First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 448
- +35 vs. Q1 2021
- Portfolio value
- $2.60B
- +$264.7M (+11.4%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Eros STX Global CorporationG3788M114 | SHS NEW | 11,245 | $17.0K | <0.1% | 00.0% | Unchanged | – |
| OXSQOxford Square Capital Corp. | COM | 10,126 | $50.0K | <0.1% | 00.0% | Unchanged | History |
| TRXTRX GOLD Corp | COM | 117,371 | $60.0K | <0.1% | 00.0% | Unchanged | History |
| SPRUSpruce Power Holding Corp | COM CL A | 10,200 | $85.0K | <0.1% | +10,200 | New | History |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 22,045 | $88.0K | <0.1% | +500+2.3% | Added | History |
| Apollo Coml Real Est Fin Inc03762UAB1 | NOTE 4.750% 8/2 | – | $101.0K | <0.1% | – | New | – |
| IAGIamgold Corp | COM | 44,665 | $132.0K | <0.1% | 00.0% | Unchanged | History |
| NOVNOV Inc. | COM | 10,960 | $168.0K | <0.1% | −105−0.9% | Reduced | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 11,627 | $185.0K | <0.1% | +11,627 | New | History |
| Nuveen Intermediate Duration Quality Municipal Term Fund670677103 | COM | 12,771 | $191.0K | <0.1% | 00.0% | Unchanged | – |
| NADNuveen Quality Municipal Income Fund | COM | 12,377 | $198.0K | <0.1% | −7,185−36.7% | Reduced | History |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 693 | $201.0K | <0.1% | +693 | New | – |
| iShares Tr464288588 | MBS ETF | 1,855 | $201.0K | <0.1% | +1,855 | New | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 3,827 | $201.0K | <0.1% | +93+2.5% | Added | History |
| PODDInsulet Corp | Stock | 740 | $203.0K | <0.1% | +740 | New | History |
| SIVBSVB Financial Group | COM | 367 | $204.0K | <0.1% | +367 | New | History |
| FDXFedEx Corp | Stock | 688 | $205.0K | <0.1% | +688 | New | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 657 | $205.0K | <0.1% | +657 | New | – |
| iShares Tr464287184 | CHINA LG-CAP ETF | 4,426 | $205.0K | <0.1% | +4,426 | New | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 419 | $206.0K | <0.1% | +419 | New | History |
| OPRXOptimizeRx Corp | COM NEW | 3,334 | $206.0K | <0.1% | +3,334 | New | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 600 | $207.0K | <0.1% | +600 | New | History |
| FASTFastenal Co | Stock | 3,998 | $208.0K | <0.1% | −278−6.5% | Reduced | History |
| KFKorea Fund Inc | COM NEW | 4,501 | $208.0K | <0.1% | +4,501 | New | History |
| MCOMoodys Corp | Stock | 577 | $209.0K | <0.1% | +577 | New | History |
| PAYXPaychex Inc | Stock | 1,966 | $211.0K | <0.1% | −1,145−36.8% | Reduced | History |
| QTSQTS Realty Trust, Inc. | COM CL A | 2,735 | $211.0K | <0.1% | +2,735 | New | History |
| ProShares Tr74347B383 | ULTRASHRT S&P500 | 23,500 | $212.0K | <0.1% | +23,500 | New | – |
| Oaktree Acquisition Corp IIG6715X103 | CL A SHS | 21,500 | $212.0K | <0.1% | 00.0% | Unchanged | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 2,091 | $214.0K | <0.1% | +2,091 | New | – |
| ODFLOld Dominion Freight Line, Inc. | COM | 844 | $214.0K | <0.1% | +844 | New | History |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 2,405 | $216.0K | <0.1% | 00.0% | Unchanged | – |
| Khosla Ventures Acquisition482504107 | CL A | 22,000 | $218.0K | <0.1% | 00.0% | Unchanged | – |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 8,664 | $218.0K | <0.1% | 00.0% | Unchanged | – |
| ZSZscaler, Inc. | Stock | 1,014 | $219.0K | <0.1% | +1,014 | New | History |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 25,805 | $219.0K | <0.1% | −1,453−5.3% | Reduced | History |
| SYKStryker Corp | Stock | 852 | $221.0K | <0.1% | +22+2.7% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 2,355 | $221.0K | <0.1% | +2,355 | New | History |
| SPLKSplunk Inc | COM | 1,528 | $221.0K | <0.1% | +1,528 | New | History |
