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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
391
−9 vs. Q4 2022
Portfolio value
$2.17B
+$86.8M (+4.2%) vs. Q4 2022
Filed
May 12, 2023
SEC
Holdings of First Foundation Advisors in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF3,820$316.4K<0.1%−838−18.0%Reduced–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD4,215$321.3K<0.1%00.0%Unchanged–
iShares Tr464288570ESG MSCI KLD ETF4,123$321.6K<0.1%00.0%Unchanged–
ODFLOld Dominion Freight Line, Inc.COM948$323.1K<0.1%−24−2.5%ReducedHistory
FISVFiserv IncStock2,864$323.7K<0.1%−2,208−43.5%ReducedHistory
LAZRQLuminar Technologies, Inc.COM CL A50,462$327.5K<0.1%+128+0.3%AddedHistory
RLIRli CorpCOM2,488$330.7K<0.1%−280−10.1%ReducedHistory
KLACKLA CorpCOM NEW836$333.7K<0.1%+121+16.9%AddedHistory
STWDStarwood Property Trust, Inc.COM18,879$334.0K<0.1%−38,104−66.9%ReducedHistory
ASMLASML Holding NVADR495$337.0K<0.1%−16−3.1%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV2,725$337.1K<0.1%00.0%Unchanged–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF3,128$341.7K<0.1%−10.0%Reduced–
iShares Tr464288513IBOXX HI YD ETF4,549$343.7K<0.1%+4,549New–
iShares Tr46435G516ESG AW MSCI EAFE4,867$349.6K<0.1%00.0%Unchanged–
RSGRepublic Services, Inc.COM2,589$350.1K<0.1%−233−8.3%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF3,340$352.4K<0.1%+3,340New–
AWKAmerican Water Works Company, Inc.Stock2,413$353.5K<0.1%−225−8.5%ReducedHistory
EPDEnterprise Products Partners L.P.Stock13,853$358.8K<0.1%−334−2.4%ReducedHistory
MCKMcKesson CorpStock1,008$358.9K<0.1%+27+2.8%AddedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF9,620$359.6K<0.1%−481−4.8%Reduced–
iShares Russell 2000 Growth ETF464287648ETF1,625$368.6K<0.1%+269+19.8%Added–
WMBWilliams Companies, Inc.COM12,410$370.6K<0.1%+2,559+26.0%AddedHistory
TYGTortoise Energy Infrastructure CorpCOM12,621$371.1K<0.1%+12,621NewHistory
ROICRetail Opportunity Investments CorpCOM26,750$373.4K<0.1%−750−2.7%ReducedHistory
KMBKimberly Clark CorpStock2,822$378.7K<0.1%−393−12.2%ReducedHistory
SHELShell plcADR6,604$380.0K<0.1%+719+12.2%AddedHistory
EFSCEnterprise Financial Services CorpCOM8,730$389.3K<0.1%00.0%UnchangedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR4,211$391.7K<0.1%−11,625−73.4%ReducedHistory
APTVAptiv PLCSHS3,527$395.7K<0.1%+599+20.5%AddedHistory
DSLDoubleLine Income Solutions FundCOM35,818$407.3K<0.1%−28,596−44.4%ReducedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF16,026$408.3K<0.1%00.0%Unchanged–
Schwab Emerging Markets Equity ETF808524706ETF16,685$409.1K<0.1%−60.0%Reduced–
GEGeneral Electric CoStock4,292$410.3K<0.1%+114+2.7%AddedHistory
iShares U.S. Treasury Bond ETF46429B267ETF17,746$414.9K<0.1%00.0%Unchanged–
iShares Select Dividend ETF464287168ETF3,545$415.4K<0.1%−54−1.5%Reduced–
COPConocoPhillipsStock4,270$423.7K<0.1%−96−2.2%ReducedHistory
NXDTNexpoint Diversified Real Estate TrustCOM NEW41,167$427.3K<0.1%00.0%UnchangedHistory
NVSNovartis AGADR4,656$428.4K<0.1%−264−5.4%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF9,501$429.2K<0.1%+571+6.4%Added–
