Skip to main content
Livermore
Livermore
ZHEN

HighTower Trust Services, LTA

SEC CIK
0001090413
Latest filing
Apr 21, 2023

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 7, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
222
−1 vs. Q2 2022
Portfolio value
$907.9M
+$313.8M (+52.8%) vs. Q2 2022
Filed
Oct 7, 2022
SEC
Holdings of HighTower Trust Services, LTA in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
BlackRock Corpor Hi Yld FD I09255L114RIGHT 10/13/202224,312$00.0%+24,312New–
NGLNGL Energy Partners LPCOM UNIT REPST14,150$18.0K<0.1%00.0%UnchangedHistory
OTLYOatly Group ABSPONSORED ADS20,226$53.0K<0.1%+20,226NewHistory
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU10,500$93.0K<0.1%+10,500New–
RIGTransocean Ltd.REGISTERED SHS47,707$118.0K<0.1%+47,707NewHistory
CCLCarnival Corp Ltd.UNIT 99/99/999916,730$118.0K<0.1%+16,730NewHistory
ETRNMidstream Co LLCCOM15,988$120.0K<0.1%+15,988NewHistory
AHRTAH Realty Trust, Inc.COM15,359$159.0K<0.1%+15,359NewHistory
GELGenesis Energy LPUNIT LTD PARTN18,000$166.0K<0.1%+13,852+333.9%AddedHistory
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS13,030$172.0K<0.1%00.0%UnchangedHistory
PLYMPlymouth Industrial REIT, Inc.COM10,864$183.0K<0.1%−43−0.4%ReducedHistory
SITCSITE Centers Corp.COM18,122$194.0K<0.1%+22+0.1%AddedHistory
SHOPShopify Inc.Stock7,414$200.0K<0.1%00.0%UnchangedHistory
DALDelta Air Lines, Inc.COM NEW7,180$201.0K<0.1%+4,312+150.3%AddedHistory
AATAmerican Assets Trust, Inc.COM7,985$205.0K<0.1%+7,985NewHistory
MDLZMondelez International, Inc.Stock3,788$208.0K<0.1%00.0%UnchangedHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM24,312$208.0K<0.1%+9,098+59.8%AddedHistory
CMICummins IncStock1,064$217.0K<0.1%+1,064NewHistory
OGEOGE Energy Corp.COM6,000$219.0K<0.1%+6,000NewHistory
IVTInvenTrust Properties Corp.COM NEW10,395$222.0K<0.1%+10,395NewHistory
COLDAmericold Realty TrustCOM9,191$226.0K<0.1%+9,191NewHistory
BENFranklin Templeton IncCOM10,678$230.0K<0.1%+10,678NewHistory
IPGInterpublic Group of Companies, Inc.COM9,143$234.0K<0.1%+9,143NewHistory
SWKStanley Black & Decker, Inc.COM3,145$237.0K<0.1%−2,562−44.9%ReducedHistory
ALEXAlexander & Baldwin, Inc.COM14,629$243.0K<0.1%+14,629NewHistory
NFLXNetflix IncStock1,038$244.0K<0.1%+1,038NewHistory
AFLAflac IncStock4,367$245.0K<0.1%+41+0.9%AddedHistory
iShares Tips Bond ETF464287176ETF2,344$246.0K<0.1%+2,344New–
iShares Russell Midcap ETF464287499ETF4,040$251.0K<0.1%−4,609−53.3%Reduced–
TFCTruist Financial CorpCOM5,833$254.0K<0.1%+5,833NewHistory
GILDGilead Sciences, Inc.Stock4,148$256.0K<0.1%+4,148NewHistory
iShares Tr464287689RUSSELL 3000 ETF1,247$258.0K<0.1%+1,247New–
EGPEastgroup Properties IncCOM1,784$258.0K<0.1%+1,784NewHistory
VMRKVivmark ResidentialSH BEN INT3,912$263.0K<0.1%+3,912NewHistory
SUISun Communities IncCOM1,940$263.0K<0.1%−6−0.3%ReducedHistory
GSGoldman Sachs Group IncStock916$268.0K<0.1%+916NewHistory
FFord Motor CoStock23,937$268.0K<0.1%+23,937NewHistory
WisdomTree Tr97717Y691CLOUD COMPUTNG10,035$268.0K<0.1%+10,035New–
AONAon plcCL A1,021$273.0K<0.1%−53,742−98.1%ReducedHistory
EXEExpand Energy CorpCOM2,965$279.0K<0.1%−64,741−95.6%ReducedHistory
