Skip to main content
Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
400
+16 vs. Q3 2022
Portfolio value
$2.09B
+$45.9M (+2.2%) vs. Q3 2022
Filed
Feb 14, 2023
SEC
Holdings of First Foundation Advisors in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
MRSHMarsh & McLennan Companies, Inc.Stock1,891$312.9K<0.1%−192−9.2%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD4,215$316.9K<0.1%−235−5.3%Reduced–
iShares Tr46435G516ESG AW MSCI EAFE4,867$320.0K<0.1%+916+23.2%Added–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF3,129$321.7K<0.1%+10.0%Added–
WMBWilliams Companies, Inc.COM9,851$324.1K<0.1%+1,970+25.0%AddedHistory
USBUS Bancorp DECOM NEW7,492$326.7K<0.1%−924−11.0%ReducedHistory
ALNYAlnylam Pharmaceuticals, Inc.COM1,377$327.2K<0.1%−521−27.4%ReducedHistory
ISDPGIM High Yield Bond Fund, Inc.COM27,662$328.3K<0.1%+1,144+4.3%AddedHistory
PPGPPG Industries IncStock2,641$332.1K<0.1%+766+40.9%AddedHistory
SHELShell plcADR5,885$335.2K<0.1%+1,383+30.7%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV2,725$340.9K<0.1%−225−7.6%Reduced–
EPDEnterprise Products Partners L.P.Stock14,187$342.2K<0.1%−5,705−28.7%ReducedHistory
GEGeneral Electric CoStock4,178$350.1K<0.1%+290+7.5%AddedHistory
NSCNorfolk Southern CorpStock1,457$359.0K<0.1%+26+1.8%AddedHistory
RLIRli CorpCOM2,768$363.4K<0.1%−70−2.5%ReducedHistory
MCHPMicrochip Technology IncStock5,181$364.0K<0.1%+118+2.3%AddedHistory
RSGRepublic Services, Inc.COM2,822$364.0K<0.1%+41+1.5%AddedHistory
MCKMcKesson CorpStock981$368.0K<0.1%+40+4.3%AddedHistory
GWWW.W. Grainger, Inc.Stock665$369.9K<0.1%+47+7.6%AddedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF10,101$373.0K<0.1%+30.0%Added–
Vanguard Ftse Developed Markets ETF921943858ETF8,930$374.8K<0.1%+175+2.0%Added–
Dimensional U.S. Core Equity 2 ETF25434V708ETF16,026$389.1K<0.1%00.0%Unchanged–
PACWPacwest BancorpCOM17,092$392.3K<0.1%−352−2.0%ReducedHistory
ProShares Tr74347R206PSHS ULTRA QQQ11,209$392.8K<0.1%+11,209New–
New York Life Investments Et45409B800MERGE ARBIT ETF12,403$393.5K<0.1%−49,786−80.1%Reduced–
Schwab Emerging Markets Equity ETF808524706ETF16,691$395.1K<0.1%−3,563−17.6%Reduced–
AWKAmerican Water Works Company, Inc.Stock2,638$402.1K<0.1%+55+2.1%AddedHistory
iShares U.S. Treasury Bond ETF46429B267ETF17,746$403.2K<0.1%+17,746New–
State Street Energy Select Sector SPDR ETF81369Y506ETF4,658$407.4K<0.1%+285+6.5%Added–
ROICRetail Opportunity Investments CorpCOM27,500$413.3K<0.1%−5,581−16.9%ReducedHistory
First Tr Exchange-Traded FD33733E807NAT GAS ETF16,941$415.2K<0.1%+16,941New–
Ssga Active ETF Tr78467V608ST STR BL LN ETF10,407$425.6K<0.1%−11,064−51.5%Reduced–
EFSCEnterprise Financial Services CorpCOM8,730$427.4K<0.1%00.0%UnchangedHistory
iShares Select Dividend ETF464287168ETF3,599$434.0K<0.1%00.0%Unchanged–
Nushares ETF Tr67092P607NUVEEN ESG SMLCP12,704$434.2K<0.1%+12,704New–
ZTSZoetis Inc.Stock2,975$436.0K<0.1%−447−13.1%ReducedHistory
KMBKimberly Clark CorpStock3,215$436.5K<0.1%+1,101+52.1%AddedHistory
