First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 431
- +8 vs. Q3 2023
- Portfolio value
- $2.19B
- +$53.7M (+2.5%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF464287655 | ETF | 90,172 | $18.1M | 0.8% | +7,493+9.1% | Added | – |
| LOWLowes Companies Inc | Stock | 82,577 | $18.4M | 0.8% | −8,814−9.6% | Reduced | History |
| QCOMQualcomm Inc | Stock | 130,258 | $18.8M | 0.9% | −39,282−23.2% | Reduced | History |
| CPCanadian Pacific Kansas City Ltd | COM | 254,257 | $20.1M | 0.9% | −102,936−28.8% | Reduced | History |
| CORCencora, Inc. | Stock | 98,752 | $20.3M | 0.9% | −11,564−10.5% | Reduced | History |
| SUSuncor Energy Inc | Stock | 634,478 | $20.3M | 0.9% | −163,878−20.5% | Reduced | History |
| Invesco Exchange Traded FD T46137V597 | RAFI US 1500 | 551,411 | $20.7M | 0.9% | +33,983+6.6% | Added | – |
| Goldman Sachs ETF Tr381430602 | ACTIVEBETA US | 349,402 | $22.1M | 1.0% | +51,616+17.3% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 440,034 | $22.3M | 1.0% | +66,924+17.9% | Added | – |
| UBERUber Technologies, Inc | Stock | 375,531 | $23.1M | 1.1% | −23,054−5.8% | Reduced | History |
| iShares Tr464288356 | CALIF MUN BD ETF | 414,349 | $24.0M | 1.1% | +62,286+17.7% | Added | – |
| MAMastercard Inc | Stock | 56,862 | $24.3M | 1.1% | −10,756−15.9% | Reduced | History |
| SCHWSchwab Charles Corp | Stock | 356,124 | $24.5M | 1.1% | −16,067−4.3% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 147,750 | $25.1M | 1.1% | −10,758−6.8% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 51,461 | $27.1M | 1.2% | −12,145−19.1% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 184,037 | $27.1M | 1.2% | −9,425−4.9% | Reduced | History |
| PMPhilip Morris International Inc. | Stock | 318,614 | $30.0M | 1.4% | −7,096−2.2% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 1,211,962 | $30.3M | 1.4% | +40,882+3.5% | Added | – |
| iShares Russell Midcap ETF464287499 | ETF | 398,227 | $31.0M | 1.4% | +50,823+14.6% | Added | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 960,304 | $31.4M | 1.4% | +40,155+4.4% | Added | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 627,027 | $34.5M | 1.6% | +10,230+1.7% | Added | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 449,496 | $42.2M | 1.9% | +79,580+21.5% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 674,260 | $47.4M | 2.2% | +34,836+5.4% | Added | – |
| AAPLApple Inc. | Stock | 264,503 | $50.9M | 2.3% | −53,652−16.9% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 149,188 | $53.2M | 2.4% | −14,753−9.0% | Reduced | History |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 646,167 | $54.8M | 2.5% | +41,628+6.9% | Added | – |
| UPSUnited Parcel Service Inc | Stock | 364,262 | $57.3M | 2.6% | −2,860−0.8% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 396,178 | $60.2M | 2.7% | −55,818−12.3% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 178,959 | $85.5M | 3.9% | +50,929+39.8% | Added | – |
| GOOGAlphabet Inc. | Stock | 636,108 | $89.6M | 4.1% | −79,658−11.1% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 1,078,877 | $405.7M | 18.5% | −78,203−6.8% | Reduced | History |
Sold out since Q3 2023 (31)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| SPHRSphere Entertainment Co. | CL A | 93,268 | $3.47M | 0.2% | History |
| VLTOVeralto Corp | Stock | 31,348 | $2.65M | 0.1% | History |
| ETF Ser Solutions26922A628 | POINT BRIDGE GOP | 52,200 | $1.99M | 0.1% | – |
| CMPCompass Minerals International Inc | Stock | 48,101 | $1.34M | 0.1% | History |
| RJFRaymond James Financial Inc | COM | 10,851 | $1.09M | 0.1% | History |
| iShares Tr464288273 | EAFE SML CP ETF | 16,673 | $941.5K | <0.1% | – |
| BAMBrookfield Asset Management Ltd. | CL A LMT VTG SHS | 26,916 | $897.4K | <0.1% | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 11,506 | $836.7K | <0.1% | – |
| ProShares Tr74347R206 | PSHS ULTRA QQQ | 13,655 | $810.4K | <0.1% | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 11,357 | $768.7K | <0.1% | – |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 14,125 | $754.0K | <0.1% | – |
| CWTCalifornia Water Service Group | COM | 14,647 | $693.0K | <0.1% | History |
| CDNSCadence Design Systems Inc | Stock | 1,516 | $355.2K | <0.1% | History |
| DJPBarclays Bank PLC | DJUBS CMDT ETN36 | 8,430 | $270.9K | <0.1% | History |
| ENBEnbridge Inc | Stock | 8,059 | $270.0K | <0.1% | History |
| TCBKTrico Bancshares | COM | 8,000 | $256.2K | <0.1% | History |
| KMFKayne Anderson NextGen Energy & Infrastructure, Inc. | COM | 32,675 | $232.6K | <0.1% | History |
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 15,179 | $230.1K | <0.1% | History |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 16,798 | $216.7K | <0.1% | History |
| SPLKSplunk Inc | COM | 1,439 | $210.5K | <0.1% | History |
| APPFAppfolio Inc | COM CL A | 1,142 | $208.6K | <0.1% | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 19,842 | $189.7K | <0.1% | History |
| NBWNeuberger Berman California Municipal Fund Inc. | COM | 12,705 | $124.4K | <0.1% | History |
| PLUGPlug Power Inc | Stock | 12,304 | $93.5K | <0.1% | History |
| DALNDallasNews Corp | COM SER A | 20,000 | $92.0K | <0.1% | History |
| PACWPacwest Bancorp | COM | 10,000 | $79.1K | <0.1% | History |
| PCKPIMCO California Municipal Income Fund II | COM | 12,761 | $64.1K | <0.1% | History |
| ICLICL Group Ltd. | SHS | 10,860 | $60.3K | <0.1% | History |
| EVFEaton Vance Senior Income Trust | SH BEN INT | 10,000 | $59.0K | <0.1% | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 16,625 | $55.7K | <0.1% | History |
| PIMFranklin Master Intermediate Income Trust | SH BEN INT | 15,000 | $45.3K | <0.1% | History |