First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 15, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 423
- +8 vs. Q2 2023
- Portfolio value
- $2.14B
- −$173.3M (−7.5%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| VanEck ETF Trust92189F387 | SHRT HGH YLD MUN | 29,356 | $634.7K | <0.1% | +408+1.4% | Added | – |
| PSXPhillips 66 | Stock | 5,304 | $637.2K | <0.1% | +571+12.1% | Added | History |
| TSITCW Strategic Income Fund Inc | COM | 140,163 | $641.9K | <0.1% | 00.0% | Unchanged | History |
| IQVIQVIA Holdings Inc. | Stock | 3,270 | $643.4K | <0.1% | −301−8.4% | Reduced | History |
| Flexshares Tr33939L407 | MORNSTAR UPSTR | 16,075 | $650.1K | <0.1% | 00.0% | Unchanged | – |
| WMWaste Management Inc | Stock | 4,279 | $652.3K | <0.1% | +112+2.7% | Added | History |
| IBMInternational Business Machines Corp | Stock | 4,777 | $670.2K | <0.1% | −2,826−37.2% | Reduced | History |
| AXPAmerican Express Co | Stock | 4,531 | $676.0K | <0.1% | −236−5.0% | Reduced | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 6,736 | $690.7K | <0.1% | +1,287+23.6% | Added | – |
| CWTCalifornia Water Service Group | COM | 14,647 | $693.0K | <0.1% | +14,647 | New | History |
| NVONovo Nordisk A S | ADR | 7,678 | $698.2K | <0.1% | −542−6.6% | ReducedConverted for a 2-for-1 split | History |
| VZVerizon Communications Inc | Stock | 21,560 | $698.8K | <0.1% | +1,092+5.3% | Added | History |
| APDAir Products & Chemicals, Inc. | Stock | 2,581 | $731.3K | <0.1% | +201+8.4% | Added | History |
| NACNuveen California Quality Municipal Income Fund | COM | 76,590 | $739.1K | <0.1% | −1,078−1.4% | Reduced | History |
| SYKStryker Corp | Stock | 2,715 | $741.9K | <0.1% | +219+8.8% | Added | History |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 14,125 | $754.0K | <0.1% | +14,125 | New | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 11,030 | $754.7K | <0.1% | +2,301+26.4% | Added | – |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 681 | $757.4K | <0.1% | −20−2.9% | Reduced | – |
| GEGeneral Electric Co | Stock | 6,856 | $757.9K | <0.1% | +2,460+56.0% | Added | History |
| Vanguard Total World Stock ETF922042742 | ETF | 8,148 | $759.2K | <0.1% | +40.0% | Added | – |
| TGTTarget Corp | Stock | 6,875 | $760.1K | <0.1% | −717−9.4% | Reduced | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 2,818 | $767.5K | <0.1% | −471−14.3% | Reduced | – |
| NOCNorthrop Grumman Corp | Stock | 1,745 | $768.3K | <0.1% | +114+7.0% | Added | History |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 11,357 | $768.7K | <0.1% | +11,357 | New | – |
| MGMMGM Resorts International | Stock | 21,054 | $773.9K | <0.1% | −315,270−93.7% | Reduced | History |
| PSAPublic Storage | COM | 3,000 | $790.6K | <0.1% | +582+24.1% | Added | History |
| ELEstee Lauder Companies Inc | CL A | 5,523 | $798.4K | <0.1% | −5,506−49.9% | Reduced | History |
| SNPSSynopsys Inc | COM | 1,741 | $799.1K | <0.1% | −56−3.1% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 3,942 | $802.7K | <0.1% | −613−13.5% | Reduced | History |
| NXRTNexPoint Residential Trust, Inc. | COM | 24,960 | $803.2K | <0.1% | −50−0.2% | Reduced | History |
| ProShares Tr74347R206 | PSHS ULTRA QQQ | 13,655 | $810.4K | <0.1% | +13,655 | New | – |
| YUMYum Brands Inc | Stock | 6,523 | $814.9K | <0.1% | +77+1.2% | Added | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 9,493 | $819.2K | <0.1% | +662+7.5% | Added | – |
| MSMorgan Stanley | Stock | 10,095 | $824.4K | <0.1% | +1,300+14.8% | Added | History |
| SHWSherwin Williams Co | COM | 3,278 | $836.2K | <0.1% | −73−2.2% | Reduced | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 11,506 | $836.7K | <0.1% | +11,506 | New | – |
| DEDeere & Co | Stock | 2,265 | $854.8K | <0.1% | +48+2.2% | Added | History |
| BACBank of America Corp | Stock | 31,520 | $863.0K | <0.1% | +2,684+9.3% | Added | History |
| EWEdwards Lifesciences Corp | Stock | 12,622 | $874.5K | <0.1% | −16,852−57.2% | Reduced | History |
