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Livermore
Livermore
ZHEN

Gabelli Funds LLC

SEC CIK
0001081407
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,402
+43 vs. Q2 2021
Portfolio value
$15.1B
−$607.7M (−3.9%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Gabelli Funds LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
PLUGPlug Power IncStock25,000$639.0K<0.1%00.0%UnchangedHistory
Independence Holdings CorpG4761A119UNIT 03/02/202664,100$639.0K<0.1%00.0%Unchanged–
DVDDover Motorsports LLCCOM265,100$642.0K<0.1%+11,100+4.4%AddedHistory
GENIGenius Sports LtdSHARES CL A34,500$644.0K<0.1%00.0%UnchangedHistory
GSKYGreenSky, Inc.CL A58,396$653.0K<0.1%+58,396NewHistory
VYXNCR Voyix CorpCOM17,000$659.0K<0.1%+12,500+277.8%AddedHistory
VCVisteon CorpCOM NEW7,000$661.0K<0.1%00.0%UnchangedHistory
Agrico Acquisition CorpG41089106CLASS A ORD SHS66,000$661.0K<0.1%+66,000New–
WMKWeis Markets IncCOM12,600$662.0K<0.1%−3,400−21.3%ReducedHistory
Paratek Pharmaceuticals, Inc.699374AB0CONVERTIBLE BOND–$662.0K<0.1%–––
OTMOOtonomo Technologies Ltd.ORDINARY SHARES140,000$669.0K<0.1%+140,000NewHistory
Ampco-Pittsburg Corp032037111*W EXP 08/01/202800,000$671.0K<0.1%00.0%Unchanged–
Credit Suisse Group225401108SPONSORED ADR68,300$673.0K<0.1%−10,900−13.8%Reduced–
EQHEquitable Holdings, Inc.COM23,000$682.0K<0.1%00.0%UnchangedHistory
CNNECannae Holdings, Inc.COM22,000$684.0K<0.1%00.0%UnchangedHistory
ARLPAlliance Resource Partners LPStock63,500$690.0K<0.1%+22,000+53.0%AddedHistory
LELands' End, Inc.COM30,000$706.0K<0.1%−5,000−14.3%ReducedHistory
GBTGlobal Blood Therapeutics, Inc.COM27,824$709.0K<0.1%−19,000−40.6%ReducedHistory
European Biotech Acqutn CorpG3167F102CLASS A ORD SHS73,303$711.0K<0.1%+73,303New–
Liberty Latin America Ltd.53069QAB5NOTE 2.000% 7/1–$714.0K<0.1%–––
MACAMoringa Acquisition CorpCL A SHS73,700$715.0K<0.1%+73,700NewHistory
Epiphany Technology Acquisit29429X109COM CL A73,400$717.0K<0.1%00.0%Unchanged–
OCAOmnichannel Acquisition Corp.COM CL A72,500$718.0K<0.1%00.0%UnchangedHistory
PRLBProto Labs IncCOM10,900$726.0K<0.1%+6,700+159.5%AddedHistory
TMACMusic Acquisition CorpCOM CLASS A74,700$727.0K<0.1%00.0%UnchangedHistory
Vectoiq Acquisition Corp II92244F109COM CL A75,300$731.0K<0.1%00.0%Unchanged–
MDH Acquisition Corp55283P106COM CL A74,600$735.0K<0.1%00.0%Unchanged–
MNTVMomentive Global Inc.COM37,500$735.0K<0.1%00.0%UnchangedHistory
WBSWebster Financial CorpCOM13,600$741.0K<0.1%00.0%UnchangedHistory
MATMattel IncCOM40,000$742.0K<0.1%−18,000−31.0%ReducedHistory
