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Gabelli Funds LLC

SEC CIK
0001081407
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,402
+43 vs. Q2 2021
Portfolio value
$15.1B
−$607.7M (−3.9%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Gabelli Funds LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Arrowroot Acquisition Corp04282M110*W EXP 03/02/20212,750$7.00K<0.1%+12,750New–
Leo Hldgs Corp IIG5463R128*W EXP 01/07/20212,235$8.00K<0.1%00.0%Unchanged–
CPTKWCrown PropTech Acquisitions*W EXP 99/99/99920,232$10.0K<0.1%00.0%UnchangedHistory
Atlas Crest Investment Corp049287113*W EXP 02/03/20212,400$11.0K<0.1%00.0%Unchanged–
Oaktree Acquisition Corp IIG6715X111*W EXP 09/15/20212,025$11.0K<0.1%00.0%Unchanged–
DHB Capital Corp23291W117*W EXP 03/31/20216,966$11.0K<0.1%+16,966New–
Fusion Acquisition Corp. II36118N110*W EXP 02/29/20216,999$11.0K<0.1%+16,999New–
KKR Acquisition Holding I Co48253T117*W EXP 99/99/99911,640$11.0K<0.1%+11,640New–
ScION Tech Growth IIG31070116*W EXP 01/28/20216,121$11.0K<0.1%00.0%Unchanged–
Science Strategic Acq Alpha808641112*W EXP 01/20/20216,399$12.0K<0.1%00.0%Unchanged–
Atlantic Ave Acquisition Cor04906P119*W EXP 10/06/20219,450$13.0K<0.1%00.0%Unchanged–
Delwinds Ins Acquisition Cor24803C110*W EXP 08/01/20219,500$13.0K<0.1%00.0%Unchanged–
Corner Growth Acquisition Corp.G2425N113*W EXP 99/99/99916,499$13.0K<0.1%00.0%Unchanged–
Poema Global Holdings CorpG7154B115*W EXP 01/08/20214,057$13.0K<0.1%−10,500−42.8%Reduced–
Goldenbridge Acquisition LtdG3970D120*W EXP 10/28/20252,600$13.0K<0.1%+52,600New–
Cleantech Acquisition Corp18453L115*W EXP 07/30/20227,199$13.0K<0.1%+27,199New–
Cleantech Acquisition Corp18453L123RIGHT 10/15/202654,400$13.0K<0.1%+54,400New–
JWSWFJaws Mustang Acquisition Corp*W EXP 01/30/20212,432$14.0K<0.1%00.0%UnchangedHistory
Turmeric Acquisition CorpG9127T124*W EXP 10/08/20219,999$14.0K<0.1%00.0%Unchanged–
Warrior Technologies Acqui C936273119*W EXP 03/31/20225,450$14.0K<0.1%+25,450New–
ZSANZosano Pharma CorpCOM NEW21,297$15.0K<0.1%00.0%UnchangedHistory
Kernel Group Holdings, Inc.G5259L129*W EXP 02/02/20224,900$15.0K<0.1%00.0%Unchanged–
Yunhong IntlG98882130RIGHT 01/31/202780,786$15.0K<0.1%00.0%Unchanged–
European Biotech Acqutn CorpG3167F128*W EXP 03/06/20224,434$15.0K<0.1%+24,434New–
Agrico Acquisition CorpG41089114*W EXP 03/31/20232,999$15.0K<0.1%+32,999New–
Healthcare Services Acqu Cor42227K112*W EXP 99/99/99924,649$16.0K<0.1%00.0%Unchanged–
Insu Acquisition Corp III457817112*W EXP 12/31/20216,499$16.0K<0.1%00.0%Unchanged–
RMTIRockwell Medical, Inc.COM26,121$16.0K<0.1%00.0%UnchangedHistory
Ithax Acquisition CorpG49775128*W EXP 02/01/20224,700$16.0K<0.1%00.0%Unchanged–
