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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed May 10, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
433
+2 vs. Q4 2023
Portfolio value
$2.50B
+$304.6M (+13.9%) vs. Q4 2023
Filed
May 10, 2024
SEC
Holdings of First Foundation Advisors in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
MCHPMicrochip Technology IncStock5,290$474.6K<0.1%+864+19.5%AddedHistory
TMOThermo Fisher Scientific Inc.Stock818$475.4K<0.1%−62−7.0%ReducedHistory
iShares Tr46435G516ESG AW MSCI EAFE5,987$478.4K<0.1%−815−12.0%Reduced–
SYKStryker CorpStock1,343$480.6K<0.1%+445+49.6%AddedHistory
iShares Tr464288851US OIL GS EX ETF4,524$483.9K<0.1%−2,316−33.9%Reduced–
SHELShell plcADR7,246$485.8K<0.1%−709−8.9%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock3,006$485.8K<0.1%+83+2.8%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF9,713$487.3K<0.1%−148−1.5%Reduced–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF12,431$497.9K<0.1%00.0%Unchanged–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF3,608$507.0K<0.1%+635+21.4%Added–
DEDeere & CoStock1,249$512.8K<0.1%+28+2.3%AddedHistory
BACBank of America CorpStock13,776$522.4K<0.1%+3,431+33.2%AddedHistory
GEGeneral Electric CoStock3,034$532.6K<0.1%+137+4.7%AddedHistory
BAXBaxter International IncStock12,600$538.5K<0.1%+12,600NewHistory
LEN.BLennar CorpCL B3,499$539.5K<0.1%−429−10.9%ReducedHistory
COPConocoPhillipsStock4,258$542.0K<0.1%−497−10.5%ReducedHistory
iShares U.S. Medical Devices ETF464288810ETF9,290$544.3K<0.1%00.0%Unchanged–
SNPSSynopsys IncCOM962$549.8K<0.1%+12+1.3%AddedHistory
MDLZMondelez International, Inc.Stock7,907$553.5K<0.1%+1,152+17.1%AddedHistory
MSTRStrategy IncStock325$554.0K<0.1%00.0%UnchangedHistory
INTCIntel CorpStock12,679$560.0K<0.1%−688−5.1%ReducedHistory
Vanguard Total World Stock ETF922042742ETF5,105$564.1K<0.1%+6+0.1%Added–
State Street Industrial Select Sector SPDR ETF81369Y704ETF4,548$572.9K<0.1%+172+3.9%Added–
EMREmerson Electric CoStock5,075$575.6K<0.1%+521+11.4%AddedHistory
NACNuveen California Quality Municipal Income FundCOM52,999$584.0K<0.1%−14,787−21.8%ReducedHistory
NKENIKE, Inc.Stock6,361$597.8K<0.1%−14−0.2%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF2,899$603.8K<0.1%−44−1.5%Reduced–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF3,288$604.6K<0.1%00.0%Unchanged–
MSMorgan StanleyStock6,521$614.0K<0.1%−181−2.7%ReducedHistory
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM74,798$644.8K<0.1%00.0%UnchangedHistory
ELVElevance Health, Inc.Stock1,273$660.1K<0.1%−307−19.4%ReducedHistory
Flexshares Tr33939L407MORNSTAR UPSTR16,075$660.2K<0.1%00.0%Unchanged–
PCQPIMCO California Municipal Income FundCOM72,949$682.8K<0.1%00.0%UnchangedHistory
iShares S&P 500 Value ETF464287408ETF3,751$700.7K<0.1%+1,101+41.5%Added–
Vanguard High Dividend Yield Index ETF921946406ETF5,814$703.4K<0.1%+67+1.2%Added–
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS53,424$703.6K<0.1%−17,366−24.5%ReducedHistory
TSITCW Strategic Income Fund IncCOM147,625$710.1K<0.1%+7,462+5.3%AddedHistory