COFCapital One Financial CorpStock3,056$282.0K<0.1%+3,056NewHistory
DKSDick's Sporting Goods, Inc.Stock2,883$302.0K<0.1%−9,015−75.8%ReducedHistory
EQIXEquinix IncCOM543$309.0K<0.1%+543NewHistory
iShares Russell 2000 ETF464287655ETF1,906$314.0K<0.1%+1,906New–
UPLDUpland Software, Inc.COM39,600$322.0K<0.1%+39,600NewHistory
CBChubb LtdStock1,836$334.0K<0.1%+1,836NewHistory
Vanguard Morningstar Small-Cap ETF922908751ETF1,955$334.0K<0.1%+1,955New–
FCFSFirstCash Holdings, Inc.COM4,620$339.0K<0.1%+4,620NewHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT13,483$339.0K<0.1%+13,483NewHistory
BNYBank of New York Mellon CorpStock8,864$341.0K<0.1%+8,864NewHistory
AMHAmerican Homes 4 RentCL A10,415$342.0K<0.1%+10,415NewHistory
SHLXShell Midstream Partners, L.P.UNIT LTD INT22,050$349.0K<0.1%00.0%UnchangedHistory
GEGeneral Electric CoStock5,756$356.0K<0.1%+5,756NewHistory
LSILife Storage, Inc.COM3,211$356.0K<0.1%+3,211NewHistory
RIVNRivian Automotive, Inc.Stock10,890$358.0K<0.1%+10,890NewHistory
INVHInvitation Homes Inc.COM11,053$373.0K<0.1%+11,053NewHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF3,084$374.0K<0.1%−1,303−29.7%Reduced–
CLColgate Palmolive CoStock5,320$374.0K<0.1%−188,547−97.3%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock2,512$375.0K<0.1%00.0%UnchangedHistory
WELLWelltower Inc.REIT5,886$379.0K<0.1%+5,886NewHistory
KKellanovaStock5,436$379.0K<0.1%+5,436NewHistory
EMREmerson Electric CoStock5,311$389.0K<0.1%+1,941+57.6%AddedHistory
NOWServiceNow, Inc.Stock1,030$389.0K<0.1%−56−5.2%ReducedHistory
CCitigroup IncStock9,351$390.0K<0.1%+9,351NewHistory
TAPMolson Coors Beverage CoCL B8,158$392.0K<0.1%+204+2.6%AddedHistory
VTRVentas, Inc.REIT9,885$397.0K<0.1%−8,986−47.6%ReducedHistory
PSAPublic StorageCOM1,360$398.0K<0.1%+12+0.9%AddedHistory
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF16,822$401.0K<0.1%+12,202+264.1%Added–
BIIBBiogen Inc.COM1,515$405.0K<0.1%+1,515NewHistory
GOOGLAlphabet Inc.Stock4,361$417.0K<0.1%−2,507,179−99.8%ReducedConverted for a 20-for-1 splitHistory
MSMorgan StanleyStock5,341$422.0K<0.1%+5,341NewHistory
AXPAmerican Express CoStock3,138$423.0K<0.1%−7,316−70.0%ReducedHistory
WFCWells Fargo & CompanyStock10,697$430.0K<0.1%−2,995−21.9%ReducedHistory
CSCOCisco Systems, Inc.Stock10,789$432.0K<0.1%−3,559−24.8%ReducedHistory
First Tr Exchange-Traded FD33739Q705FT VEST S&P 5009,513$434.0K<0.1%+9,513New–
CRMSalesforce, Inc.Stock3,067$441.0K<0.1%+98+3.3%AddedHistory
PRUPrudential Financial IncStock5,355$459.0K0.1%+5,355NewHistory
AVBAvalonbay Communities IncCOM2,540$468.0K0.1%+2,540NewHistory
iShares MSCI USA Quality Factor ETF46432F339ETF4,678$486.0K0.1%+4,678New–
AZNAstraZeneca PLCSPONSORED ADR8,931$490.0K0.1%+8,931NewHistory
MDTMedtronic plcStock6,408$517.0K0.1%+1,589+33.0%AddedHistory
SBACSba Communications CorpCL A1,873$533.0K0.1%−7−0.4%ReducedHistory
ALLAllstate CorpStock4,307$536.0K0.1%+4,307NewHistory
SYYSysco CorpStock7,603$538.0K0.1%−14−0.2%ReducedHistory
PSXPhillips 66Stock6,713$542.0K0.1%+115+1.7%AddedHistory
MAINMain Street Capital CORPCEF16,425$553.0K0.1%+16,425NewHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP11,800$561.0K0.1%+11,800NewHistory
