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Livermore
Livermore
ZHEN

Gabelli Funds LLC

SEC CIK
0001081407
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,402
+43 vs. Q2 2021
Portfolio value
$15.1B
−$607.7M (−3.9%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Gabelli Funds LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Mountain Crest Acqusitn CRP62403K116RIGHT 06/29/2026133,600$53.0K<0.1%+133,600New–
Churchill Capital Corp VII17144M110*W EXP 02/29/20258,973$54.0K<0.1%00.0%Unchanged–
Citic Capital Acquisition CoG21513117*W EXP 01/17/20274,423$59.0K<0.1%−29,163−28.2%Reduced–
PLAYSTUDIOS, Inc.72815G116*W EXP 06/17/20277,065$59.0K<0.1%00.0%Unchanged–
IVACIntevac IncCOM12,604$60.0K<0.1%+1,604+14.6%AddedHistory
Mountain Crest Acqstn Corp I62402U115RIGHT 05/14/2026124,563$62.0K<0.1%+124,563New–
Breeze Holdings Acquisitn Co106762115*W EXP 05/25/202121,400$63.0K<0.1%00.0%Unchanged–
Tastemaker Acquisition Corp876545112*W EXP 01/07/20296,849$63.0K<0.1%00.0%Unchanged–
CEPLCapstone Energy Plus, Inc.COM13,300$64.0K<0.1%+13,300NewHistory
SANWS&W Seed CoCOM25,000$65.0K<0.1%+2,000+8.7%AddedHistory
ENICEnel Chile S.A.SPONSORED ADR28,000$67.0K<0.1%00.0%UnchangedHistory
ASPUAspen Group, Inc.COM NEW12,000$67.0K<0.1%+12,000NewHistory
Ventoux CCM Acquisition Corp92280L119*W EXP 09/30/202288,000$69.0K<0.1%00.0%Unchanged–
ENDPEndo International plcSHS22,700$74.0K<0.1%00.0%UnchangedHistory
SCORComscore, Inc.COM22,000$86.0K<0.1%+7,200+48.6%AddedHistory
UTIUniversal Technical Institute IncCOM15,000$101.0K<0.1%00.0%UnchangedHistory
GS Acquisition Hldgs Corp II36258Q113*W EXP 06/30/20247,213$101.0K<0.1%−49,600−51.2%Reduced–
SBEASBEA Merger Sub LLCCOM CL A10,300$101.0K<0.1%+10,300NewHistory
Brookline Cap Acquisition Co11374E104COM10,229$102.0K<0.1%00.0%Unchanged–
Roth CH Acquisition III Co77867Q102COM10,300$102.0K<0.1%00.0%Unchanged–
AEA-Bridges Impact Corp.G01046104SHS CL A10,460$102.0K<0.1%+10,460New–
Gores Technology Partners II38287L206UNIT 03/16/202810,300$103.0K<0.1%00.0%Unchanged–
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR15,948$105.0K<0.1%+436+2.8%AddedHistory
CDZICadiz IncCOM NEW15,000$106.0K<0.1%00.0%UnchangedHistory
TRECTrecora ResourcesCOM13,000$106.0K<0.1%00.0%UnchangedHistory
ACCOAcco Brands CorpCOM13,000$112.0K<0.1%00.0%UnchangedHistory
ECORelectroCore, Inc.COM102,000$115.0K<0.1%+20,000+24.4%AddedHistory
Priveterra Acquisition Corp74275N201UNIT 99/99/999912,200$121.0K<0.1%00.0%Unchanged–
ACNTAscent Industries Co.COM11,114$122.0K<0.1%+114+1.0%AddedHistory
Churchill Capital Corp VI17143W200UNIT 99/99/999912,200$122.0K<0.1%00.0%Unchanged–
CF Acquisition Corp VI12521J202UNIT 99/99/999912,500$123.0K<0.1%00.0%Unchanged–