| Invesco Actively Managed Exc46090A879 | VAR RATE INVT | 35,922 | $896.1K | <0.1% | −97,778−73.1% | Reduced | – |
| BAMBrookfield Asset Management Ltd. | CL A LMT VTG SHS | 26,916 | $897.4K | <0.1% | +26,916 | New | History |
| GSGoldman Sachs Group Inc | Stock | 2,811 | $909.6K | <0.1% | +1,040+58.7% | Added | History |
| NKENIKE, Inc. | Stock | 9,556 | $913.7K | <0.1% | +987+11.5% | Added | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 27,657 | $917.4K | <0.1% | +26+0.1% | Added | – |
| ETNEaton Corp plc | Stock | 4,385 | $935.2K | <0.1% | +237+5.7% | Added | History |
| iShares Tr464288273 | EAFE SML CP ETF | 16,673 | $941.5K | <0.1% | −188−1.1% | Reduced | – |
| GLDSPDR Gold Trust | ETF | 5,596 | $959.4K | <0.1% | −2,014−26.5% | Reduced | History |
| XELXcel Energy Inc | Stock | 17,724 | $1.01M | <0.1% | +311+1.8% | Added | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 20,402 | $1.03M | <0.1% | −17,431−46.1% | Reduced | – |
| TMOThermo Fisher Scientific Inc. | Stock | 2,105 | $1.07M | <0.1% | +128+6.5% | Added | History |
| MDTMedtronic plc | Stock | 13,784 | $1.08M | 0.1% | −2,260−14.1% | Reduced | History |
| RJFRaymond James Financial Inc | COM | 10,851 | $1.09M | 0.1% | +10,851 | New | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 22,621 | $1.12M | 0.1% | +3,791+20.1% | Added | – |
| RTXRTX Corp | Stock | 16,261 | $1.17M | 0.1% | +82+0.5% | Added | History |
| BF.BBrown Forman Corp | Stock | 20,780 | $1.20M | 0.1% | −133−0.6% | Reduced | History |
| MOHMolina Healthcare, Inc. | COM | 3,714 | $1.22M | 0.1% | +3,714 | New | History |
| iShares Tr46434V282 | U S EQUITY FACTR | 28,922 | $1.25M | 0.1% | −2,621−8.3% | Reduced | – |
| CATCaterpillar Inc | Stock | 4,674 | $1.28M | 0.1% | −427−8.4% | Reduced | History |
| INTCIntel Corp | Stock | 36,116 | $1.28M | 0.1% | +1,840+5.4% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 13,764 | $1.30M | 0.1% | +2,944+27.2% | Added | – |
| AMGNAmgen Inc | Stock | 4,845 | $1.30M | 0.1% | +574+13.4% | Added | History |
| GOFGuggenheim Strategic Opportunities Fund | COM SBI | 88,750 | $1.31M | 0.1% | 00.0% | Unchanged | History |
| TPLTexas Pacific Land Corp | Stock | 723 | $1.32M | 0.1% | −2,028−73.7% | Reduced | History |
| JYNTJOINT Corp | COM | 148,631 | $1.34M | 0.1% | +148,631 | New | History |
| CMPCompass Minerals International Inc | Stock | 48,101 | $1.34M | 0.1% | +48,101 | New | History |
| BEBloom Energy Corp | COM CL A | 101,627 | $1.35M | 0.1% | −5,072−4.8% | Reduced | History |
| ELVElevance Health, Inc. | Stock | 3,140 | $1.37M | 0.1% | +216+7.4% | Added | History |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 15,690 | $1.37M | 0.1% | 00.0% | Unchanged | – |
| CNICanadian National Railway Co | Stock | 12,852 | $1.39M | 0.1% | +111+0.9% | Added | History |
| BABoeing Co | Stock | 7,341 | $1.41M | 0.1% | +481+7.0% | Added | History |
| KOCoca Cola Co | Stock | 25,602 | $1.43M | 0.1% | −6,254−19.6% | Reduced | History |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 47,350 | $1.44M | 0.1% | 00.0% | Unchanged | History |
| DOWDow Inc. | Stock | 27,928 | $1.44M | 0.1% | −4,586−14.1% | Reduced | History |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 73,009 | $1.45M | 0.1% | −46,130−38.7% | Reduced | History |
| EQCEQC Liquidating Trust | COM SH BEN INT | 79,201 | $1.45M | 0.1% | +7,501+10.5% | Added | History |
| VanEck Vectors ETF Tr92189F593 | MORNINGSTAR INTL | 48,993 | $1.46M | 0.1% | +31,532+180.6% | Added | – |
| CMCSAComcast Corp | Stock | 33,193 | $1.47M | 0.1% | −1,245−3.6% | Reduced | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 5,903 | $1.47M | 0.1% | +956+19.3% | Added | – |
| ORCLOracle Corp | Stock | 13,916 | $1.47M | 0.1% | +2,937+26.8% | Added | History |
| ROKRockwell Automation, Inc | Stock | 5,189 | $1.48M | 0.1% | −29−0.6% | Reduced | History |
| DDDuPont de Nemours, Inc. | COM | 20,457 | $1.53M | 0.1% | −12,026−37.0% | Reduced | History |