CNICanadian National Railway CoStock5,408$712.3K<0.1%−17−0.3%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF2,074$714.0K<0.1%−721−25.8%Reduced–
Dimensional U.S. Core Equity 2 ETF25434V708ETF22,456$717.5K<0.1%00.0%Unchanged–
AXPAmerican Express CoStock3,261$742.6K<0.1%+220+7.2%AddedHistory
TGTTarget CorpStock4,202$744.6K<0.1%−46−1.1%ReducedHistory
WMWaste Management IncStock3,504$746.9K<0.1%+419+13.6%AddedHistory
PSXPhillips 66Stock4,786$781.7K<0.1%+372+8.4%AddedHistory
Bank of Amer Corp0605056827.25%CNV PFD L661$789.1K<0.1%−8−1.2%Reduced–
YUMYum Brands IncStock5,701$790.4K<0.1%−482−7.8%ReducedHistory
UNPUnion Pacific CorpStock3,236$795.8K<0.1%+266+9.0%AddedHistory
KOCoca Cola CoStock13,026$796.9K<0.1%−661−4.8%ReducedHistory
PSAPublic StorageCOM2,753$798.5K<0.1%+64+2.4%AddedHistory
PCARPaccar IncCOM6,652$824.1K<0.1%+204+3.2%AddedHistory
EWEdwards Lifesciences CorpStock8,909$851.3K<0.1%00.0%UnchangedHistory
BXBlackstone Inc.COM6,870$902.6K<0.1%−1,606−18.9%ReducedHistory
CMCSAComcast CorpStock21,025$911.4K<0.1%−813−3.7%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF5,157$923.7K<0.1%−447−8.0%Reduced–
iShares Tr464288877EAFE VALUE ETF17,077$929.0K<0.1%+4,749+38.5%Added–
MDTMedtronic plcStock10,816$942.6K<0.1%−575−5.0%ReducedHistory
NVONovo Nordisk A SADR7,416$952.2K<0.1%+223+3.1%AddedHistory
BF.BBrown Forman CorpStock18,758$968.3K<0.1%−1,665−8.2%ReducedHistory
SHWSherwin Williams CoCOM2,816$978.2K<0.1%+378+15.5%AddedHistory
Columbia ETF Tr I19761L508DIVERSIFID FXD55,078$979.3K<0.1%−51,595−48.4%Reduced–
PHParker-Hannifin CorpStock1,772$984.9K<0.1%−1,036−36.9%ReducedHistory
AMGNAmgen IncStock3,482$989.9K<0.1%−12−0.3%ReducedHistory
Global X FDS37954Y475S&P 500 COVERED24,448$997.2K<0.1%−1,457−5.6%Reduced–
ROKRockwell Automation, IncStock3,427$998.4K<0.1%−423−11.0%ReducedHistory
RTXRTX CorpStock10,396$1.01M<0.1%−248−2.3%ReducedHistory
BABoeing CoStock5,340$1.03M<0.1%−173−3.1%ReducedHistory
BEBloom Energy CorpCOM CL A93,481$1.05M<0.1%−7,718−7.6%ReducedHistory
iShares Tr464288802ESG OPTIMIZED9,684$1.06M<0.1%+2,708+38.8%Added–
iShares Russell Mid-Cap Value ETF464287473ETF8,763$1.10M<0.1%+938+12.0%Added–
HONHoneywell International IncCOM5,553$1.14M<0.1%−3−0.1%ReducedHistory
iShares Tr464287630RUS 2000 VAL ETF7,190$1.14M<0.1%−1,336−15.7%Reduced–
iShares Tr46434V4070-5YR HI YL CP27,469$1.17M<0.1%−6,134−18.3%Reduced–
iShares S&P 500 Growth ETF464287309ETF13,853$1.17M<0.1%+2,585+22.9%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF28,163$1.19M<0.1%+46+0.2%Added–
iShares Tr4642874571 3 YR TREAS BD14,534$1.19M<0.1%−29,410−66.9%Reduced–
GLDSPDR Gold TrustETF5,984$1.23M<0.1%+243+4.2%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF21,212$1.23M<0.1%−1,729−7.5%Reduced–
Schwab U.S. Large-Cap ETF808524201ETF19,877$1.23M<0.1%−544−2.7%Reduced–
iShares Tr46435G342MORTGE REL ETF53,204$1.24M<0.1%−22,606−29.8%Reduced–
iShares Russell 2000 Growth ETF464287648ETF4,631$1.25M0.1%+460+11.0%Added–
iShares Tr464288885EAFE GRWTH ETF12,231$1.27M0.1%+667+5.8%Added–
MOAltria Group, Inc.Stock29,199$1.27M0.1%−1,404−4.6%ReducedHistory