| New York Life Investments Et45409B800 | MERGE ARBIT ETF | 6,651 | $223.0K | <0.1% | 00.0% | Unchanged | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 21,106 | $224.0K | <0.1% | +1,000+5.0% | Added | History |
| AXONAxon Enterprise, Inc. | COM | 1,275 | $225.0K | <0.1% | −580−31.3% | Reduced | History |
| EFTEaton Vance Floating-Rate Income Trust | COM | 15,665 | $225.0K | <0.1% | −4,560−22.5% | Reduced | History |
| KKR Acquisition Holding I Co48253T208 | UNIT 99/99/9999 | 22,500 | $226.0K | <0.1% | 00.0% | Unchanged | – |
| EPDEnterprise Products Partners L.P. | Stock | 9,559 | $231.0K | <0.1% | −1,350−12.4% | Reduced | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 2,214 | $231.0K | <0.1% | +2,214 | New | – |
| MELIMercadolibre Inc | COM | 149 | $232.0K | <0.1% | +149 | New | History |
| SRESempra | Stock | 1,768 | $234.0K | <0.1% | −110−5.9% | Reduced | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 13,615 | $234.0K | <0.1% | +36+0.3% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,518 | $235.0K | <0.1% | +1,518 | New | – |
| OKTAOkta, Inc. | CL A | 962 | $235.0K | <0.1% | +962 | New | History |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 10,544 | $236.0K | <0.1% | +10,544 | New | – |
| MSMorgan Stanley | Stock | 2,604 | $239.0K | <0.1% | +2,604 | New | History |
| ProShares Tr74347B201 | PSHS ULTSH 20YRS | 12,945 | $244.0K | <0.1% | 00.0% | Unchanged | – |
| Schwab International Equity ETF808524805 | ETF | 6,253 | $247.0K | <0.1% | +6,253 | New | – |
| BUDAnheuser-Busch InBev SA/NV | ADR | 3,445 | $248.0K | <0.1% | −142−4.0% | Reduced | History |
| FFord Motor Co | Stock | 16,898 | $251.0K | <0.1% | +1,270+8.1% | Added | History |
| ETSYEtsy Inc | COM | 1,222 | $252.0K | <0.1% | −72−5.6% | Reduced | History |
| SPDR Index Shs FDS78463X103 | PORTFLO EURP ETF | 6,059 | $254.0K | <0.1% | +6,059 | New | – |
| T Rowe Price Exchange-Traded87283Q107 | PRICE BLUE CHIP | 8,069 | $255.0K | <0.1% | +8,069 | New | – |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 5,797 | $256.0K | <0.1% | +5,797 | New | – |
| RLIRli Corp | COM | 2,455 | $257.0K | <0.1% | 00.0% | Unchanged | History |
| CMICummins Inc | Stock | 1,058 | $258.0K | <0.1% | +1,058 | New | History |
| CLColgate Palmolive Co | Stock | 3,174 | $258.0K | <0.1% | +3,174 | New | History |
| PINSPinterest, Inc. | CL A | 3,282 | $259.0K | <0.1% | −11−0.3% | Reduced | History |
| MLPMaui Land & Pineapple Co Inc | COM | 25,000 | $268.0K | <0.1% | +25,000 | New | History |
| PLDPrologis, Inc. | REIT | 2,255 | $270.0K | <0.1% | +174+8.4% | Added | History |
| EAElectronic Arts Inc. | COM | 1,896 | $273.0K | <0.1% | −176−8.5% | Reduced | History |
| WPCW. P. Carey Inc. | COM | 3,673 | $274.0K | <0.1% | +836+29.5% | Added | History |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 2,347 | $276.0K | <0.1% | +333+16.5% | Added | – |
| JPMorgan Chase & Co46625H365 | ALERIAN ML ETN | 14,030 | $276.0K | <0.1% | −5,560−28.4% | Reduced | – |
| CARRCarrier Global Corp | Stock | 5,711 | $278.0K | <0.1% | +955+20.1% | Added | History |
| COINCoinbase Global, Inc. | COM CL A | 1,106 | $280.0K | <0.1% | +1,106 | New | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 3,185 | $280.0K | <0.1% | −214−6.3% | Reduced | – |
| ALKAlaska Air Group, Inc. | COM | 4,677 | $282.0K | <0.1% | +127+2.8% | Added | History |
| SHOPShopify Inc. | Stock | 194 | $283.0K | <0.1% | −4−2.0% | Reduced | History |
| GISGeneral Mills Inc | Stock | 4,710 | $287.0K | <0.1% | +291+6.6% | Added | History |
| MGMMGM Resorts International | Stock | 6,724 | $287.0K | <0.1% | +6,724 | New | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 5,700 | $287.0K | <0.1% | 00.0% | Unchanged | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 4,737 | $287.0K | <0.1% | +4,737 | New | – |
| MLMMartin Marietta Materials Inc | COM | 817 | $287.0K | <0.1% | −225−21.6% | Reduced | History |
