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Livermore
Livermore
ZHEN

Gabelli Funds LLC

SEC CIK
0001081407
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,402
+43 vs. Q2 2021
Portfolio value
$15.1B
−$607.7M (−3.9%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Gabelli Funds LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
CNXCNX Resources CorpCOM35,000$442.0K<0.1%00.0%UnchangedHistory
ARNCArconic CorpCOM14,000$442.0K<0.1%00.0%UnchangedHistory
OLEDUniversal Display CorpCOM2,600$444.0K<0.1%+1,400+116.7%AddedHistory
GDRXGoodRx Holdings, Inc.COM CL A10,919$448.0K<0.1%00.0%UnchangedHistory
Pioneer Merger Corp.G7S24C103CL A SHS45,329$450.0K<0.1%00.0%Unchanged–
KKR Acquisition Holding I Co48253T109COM CLASS A46,564$454.0K<0.1%+46,564New–
VICRVicor CorpCOM3,400$456.0K<0.1%−1,100−24.4%ReducedHistory
ASIXAdvanSix Inc.COM11,500$457.0K<0.1%00.0%UnchangedHistory
HAEHaemonetics CorpCOM6,500$459.0K<0.1%00.0%UnchangedHistory
SFMSprouts Farmers Market, Inc.COM20,000$463.0K<0.1%00.0%UnchangedHistory
CMTLComtech Telecommunications CorpCOM NEW18,151$465.0K<0.1%+5,187+40.0%AddedHistory
AXTAAxalta Coating Systems Ltd.COM16,000$467.0K<0.1%00.0%UnchangedHistory
OWLBlue Owl Capital Inc.COM CL A30,000$467.0K<0.1%+30,000NewHistory
CAKECheesecake Factory IncCOM10,000$470.0K<0.1%00.0%UnchangedHistory
Oaktree Acquisition Corp IIG6715X103CL A SHS48,100$471.0K<0.1%00.0%Unchanged–
SCOBScION Tech Growth IICL A SHS48,364$472.0K<0.1%00.0%UnchangedHistory
ANATAmerican National Group IncCOM NEW2,500$473.0K<0.1%+2,500NewHistory
ACMAecomCOM7,500$474.0K<0.1%00.0%UnchangedHistory
LHCLeo Holdings Corp. IICOM CL A48,942$477.0K<0.1%00.0%UnchangedHistory
Yucaipa Acquisition CorpG9879L105COM48,300$477.0K<0.1%00.0%Unchanged–
Science Strategic Acq Alpha808641104COM CL A49,200$478.0K<0.1%00.0%Unchanged–
Sportstek Acquisition Corp849196100COM CL A49,000$478.0K<0.1%+49,000New–
Deep Lake Capital Acqustn CoG27029100CL A SHS49,200$479.0K<0.1%00.0%Unchanged–
Falcon Minerals Corp30607B109CL A COM102,223$480.0K<0.1%00.0%Unchanged–
Vy Global GrowthG9444H100COM CL A48,900$480.0K<0.1%00.0%Unchanged–
Spartan Acquisition Corp. III84677R106COM CL A48,600$480.0K<0.1%00.0%Unchanged–
Healthcare Services Acqu Cor42227K104COM CL A49,300$481.0K<0.1%00.0%Unchanged–
TROXTronox Holdings plcSHS19,554$482.0K<0.1%+19,554NewHistory
Avanti Acquisition CorpG0682V109SHS CL A49,200$482.0K<0.1%00.0%Unchanged–
Ithax Acquisition CorpG49775102CL A SHS49,400$482.0K<0.1%00.0%Unchanged–
MPMP Materials Corp.COM CL A15,000$483.0K<0.1%00.0%UnchangedHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT38,000$483.0K<0.1%−8,000−17.4%ReducedHistory