TCVATCV Acquisition Corp.CL A SHS13,100$128.0K<0.1%00.0%UnchangedHistory
BARKBark, Inc.COM19,000$130.0K<0.1%+19,000NewHistory
TSQTownsquare Media, Inc.CL A10,000$131.0K<0.1%+10,000NewHistory
TISITeam IncCOM43,500$131.0K<0.1%−49,500−53.2%ReducedHistory
Spartacus Acquisition Corp84677L117*W EXP 10/31/20285,000$135.0K<0.1%00.0%Unchanged–
Aries I Acquisition CorpG0542N115UNIT 03/18/202613,300$135.0K<0.1%00.0%Unchanged–
CFFNCapitol Federal Financial, Inc.COM12,000$138.0K<0.1%00.0%UnchangedHistory
VALEVale S.A.SPONSORED ADS10,000$140.0K<0.1%00.0%UnchangedHistory
Lionheart Acquisition Corp I53625R112*W EXP 02/14/202163,082$140.0K<0.1%−18,868−10.4%Reduced–
Medicus Sciences AcquisitionG5960S108CL A SHS14,600$142.0K<0.1%00.0%Unchanged–
Gigcapital 5 Inc37519U208UNIT 99/99/999914,000$144.0K<0.1%+14,000New–
INGING Groep NVSPONSORED ADR10,062$146.0K<0.1%+10,062NewHistory
Primavera Capital Acquist CoG7255E125UNIT 01/19/202614,800$147.0K<0.1%00.0%Unchanged–
TEOTelecom Argentina SASPON ADR REP B31,000$153.0K<0.1%00.0%UnchangedHistory
Micro Focus Intl PLC594837403SPON ADR NEW29,036$158.0K<0.1%00.0%Unchanged–
Nocturne Acquisition CorpG6580S122UNIT 02/25/202615,800$163.0K<0.1%00.0%Unchanged–
Enel Americas S A29274F104SPONSORED ADR28,000$164.0K<0.1%00.0%Unchanged–
Alpha Capital Acquisition CoG0316P114UNIT 02/16/202617,500$169.0K<0.1%00.0%Unchanged–
GRSDGRANDSTAND LtdORDINARY SHARES18,853$172.0K<0.1%+18,853NewHistory
Liberty Media Acquisition Corp53073L112*W EXP 01/22/202121,093$176.0K<0.1%00.0%Unchanged–
Mobile Telesystems PJSC607409109SPONSORED ADR19,250$186.0K<0.1%00.0%Unchanged–
DAKTDaktronics IncCOM34,600$188.0K<0.1%00.0%UnchangedHistory
Class Acceleration Corp18274B205UNIT 99/99/999919,700$196.0K<0.1%00.0%Unchanged–
AGSPlayAGS, Inc.COM25,000$197.0K<0.1%+5,000+25.0%AddedHistory
EJFAEJF Acquisition Corp.CL A SHS20,500$202.0K<0.1%+20,500NewHistory
BVNBuenaventura Mining Co IncSPONSORED ADR30,000$203.0K<0.1%00.0%UnchangedHistory
BGFVBig 5 Sporting Goods CorpCOM9,000$207.0K<0.1%00.0%UnchangedHistory
MEDPMedpace Holdings, Inc.COM1,100$208.0K<0.1%−600−35.3%ReducedHistory
VPGVishay Precision Group, Inc.COM6,000$209.0K<0.1%00.0%UnchangedHistory
PRTKParatek Pharmaceuticals, Inc.COM43,000$209.0K<0.1%+33,000+330.0%AddedHistory
Waldencast Acquisition CorpG9460C126UNIT 03/11/202620,600$209.0K<0.1%00.0%Unchanged–
CMICummins IncStock937$210.0K<0.1%−12,614−93.1%ReducedHistory
RDIReading International IncCL A41,600$210.0K<0.1%+9,770+30.7%AddedHistory
AYXAlteryx, Inc.COM CL A2,900$212.0K<0.1%00.0%UnchangedHistory
NAKNorthern Dynasty Minerals LtdCOM NEW477,100$219.0K<0.1%00.0%UnchangedHistory
VACMarriott Vacations Worldwide CorpCOM1,400$220.0K<0.1%−200−12.5%ReducedHistory
