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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 15, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
423
+8 vs. Q2 2023
Portfolio value
$2.14B
−$173.3M (−7.5%) vs. Q2 2023
Filed
Nov 15, 2023
SEC
Holdings of First Foundation Advisors in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
CARRCarrier Global CorpStock5,639$311.3K<0.1%+88+1.6%AddedHistory
iShares Tr46434V290US SML CAP EQT6,021$311.5K<0.1%00.0%Unchanged–
SPDR Series Trust78464A763ST STR SP DIV2,725$313.4K<0.1%00.0%Unchanged–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD4,215$316.8K<0.1%00.0%Unchanged–
Exchange Traded Concepts Tru301505707ROBO GLB ETF6,315$318.0K<0.1%00.0%Unchanged–
ECLEcolab Inc.Stock1,880$318.5K<0.1%+171+10.0%AddedHistory
WECWec Energy Group, Inc.Stock3,955$318.6K<0.1%+3,955NewHistory
iShares Inc46434G863ESG AWR MSCI EM10,524$318.7K<0.1%+576+5.8%Added–
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS27,055$321.4K<0.1%00.0%UnchangedHistory
Alps ETF Tr00162Q452ALERIAN MLP7,723$325.9K<0.1%−8,555−52.6%Reduced–
HSYHershey CoCOM1,629$325.9K<0.1%+1,629NewHistory
CBChubb LtdStock1,568$326.4K<0.1%+388+32.9%AddedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF3,574$326.5K<0.1%+900+33.7%Added–
GDGeneral Dynamics CorpStock1,480$327.0K<0.1%+110+8.0%AddedHistory
PKGPackaging Corp of AmericaStock2,131$327.2K<0.1%+2,131NewHistory
NSCNorfolk Southern CorpStock1,662$327.3K<0.1%+1+0.1%AddedHistory
OTISOtis Worldwide CorpStock4,087$328.2K<0.1%+4,087NewHistory
ADSKAutodesk, Inc.COM1,587$328.4K<0.1%+119+8.1%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF2,424$328.6K<0.1%+369+18.0%Added–
EFSCEnterprise Financial Services CorpCOM8,770$328.9K<0.1%+40+0.5%AddedHistory
iShares Tr464288570ESG MSCI KLD ETF4,123$335.6K<0.1%00.0%Unchanged–
HUBBHubbell IncCOM1,075$336.9K<0.1%+1,075NewHistory
RLIRli CorpCOM2,480$337.0K<0.1%00.0%UnchangedHistory
ROPRoper Technologies IncStock699$338.5K<0.1%+149+27.1%AddedHistory
KMBKimberly Clark CorpStock2,880$348.0K<0.1%−1,232−30.0%ReducedHistory
GISGeneral Mills IncStock5,502$352.1K<0.1%−2,190−28.5%ReducedHistory
BIDUBaidu, Inc.ADR2,621$352.1K<0.1%−117−4.3%ReducedHistory
NXDTNexpoint Diversified Real Estate TrustCOM NEW40,462$352.4K<0.1%−669−1.6%ReducedHistory
OKEONEOK IncCOM5,557$352.5K<0.1%+5,557NewHistory
Dimensional ETF Trust25434V831US HIGH PROF ETF13,761$353.5K<0.1%00.0%Unchanged–
UUnity Software Inc.COM11,281$354.1K<0.1%+1,839+19.5%AddedHistory
CDNSCadence Design Systems IncStock1,516$355.2K<0.1%+102+7.2%AddedHistory
FASTFastenal CoStock6,518$356.1K<0.1%+569+9.6%AddedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF2,553$356.7K<0.1%00.0%Unchanged–
BCSBarclays PLCADR46,000$358.3K<0.1%+26,000+130.0%AddedHistory
BDXBecton Dickinson & CoStock1,390$359.4K<0.1%+139+11.1%AddedHistory
FDXFedEx CorpStock1,399$370.7K<0.1%+21+1.5%AddedHistory
CLColgate Palmolive CoStock5,226$371.6K<0.1%+136+2.7%AddedHistory
CTVACorteva, Inc.Stock7,331$375.1K<0.1%+317+4.5%AddedHistory
