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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Nov 14, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
355
−76 vs. Q2 2024
Portfolio value
$2.65B
+$37.8M (+1.4%) vs. Q2 2024
Filed
Nov 14, 2024
SEC
Holdings of First Foundation Advisors in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
CCOClear Channel Outdoor Holdings, Inc.COM10,000$16.0K<0.1%00.0%UnchangedHistory
SONMDNA X, Inc.COM11,653$33.7K<0.1%+11,653NewHistory
CMCTCreative Media & Community Trust CorpCOM NEW86,656$42.6K<0.1%−239,280−73.4%ReducedHistory
LAZRQLuminar Technologies, Inc.COM CL A50,000$45.0K<0.1%00.0%UnchangedHistory
JQCNuveen Credit Strategies Income FundCOM SHS12,000$69.5K<0.1%00.0%UnchangedHistory
RDIReading International IncCL A45,696$74.5K<0.1%00.0%UnchangedHistory
RDIBReading International IncCL B11,150$92.7K<0.1%00.0%UnchangedHistory
MTTRMatterport, Inc.COM CL A20,876$93.9K<0.1%00.0%UnchangedHistory
JOBYJoby Aviation, Inc.COMMON STOCK21,000$105.6K<0.1%00.0%UnchangedHistory
VCVInvesco California Value Municipal Income TrustCOM10,446$113.8K<0.1%00.0%UnchangedHistory
NMZNuveen Municipal High Income Opportunity FundCOM10,000$116.6K<0.1%00.0%UnchangedHistory
FFord Motor CoStock11,331$119.7K<0.1%−146−1.3%ReducedHistory
PFLTPennantPark Floating Rate Capital Ltd.COM12,393$143.4K<0.1%00.0%UnchangedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM13,361$159.9K<0.1%+13,361NewHistory
PFNPIMCO Income Strategy Fund IICOM21,464$163.6K<0.1%+601+2.9%AddedHistory
NOVNOV Inc.COM10,658$170.2K<0.1%00.0%UnchangedHistory
OCSLOaktree Specialty Lending CorpCOM10,559$172.2K<0.1%00.0%UnchangedHistory
ITIIteris, Inc.COM27,000$192.8K<0.1%+27,000NewHistory
EVVEaton Vance Ltd Duration Income FundCOM18,611$195.6K<0.1%00.0%UnchangedHistory
iShares S&P 100 ETF464287101ETF725$200.7K<0.1%+725New–
NVGNuveen AMT-Free Municipal Credit Income FundCEF15,094$202.1K<0.1%00.0%UnchangedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF2,461$204.3K<0.1%+2,461New–
ECLEcolab Inc.Stock810$206.8K<0.1%+10+1.3%AddedHistory
Nushares ETF Tr67092P607NUVEEN ESG SMLCP4,976$213.2K<0.1%−2,475−33.2%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF909$215.6K<0.1%+909New–
TSMTaiwan Semiconductor Manufacturing Co LtdADR1,245$216.2K<0.1%+94+8.2%AddedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF6,430$220.5K<0.1%−7,026−52.2%Reduced–
Dimensional U.S. Small Cap ETF25434V500ETF3,444$223.4K<0.1%00.0%Unchanged–
HTGCHercules Capital, Inc.COM11,410$224.1K<0.1%+11,410NewHistory
XYZBlock, Inc.CL A3,342$224.3K<0.1%+3,342NewHistory
NSITInsight Enterprises IncCOM1,050$226.2K<0.1%00.0%UnchangedHistory
NVSNovartis AGADR1,975$227.2K<0.1%−389−16.5%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV1,600$227.3K<0.1%00.0%Unchanged–
Fidelity High Dividend ETF316092840ETF4,500$227.9K<0.1%00.0%Unchanged–
iShares Inc46434G863ESG AWR MSCI EM6,263$228.0K<0.1%−2,604−29.4%Reduced–
ETNEaton Corp plcStock699$231.7K<0.1%−511−42.2%ReducedHistory
AMXAmerica Movil SAB de CVSPON ADS RP CL B14,295$233.9K<0.1%00.0%UnchangedHistory
EPDEnterprise Products Partners L.P.Stock8,052$234.4K<0.1%+452+5.9%AddedHistory