LEGHLegacy Housing CorpCOM41,423$744.0K<0.1%00.0%UnchangedHistory
HPXHPX Corp.SHS CL A76,394$752.0K<0.1%00.0%UnchangedHistory
Velocity Acquisition Corp92259E104COM CL A76,700$756.0K<0.1%+76,700New–
TNLTravel & Leisure Co.COM14,000$763.0K<0.1%00.0%UnchangedHistory
STLAStellantis N.V.SHS40,000$764.0K<0.1%00.0%UnchangedHistory
FNBFNB CorpCOM66,000$767.0K<0.1%00.0%UnchangedHistory
RRRRed Rock Resorts, Inc.CL A15,000$768.0K<0.1%−4,000−21.1%ReducedHistory
DGNUDragoneer Growth Opportunities Corp. IIICL A SHS78,600$770.0K<0.1%00.0%UnchangedHistory
Silver Spike Acquisitn CorpG8201H105CLASS A ORD SHS78,577$770.0K<0.1%+78,577New–
Sierra Metals Inc82639W106COM430,000$774.0K<0.1%+90,000+26.5%Added–
SUPSuperior Industries International IncCOM110,000$776.0K<0.1%00.0%UnchangedHistory
VATEINNOVATE Corp.COM190,000$779.0K<0.1%00.0%UnchangedHistory
Zimmer Energy Transition Acq989570106COM CL A80,800$786.0K<0.1%+80,800New–
Acropolis Infrastructure Acq005029103CL A81,611$790.0K<0.1%+81,611New–
CLFCleveland-Cliffs Inc.COM40,000$792.0K<0.1%00.0%UnchangedHistory
MSMMSC Industrial Direct Co IncCL A9,900$794.0K<0.1%00.0%UnchangedHistory
Rice Acquisition Corp IIG75529100SHS CL A80,900$802.0K<0.1%+80,900New–
OPKOpko Health, Inc.COM221,000$807.0K<0.1%00.0%UnchangedHistory
BLUEbluebird bio, Inc.COM42,233$807.0K<0.1%−13,000−23.5%ReducedHistory
CCLDCareCloud, Inc.COM106,100$808.0K<0.1%+59,075+125.6%AddedHistory
RYNRayonier IncCOM23,000$821.0K<0.1%−12,000−34.3%ReducedHistory
CPECallon Petroleum CoCOM17,000$834.0K<0.1%−1,500−8.1%ReducedHistory
Liberty Media Corp Del531229AF9NOTE 1.000% 1/3–$837.0K<0.1%–––
LMNRLimoneira COCOM52,000$841.0K<0.1%+26,600+104.7%AddedHistory
IECIec Electronics CorpCOM55,080$844.0K<0.1%+55,080NewHistory
ACBIAtlantic Capital Bancshares, Inc.COM32,000$848.0K<0.1%+32,000NewHistory
SNASnap-on IncCOM4,100$857.0K<0.1%+1,800+78.3%AddedHistory
MTUSMetallus Inc.COM66,000$863.0K<0.1%00.0%UnchangedHistory
Bannix Acquisition Corp066644204UNIT 07/31/202684,282$864.0K<0.1%+84,282New–
TIGOMillicom International Cellular SACOM STK24,000$868.0K<0.1%−1,500−5.9%ReducedHistory
E Merge Technology Acquisiti26873Y104COM CL A88,600$870.0K<0.1%00.0%Unchanged–
MSAMSA Safety IncCOM6,000$874.0K<0.1%00.0%UnchangedHistory
OGNOrganon & Co.Stock26,675$875.0K<0.1%−9,601−26.5%ReducedHistory
HXLHexcel CorpCOM14,800$879.0K<0.1%−400−2.6%ReducedHistory
EOSEEos Energy Enterprises, Inc.COM CL A63,254$887.0K<0.1%−7,471−10.6%ReducedHistory
INGRIngredion IncCOM10,000$890.0K<0.1%00.0%UnchangedHistory