APTVAptiv PLCSHS3,834$378.0K<0.1%+278+7.8%AddedHistory
iShares Tr464288760US AER DEF ETF3,599$381.4K<0.1%−450−11.1%Reduced–
ICEIntercontinental Exchange, Inc.Stock3,511$386.3K<0.1%+3,511NewHistory
iShares S&P 500 Value ETF464287408ETF2,525$388.4K<0.1%+1,008+66.4%Added–
ODFLOld Dominion Freight Line, Inc.COM971$397.3K<0.1%−3−0.3%ReducedHistory
iShares U.S. Healthcare Providers ETF464288828ETF1,626$400.2K<0.1%00.0%Unchanged–
CICigna GroupStock1,436$410.8K<0.1%+109+8.2%AddedHistory
NVSNovartis AGADR4,058$413.3K<0.1%−178−4.2%ReducedHistory
DDominion Energy, IncStock9,265$413.9K<0.1%−27−0.3%ReducedHistory
BMYBristol Myers Squibb CoStock7,267$421.8K<0.1%−691−8.7%ReducedHistory
SYYSysco CorpStock6,399$422.7K<0.1%−117−1.8%ReducedHistory
Nushares ETF Tr67092P409NUVEEN ESG MIDCP11,539$423.0K<0.1%+4,360+60.7%Added–
FEFirstenergy CorpCOM12,647$432.3K<0.1%−212−1.6%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF2,640$432.8K<0.1%−108−3.9%Reduced–
HCAHCA Healthcare, Inc.COM1,774$436.4K<0.1%−258−12.7%ReducedHistory
MMM3M CoStock4,664$436.7K<0.1%−370−7.4%ReducedHistory
RSGRepublic Services, Inc.COM3,077$438.5K<0.1%+80+2.7%AddedHistory
MCKMcKesson CorpStock1,009$438.8K<0.1%−26−2.5%ReducedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF4,376$443.6K<0.1%−301−6.4%Reduced–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT15,202$446.9K<0.1%00.0%UnchangedHistory
SHELShell plcADR6,947$447.3K<0.1%+207+3.1%AddedHistory
PGRProgressive CorpStock3,222$448.8K<0.1%+829+34.6%AddedHistory
SIISprott Inc.COM NEW14,800$451.0K<0.1%+14,800NewHistory
WFCWells Fargo & CompanyStock11,119$454.3K<0.1%−758−6.4%ReducedHistory
SRESempraStock6,680$454.4K<0.1%−694−9.4%ReducedConverted for a 2-for-1 splitHistory
iShares U.S. Medical Devices ETF464288810ETF9,441$457.9K<0.1%00.0%Unchanged–
Nushares ETF Tr67092P607NUVEEN ESG SMLCP13,224$460.5K<0.1%+1,610+13.9%Added–
iShares Tr46436E7180-3 MTH TREASURY4,599$463.0K<0.1%−3,806−45.3%Reduced–
DPZDominos Pizza IncCOM1,224$463.6K<0.1%−31,536−96.3%ReducedHistory
MCHPMicrochip Technology IncStock5,976$466.4K<0.1%+5,976NewHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF5,188$468.9K<0.1%+2,560+97.4%Added–
AMXAmerica Movil SAB de CVSPON ADS RP CL B27,618$478.3K<0.1%−256−0.9%ReducedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF12,431$480.5K<0.1%00.0%Unchanged–
iShares Tr464288851US OIL GS EX ETF4,943$482.1K<0.1%+4,943New–
BNYBank of New York Mellon CorpStock11,549$492.6K<0.1%+144+1.3%AddedHistory
CVSCVS Health CorpStock7,227$504.6K<0.1%−4,521−38.5%ReducedHistory
iShares Tr464288802ESG OPTIMIZED5,850$526.3K<0.1%+543+10.2%Added–
PNCPNC Financial Services Group, Inc.Stock4,307$528.8K<0.1%−1,389−24.4%ReducedHistory
WMBWilliams Companies, Inc.COM15,703$529.0K<0.1%+408+2.7%AddedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF3,289$529.5K<0.1%−449−12.0%Reduced–
iShares Russell 2000 Growth ETF464287648ETF2,416$541.6K<0.1%+190+8.5%Added–
PLDPrologis, Inc.REIT4,850$544.2K<0.1%+811+20.1%AddedHistory
SONYSony Group CorpSPONSORED ADR6,604$544.2K<0.1%−541−7.6%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF12,705$555.4K<0.1%+3,855+43.6%Added–