NREFNexPoint Real Estate Finance, Inc.COM15,012$234.6K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,400$234.7K<0.1%00.0%Unchanged–
CTOCTO Realty Growth, Inc.COM12,375$235.4K<0.1%00.0%UnchangedHistory
Schwab International Equity ETF808524805ETF5,747$236.3K<0.1%00.0%Unchanged–
DUKDuke Energy CORPStock2,075$239.3K<0.1%+191+10.1%AddedHistory
EDConsolidated Edison IncStock2,313$240.9K<0.1%00.0%UnchangedHistory
GDGeneral Dynamics CorpStock797$240.9K<0.1%−114−12.5%ReducedHistory
MCHPMicrochip Technology IncStock3,005$241.3K<0.1%−2,554−45.9%ReducedHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM18,474$243.9K<0.1%00.0%UnchangedHistory
iShares Tr46434V647GLOBAL REIT ETF9,254$247.0K<0.1%00.0%Unchanged–
CCitigroup IncStock4,007$250.9K<0.1%+1,140+39.8%AddedHistory
AMTAmerican Tower CorpREIT1,080$251.2K<0.1%−35−3.1%ReducedHistory
OTISOtis Worldwide CorpStock2,439$253.5K<0.1%−620−20.3%ReducedHistory
SLBSLB LimitedStock6,100$255.9K<0.1%+6,100NewHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF2,915$255.9K<0.1%−1,258−30.1%Reduced–
APPFAppfolio IncCOM CL A1,098$258.5K<0.1%00.0%UnchangedHistory
TTTrane Technologies plcSHS665$258.5K<0.1%00.0%UnchangedHistory
SHOPShopify Inc.Stock3,240$259.7K<0.1%+2,239+223.7%AddedHistory
FEFirstenergy CorpCOM5,924$262.7K<0.1%−45−0.8%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF1,330$267.0K<0.1%00.0%Unchanged–
iShares Tr464287739U.S. REAL ES ETF2,638$268.7K<0.1%+2,638New–
FASTFastenal CoStock3,783$270.2K<0.1%+44+1.2%AddedHistory
Fidelity MSCI Information Technology Index ETF316092808ETF1,550$270.5K<0.1%−110−6.6%Reduced–
ENBEnbridge IncStock6,672$270.9K<0.1%+6,672NewHistory
ICEIntercontinental Exchange, Inc.Stock1,689$271.3K<0.1%−909−35.0%ReducedHistory
SYKStryker CorpStock757$273.5K<0.1%−522−40.8%ReducedHistory
SONYSony Group CorpSPONSORED ADR2,914$281.4K<0.1%−1,186−28.9%ReducedHistory
GSGoldman Sachs Group IncStock572$283.4K<0.1%−167−22.6%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF6,025$288.3K<0.1%+228+3.9%Added–
iShares Tr464287515EXPANDED TECH3,256$291.0K<0.1%−299−8.4%Reduced–
Global X FDS37954Y475S&P 500 COVERED7,055$292.8K<0.1%−12,525−64.0%Reduced–
EFSCEnterprise Financial Services CorpCOM5,870$300.9K<0.1%−2,900−33.1%ReducedHistory
KMIKinder Morgan, Inc.Stock13,640$301.3K<0.1%−3,313−19.5%ReducedHistory
INTCIntel CorpStock12,955$303.9K<0.1%+834+6.9%AddedHistory
COPConocoPhillipsStock2,903$305.6K<0.1%−892−23.5%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW630$309.5K<0.1%+18+2.9%AddedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF544$309.9K<0.1%00.0%UnchangedHistory
PKGPackaging Corp of AmericaStock1,448$311.9K<0.1%−445−23.5%ReducedHistory
Alps ETF Tr00162Q452ALERIAN MLP6,700$315.8K<0.1%−1,228−15.5%Reduced–
MCKMcKesson CorpStock640$316.4K<0.1%00.0%UnchangedHistory
NXDTNexpoint Diversified Real Estate TrustCOM NEW51,184$319.9K<0.1%+848+1.7%AddedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL6,372$322.2K<0.1%+544+9.3%Added–
BMYBristol Myers Squibb CoStock6,306$326.2K<0.1%+650+11.5%AddedHistory
DSLDoubleLine Income Solutions FundCOM25,191$327.0K<0.1%00.0%UnchangedHistory