COOLCorner Growth Acquisition Corp.CL A SHS49,500$483.0K<0.1%00.0%UnchangedHistory
Atlas Crest Investment Corp049287105COM CL A49,600$484.0K<0.1%00.0%Unchanged–
Ares Acquisition CorporationG33032106COM CL A49,729$484.0K<0.1%00.0%Unchanged–
JWSMFJaws Mustang Acquisition CorpSHS CL A49,729$485.0K<0.1%00.0%UnchangedHistory
KRNLKernel Group Holdings, Inc.CL A SHS49,800$485.0K<0.1%00.0%UnchangedHistory
Insu Acquisition Corp III457817104COM CL A49,500$486.0K<0.1%00.0%Unchanged–
NJRNew Jersey Resources CorpStock14,000$487.0K<0.1%00.0%UnchangedHistory
PRPCCC Neuberger Principal Holdings IIISHS CL A49,800$487.0K<0.1%00.0%UnchangedHistory
SCUSculptor Capital Management, Inc.COM CL A17,500$488.0K<0.1%00.0%UnchangedHistory
ELMDElectromed, Inc.Stock45,236$489.0K<0.1%00.0%UnchangedHistory
CF Acquisition Corp V12520R106CL A49,500$490.0K<0.1%00.0%Unchanged–
CLVSClovis Oncology, Inc.COM109,900$490.0K<0.1%+5,000+4.8%AddedHistory
MYPSPLAYSTUDIOS, Inc.CLASS A COM107,846$492.0K<0.1%−4,200−3.7%ReducedHistory
DHB Capital Corp23291W109CL A COM50,900$494.0K<0.1%+50,900New–
FSNBFusion Acquisition Corp. IICOM CL A51,000$495.0K<0.1%+51,000NewHistory
Warrior Technologies Acqui C936273101COM CL A50,900$499.0K<0.1%+50,900New–
ACBAAce Global Business Acquisition LtdORDINARY SHARES49,651$499.0K<0.1%+49,651NewHistory
VAQCVector Acquisition Corp IICL A SHS51,241$500.0K<0.1%00.0%UnchangedHistory
FVIVFortress Value Acquisition Corp. IVCOM CL A51,300$500.0K<0.1%+51,300NewHistory
MOAltria Group, Inc.Stock11,000$501.0K<0.1%00.0%UnchangedHistory
AAgilent Technologies, Inc.COM3,200$504.0K<0.1%+400+14.3%AddedHistory
Northern Star Invest Corp IV66575B200UNIT 02/25/202851,100$504.0K<0.1%00.0%Unchanged–
AXSAxis Capital Holdings LtdSHS11,000$506.0K<0.1%+600+5.8%AddedHistory
Triple-S Mgmt Corp896749108CL B14,343$507.0K<0.1%+14,343New–
Square Inc852234AF0NOTE 0.125% 3/0–$509.0K<0.1%–––
LCIILci IndustriesCOM3,800$512.0K<0.1%00.0%UnchangedHistory
BBGIBeasley Broadcast Group IncCL A191,893$512.0K<0.1%+8,466+4.6%AddedHistory
CRMSalesforce, Inc.Stock1,925$522.0K<0.1%00.0%UnchangedHistory
Goldenbridge Acquisition LtdG3970D104SHS52,600$522.0K<0.1%+52,600New–
Jaws Juggernaut Acquisitn CoG50735102CLASS A ORD SHS54,000$523.0K<0.1%+54,000New–
EXASExact Sciences CorpCOM5,558$531.0K<0.1%+226+4.2%AddedHistory
SPK Aquisition Corp848651105COM53,700$531.0K<0.1%+53,700New–
IRTCiRhythm Holdings, Inc.COM9,200$539.0K<0.1%+9,200NewHistory
RADIRadius Global Infrastructure, Inc.COM CL A33,000$539.0K<0.1%+33,000NewHistory