EMREmerson Electric CoStock5,794$559.5K<0.1%+253+4.6%AddedHistory
LEN.BLennar CorpCL B5,484$560.6K<0.1%−522−8.7%ReducedHistory
BKNGBooking Holdings Inc.Stock184$567.4K<0.1%−7−3.7%ReducedHistory
iShares Tr46435G516ESG AW MSCI EAFE8,296$573.5K<0.1%+3,047+58.0%Added–
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM72,699$575.0K<0.1%00.0%UnchangedHistory
TAT&T Inc.Stock38,639$580.4K<0.1%+3,346+9.5%AddedHistory
CRMSalesforce, Inc.Stock2,888$585.6K<0.1%+246+9.3%AddedHistory
iShares Tr464288877EAFE VALUE ETF11,989$586.6K<0.1%+1,264+11.8%Added–
Dimensional U.S. Core Equity 2 ETF25434V708ETF22,456$588.3K<0.1%00.0%Unchanged–
Vanguard High Dividend Yield Index ETF921946406ETF5,779$597.1K<0.1%−36−0.6%Reduced–
ADPAutomatic Data Processing IncStock2,494$600.0K<0.1%−18−0.7%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW2,060$602.1K<0.1%−7,102−77.5%ReducedHistory
PCQPIMCO California Municipal Income FundCOM72,949$608.4K<0.1%00.0%UnchangedHistory
MDLZMondelez International, Inc.Stock8,817$611.9K<0.1%−7,319−45.4%ReducedHistory
COPConocoPhillipsStock5,148$616.7K<0.1%+1,447+39.1%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF15,981$626.6K<0.1%+683+4.5%Added–
PCARPaccar IncCOM7,434$632.0K<0.1%+59+0.8%AddedHistory

Sold out since Q2 2023 (27)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
BALLBALL CorpCOM24,961$1.45M0.1%History
NSANational Storage Affiliates TrustCOM SHS BEN IN15,778$549.5K<0.1%History
GWWW.W. Grainger, Inc.Stock593$467.6K<0.1%History
TYGTortoise Energy Infrastructure CorpCOM12,621$366.6K<0.1%History
ROICRetail Opportunity Investments CorpCOM26,250$354.6K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP5,196$323.8K<0.1%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR3,187$321.6K<0.1%History
PYPLPayPal Holdings, Inc.Stock4,609$307.6K<0.1%History
RBARB Global Inc.COM4,458$267.5K<0.1%History
JCIJohnson Controls International plcStock3,889$265.0K<0.1%History
SWKSSkyworks Solutions, Inc.Stock2,333$258.2K<0.1%History
EAElectronic Arts Inc.COM1,918$248.8K<0.1%History
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,793$248.1K<0.1%–
ALLAllstate CorpStock2,227$242.8K<0.1%History
SHOPShopify Inc.Stock3,745$241.9K<0.1%History
State Street Health Care Select Sector SPDR ETF81369Y209ETF1,815$240.9K<0.1%–
FMCFMC CorpCOM NEW2,285$238.4K<0.1%History
CCitigroup IncStock4,901$225.6K<0.1%History
TSNTyson Foods, Inc.Stock4,183$213.5K<0.1%History
ALGNAlign Technology IncCOM591$209.0K<0.1%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF2,232$204.9K<0.1%–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF2,582$204.0K<0.1%–
Schwab Fundamental U.S. Large Company ETF808524771ETF3,488$200.8K<0.1%–
Global X FDS37954Y483NASDAQ 100 COVER10,696$189.9K<0.1%–
RTLNecessity Retail REIT, Inc.COM CLASS A25,805$174.4K<0.1%History
WDIWestern Asset Diversified Income Fund (WDI)COM SHS BEN INT10,267$138.3K<0.1%History
NZFNuveen Municipal Credit Income FundCOM SH BEN INT10,123$118.0K<0.1%History