B Riley Principal 150 Merger05601V111*W EXP 03/01/20220,800$16.0K<0.1%+20,800New–
Jaws Juggernaut Acquisitn CoG50735110*W EXP 06/17/20213,499$16.0K<0.1%+13,499New–
MDH Acquisition Corp55283P114*W EXP 02/02/20230,012$17.0K<0.1%−7,287−19.5%Reduced–
Progress Acquisition Corp.74327P113*W EXP 11/11/20230,349$17.0K<0.1%00.0%Unchanged–
Colicity Inc194170114*W EXP 02/24/20221,375$17.0K<0.1%+21,375New–
Goldenbridge Acquisition LtdG3970D138RIGHT 10/28/202552,600$17.0K<0.1%+52,600New–
Slam Corp.G8210L121*W EXP 02/23/20219,118$17.0K<0.1%+19,118New–
CF Acquisition Corp. IV12520T110*W EXP 12/31/20221,343$18.0K<0.1%00.0%Unchanged–
GVPGse Systems IncCOM13,000$19.0K<0.1%00.0%UnchangedHistory
Deep Lake Capital Acqustn CoG27029118*W EXP 01/04/20224,599$19.0K<0.1%00.0%Unchanged–
Firstmark Horizon Acquisitio33765Y119*W EXP 09/26/20216,166$20.0K<0.1%00.0%Unchanged–
Avanti Acquisition CorpG0682V125*W EXP 99/99/99930,400$20.0K<0.1%00.0%Unchanged–
Mission Advancement Corp60501L119*W EXP 03/05/20234,066$20.0K<0.1%+34,066New–
Property Solutions Acquisiti74350A116*W EXP 03/01/20228,726$20.0K<0.1%+28,726New–
Social Capital Hedosopha HLDG82514111*W EXP 09/26/20212,124$21.0K<0.1%00.0%Unchanged–
Silver Spike Acquisitn CorpG8201H113*W EXP 02/26/20219,643$21.0K<0.1%+19,643New–
SPK Aquisition Corp848651113RIGHT 05/13/202653,700$21.0K<0.1%+53,700New–
E Merge Technology Acquisiti26873Y112*W EXP 07/30/20231,266$22.0K<0.1%00.0%Unchanged–
Epiphany Technology Acquisit29429X117*W EXP 01/12/20224,466$22.0K<0.1%00.0%Unchanged–
Equity Distr Acquisition Cor29465E114*W EXP 09/09/20224,033$22.0K<0.1%00.0%Unchanged–
Periphas Capital Partnering Corp713895118*W EXP 12/10/20214,274$22.0K<0.1%00.0%Unchanged–
Horizon Acquisition CorporatG46044114*W EXP 10/19/20224,032$22.0K<0.1%00.0%Unchanged–
Sportstek Acquisition Corp849196118*W EXP 02/16/20224,500$22.0K<0.1%+24,500New–
Moringa Acquisition CorpG6S23K124*W EXP 02/22/20236,850$22.0K<0.1%+36,850New–
GROVWGrove Collaborative Holdings, Inc.*W EXP 03/13/20227,018$23.0K<0.1%+27,018NewHistory
Clover Leaf Capital Corp.18915E121RIGHT 05/31/202854,400$23.0K<0.1%+54,400New–
Graf Acquisition Corp IV384272118*W EXP 05/31/20220,079$23.0K<0.1%+20,079New–
Zimmer Energy Transition Acq989570114*W EXP 06/16/20226,932$24.0K<0.1%+26,932New–
Breeze Holdings Acquisitn Co106762123RIGHT 05/23/2022121,400$25.0K<0.1%00.0%Unchanged–
Ace Global Business Acqu LtdG0083E110*W EXP 02/20/20251,521$25.0K<0.1%+51,521New–
Acropolis Infrastructure Acq005029111*W EXP 03/30/20227,203$25.0K<0.1%+27,203New–
APTXAptinyx Inc.COM10,901$26.0K<0.1%00.0%UnchangedHistory
CALACalithera Biosciences, Inc.COM12,150$26.0K<0.1%00.0%UnchangedHistory
Go Acquisition Corp362019119*W EXP 08/31/20235,466$26.0K<0.1%00.0%Unchanged–