| HONHoneywell International Inc | COM | 8,281 | $1.53M | 0.1% | −928−10.1% | Reduced | History |
| WBSWebster Financial Corp | COM | 38,063 | $1.53M | 0.1% | −23−0.1% | Reduced | History |
| MOAltria Group, Inc. | Stock | 37,139 | $1.56M | 0.1% | −1,435−3.7% | Reduced | History |
| CMCTCreative Media & Community Trust Corp | COM NEW | 390,127 | $1.58M | 0.1% | +11,612+3.1% | Added | History |
| iShares Tr46434V407 | 0-5YR HI YL CP | 38,763 | $1.59M | 0.1% | −6,229−13.8% | Reduced | – |
| LRCXLam Research Corp | COM | 2,544 | $1.59M | 0.1% | −190−6.9% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 4,029 | $1.65M | 0.1% | +21+0.5% | Added | History |
| VanEck ETF Trust92189H730 | MORNINGSTAR SMID | 58,537 | $1.66M | 0.1% | +10,161+21.0% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 11,145 | $1.69M | 0.1% | +4,348+64.0% | Added | – |
| NCANuveen California Municipal Value Fund | COM STK | 207,332 | $1.70M | 0.1% | +20,482+11.0% | Added | History |
| RRCRange Resources Corp | COM | 52,662 | $1.71M | 0.1% | +10,000+23.4% | Added | History |
| PDIPIMCO Dynamic Income Fund | SHS | 100,505 | $1.74M | 0.1% | −50,744−33.5% | Reduced | History |
| NFLXNetflix Inc | Stock | 4,707 | $1.78M | 0.1% | +936+24.8% | Added | History |
| Flexshares Tr33939L860 | QUALT DIVD IDX | 32,666 | $1.82M | 0.1% | 00.0% | Unchanged | – |
| ABTAbbott Laboratories | Stock | 18,899 | $1.83M | 0.1% | +1,985+11.7% | Added | History |
| PEPPepsiCo Inc | Stock | 11,077 | $1.88M | 0.1% | −1,563−12.4% | Reduced | History |
| ETF Ser Solutions26922A628 | POINT BRIDGE GOP | 52,200 | $1.99M | 0.1% | −24,800−32.2% | Reduced | – |
| Columbia ETF Tr I19761L508 | DIVERSIFID FXD | 118,415 | $1.99M | 0.1% | −5,028−4.1% | Reduced | – |
| BXBlackstone Inc. | COM | 18,773 | $2.01M | 0.1% | −148,333−88.8% | Reduced | History |
Sold out since Q2 2023 (27)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| BALLBALL Corp | COM | 24,961 | $1.45M | 0.1% | History |
| NSANational Storage Affiliates Trust | COM SHS BEN IN | 15,778 | $549.5K | <0.1% | History |
| GWWW.W. Grainger, Inc. | Stock | 593 | $467.6K | <0.1% | History |
| TYGTortoise Energy Infrastructure Corp | COM | 12,621 | $366.6K | <0.1% | History |
| ROICRetail Opportunity Investments Corp | COM | 26,250 | $354.6K | <0.1% | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 5,196 | $323.8K | <0.1% | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 3,187 | $321.6K | <0.1% | History |
| PYPLPayPal Holdings, Inc. | Stock | 4,609 | $307.6K | <0.1% | History |
| RBARB Global Inc. | COM | 4,458 | $267.5K | <0.1% | History |
| JCIJohnson Controls International plc | Stock | 3,889 | $265.0K | <0.1% | History |
| SWKSSkyworks Solutions, Inc. | Stock | 2,333 | $258.2K | <0.1% | History |
| EAElectronic Arts Inc. | COM | 1,918 | $248.8K | <0.1% | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 1,793 | $248.1K | <0.1% | – |
| ALLAllstate Corp | Stock | 2,227 | $242.8K | <0.1% | History |
| SHOPShopify Inc. | Stock | 3,745 | $241.9K | <0.1% | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 1,815 | $240.9K | <0.1% | – |
| FMCFMC Corp | COM NEW | 2,285 | $238.4K | <0.1% | History |
| CCitigroup Inc | Stock | 4,901 | $225.6K | <0.1% | History |
| TSNTyson Foods, Inc. | Stock | 4,183 | $213.5K | <0.1% | History |
| ALGNAlign Technology Inc | COM | 591 | $209.0K | <0.1% | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 2,232 | $204.9K | <0.1% | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 2,582 | $204.0K | <0.1% | – |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 3,488 | $200.8K | <0.1% | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 10,696 | $189.9K | <0.1% | – |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 25,805 | $174.4K | <0.1% | History |
| WDIWestern Asset Diversified Income Fund (WDI) | COM SHS BEN INT | 10,267 | $138.3K | <0.1% | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 10,123 | $118.0K | <0.1% | History |