UGUnited Guardian IncCOM38,000$540.0K<0.1%00.0%UnchangedHistory
Cleantech Acquisition Corp18453L107COM54,400$540.0K<0.1%+54,400New–
PZNPzena Investment Management, Inc.CLASS A55,000$541.0K<0.1%00.0%UnchangedHistory
SHOOSteven Madden, Ltd.COM13,500$542.0K<0.1%00.0%UnchangedHistory
CLOEClover Leaf Capital Corp.COM CL A54,400$542.0K<0.1%+54,400NewHistory
IESCIES Holdings, Inc.COM12,000$548.0K<0.1%+5,000+71.4%AddedHistory
CNSLConsolidated Communications Holdings, Inc.COM60,000$551.0K<0.1%−8,000−11.8%ReducedHistory
Kismet Acquisition Three CorG5276C128UNIT 99/99/999955,900$553.0K<0.1%+55,900New–
KOFCoca Cola Femsa SAB de CVSPONS ADS REP10,000$563.0K<0.1%00.0%UnchangedHistory
CVGWCalavo Growers IncCOM15,000$574.0K<0.1%00.0%UnchangedHistory
DTMDT Midstream, Inc.COMMON STOCK12,500$578.0K<0.1%+12,500NewHistory
CACCCredit Acceptance CorpCOM1,000$585.0K<0.1%00.0%UnchangedHistory
Turmeric Acquisition CorpG9127T108CL A60,000$587.0K<0.1%00.0%Unchanged–
UBSUBS Group AGStock37,000$590.0K<0.1%00.0%UnchangedHistory
CWENClearway Energy, Inc.CL C19,500$590.0K<0.1%+19,500NewHistory
Crown PropTech AcquisitionsG25741102SHS CL A60,700$592.0K<0.1%00.0%Unchanged–
Progress Acquisition Corp.74327P105COM CL A60,700$595.0K<0.1%00.0%Unchanged–
CLDBCortland Bancorp IncCOM21,600$597.0K<0.1%00.0%UnchangedHistory
Enable Midstream Partners, LP292480100COM UNIT RP IN74,661$606.0K<0.1%00.0%Unchanged–
B Riley Principal 150 Merger05601V103COM CL A62,400$608.0K<0.1%+62,400New–
LTHMLivent Corp.COM26,339$609.0K<0.1%+3,986+17.8%AddedHistory
Growth Cap Acquisition Corp39986V107CL A62,000$613.0K<0.1%00.0%Unchanged–
LMF Acquisition Opportunit I502015100CL A COM61,096$613.0K<0.1%00.0%Unchanged–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS63,000$614.0K<0.1%−6,020−8.7%ReducedHistory
FFord Motor CoStock44,000$623.0K<0.1%−6,000−12.0%ReducedHistory
CFIVCF Acquisition Corp. IVCOM CL A64,033$623.0K<0.1%00.0%UnchangedHistory
Trebia Acquisition CorpG9027T109COM CL A62,898$623.0K<0.1%−10,400−14.2%Reduced–
MFINMedallion Financial CorpCOM80,000$627.0K<0.1%00.0%UnchangedHistory
Equity Distr Acquisition Cor29465E106COM CL A63,947$628.0K<0.1%00.0%Unchanged–
IIIVi3 Verticals, Inc.COM CL A26,000$629.0K<0.1%+5,000+23.8%AddedHistory
BLNKBlink Charging Co.COM22,000$629.0K<0.1%+22,000NewHistory
UUnity Software Inc.COM5,000$631.0K<0.1%00.0%UnchangedHistory
AMPAmeriprise Financial IncCOM2,400$634.0K<0.1%00.0%UnchangedHistory
DLHCDLH Holdings Corp.COM51,718$636.0K<0.1%−1,282−2.4%ReducedHistory

Sold out since Q2 2021 (126)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 126 by value last quarter.