LFCRLifecore Biomedical, Inc.COM24,500$226.0K<0.1%−14,500−37.2%ReducedHistory
NVTAInvitae CorpCOM8,000$227.0K<0.1%+500+6.7%AddedHistory
RGTRoyce Global Trust, Inc.COM14,985$232.0K<0.1%00.0%UnchangedHistory
CWHCamping World Holdings, Inc.CL A6,000$233.0K<0.1%+6,000NewHistory
Occidental Pete Corp WT Exp 080327674599162Stock19,830$235.0K<0.1%−6,625−25.0%Reduced–
MMM3M CoStock1,340$235.0K<0.1%+85+6.8%AddedHistory
WDCWestern Digital CorpCOM4,200$237.0K<0.1%−100−2.3%ReducedHistory
BNEDBarnes & Noble Education, Inc.COM24,000$240.0K<0.1%00.0%UnchangedHistory
FACA.UFigure Acquisition Corp. IUNIT 99/99/999925,000$240.0K<0.1%00.0%UnchangedHistory
Pivotal Investment Corp III72582M205UNIT 01/28/202824,300$240.0K<0.1%00.0%Unchanged–
GKOSGLAUKOS CorpCOM5,000$241.0K<0.1%+5,000NewHistory
Fortress Capital Acquisition CorpG36427113UNIT 99/99/999924,600$241.0K<0.1%00.0%Unchanged–
Rosecliff Acquisition Corp I77732R202UNIT 99/99/999924,500$243.0K<0.1%00.0%Unchanged–
D and Z Media Acquisition Co23305Q205UNIT 99/99/999924,600$244.0K<0.1%00.0%Unchanged–
Bridgetown 2 Holdings LtdG1355V103CL A24,600$244.0K<0.1%00.0%Unchanged–
Finserv Acquisition Corp. II31809Y202UNIT 02/17/202624,900$246.0K<0.1%00.0%Unchanged–
Monument Circle Acquisitn Co61531M200UNIT 01/14/202624,600$246.0K<0.1%00.0%Unchanged–
7GC & Co Holdings Inc81786A206UNIT 12/23/202524,578$246.0K<0.1%00.0%Unchanged–
New Vista Acquisition CorpG6529L113UNIT 02/01/202624,600$246.0K<0.1%00.0%Unchanged–
Biotech Acquisition CompanyG1125A124UNIT 11/30/202724,600$247.0K<0.1%00.0%Unchanged–
Itiquira Acquisition CorpG49773123UNIT 02/03/202624,800$247.0K<0.1%00.0%Unchanged–
Arrowroot Acquisition Corp04282M102CL A COM25,500$247.0K<0.1%+25,500New–
Silver Crest Acquisition CorG81355110UNIT 12/15/202524,600$248.0K<0.1%00.0%Unchanged–
BELFBBel Fuse IncCL B20,000$249.0K<0.1%+20,000NewHistory
26 Capital Acquisition Corp.90138P209UNIT 12/31/202724,600$249.0K<0.1%00.0%Unchanged–
BMBLBumble Inc.COM CL A5,000$250.0K<0.1%+5,000NewHistory
TCMDTactile Systems Technology IncCOM5,615$250.0K<0.1%00.0%UnchangedHistory
HumanCo Acquisition Corp.44487N208UNIT 12/08/202324,426$250.0K<0.1%00.0%Unchanged–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT5,000$250.0K<0.1%+1,000+25.0%AddedHistory
Kludein I Acquisition Corp49878L208UNIT 99/99/999924,600$250.0K<0.1%00.0%Unchanged–
Northern Star Invest Corp II66574L209UNIT 02/25/202825,500$251.0K<0.1%00.0%Unchanged–
KEKimball Electronics, Inc.Stock9,788$252.0K<0.1%+9,788NewHistory
890 5th Ave Partners Inc28250A105COM CL A25,400$252.0K<0.1%00.0%Unchanged–

Sold out since Q2 2021 (126)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 126 by value last quarter.