NVSNovartis AGADR4,920$446.3K<0.1%−280−5.4%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF8,118$451.1K<0.1%+8,118New–
PCARPaccar IncCOM4,588$454.1K<0.1%+101+2.3%AddedHistory
NVONovo Nordisk A SADR3,374$456.6K<0.1%+452+15.5%AddedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF3,548$458.3K<0.1%+260+7.9%Added–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF9,857$460.7K<0.1%+9,857New–
NXDTNexpoint Diversified Real Estate TrustCOM NEW41,167$461.5K<0.1%00.0%UnchangedHistory
SYKStryker CorpStock1,911$467.2K<0.1%+697+57.4%AddedHistory
PYPLPayPal Holdings, Inc.Stock6,631$472.3K<0.1%−1,684−20.3%ReducedHistory
MMM3M CoStock3,950$473.7K<0.1%+630+19.0%AddedHistory
APDAir Products & Chemicals, Inc.Stock1,544$476.0K<0.1%+48+3.2%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF4,830$476.5K<0.1%−10,614−68.7%Reduced–
SNPSSynopsys IncCOM1,537$490.7K<0.1%+223+17.0%AddedHistory
GISGeneral Mills IncStock5,865$491.8K<0.1%+178+3.1%AddedHistory
iShares S&P 500 Value ETF464287408ETF3,394$492.4K<0.1%00.0%Unchanged–
AMXAmerica Movil SAB de CVSPON ADR L SHS27,147$494.1K<0.1%+128+0.5%AddedHistory
WMWaste Management IncStock3,158$495.4K<0.1%−60−1.9%ReducedHistory
MSMorgan StanleyStock5,849$497.3K<0.1%+488+9.1%AddedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF12,431$497.7K<0.1%−500−3.9%Reduced–
BNYBank of New York Mellon CorpStock10,959$498.9K<0.1%−3,560−24.5%ReducedHistory
CTVACorteva, Inc.Stock8,621$506.7K<0.1%+327+3.9%AddedHistory
VanEck ETF Trust92189F387SHRT HGH YLD MUN22,812$508.0K<0.1%+6,954+43.9%Added–
SYYSysco CorpStock6,665$509.5K<0.1%−318−4.6%ReducedHistory
FISVFiserv IncStock5,072$512.6K<0.1%−3,622−41.7%ReducedHistory
COPConocoPhillipsStock4,366$515.2K<0.1%−269−5.8%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF2,453$522.8K<0.1%−99−3.9%Reduced–
FEFirstenergy CorpCOM12,668$531.3K<0.1%+103+0.8%AddedHistory
Flexshares Tr33939L795STOXX GLOBR INF10,725$540.6K<0.1%−1,815−14.5%Reduced–
DDominion Energy, IncStock8,837$541.9K<0.1%−10−0.1%ReducedHistory
EMREmerson Electric CoStock5,731$550.5K<0.1%−515−8.2%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF14,184$552.9K<0.1%−691−4.6%Reduced–
iShares Core Dividend Growth ETF46434V621ETF11,182$559.1K<0.1%+5,802+107.8%Added–
GSGoldman Sachs Group IncStock1,653$567.6K<0.1%+215+15.0%AddedHistory
iShares S&P 500 Growth ETF464287309ETF9,706$567.8K<0.1%+3,802+64.4%Added–
PSAPublic StorageCOM2,044$572.7K<0.1%−41−2.0%ReducedHistory
BMYBristol Myers Squibb CoStock8,179$588.5K<0.1%−188−2.2%ReducedHistory
AMTAmerican Tower CorpREIT2,819$597.2K<0.1%−121−4.1%ReducedHistory
SPDR Index Shs FDS78463X855S&P GBLINF ETF11,792$618.2K<0.1%−9,671−45.1%Reduced–
WBAWalgreens Boots Alliance, Inc.COM16,613$620.6K<0.1%+16,613NewHistory
TAT&T Inc.Stock33,751$621.4K<0.1%+8,108+31.6%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF5,140$639.6K<0.1%+1,032+25.1%Added–
iShares Tr46434V647GLOBAL REIT ETF28,201$640.4K<0.1%−4,483−13.7%Reduced–
iShares Tr464288885EAFE GRWTH ETF7,684$643.6K<0.1%−1,255−14.0%Reduced–