CTVACorteva, Inc.Stock7,178$432.9K<0.1%−1,443−16.7%ReducedHistory
MCHPMicrochip Technology IncStock5,206$436.2K<0.1%+25+0.5%AddedHistory
MMM3M CoStock4,159$437.2K<0.1%+209+5.3%AddedHistory
EMREmerson Electric CoStock5,074$442.1K<0.1%−657−11.5%ReducedHistory
DJPBarclays Bank PLCDJUBS CMDT ETN3614,136$446.6K<0.1%−5,087−26.5%ReducedHistory
Nushares ETF Tr67092P607NUVEEN ESG SMLCP12,704$449.8K<0.1%00.0%Unchanged–
GWWW.W. Grainger, Inc.Stock659$453.9K<0.1%−6−0.9%ReducedHistory
SYYSysco CorpStock5,911$456.5K<0.1%−754−11.3%ReducedHistory
PLDPrologis, Inc.REIT3,662$456.9K<0.1%−3,545−49.2%ReducedHistory
APDAir Products & Chemicals, Inc.Stock1,599$459.2K<0.1%+55+3.6%AddedHistory
iShares Tr46434V647GLOBAL REIT ETF20,420$468.2K<0.1%−7,781−27.6%Reduced–
GISGeneral Mills IncStock5,517$471.5K<0.1%−348−5.9%ReducedHistory
PSXPhillips 66Stock4,651$471.6K<0.1%−5,742−55.2%ReducedHistory
iShares Esg Aware US Aggregate Bond ETF46435U549ETF9,857$473.7K<0.1%00.0%Unchanged–
BNYBank of New York Mellon CorpStock10,734$487.8K<0.1%−225−2.1%ReducedHistory
GSGoldman Sachs Group IncStock1,496$489.4K<0.1%−157−9.5%ReducedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF3,288$491.7K<0.1%−260−7.3%Reduced–
WFCWells Fargo & CompanyStock13,449$502.7K<0.1%−5,226−28.0%ReducedHistory
PCARPaccar IncCOM6,906$505.5K<0.1%+2,318+50.5%AddedHistory
FEFirstenergy CorpCOM12,657$507.0K<0.1%−11−0.1%ReducedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF12,431$510.0K<0.1%00.0%Unchanged–
DDominion Energy, IncStock9,149$511.5K<0.1%+312+3.5%AddedHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT15,202$513.4K<0.1%−15,000−49.7%ReducedHistory
iShares S&P 500 Value ETF464287408ETF3,394$515.1K<0.1%00.0%Unchanged–
WMWaste Management IncStock3,164$516.3K<0.1%+6+0.2%AddedHistory
PYPLPayPal Holdings, Inc.Stock6,829$518.6K<0.1%+198+3.0%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF2,123$529.7K<0.1%−330−13.5%Reduced–
BKNGBooking Holdings Inc.Stock204$541.1K<0.1%−879−81.2%ReducedHistory
iShares Tr464288802ESG OPTIMIZED6,180$542.4K<0.1%−3,711−37.5%Reduced–
AMTAmerican Tower CorpREIT2,719$555.6K<0.1%−100−3.5%ReducedHistory
BMYBristol Myers Squibb CoStock8,032$556.7K<0.1%−147−1.8%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF8,788$561.5K<0.1%−918−9.5%Reduced–
ZTSZoetis Inc.Stock3,388$563.9K<0.1%+413+13.9%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF14,183$573.0K<0.1%−10.0%Reduced–
PSAPublic StorageCOM1,934$584.3K<0.1%−110−5.4%ReducedHistory
VanEck ETF Trust92189F387SHRT HGH YLD MUN26,351$587.4K<0.1%+3,539+15.5%Added–
AMXAmerica Movil SAB de CVSPON ADS RP CL B28,028$590.0K<0.1%+881+3.2%AddedHistory
ENBEnbridge IncStock15,477$590.4K<0.1%−30,711−66.5%ReducedHistory
NACNuveen California Quality Municipal Income FundCOM54,879$604.2K<0.1%−36,184−39.7%ReducedHistory
NVONovo Nordisk A SADR3,813$606.8K<0.1%+439+13.0%AddedHistory
LEN.BLennar CorpCL B6,828$609.8K<0.1%−10,140−59.8%ReducedHistory
SNPSSynopsys IncCOM1,587$613.0K<0.1%+50+3.3%AddedHistory
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM74,179$635.0K<0.1%−31,200−29.6%ReducedHistory