Positions of Gabelli Funds LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
NAVNavistar International CorpCOM1,790,875$79.7M0.5%History
ALXNAlexion Pharmaceuticals, Inc.COM295,915$54.4M0.3%History
WORKSlack Technologies, Inc.COM CL A815,860$36.1M0.2%History
PFPTProofpoint IncCOM200,538$34.8M0.2%History
HOMEAt Home Group Inc.COM918,285$33.8M0.2%History
LMNXLuminex CorpCOM638,931$23.5M0.1%History
MXIMMaxim Integrated Products IncCOM222,940$23.5M0.1%History
TLNDTalend S.A.ADS343,419$22.5M0.1%History
USCRU.S. Concrete, Inc.COM294,401$21.7M0.1%History
MSG Network Inc553573106CL A1,259,750$18.4M0.1%–
UBERUber Technologies, IncStock330,914$16.6M0.1%History
PRAHPRA Health Sciences, Inc.COM100,000$16.5M0.1%History
QTSQTS Realty Trust, Inc.COM CL A182,920$14.1M0.1%History
CNSTConstellation Pharmaceuticals IncCOM380,583$12.9M0.1%History
GRAW R Grace & CoCOM166,965$11.5M0.1%History
Fly Leasing Ltd34407D109SPONSORED ADR663,888$11.2M0.1%–
ORBCOMM Inc.68555P100COM752,170$8.45M0.1%–
KINKindred Biosciences, Inc.COM848,344$7.78M<0.1%History
CBBCincinnati Bell IncCOM NEW503,495$7.76M<0.1%History
TERTeradyne, IncStock57,000$7.64M<0.1%History
SYKESykes Enterprises IncCOM125,708$6.75M<0.1%History
Sogou Inc83409V104ADR REPSTG A667,694$5.70M<0.1%–
Teladoc Health, Inc.87918AAF2NOTE 1.250% 6/0–$5.50M<0.1%–
Chimera Invt Corp16934QAA7CONVERTIBLE BOND–$5.17M<0.1%–
KAMAN Corp483548AF0NOTE 3.250% 5/0–$5.00M<0.1%–
RingCentral, Inc.76680RAF4NOTE 3/0–$4.78M<0.1%–
Just Eat Takeaway Com N V48214T305SPONSORED ADS247,711$4.52M<0.1%–
Watford Hldgs LtdG94787101SHS128,234$4.49M<0.1%–
AUAngloGold Ashanti PLCSPONSORED ADR215,000$4.00M<0.1%History
IAGIamgold CorpCOM1,290,000$3.81M<0.1%History
Supernus Pharmaceuticals, Inc.868459AD0NOTE 0.625% 4/0–$3.76M<0.1%–
Exfo Inc302046107SUB VTG SHS597,034$3.55M<0.1%–
SWISolarWinds CorpCOM197,000$3.33M<0.1%History
CORECore-Mark Holding Company, LLCCOM73,804$3.32M<0.1%History
Theravance Biopharma, Inc.88339KAA0NOTE 3.250%11/0–$2.86M<0.1%–
Gores Hldgs V Inc382864106COM CL A282,000$2.85M<0.1%–
MMACMMA Capital Holdings, LLCCOM91,130$2.48M<0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN124,294$2.35M<0.1%–
CPNGCoupang, Inc.CL A49,634$2.08M<0.1%History
Knowles Corp49926DAB5NOTE 3.250%11/0–$2.01M<0.1%–
HFCHollyFrontier CorpCOM52,100$1.71M<0.1%History
Tech and Energy Transition87823R201UNIT 03/31/2028153,635$1.53M<0.1%–
Pine Technology Acquisitn Co722850203UNIT 03/31/2028141,000$1.40M<0.1%–
Golden Path Acquisition CorpG4028H139UNIT 01/31/2028134,900$1.36M<0.1%–
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/9999135,094$1.35M<0.1%–
Mountain Crest Acquisition Corp. IV62403K207UNIT 06/29/2026133,600$1.33M<0.1%–
Mountain Crest Acquisition Corp. III62402U206UNIT 99/99/9999124,563$1.25M<0.1%–
Software Acquisitn Grup Inc83407F101COM CL A120,000$1.19M<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026114,907$1.14M<0.1%–
ALSKAlaska Communications Systems Group IncCOM335,694$1.12M<0.1%History
Lakeshore Acquisition I Corp.G53521129UNIT 06/04/2026107,600$1.10M<0.1%–
Model Performance Acquisition CorpG6246M113UNIT 04/29/2026105,600$1.10M<0.1%–