Positions of Gabelli Funds LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
NAVNavistar International CorpCOM1,790,875$79.7M0.5%History
ALXNAlexion Pharmaceuticals, Inc.COM295,915$54.4M0.3%History
WORKSlack Technologies, Inc.COM CL A815,860$36.1M0.2%History
PFPTProofpoint IncCOM200,538$34.8M0.2%History
HOMEAt Home Group Inc.COM918,285$33.8M0.2%History
LMNXLuminex CorpCOM638,931$23.5M0.1%History
MXIMMaxim Integrated Products IncCOM222,940$23.5M0.1%History
TLNDTalend S.A.ADS343,419$22.5M0.1%History
USCRU.S. Concrete, Inc.COM294,401$21.7M0.1%History
MSG Network Inc553573106CL A1,259,750$18.4M0.1%–
UBERUber Technologies, IncStock330,914$16.6M0.1%History
PRAHPRA Health Sciences, Inc.COM100,000$16.5M0.1%History
QTSQTS Realty Trust, Inc.COM CL A182,920$14.1M0.1%History
CNSTConstellation Pharmaceuticals IncCOM380,583$12.9M0.1%History
GRAW R Grace & CoCOM166,965$11.5M0.1%History
Fly Leasing Ltd34407D109SPONSORED ADR663,888$11.2M0.1%–
ORBCOMM Inc.68555P100COM752,170$8.45M0.1%–
KINKindred Biosciences, Inc.COM848,344$7.78M<0.1%History
CBBCincinnati Bell IncCOM NEW503,495$7.76M<0.1%History
TERTeradyne, IncStock57,000$7.64M<0.1%History
SYKESykes Enterprises IncCOM125,708$6.75M<0.1%History
Sogou Inc83409V104ADR REPSTG A667,694$5.70M<0.1%–
Teladoc Health, Inc.87918AAF2NOTE 1.250% 6/0–$5.50M<0.1%–
Chimera Invt Corp16934QAA7CONVERTIBLE BOND–$5.17M<0.1%–
KAMAN Corp483548AF0NOTE 3.250% 5/0–$5.00M<0.1%–
RingCentral, Inc.76680RAF4NOTE 3/0–$4.78M<0.1%–
Just Eat Takeaway Com N V48214T305SPONSORED ADS247,711$4.52M<0.1%–
Watford Hldgs LtdG94787101SHS128,234$4.49M<0.1%–
AUAngloGold Ashanti PLCSPONSORED ADR215,000$4.00M<0.1%History
IAGIamgold CorpCOM1,290,000$3.81M<0.1%History
Supernus Pharmaceuticals, Inc.868459AD0NOTE 0.625% 4/0–$3.76M<0.1%–
Exfo Inc302046107SUB VTG SHS597,034$3.55M<0.1%–
SWISolarWinds CorpCOM197,000$3.33M<0.1%History
CORECore-Mark Holding Company, LLCCOM73,804$3.32M<0.1%History
Theravance Biopharma, Inc.88339KAA0NOTE 3.250%11/0–$2.86M<0.1%–
Gores Hldgs V Inc382864106COM CL A282,000$2.85M<0.1%–
MMACMMA Capital Holdings, LLCCOM91,130$2.48M<0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN124,294$2.35M<0.1%–
CPNGCoupang, Inc.CL A49,634$2.08M<0.1%History
Knowles Corp49926DAB5NOTE 3.250%11/0–$2.01M<0.1%–
HFCHollyFrontier CorpCOM52,100$1.71M<0.1%History
Tech and Energy Transition87823R201UNIT 03/31/2028153,635$1.53M<0.1%–
Pine Technology Acquisitn Co722850203UNIT 03/31/2028141,000$1.40M<0.1%–
Golden Path Acquisition CorpG4028H139UNIT 01/31/2028134,900$1.36M<0.1%–
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/9999135,094$1.35M<0.1%–
Mountain Crest Acquisition Corp. IV62403K207UNIT 06/29/2026133,600$1.33M<0.1%–
Mountain Crest Acquisition Corp. III62402U206UNIT 99/99/9999124,563$1.25M<0.1%–
Software Acquisitn Grup Inc83407F101COM CL A120,000$1.19M<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026114,907$1.14M<0.1%–
ALSKAlaska Communications Systems Group IncCOM335,694$1.12M<0.1%History
Lakeshore Acquisition I Corp.G53521129UNIT 06/04/2026107,600$1.10M<0.1%–
Model Performance Acquisition CorpG6246M113UNIT 04/29/2026105,600$1.10M<0.1%–