KMBKimberly Clark CorpStock5,017$565.0K0.1%+5,017NewHistory
iShares Core S&P Mid-Cap ETF464287507ETF2,644$580.0K0.1%+2,644New–
PBAPembina Pipeline CorpCOM19,500$592.0K0.1%00.0%UnchangedHistory
SPGSimon Property Group Inc.REIT6,627$595.0K0.1%+205+3.2%AddedHistory
TSLATesla, Inc.Stock2,246$596.0K0.1%00.0%UnchangedConverted for a 3-for-1 splitHistory
BACBank of America CorpStock20,003$604.0K0.1%+20,003NewHistory
DEDeere & CoStock1,833$612.0K0.1%+1,833NewHistory
COSTCostco Wholesale CorpStock1,300$614.0K0.1%+1,300NewHistory
iShares Core S&P Small Cap ETF464287804ETF7,109$620.0K0.1%+7,109New–
TAT&T Inc.Stock40,417$620.0K0.1%+40,417NewHistory
CDNSCadence Design Systems IncStock4,000$654.0K0.1%+4,000NewHistory
OXYOccidental Petroleum CorpStock10,760$661.0K0.1%+4,760+79.3%AddedHistory
EDConsolidated Edison IncStock7,725$662.0K0.1%+7,725NewHistory

Sold out since Q2 2022 (115)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 115 by value last quarter.

Positions of HighTower Trust Services, LTA sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
URIUnited Rentals, Inc.COM34,267$17.8M3.0%History
CCBCoastal Financial CorpCOM NEW278,541$17.2M2.9%History
KEYKeycorpCOM501,631$8.49M1.4%History
HLIOHelios Technologies, Inc.COM65,613$6.55M1.1%History
Alps ETF Tr00162Q452ALERIAN MLP145,906$6.17M1.0%–
IBMInternational Business Machines CorpStock26,453$5.46M0.9%History
RTXRTX CorpStock59,151$5.31M0.9%History
NVSNovartis AGADR38,384$4.34M0.7%History
PIImpinj IncCOM38,867$3.69M0.6%History
BKIBlack Knight, Inc.COM254,536$3.61M0.6%History
WYWeyerhaeuser CoCOM NEW106,832$3.41M0.6%History
CNICanadian National Railway CoStock47,296$3.38M0.6%History
ZBRAZebra Technologies CorpCL A19,208$3.30M0.6%History
VEEVVeeva Systems IncStock15,975$2.80M0.5%History
ELANElanco Animal Health IncCOM228,331$2.30M0.4%History
EIXEdison InternationalStock51,849$2.20M0.4%History
WABWestinghouse Air Brake Technologies CorpStock14,793$1.91M0.3%History
IIPRInnovative Industrial Properties IncCOM15,700$1.80M0.3%History
iShares Inc464286665MSCI PAC JP ETF30,393$1.77M0.3%–
AMPAmeriprise Financial IncCOM7,216$1.76M0.3%History
FCNFti Consulting, IncCOM6,712$1.60M0.3%History
BFAMBright Horizons Family Solutions Inc.COM20,645$1.52M0.3%History
ICLRIcon PLCCOM38,692$1.50M0.3%History
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD34,512$1.21M0.2%–
BSXBoston Scientific CorpStock41,228$1.13M0.2%History
AZPNAspen Technology, Inc.COM44,504$914.0K0.2%History
CTLTCatalent, Inc.COM5,065$879.0K0.1%History
VNOVornado Realty TrustSH BEN INT22,418$859.0K0.1%History
DPZDominos Pizza IncCOM16,678$842.0K0.1%History
Vanguard Morningstar Small-Cap Growth ETF922908595ETF6,399$840.0K0.1%–
DFSDiscover Financial ServicesCOM3,249$793.0K0.1%History
Vanguard Short-Term Bond ETF921937827ETF3,248$745.0K0.1%–
TKRTimken CoCOM11,709$708.0K0.1%History
CAGConagra Brands Inc.Stock7,447$682.0K0.1%History
MGAMagna International IncCOM16,425$681.0K0.1%History
KAIKadant IncCOM4,875$644.0K0.1%History
iShares Tr4642886613 7 YR TREAS BD6,727$626.0K0.1%–
BLDRBuilders FirstSource, Inc.Stock4,000$620.0K0.1%History
COOCooper Companies, Inc.COM NEW1,191$615.0K0.1%History