DJPBarclays Bank PLCDJUBS CMDT ETN3619,223$648.0K<0.1%−133,332−87.4%ReducedHistory
ETNEaton Corp plcStock4,146$650.7K<0.1%+1,794+76.3%AddedHistory
Vanguard Total World Stock ETF922042742ETF7,604$655.4K<0.1%00.0%Unchanged–
Alps ETF Tr00162Q452ALERIAN MLP17,373$661.4K<0.1%+11+0.1%Added–
CMECME Group Inc.COM3,943$663.0K<0.1%+1,623+70.0%AddedHistory
FISFidelity National Information Services, Inc.Stock9,818$666.2K<0.1%−10,052−50.6%ReducedHistory
CRMSalesforce, Inc.Stock5,058$670.6K<0.1%−3,027−37.4%ReducedHistory
AXPAmerican Express CoStock4,565$674.5K<0.1%+250+5.8%AddedHistory
INTCIntel CorpStock26,242$693.6K<0.1%−3,770−12.6%ReducedHistory
SRESempraStock4,491$694.0K<0.1%−98−2.1%ReducedHistory
YUMYum Brands IncStock5,504$705.0K<0.1%+276+5.3%AddedHistory
iShares Russell 1000 Value ETF464287598ETF4,689$711.1K<0.1%+17+0.4%Added–
DSLDoubleLine Income Solutions FundCOM64,414$714.4K<0.1%−42,076−39.5%ReducedHistory
NOCNorthrop Grumman CorpStock1,319$719.7K<0.1%+83+6.7%AddedHistory
ProShares Tr74347R107PSHS ULT S&P 50016,267$723.1K<0.1%+16,267New–
ABAlliancebernstein Holding L.P.UNIT LTD PARTN21,542$740.4K<0.1%+173+0.8%AddedHistory
iShares Tr464288414NATIONAL MUN ETF7,024$741.2K<0.1%+7,024New–
WFCWells Fargo & CompanyStock18,675$771.1K<0.1%+4,866+35.2%AddedHistory
Listed FDS Tr53656F623HORI KI INFL ETF24,752$779.2K<0.1%−188,514−88.4%Reduced–
ProShares Tr74347G705ULTRA ENERGY18,463$784.7K<0.1%−1,821−9.0%Reduced–

Sold out since Q3 2022 (26)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH559,547$22.9M1.1%History
ATVIActivision Blizzard, Inc.COM32,226$2.40M0.1%History
Liberty Media Acquisition Corp53073L104COM SR A95,000$944.0K<0.1%–
CMPCompass Minerals International IncStock18,764$722.0K<0.1%History
iShares Tr46429B366CMBS ETF14,089$646.0K<0.1%–
Liberty Media Acquisition Corp53073L203UNIT 01/22/202652,211$520.0K<0.1%–
ELSEquity Lifestyle Properties IncCOM8,115$510.0K<0.1%History
VCVInvesco California Value Municipal Income TrustCOM41,446$373.0K<0.1%History
iShares Tr46429B655FLTG RATE NT ETF7,344$369.0K<0.1%–
Dimensional ETF Trust25434V724US MKTWIDE VALUE11,035$327.0K<0.1%–
Flexshares Tr33939L506IBOXX 3R TARGT13,590$318.0K<0.1%–
NLYAnnaly Capital Management IncREIT17,978$309.0K<0.1%History
RBLXRoblox CorpStock7,858$282.0K<0.1%History
iShares Tr464288851US OIL GS EX ETF3,323$277.0K<0.1%–
LYFTLyft, Inc.CL A COM19,757$260.0K<0.1%History
RBARB Global Inc.COM3,449$215.0K<0.1%History
VEEVVeeva Systems IncStock1,291$213.0K<0.1%History
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncSHS11,143$212.0K<0.1%History
BRCCBRC Inc.COM CL A25,000$193.0K<0.1%History
ETEnergy Transfer LPCOM UT LTD PTN14,328$158.0K<0.1%History
DBLDoubleLine Opportunistic Credit FundCOM10,397$150.0K<0.1%History
GTGoodyear Tire & Rubber CoCOM11,180$113.0K<0.1%History
MFAMfa Financial, Inc.COM11,563$90.0K<0.1%History
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT21,545$71.0K<0.1%History
Nuveen PFD & Incm Securties67072C105COM10,703$70.0K<0.1%–
OXSQOxford Square Capital Corp.COM10,126$30.0K<0.1%History