Blue Safari Grp Acquisitn CoG1195R122UNIT 06/10/2026109,577$1.09M<0.1%–
Colicity Inc194170205UNIT 02/24/2026106,882$1.08M<0.1%–
GIGINTERNATIONAL1 Inc37518W205UNIT 05/19/2026107,000$1.07M<0.1%–
Oceantech Acquisitions I Cor675507206UNIT 05/12/2026106,900$1.07M<0.1%–
Forum Merger IV Corp349875203UNIT 03/15/2028104,297$1.04M<0.1%–
Austerlitz Acquisition CorpG0633U119UNIT 99/99/9999102,000$1.03M<0.1%–
Sandbridge X2 Corp799792205UNIT 99/99/9999102,300$1.02M<0.1%–
Mission Advancement Corp60501L200UNIT 99/99/9999102,200$1.02M<0.1%–
SHSPSharpSpring, Inc.COM55,279$934.0K<0.1%History
Accelerate Acquisition Corp.00439D201UNIT 99/99/999992,400$932.0K<0.1%–
Rice Acquisition Corp IIG75529118UNIT 99/99/999980,900$827.0K<0.1%–
ZTAQUZimmer Energy Transition Acquisition Corp.UNIT 06/16/202680,800$820.0K<0.1%History
Silver Spike Acquisitn CorpG8201H121UNIT 02/26/202678,577$794.0K<0.1%–
Velocity Acquisition Corp92259E203UNIT 99/99/999976,700$763.0K<0.1%–
Slam Corp.G8210L113UNIT 99/99/999976,476$763.0K<0.1%–
ARMKAramarkCOM20,000$745.0K<0.1%History
Moringa Acquisition CorpG6S23K116UNIT 02/16/202673,700$734.0K<0.1%–
European Biotech Acqutn CorpG3167F110UNIT 03/09/202673,303$733.0K<0.1%–
Pershing Square Tontine Hldg71531R109COM CL A30,000$683.0K<0.1%–
B Riley Principal 150 Merger05601V202UNIT 99/99/999962,400$632.0K<0.1%–
PROSProSight Global, Inc.COM49,500$632.0K<0.1%History
RTXRTX CorpStock7,000$597.0K<0.1%History
Goldenbridge Acquisition LtdG3970D112UNIT 03/02/202652,600$550.0K<0.1%–
Ace Global Business Acqu LtdG0083E128UNIT 03/26/202652,700$544.0K<0.1%–
Jaws Juggernaut Acquisitn CoG50735128UNIT 06/17/202654,000$543.0K<0.1%–
SPK Aquisition Corp848651204UNIT 05/13/202653,700$538.0K<0.1%–
Fortress Value Acquisi Corp34964K207UNIT 03/31/202851,300$513.0K<0.1%–
Warrior Technologies Acqui C936273200UNIT 03/31/202850,900$512.0K<0.1%–
DHB Capital Corp23291W208UNIT 03/31/202850,900$510.0K<0.1%–
Fusion Acquisition Corp. II36118N201UNIT 02/29/202851,000$509.0K<0.1%–
Sportstek Acquisition Corp849196209UNIT 02/16/202849,000$490.0K<0.1%–
KKR Acquisition Holding I Co48253T208UNIT 99/99/999946,564$468.0K<0.1%–
INGNInogen IncCOM6,900$450.0K<0.1%History
Frontier Acquisition Corp.G36826116UNIT 03/01/202638,400$384.0K<0.1%–
UNPUnion Pacific CorpStock1,740$383.0K<0.1%History
DLTRDollar Tree, Inc.COM3,825$381.0K<0.1%History
Motive Capital CorpG6293A129UNIT 99/99/999934,700$348.0K<0.1%–
RXR Acquisition Corp74981W206UNIT 01/01/202530,700$306.0K<0.1%–
Blue WTR Acquisition Corp09607T104COM CL A26,513$267.0K<0.1%–
MRNAModerna, Inc.Stock1,095$257.0K<0.1%History
Arrowroot Acquisition Corp04282M201UNIT 01/29/202625,500$256.0K<0.1%–
Cartesian Growth CorpG19276123UNIT 02/26/202825,631$256.0K<0.1%–
ABMDAbiomed IncCOM800$250.0K<0.1%History
Locust Walk Acquisition Corp54015L301UNIT 12/31/202524,400$249.0K<0.1%–
Healthcare Capital Corp42228C200UNIT 12/31/202524,600$246.0K<0.1%–
KNLKnoll IncCOM NEW9,000$234.0K<0.1%History
DOYUDouYu International Holdings LtdSPONSORED ADS34,118$233.0K<0.1%History
PAHCPhibro Animal Health CorpCL A COM8,000$231.0K<0.1%History