NVGSNavigator Holdings Ltd.SHS100,053$890.0K<0.1%+5,000+5.3%AddedHistory
SHAKShake Shack Inc.CL A11,400$894.0K<0.1%00.0%UnchangedHistory
ORANYOrangeSPONSORED ADR82,600$895.0K<0.1%+2,000+2.5%AddedHistory
Atlantica Sustainable Infr PG0751N103SHS26,000$897.0K<0.1%00.0%Unchanged–
Marlin Business Services Corp571157106COM40,380$898.0K<0.1%00.0%Unchanged–
Accelerate Acquisition Corp.00439D102COM CL A92,400$899.0K<0.1%+92,400New–
IINIntricon CorpCOM50,000$908.0K<0.1%−57,800−53.6%ReducedHistory
TREELendingTree, Inc.COM6,500$909.0K<0.1%00.0%UnchangedHistory
Pine Is Acquisition Corp722615101CL A93,111$909.0K<0.1%00.0%Unchanged–
LINLinde PLCSHS3,100$909.0K<0.1%−150−4.6%ReducedHistory
SAMBoston Beer Co IncCL A1,800$918.0K<0.1%00.0%UnchangedHistory
INSEInspired Entertainment, Inc.COM78,500$918.0K<0.1%00.0%UnchangedHistory
ALGNAlign Technology IncCOM1,400$932.0K<0.1%−200−12.5%ReducedHistory
GTNGray Media, IncCOM41,000$936.0K<0.1%00.0%UnchangedHistory
LEALear CorpCOM NEW6,000$939.0K<0.1%00.0%UnchangedHistory
ARTNAArtesian Resources CorpCL A24,700$943.0K<0.1%00.0%UnchangedHistory
GDS Hldgs Ltd36165LAB4NOTE 2.000% 6/0–$943.0K<0.1%–––
CHPTChargePoint Holdings, Inc.COM CL A47,450$949.0K<0.1%+40,150+550.0%AddedHistory
Heritage Ins Hldgs Inc42727JAB8CONVERTIBLE BOND–$950.0K<0.1%–––
IHRTiHeartMedia, Inc.COM CL A38,000$951.0K<0.1%00.0%UnchangedHistory
HASIHA Sustainable Infrastructure Capital, Inc.COM18,000$963.0K<0.1%00.0%UnchangedHistory
PPCPilgrims Pride CorpStock33,227$966.0K<0.1%+18,727+129.2%AddedHistory
Graf Acquisition Corp IV384272100COM100,396$973.0K<0.1%+100,396New–
CFCF Industries Holdings, Inc.COM17,500$977.0K<0.1%−5,500−23.9%ReducedHistory
PENNPENN Entertainment, Inc.COM13,500$978.0K<0.1%−1,300−8.8%ReducedHistory
Pebblebrook Hotel Tr70509VAA8NOTE 1.750%12/1–$979.0K<0.1%–––
JBTMJBT Marel CorpCOM7,000$984.0K<0.1%−4,000−36.4%ReducedHistory
WHWyndham Hotels & Resorts, Inc.COM12,750$984.0K<0.1%00.0%UnchangedHistory
Sandbridge X2 Corp799792106COM CLASS A102,300$993.0K<0.1%+102,300New–
Austerlitz Acquisition CorpG0633U101COM CL A102,000$995.0K<0.1%+102,000New–
ALYAFAlithya Group incCL A SUB VTG383,000$996.0K<0.1%−10,000−2.5%ReducedHistory
TFCTruist Financial CorpCOM17,000$997.0K<0.1%00.0%UnchangedHistory
DOCHealthpeak Properties, Inc.COM30,000$1.00M<0.1%00.0%UnchangedHistory
ISLEIsleworth Healthcare Acquisition Corp.COM102,300$1.01M<0.1%00.0%UnchangedHistory

Sold out since Q2 2021 (126)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 126 by value last quarter.