CTVACorteva, Inc.Stock5,630$331.0K<0.1%+133+2.4%AddedHistory
VOXRVox Royalty Corp.COM110,000$332.2K<0.1%+110,000NewHistory
Schwab US Dividend Equity ETF808524797ETF3,930$332.2K<0.1%+510+14.9%Added–
TMOThermo Fisher Scientific Inc.Stock540$334.0K<0.1%−193−26.3%ReducedHistory
HCAHCA Healthcare, Inc.COM822$334.2K<0.1%−248−23.2%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD4,215$334.8K<0.1%00.0%Unchanged–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,189$344.4K<0.1%−601−21.5%Reduced–
WECWec Energy Group, Inc.Stock3,582$344.5K<0.1%+2+0.1%AddedHistory
iShares Tr464288570ESG MSCI KLD ETF3,233$351.7K<0.1%00.0%Unchanged–
PNCPNC Financial Services Group, Inc.Stock1,919$354.7K<0.1%+189+10.9%AddedHistory
PSXPhillips 66Stock2,718$357.3K<0.1%−1,675−38.1%ReducedHistory
Exchange Traded Concepts Tru301505707ROBO GLB ETF6,261$357.3K<0.1%00.0%Unchanged–
SYYSysco CorpStock4,660$363.8K<0.1%−307−6.2%ReducedHistory
RLIRli CorpCOM2,455$380.5K<0.1%−16−0.6%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF1,931$382.5K<0.1%+404+26.5%Added–
CRMSalesforce, Inc.Stock1,422$389.2K<0.1%+854+150.4%AddedHistory
SHELShell plcADR6,033$397.9K<0.1%−836−12.2%ReducedHistory
iShares Tr46434V290US SML CAP EQT6,021$399.5K<0.1%00.0%Unchanged–

Sold out since Q2 2024 (97)

Positions held at the end of Q2 2024 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
POOLPool CorpCOM6,703$2.06M0.1%History
DEODiageo PLCSPON ADR NEW5,670$714.9K<0.1%History
MGMMGM Resorts InternationalStock8,616$382.9K<0.1%History
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF6,631$368.0K<0.1%–
STMSTMicroelectronics N.V.NY REGISTRY8,175$321.1K<0.1%History
APDAir Products & Chemicals, Inc.Stock1,210$312.1K<0.1%History
State Street Health Care Select Sector SPDR ETF81369Y209ETF2,051$298.9K<0.1%–
GOFGuggenheim Strategic Opportunities FundCOM SBI19,450$290.0K<0.1%History
ELEstee Lauder Companies IncCL A2,309$245.7K<0.1%History
IQVIQVIA Holdings Inc.Stock1,161$245.5K<0.1%History
Nushares ETF Tr67092P409NUVEEN ESG MIDCP5,604$234.3K<0.1%–
EIXEdison InternationalStock3,262$234.2K<0.1%History
WFCWells Fargo & CompanyStock3,797$225.5K<0.1%History
iShares MSCI USA Quality Factor ETF46432F339ETF1,301$222.2K<0.1%–
KMBKimberly Clark CorpStock1,607$222.1K<0.1%History
Nushares ETF Tr67092P508NUVEEN ESG MIDVL6,538$216.0K<0.1%–
iShares Select Dividend ETF464287168ETF1,782$215.6K<0.1%–
NSCNorfolk Southern CorpStock957$205.5K<0.1%History
STZConstellation Brands, Inc.Stock772$198.6K<0.1%History
VRTXVertex Pharmaceuticals IncStock347$162.6K<0.1%History
FISVFiserv IncStock1,061$158.1K<0.1%History
HSYHershey CoCOM855$157.2K<0.1%History
MARMarriott International IncStock642$155.2K<0.1%History
DGDollar General CorpCOM1,148$151.8K<0.1%History
TPLTexas Pacific Land CorpStock201$147.6K<0.1%History
GMGeneral Motors CoCOM3,105$144.3K<0.1%History
BDXBecton Dickinson & CoStock604$141.2K<0.1%History
CNCCentene CorpStock2,001$132.7K<0.1%History
GEVGE Vernova Inc.Stock770$132.1K<0.1%History
KRKroger CoStock2,637$131.7K<0.1%History
SOSouthern CoStock1,637$127.0K<0.1%History
CBChubb LtdStock497$126.8K<0.1%History