| NLYAnnaly Capital Management Inc | COM | 32,469 | $288.0K | <0.1% | −786−2.4% | Reduced | History |
| GWWW.W. Grainger, Inc. | Stock | 666 | $292.0K | <0.1% | −47−6.6% | Reduced | History |
| LVSLas Vegas Sands Corp | COM | 5,550 | $292.0K | <0.1% | −194−3.4% | Reduced | History |
| PPLTabrdn Platinum ETF Trust | PHYSCL PLATM SHS | 2,908 | $292.0K | <0.1% | 00.0% | Unchanged | History |
| LAZRQLuminar Technologies, Inc. | COM CL A | 13,300 | $292.0K | <0.1% | 00.0% | Unchanged | History |
| iShares S&P 500 Value ETF464287408 | ETF | 1,992 | $294.0K | <0.1% | +1,992 | New | – |
| BUIBlackRock Utilities, Infrastructure & Power Opportunities Trust | COM | 11,736 | $302.0K | <0.1% | 00.0% | Unchanged | History |
| RSGRepublic Services, Inc. | COM | 2,761 | $304.0K | <0.1% | +119+4.5% | Added | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 17,145 | $306.0K | <0.1% | +26+0.2% | Added | History |
| PAYCPaycom Software, Inc. | Stock | 847 | $308.0K | <0.1% | −35−4.0% | Reduced | History |
| NOCNorthrop Grumman Corp | Stock | 852 | $310.0K | <0.1% | +72+9.2% | Added | History |
| ABNBAirbnb, Inc. | Stock | 2,029 | $311.0K | <0.1% | +2,029 | New | History |
| NETCloudflare, Inc. | CL A COM | 2,978 | $315.0K | <0.1% | +2,978 | New | History |
| LUVSouthwest Airlines Co | COM | 5,961 | $316.0K | <0.1% | −270−4.3% | Reduced | History |
| iShares Select Dividend ETF464287168 | ETF | 2,716 | $317.0K | <0.1% | +181+7.1% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 2,114 | $319.0K | <0.1% | +21+1.0% | Added | – |
| PFNPIMCO Income Strategy Fund II | COM | 29,532 | $324.0K | <0.1% | −15,338−34.2% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 4,500 | $327.0K | <0.1% | +4,500 | New | – |
| CDWCDW Corp | COM | 1,875 | $327.0K | <0.1% | −476−20.2% | Reduced | History |
Sold out since Q1 2021 (26)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 9,506 | $1.23M | 0.1% | – |
| Colony CR Real Estate Inc19625T101 | COM CL A | 121,465 | $1.03M | <0.1% | – |
| Colony Cap Inc New19626G108 | CL A COM | 140,903 | $913.0K | <0.1% | – |
| KKRKKR & Co. Inc. | COM | 16,518 | $807.0K | <0.1% | History |
| BXBlackstone Inc. | COM | 5,916 | $441.0K | <0.1% | History |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 3,295 | $361.0K | <0.1% | – |
| INVHInvitation Homes Inc. | COM | 8,897 | $285.0K | <0.1% | History |
| WMBWilliams Companies, Inc. | COM | 10,173 | $241.0K | <0.1% | History |
| VMOInvesco Municipal Opportunity Trust | COM | 17,697 | $233.0K | <0.1% | History |
| iShares Russell Top 200 Growth ETF464289438 | ETF | 1,727 | $232.0K | <0.1% | – |
| ERCAllspring Multi-Sector Income Fund | COM | 17,979 | $225.0K | <0.1% | History |
| BIDUBaidu, Inc. | ADR | 1,023 | $223.0K | <0.1% | History |
| ULUnilever PLC | SPON ADR NEW | 3,913 | $218.0K | <0.1% | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 46,646 | $216.0K | <0.1% | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 5,557 | $215.0K | <0.1% | History |
| VACMarriott Vacations Worldwide Corp | COM | 1,234 | $215.0K | <0.1% | History |
| Trebia Acquisition CorpG9027T109 | COM CL A | 21,000 | $209.0K | <0.1% | – |
| MARMarriott International Inc | Stock | 1,395 | $207.0K | <0.1% | History |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 14,458 | $206.0K | <0.1% | History |
| MCKMcKesson Corp | Stock | 1,050 | $205.0K | <0.1% | History |
| MFLBlackRock Muniholdings Investment Quality Fund | COM | 14,228 | $203.0K | <0.1% | History |
| HPEHewlett Packard Enterprise Co | COM | 11,502 | $181.0K | <0.1% | History |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 14,208 | $161.0K | <0.1% | History |
| CHWCalamos Global Dynamic Income Fund | COM | 10,000 | $102.0K | <0.1% | History |
| PSECProspect Capital Corp | COM | 12,947 | $99.0K | <0.1% | History |
| CLRBCellectar Biosciences, Inc. | COM PAR | 10,000 | $16.0K | <0.1% | History |