Positions of Gabelli Funds LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
NAVNavistar International CorpCOM1,790,875$79.7M0.5%History
ALXNAlexion Pharmaceuticals, Inc.COM295,915$54.4M0.3%History
WORKSlack Technologies, Inc.COM CL A815,860$36.1M0.2%History
PFPTProofpoint IncCOM200,538$34.8M0.2%History
HOMEAt Home Group Inc.COM918,285$33.8M0.2%History
LMNXLuminex CorpCOM638,931$23.5M0.1%History
MXIMMaxim Integrated Products IncCOM222,940$23.5M0.1%History
TLNDTalend S.A.ADS343,419$22.5M0.1%History
USCRU.S. Concrete, Inc.COM294,401$21.7M0.1%History
MSG Network Inc553573106CL A1,259,750$18.4M0.1%–
UBERUber Technologies, IncStock330,914$16.6M0.1%History
PRAHPRA Health Sciences, Inc.COM100,000$16.5M0.1%History
QTSQTS Realty Trust, Inc.COM CL A182,920$14.1M0.1%History
CNSTConstellation Pharmaceuticals IncCOM380,583$12.9M0.1%History
GRAW R Grace & CoCOM166,965$11.5M0.1%History
Fly Leasing Ltd34407D109SPONSORED ADR663,888$11.2M0.1%–
ORBCOMM Inc.68555P100COM752,170$8.45M0.1%–
KINKindred Biosciences, Inc.COM848,344$7.78M<0.1%History
CBBCincinnati Bell IncCOM NEW503,495$7.76M<0.1%History
TERTeradyne, IncStock57,000$7.64M<0.1%History
SYKESykes Enterprises IncCOM125,708$6.75M<0.1%History
Sogou Inc83409V104ADR REPSTG A667,694$5.70M<0.1%–
Teladoc Health, Inc.87918AAF2NOTE 1.250% 6/0–$5.50M<0.1%–
Chimera Invt Corp16934QAA7CONVERTIBLE BOND–$5.17M<0.1%–
KAMAN Corp483548AF0NOTE 3.250% 5/0–$5.00M<0.1%–
RingCentral, Inc.76680RAF4NOTE 3/0–$4.78M<0.1%–
Just Eat Takeaway Com N V48214T305SPONSORED ADS247,711$4.52M<0.1%–
Watford Hldgs LtdG94787101SHS128,234$4.49M<0.1%–
AUAngloGold Ashanti PLCSPONSORED ADR215,000$4.00M<0.1%History
IAGIamgold CorpCOM1,290,000$3.81M<0.1%History
Supernus Pharmaceuticals, Inc.868459AD0NOTE 0.625% 4/0–$3.76M<0.1%–
Exfo Inc302046107SUB VTG SHS597,034$3.55M<0.1%–
SWISolarWinds CorpCOM197,000$3.33M<0.1%History
CORECore-Mark Holding Company, LLCCOM73,804$3.32M<0.1%History
Theravance Biopharma, Inc.88339KAA0NOTE 3.250%11/0–$2.86M<0.1%–
Gores Hldgs V Inc382864106COM CL A282,000$2.85M<0.1%–
MMACMMA Capital Holdings, LLCCOM91,130$2.48M<0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN124,294$2.35M<0.1%–
CPNGCoupang, Inc.CL A49,634$2.08M<0.1%History
Knowles Corp49926DAB5NOTE 3.250%11/0–$2.01M<0.1%–
HFCHollyFrontier CorpCOM52,100$1.71M<0.1%History
Tech and Energy Transition87823R201UNIT 03/31/2028153,635$1.53M<0.1%–
Pine Technology Acquisitn Co722850203UNIT 03/31/2028141,000$1.40M<0.1%–
Golden Path Acquisition CorpG4028H139UNIT 01/31/2028134,900$1.36M<0.1%–
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/9999135,094$1.35M<0.1%–
Mountain Crest Acquisition Corp. IV62403K207UNIT 06/29/2026133,600$1.33M<0.1%–
Mountain Crest Acquisition Corp. III62402U206UNIT 99/99/9999124,563$1.25M<0.1%–
Software Acquisitn Grup Inc83407F101COM CL A120,000$1.19M<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026114,907$1.14M<0.1%–
ALSKAlaska Communications Systems Group IncCOM335,694$1.12M<0.1%History
Lakeshore Acquisition I Corp.G53521129UNIT 06/04/2026107,600$1.10M<0.1%–
Model Performance Acquisition CorpG6246M113UNIT 04/29/2026105,600$1.10M<0.1%–