MSGSMadison Square Garden Sports Corp.CL A11,800$579.0K0.1%History
iShares Tr4642874571 3 YR TREAS BD2,518$578.0K0.1%–
Occidental Pete Corp WT Exp 080327674599162Stock8,809$529.0K0.1%–
CICigna GroupStock12,376$527.0K0.1%History
AZOAutoZone IncCOM2,547$487.0K0.1%History
UUnity Software Inc.COM39,537$477.0K0.1%History
VECOVeeco Instruments IncCOM9,404$473.0K0.1%History
FAFFirst American Financial CorpStock9,513$465.0K0.1%History
AEPAmerican Electric Power Co IncStock3,193$454.0K0.1%History
WSOWatsco IncCOM10,570$435.0K0.1%History
ECLEcolab Inc.Stock5,451$433.0K0.1%History
BBYBest Buy Co IncStock5,824$427.0K0.1%History
First Tr Exchange Trad FD VI33739H101FST TR GLB FD16,822$413.0K0.1%–
COINCoinbase Global, Inc.COM CL A5,320$410.0K0.1%History
DBAInvesco DB Agriculture FundAGRICULTURE FD11,066$394.0K0.1%History
AWKAmerican Water Works Company, Inc.Stock12,691$393.0K0.1%History
JCIJohnson Controls International plcStock5,200$373.0K0.1%History
GMEGameStop Corp.Stock5,727$365.0K0.1%History
LPLALPL Financial Holdings Inc.COM3,936$340.0K0.1%History
LUVSouthwest Airlines CoCOM8,385$335.0K0.1%History
iShares Tr464288414NATIONAL MUN ETF1,924$332.0K0.1%–
BILLBILL Holdings, Inc.Stock1,534$329.0K0.1%History
CMGChipotle Mexican Grill IncCOM1,815$329.0K0.1%History
DHRDanaher CorpStock10,004$312.0K0.1%History
WHRWhirlpool CorpStock10,035$284.0K<0.1%History
TRVTravelers Companies, Inc.Stock5,759$271.0K<0.1%History
iShares Tr46435G268RUSEL 2500 ETF2,344$268.0K<0.1%–
iShares Tr464287234MSCI EMG MKT ETF4,040$265.0K<0.1%–
Paramount Global92556H206CL B10,268$252.0K<0.1%–
FBINFortune Brands Innovations, Inc.COM10,215$250.0K<0.1%History
IBKRInteractive Brokers Group, Inc.Stock8,749$249.0K<0.1%History
AMXAmerica Movil SAB de CVSPON ADR L SHS7,978$236.0K<0.1%History
BHKBlackRock Core Bond TrustSHS BEN INT24,312$231.0K<0.1%History
SBRASabra Health Care REIT, Inc.REIT15,712$227.0K<0.1%History
TEAMAtlassian CorpCL A1,203$213.0K<0.1%History
ARK Innovation ETF00214Q104ETF15,340$199.0K<0.1%–
FEFirstenergy CorpCOM14,300$171.0K<0.1%History
CGCarlyle Group Inc.COM16,730$161.0K<0.1%History
TRNSTranscat IncCOM47,707$127.0K<0.1%History
EQTEQT CorpStock16,343$110.0K<0.1%History
CHRDChord Energy CorpCOM NEW20,226$74.0K<0.1%History
Vanguard Real Estate ETF922908553ETF3,250–––
iShares Select U.S. REIT ETF464287564ETF8,053–––
GTXGarrett Motion Inc.Stock9,157––History
AIGAmerican International Group, Inc.Stock10,600––History
CCChemours CoStock13,219––History
ALLYAlly Financial Inc.Stock4,377––History
iShares MSCI Acwi Ex U.S. ETF464288240ETF3,181–––
JBLUJetBlue Airways CorpCOM56,324––History
BTIBritish American Tobacco p.l.c.SPONSORED ADR1,649––History
ALNTAllient IncCOM4,243––History
THRMGentherm IncCOM886––History
DCODucommun IncCOM1,783––History
HPEHewlett Packard Enterprise CoCOM9,847––History
iShares Tr464287796U.S. ENERGY ETF57,556–––
ATRCAtriCure, Inc.COM6,432––History
iShares Tr464287341GLOBAL ENERG ETF4,678–––
VALEVale S.A.SPONSORED ADS6,181––History
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR8,864––History
LYVLive Nation Entertainment, Inc.COM5,574––History
AIOVirtus Artificial Intelligence & Technology Opportunities FundCOM44,319––History