ETNEaton Corp plcStock3,801$651.3K<0.1%−345−8.3%ReducedHistory
TCBKTrico BancsharesCOM16,000$665.4K<0.1%+16,000NewHistory
SRESempraStock4,488$678.4K<0.1%−3−0.1%ReducedHistory
Flexshares Tr33939L407MORNSTAR UPSTR16,075$679.8K<0.1%−10,799−40.2%Reduced–
PNCPNC Financial Services Group, Inc.Stock5,362$681.5K<0.1%+294+5.8%AddedHistory
SYKStryker CorpStock2,388$681.7K<0.1%+477+25.0%AddedHistory
Alps ETF Tr00162Q452ALERIAN MLP18,185$702.9K<0.1%+812+4.7%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF4,732$714.6K<0.1%−408−7.9%Reduced–
CRMSalesforce, Inc.Stock3,597$718.6K<0.1%−1,461−28.9%ReducedHistory
First Tr Exchange-Traded FD33733E807NAT GAS ETF32,604$734.2K<0.1%+15,663+92.5%Added–
MSMorgan StanleyStock8,373$735.2K<0.1%+2,524+43.2%AddedHistory
iShares Tr464288414NATIONAL MUN ETF6,828$735.6K<0.1%−196−2.8%Reduced–
VZVerizon Communications IncStock19,181$746.0K<0.1%−2,129−10.0%ReducedHistory
SHWSherwin Williams CoCOM3,343$751.5K<0.1%−16−0.5%ReducedHistory
Global X FDS37954Y475S&P 500 COVERED18,582$752.6K<0.1%+11,154+150.2%Added–
NOCNorthrop Grumman CorpStock1,632$753.5K<0.1%+313+23.7%AddedHistory
AXPAmerican Express CoStock4,603$759.3K<0.1%+38+0.8%AddedHistory
TAT&T Inc.Stock39,597$762.2K<0.1%+5,846+17.3%AddedHistory

Sold out since Q4 2022 (31)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS65,313$1.87M0.1%History
MLMMartin Marietta Materials IncCOM5,300$1.79M0.1%History
State Street Communication Services Select Sector SPDR ETF81369Y852ETF26,801$1.29M0.1%–
TDWTidewater IncCOM32,227$1.19M0.1%History
iShares U.S. Medical Devices ETF464288810ETF17,031$895.3K<0.1%–
ProShares Tr74347G705ULTRA ENERGY18,463$784.7K<0.1%–
ProShares Tr74347R107PSHS ULT S&P 50016,267$723.1K<0.1%–
WBAWalgreens Boots Alliance, Inc.COM16,613$620.6K<0.1%History
Flexshares Tr33939L795STOXX GLOBR INF10,725$540.6K<0.1%–
Schwab U.S. Large-Cap Growth ETF808524300ETF8,118$451.1K<0.1%–
Ssga Active ETF Tr78467V608ST STR BL LN ETF10,407$425.6K<0.1%–
New York Life Investments Et45409B800MERGE ARBIT ETF12,403$393.5K<0.1%–
ProShares Tr74347R206PSHS ULTRA QQQ11,209$392.8K<0.1%–
ISDPGIM High Yield Bond Fund, Inc.COM27,662$328.3K<0.1%History
ALNYAlnylam Pharmaceuticals, Inc.COM1,377$327.2K<0.1%History
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS2,794$277.4K<0.1%History
Vanguard Mortgage-Backed Securities ETF92206C771ETF5,709$259.9K<0.1%–
GPCGenuine Parts CoStock1,428$247.8K<0.1%History
LNTAlliant Energy CorpStock4,314$238.2K<0.1%History
DGDollar General CorpCOM959$236.2K<0.1%History
GBCIGlacier Bancorp, Inc.COM4,524$223.6K<0.1%History
CBChubb LtdStock1,005$221.7K<0.1%History
ADMArcher-Daniels-Midland CoStock2,287$212.3K<0.1%History
TFCTruist Financial CorpCOM4,885$210.2K<0.1%History
CVBFCVB Financial CorpCOM8,123$209.2K<0.1%History
iShares Tr464287515EXPANDED TECH816$208.8K<0.1%–
CCICrown Castle Inc.REIT1,502$203.7K<0.1%History
VMRKVivmark ResidentialSH BEN INT3,448$203.4K<0.1%History
WBDWarner Bros. Discovery, Inc.Stock11,198$106.2K<0.1%History
DCDakota Gold Corp.COM17,658$53.9K<0.1%History
MMTAberdeen Multi-Market Income FundSH BEN INT11,392$51.4K<0.1%History