447−1.8%Reduced–
Vanguard World FD921910873MEGA CAP INDEX12,057$1.50M0.3%00.0%Unchanged–
DKDelek US Holdings, Inc.COM55,407$1.50M0.3%+3,477+6.7%AddedHistory
ETF Managers Tr26924G201PRIME CYBR SCRTY34,392$1.49M0.3%+436+1.3%Added–
UNPUnion Pacific CorpStock7,392$1.44M0.3%+1,006+15.8%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF19,938$1.44M0.3%+507+2.6%Added–
TSLATesla, Inc.Stock5,364$1.42M0.3%+57+1.1%AddedConverted for a 3-for-1 splitHistory
PGProcter & Gamble CoStock11,227$1.42M0.3%−1,208−9.7%ReducedHistory
TXNTexas Instruments IncStock9,149$1.42M0.3%−752−7.6%ReducedHistory
TSCOTractor Supply CoCOM7,274$1.35M0.3%−62−0.8%ReducedHistory
CNICanadian National Railway CoStock12,414$1.34M0.3%+40.0%AddedHistory
GLDSPDR Gold TrustETF8,636$1.33M0.3%−93−1.1%ReducedHistory
Invesco Exchange Traded FD T46137V373S&P500 EQL STP8,528$1.31M0.2%+20.0%Added–
DEODiageo PLCSPON ADR NEW7,617$1.29M0.2%00.0%UnchangedHistory
SPDR Series Trust78468R804ST STR R1K LOWV10,452$1.29M0.2%00.0%Unchanged–

Sold out since Q2 2022 (41)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Thoroughbred Financial Services, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
GNKGenco Shipping & Trading LtdSHS27,982$540.0K0.1%History
SLDPSolid Power, Inc.CLASS A COM83,777$450.0K0.1%History
CINFCincinnati Financial CorpCOM3,687$438.0K0.1%History
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD23,774$428.0K0.1%–
UMCUnited Microelectronics CorpSPON ADR NEW49,095$332.0K0.1%History
ORealty Income CorpREIT4,709$321.0K0.1%History
OMFOneMain Holdings, Inc.COM7,458$278.0K0.1%History
PLUGPlug Power IncStock16,752$277.0K0.1%History
WDAYWorkday, Inc.CL A1,959$273.0K0.1%History
ETF Ser Solutions26922A289DEFIANCE CONNECT8,482$267.0K<0.1%–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF4,212$266.0K<0.1%–
Vanguard BD Index FDS921937793LONG TERM BOND3,264$260.0K<0.1%–
WSTWest Pharmaceutical Services IncCOM860$260.0K<0.1%History
CLFCleveland-Cliffs Inc.COM16,473$253.0K<0.1%History
DUKDuke Energy CORPStock2,280$244.0K<0.1%History
DOWDow Inc.Stock4,701$242.0K<0.1%History
SYYSysco CorpStock2,819$238.0K<0.1%History
iShares Tr46434V456MSCI INTL QUALTY7,679$237.0K<0.1%–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF5,913$236.0K<0.1%–
QSQuantumScape CorpCOM CL A26,885$230.0K<0.1%History
Vanguard Real Estate ETF922908553ETF2,520$229.0K<0.1%–
Schwab Fundamental International Equity ETF808524755ETF7,979$225.0K<0.1%–
CCLCarnival Corp Ltd.UNIT 99/99/999925,704$222.0K<0.1%History
Pacer Trendpilot US Bond ETF69374H642ETF10,267$220.0K<0.1%–
iShares Tr46434V613CORE UNIVRSL USD4,711$220.0K<0.1%–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF3,438$219.0K<0.1%–
CLXClorox CoStock1,547$218.0K<0.1%History
iShares S&P Small-Cap 600 Value ETF464287879ETF2,371$211.0K<0.1%–
iShares Russell 1000 Growth ETF464287614ETF942$206.0K<0.1%–
HALHalliburton CoStock6,587$206.0K<0.1%History
ECLEcolab Inc.Stock1,331$204.0K<0.1%History
RVTYRevvity, Inc.COM1,415$201.0K<0.1%History
Invesco Exchange Traded FD T46137V597RAFI US 15001,305$200.0K<0.1%–
NPTNNeophotonics CorpCOM10,985$172.0K<0.1%History
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR10,150$143.0K<0.1%History
MVISMicrovision, Inc.COM NEW31,475$120.0K<0.1%History
DSKEDaseke, Inc.COM16,915$108.0K<0.1%History
CYHCommunity Health Systems IncCOM28,587$107.0K<0.1%History
PLTRPalantir Technologies Inc.Stock10,704$97.0K<0.1%History
Titan Med Inc88830X819COM NEW16,497$8.00K<0.1%–
CFMSConformis IncCOM14,690$5.00K<0.1%History