MCOMoodys CorpStock292$122.9K<0.1%History
CMGChipotle Mexican Grill IncCOM1,937$121.4K<0.1%History
DDominion Energy, IncStock2,258$110.6K<0.1%History
CARRCarrier Global CorpStock1,708$107.7K<0.1%History
MSIMotorola Solutions, Inc.Stock278$107.3K<0.1%History
NUENucor CorpCOM678$107.2K<0.1%History
STXSeagate Technology Holdings plcORD SHS1,018$105.1K<0.1%History
JCIJohnson Controls International plcStock1,574$104.6K<0.1%History
HPQHP IncStock2,867$100.4K<0.1%History
SAPSAP SEADR490$98.8K<0.1%History
PYPLPayPal Holdings, Inc.Stock1,696$98.4K<0.1%History
CVSCVS Health CorpStock1,646$97.2K<0.1%History
CLColgate Palmolive CoStock965$93.6K<0.1%History
DPZDominos Pizza IncCOM180$92.9K<0.1%History
XYLXylem Inc.COM674$91.4K<0.1%History
ADMArcher-Daniels-Midland CoStock1,495$90.4K<0.1%History
TMUST-Mobile US, Inc.Stock501$88.3K<0.1%History
PANWPalo Alto Networks IncStock259$87.8K<0.1%History
GPCGenuine Parts CoStock628$86.9K<0.1%History
ESEversource EnergyStock1,516$86.0K<0.1%History
AZOAutoZone IncCOM29$86.0K<0.1%History
ORLYO Reilly Automotive IncStock81$85.5K<0.1%History
CMICummins IncStock294$81.4K<0.1%History
MLMMartin Marietta Materials IncCOM150$81.3K<0.1%History
FDXFedEx CorpStock261$78.3K<0.1%History
APTVAptiv PLCSHS1,056$74.4K<0.1%History
HUBBHubbell IncCOM195$71.3K<0.1%History
KLACKLA CorpCOM NEW86$70.9K<0.1%History
MPWRMonolithic Power Systems, Inc.COM86$70.7K<0.1%History
TFCTruist Financial CorpCOM1,771$68.8K<0.1%History
TRVTravelers Companies, Inc.Stock331$67.3K<0.1%History
METMetlife IncStock932$65.4K<0.1%History
CICigna GroupStock197$65.1K<0.1%History
CTSHCognizant Technology Solutions CorpCL A850$57.8K<0.1%History
ROPRoper Technologies IncStock100$56.4K<0.1%History
SWKSSkyworks Solutions, Inc.Stock511$54.4K<0.1%History
CCICrown Castle Inc.REIT530$51.8K<0.1%History
ITWIllinois Tool Works IncStock218$51.7K<0.1%History
USBUS Bancorp DECOM NEW1,298$51.5K<0.1%History
PAYXPaychex IncStock422$50.0K<0.1%History
BSXBoston Scientific CorpStock549$42.3K<0.1%History
ODFLOld Dominion Freight Line, Inc.COM223$39.4K<0.1%History
CAHCardinal Health IncStock378$37.2K<0.1%History
NVTnVent Electric plcSHS445$34.1K<0.1%History
MUMicron Technology IncStock250$32.9K<0.1%History
GISGeneral Mills IncStock500$31.6K<0.1%History
TECHBIO-TECHNE CorpCOM441$31.6K<0.1%History
ADSKAutodesk, Inc.COM123$30.4K<0.1%History
VLOValero Energy CorpStock178$27.9K<0.1%History
AMPAmeriprise Financial IncCOM60$25.6K<0.1%History
WELLWelltower Inc.REIT245$25.5K<0.1%History
PGRProgressive CorpStock122$25.3K<0.1%History
MMM3M CoStock243$24.9K<0.1%History
SONMDNA X, Inc.COM NEW24,616$24.6K<0.1%History
PTCPTC Inc.Stock124$22.5K<0.1%History
MRSHMarsh & McLennan Companies, Inc.Stock99$20.9K<0.1%History
EAElectronic Arts Inc.COM142$19.8K<0.1%History
NTAPNetApp, Inc.Stock141$18.2K<0.1%History
NEMNEWMONT CorpStock410$17.2K<0.1%History
LLoews CorpCOM153$11.4K<0.1%History
NXPINXP Semiconductors N.V.COM32$8.61K<0.1%History
EOGEOG Resources IncStock60$7.55K<0.1%History
CDNSCadence Design Systems IncStock23$7.08K<0.1%History
VTRSViatris IncStock425$4.52K<0.1%History
HUMHumana IncStock8$2.99K<0.1%History