Blue Safari Grp Acquisitn CoG1195R122UNIT 06/10/2026109,577$1.09M<0.1%–
Colicity Inc194170205UNIT 02/24/2026106,882$1.08M<0.1%–
GIGINTERNATIONAL1 Inc37518W205UNIT 05/19/2026107,000$1.07M<0.1%–
Oceantech Acquisitions I Cor675507206UNIT 05/12/2026106,900$1.07M<0.1%–
Forum Merger IV Corp349875203UNIT 03/15/2028104,297$1.04M<0.1%–
Austerlitz Acquisition CorpG0633U119UNIT 99/99/9999102,000$1.03M<0.1%–
Sandbridge X2 Corp799792205UNIT 99/99/9999102,300$1.02M<0.1%–
Mission Advancement Corp60501L200UNIT 99/99/9999102,200$1.02M<0.1%–
SHSPSharpSpring, Inc.COM55,279$934.0K<0.1%History
Accelerate Acquisition Corp.00439D201UNIT 99/99/999992,400$932.0K<0.1%–
Rice Acquisition Corp IIG75529118UNIT 99/99/999980,900$827.0K<0.1%–
ZTAQUZimmer Energy Transition Acquisition Corp.UNIT 06/16/202680,800$820.0K<0.1%History
Silver Spike Acquisitn CorpG8201H121UNIT 02/26/202678,577$794.0K<0.1%–
Velocity Acquisition Corp92259E203UNIT 99/99/999976,700$763.0K<0.1%–
Slam Corp.G8210L113UNIT 99/99/999976,476$763.0K<0.1%–
ARMKAramarkCOM20,000$745.0K<0.1%History
Moringa Acquisition CorpG6S23K116UNIT 02/16/202673,700$734.0K<0.1%–
European Biotech Acqutn CorpG3167F110UNIT 03/09/202673,303$733.0K<0.1%–
Pershing Square Tontine Hldg71531R109COM CL A30,000$683.0K<0.1%–
B Riley Principal 150 Merger05601V202UNIT 99/99/999962,400$632.0K<0.1%–
PROSProSight Global, Inc.COM49,500$632.0K<0.1%History
RTXRTX CorpStock7,000$597.0K<0.1%History
Goldenbridge Acquisition LtdG3970D112UNIT 03/02/202652,600$550.0K<0.1%–
Ace Global Business Acqu LtdG0083E128UNIT 03/26/202652,700$544.0K<0.1%–
Jaws Juggernaut Acquisitn CoG50735128UNIT 06/17/202654,000$543.0K<0.1%–
SPK Aquisition Corp848651204UNIT 05/13/202653,700$538.0K<0.1%–
Fortress Value Acquisi Corp34964K207UNIT 03/31/202851,300$513.0K<0.1%–
Warrior Technologies Acqui C936273200UNIT 03/31/202850,900$512.0K<0.1%–
DHB Capital Corp23291W208UNIT 03/31/202850,900$510.0K<0.1%–
Fusion Acquisition Corp. II36118N201UNIT 02/29/202851,000$509.0K<0.1%–
Sportstek Acquisition Corp849196209UNIT 02/16/202849,000$490.0K<0.1%–
KKR Acquisition Holding I Co48253T208UNIT 99/99/999946,564$468.0K<0.1%–
INGNInogen IncCOM6,900$450.0K<0.1%History
Frontier Acquisition Corp.G36826116UNIT 03/01/202638,400$384.0K<0.1%–
UNPUnion Pacific CorpStock1,740$383.0K<0.1%History
DLTRDollar Tree, Inc.COM3,825$381.0K<0.1%History
Motive Capital CorpG6293A129UNIT 99/99/999934,700$348.0K<0.1%–
RXR Acquisition Corp74981W206UNIT 01/01/202530,700$306.0K<0.1%–
Blue WTR Acquisition Corp09607T104COM CL A26,513$267.0K<0.1%–
MRNAModerna, Inc.Stock1,095$257.0K<0.1%History
Arrowroot Acquisition Corp04282M201UNIT 01/29/202625,500$256.0K<0.1%–
Cartesian Growth CorpG19276123UNIT 02/26/202825,631$256.0K<0.1%–
ABMDAbiomed IncCOM800$250.0K<0.1%History
Locust Walk Acquisition Corp54015L301UNIT 12/31/202524,400$249.0K<0.1%–
Healthcare Capital Corp42228C200UNIT 12/31/202524,600$246.0K<0.1%–
KNLKnoll IncCOM NEW9,000$234.0K<0.1%History
DOYUDouYu International Holdings LtdSPONSORED ADS34,118$233.0K<0.1%History
PAHCPhibro Animal Health CorpCL A COM8,000$231.0K<0.1%History