iShares Tr46434V282U S EQUITY FACTR24,010$1.29M0.1%−119−0.5%Reduced–
TSLATesla, Inc.Stock7,389$1.30M0.1%−1,799−19.6%ReducedHistory
ABTAbbott LaboratoriesStock11,453$1.30M0.1%−387−3.3%ReducedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR43,806$1.34M0.1%−542−1.2%ReducedHistory
WMTWalmart Inc.Stock22,363$1.35M0.1%+1,447+6.9%AddedConverted for a 3-for-1 splitHistory
MOHMolina Healthcare, Inc.COM3,291$1.35M0.1%00.0%UnchangedHistory
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT64,078$1.36M0.1%−2,778−4.2%ReducedHistory
LMTLockheed Martin CorpStock3,038$1.38M0.1%−176−5.5%ReducedHistory
DOWDow Inc.Stock24,232$1.40M0.1%−800−3.2%ReducedHistory
ORCLOracle CorpStock11,240$1.41M0.1%−102−0.9%ReducedHistory
CATCaterpillar IncStock3,861$1.41M0.1%+177+4.8%AddedHistory
NOCNorthrop Grumman CorpStock2,998$1.44M0.1%+1,515+102.2%AddedHistory
AREAlexandria Real Estate Equities, Inc.COM11,302$1.46M0.1%−530−4.5%ReducedHistory
NFLXNetflix IncStock2,404$1.46M0.1%−95−3.8%ReducedHistory
DDDuPont de Nemours, Inc.COM19,442$1.49M0.1%+79+0.4%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF14,285$1.58M0.1%+148+1.0%Added–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX15,690$1.59M0.1%00.0%Unchanged–
WFC.PLWells Fargo & CompanyPERP PFD CNV A1,343$1.64M0.1%−683−33.7%ReducedHistory

Sold out since Q4 2023 (30)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
ACIAlbertsons Companies, Inc.COMMON STOCK73,479$1.69M0.1%History
EQCEQC Liquidating TrustCOM SH BEN INT79,187$1.52M0.1%History
RRCRange Resources CorpCOM35,560$1.08M<0.1%History
FCNCAFirst Citizens Bancshares IncCL A605$858.5K<0.1%History
Invesco Actively Managed Exc46090A879VAR RATE INVT29,375$734.1K<0.1%–
SIISprott Inc.COM NEW14,800$502.5K<0.1%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF7,617$482.4K<0.1%–
iShares Tr464287184CHINA LG-CAP ETF16,128$387.6K<0.1%–
BCSBarclays PLCADR46,000$362.5K<0.1%History
ProShares Tr74347B201PSHS ULTSH 20YRS11,656$352.0K<0.1%–
AALAmerican Airlines Group Inc.Stock18,554$254.9K<0.1%History
NEANuveen AMT-Free Quality Municipal Income FundCOM20,614$226.8K<0.1%History
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1601$226.5K<0.1%History
Schwab U.S. Small-Cap ETF808524607ETF4,271$201.8K<0.1%–
FAFFirst American Financial CorpStock3,106$200.2K<0.1%History
iShares Global Clean Energy ETF464288224ETF12,834$199.8K<0.1%–
AFRMAffirm Holdings, Inc.COM CL A4,042$198.6K<0.1%History
SWAVShockwave Medical, Inc.COM1,000$190.6K<0.1%History
KMXCarMax IncCOM2,257$173.2K<0.1%History
BTZBlackRock Credit Allocation Income TrustCOM14,615$150.8K<0.1%History
AFTApollo Senior Floating Rate Fund Inc.COM11,018$146.0K<0.1%History
NBHNeuberger Municipal Fund Inc.COM13,602$140.8K<0.1%History
CHTRCharter Communications, Inc.CL A340$132.2K<0.1%History
SLBSLB LimitedStock1,492$77.6K<0.1%History
TRXTRX GOLD CorpCOM117,371$44.6K<0.1%History
GHGuardant Health, Inc.COM1,121$30.3K<0.1%History
TSCOTractor Supply CoCOM130$28.0K<0.1%History
WELLWelltower Inc.REIT303$27.3K<0.1%History
GOEVCanoo Inc.COM CL A20,000$5.14K<0.1%History
HUMHumana IncStock8$3.66K<0.1%History