Blue Safari Grp Acquisitn CoG1195R122UNIT 06/10/2026109,577$1.09M<0.1%–
Colicity Inc194170205UNIT 02/24/2026106,882$1.08M<0.1%–
GIGINTERNATIONAL1 Inc37518W205UNIT 05/19/2026107,000$1.07M<0.1%–
Oceantech Acquisitions I Cor675507206UNIT 05/12/2026106,900$1.07M<0.1%–
Forum Merger IV Corp349875203UNIT 03/15/2028104,297$1.04M<0.1%–
Austerlitz Acquisition CorpG0633U119UNIT 99/99/9999102,000$1.03M<0.1%–
Sandbridge X2 Corp799792205UNIT 99/99/9999102,300$1.02M<0.1%–
Mission Advancement Corp60501L200UNIT 99/99/9999102,200$1.02M<0.1%–
SHSPSharpSpring, Inc.COM55,279$934.0K<0.1%History
Accelerate Acquisition Corp.00439D201UNIT 99/99/999992,400$932.0K<0.1%–
Rice Acquisition Corp IIG75529118UNIT 99/99/999980,900$827.0K<0.1%–
ZTAQUZimmer Energy Transition Acquisition Corp.UNIT 06/16/202680,800$820.0K<0.1%History
Silver Spike Acquisitn CorpG8201H121UNIT 02/26/202678,577$794.0K<0.1%–
Velocity Acquisition Corp92259E203UNIT 99/99/999976,700$763.0K<0.1%–
Slam Corp.G8210L113UNIT 99/99/999976,476$763.0K<0.1%–
ARMKAramarkCOM20,000$745.0K<0.1%History
Moringa Acquisition CorpG6S23K116UNIT 02/16/202673,700$734.0K<0.1%–
European Biotech Acqutn CorpG3167F110UNIT 03/09/202673,303$733.0K<0.1%–
Pershing Square Tontine Hldg71531R109COM CL A30,000$683.0K<0.1%–
B Riley Principal 150 Merger05601V202UNIT 99/99/999962,400$632.0K<0.1%–
PROSProSight Global, Inc.COM49,500$632.0K<0.1%History
RTXRTX CorpStock7,000$597.0K<0.1%History
Goldenbridge Acquisition LtdG3970D112UNIT 03/02/202652,600$550.0K<0.1%–
Ace Global Business Acqu LtdG0083E128UNIT 03/26/202652,700$544.0K<0.1%–
Jaws Juggernaut Acquisitn CoG50735128UNIT 06/17/202654,000$543.0K<0.1%–
SPK Aquisition Corp848651204UNIT 05/13/202653,700$538.0K<0.1%–
Fortress Value Acquisi Corp34964K207UNIT 03/31/202851,300$513.0K<0.1%–
Warrior Technologies Acqui C936273200UNIT 03/31/202850,900$512.0K<0.1%–
DHB Capital Corp23291W208UNIT 03/31/202850,900$510.0K<0.1%–
Fusion Acquisition Corp. II36118N201UNIT 02/29/202851,000$509.0K<0.1%–
Sportstek Acquisition Corp849196209UNIT 02/16/202849,000$490.0K<0.1%–
KKR Acquisition Holding I Co48253T208UNIT 99/99/999946,564$468.0K<0.1%–
INGNInogen IncCOM6,900$450.0K<0.1%History
Frontier Acquisition Corp.G36826116UNIT 03/01/202638,400$384.0K<0.1%–
UNPUnion Pacific CorpStock1,740$383.0K<0.1%History
DLTRDollar Tree, Inc.COM3,825$381.0K<0.1%History
Motive Capital CorpG6293A129UNIT 99/99/999934,700$348.0K<0.1%–
RXR Acquisition Corp74981W206UNIT 01/01/202530,700$306.0K<0.1%–
Blue WTR Acquisition Corp09607T104COM CL A26,513$267.0K<0.1%–
MRNAModerna, Inc.Stock1,095$257.0K<0.1%History
Arrowroot Acquisition Corp04282M201UNIT 01/29/202625,500$256.0K<0.1%–
Cartesian Growth CorpG19276123UNIT 02/26/202825,631$256.0K<0.1%–
ABMDAbiomed IncCOM800$250.0K<0.1%History
Locust Walk Acquisition Corp54015L301UNIT 12/31/202524,400$249.0K<0.1%–
Healthcare Capital Corp42228C200UNIT 12/31/202524,600$246.0K<0.1%–
KNLKnoll IncCOM NEW9,000$234.0K<0.1%History
DOYUDouYu International Holdings LtdSPONSORED ADS34,118$233.0K<0.1%History
PAHCPhibro Animal Health CorpCL A COM8,000$231.0K<0.1%History