Pine Is Acquisition Corp722615119*W EXP 10/19/20231,933$27.0K<0.1%00.0%Unchanged–
HPX Corp.G32219126*W EXP 07/14/20241,700$27.0K<0.1%00.0%Unchanged–
Forum Merger IV Corp349875112*W EXP 03/15/20226,073$27.0K<0.1%+26,073New–
Sandbridge X2 Corp799792114*W EXP 03/11/20234,099$27.0K<0.1%+34,099New–
Austerlitz Acquisition CorpG0633U127*W EXP 02/19/20225,499$27.0K<0.1%+25,499New–
Isleworth Healthcare Acqu Co46468P110*W EXP 08/02/20251,149$28.0K<0.1%00.0%Unchanged–
LMF Acquisition Opportunit I502015118*W EXP 01/26/20261,096$28.0K<0.1%00.0%Unchanged–
The Music Acquisition Corp62752R118*W EXP 02/05/20237,350$28.0K<0.1%00.0%Unchanged–
TLG Acquisition One Corp87257M116*W EXP 01/25/20249,433$28.0K<0.1%00.0%Unchanged–
Accelerate Acquisition Corp.00439D110*W EXP 06/15/20230,799$29.0K<0.1%+30,799New–
ScION Tech Growth IG31067112*W EXP 11/01/20241,399$32.0K<0.1%00.0%Unchanged–
Rice Acquisition Corp IIG75529126*W EXP 99/99/99920,224$32.0K<0.1%+20,224New–
Pine Technology Acquisitn Co722850112*W EXP 03/31/20246,999$33.0K<0.1%+46,999New–
Jatt Acquisition CorpG50752123*W EXP 07/19/20254,300$33.0K<0.1%+54,300New–
Tech and Energy Transition87823R110*W EXP 03/31/20251,211$34.0K<0.1%+51,211New–
RENORenovare Environmental, Inc.COM25,282$35.0K<0.1%−9,718−27.8%ReducedHistory
Vickers Vantage Corp IG9440B115*W EXP 09/15/20269,549$35.0K<0.1%00.0%Unchanged–
Viveon Health Acquisition Co92853V122RIGHT 12/31/2025176,200$37.0K<0.1%00.0%Unchanged–
Blue Safari Grp Acquisitn CoG1195R130RIGHT 09/24/2026109,577$37.0K<0.1%+109,577New–
Elliott Opportunity II Corp.G30092111*W EXP 03/02/20234,072$37.0K<0.1%+34,072New–
LCILannett Co IncCOM12,569$38.0K<0.1%00.0%UnchangedHistory
Senior Connect Acquisitn Cor81723H116*W EXP 12/31/20256,599$40.0K<0.1%00.0%Unchanged–
LFWDLifeward Ltd.SHS27,064$41.0K<0.1%00.0%UnchangedHistory
VYGRVoyager Therapeutics, Inc.COM16,481$43.0K<0.1%00.0%UnchangedHistory
CONX Corp.212873111*W EXP 10/30/20237,118$43.0K<0.1%00.0%Unchanged–
Cohn Robbins Holdings CorpG23726113*W EXP 08/28/20247,928$43.0K<0.1%00.0%Unchanged–
Viveon Health Acquisition Co92853V114*W EXP 99/99/999176,200$44.0K<0.1%00.0%Unchanged–
H.I.G. Acquisition Corp.G44898123*W EXP 99/99/99964,732$44.0K<0.1%00.0%Unchanged–
Lakeshore Acquisition I Corp.G53521111*W EXP 07/15/20280,699$44.0K<0.1%+80,699New–
Social Capital Hedosopha HLDG8251L113*W EXP 09/26/20224,296$45.0K<0.1%00.0%Unchanged–
GIGINTERNATIONAL1 Inc37518W114*W EXP 04/19/20253,500$45.0K<0.1%+53,500New–
Proptech Investment Corp II743497117*W EXP 12/08/20254,633$46.0K<0.1%00.0%Unchanged–
Apollo Strategic Growth CaptG0411R114*W EXP 10/29/20256,133$46.0K<0.1%00.0%Unchanged–
Oceantech Acquisitions I Cor675507115*W EXP 99/99/999106,900$47.0K<0.1%+106,900New–
Ventoux CCM Acquisition Corp92280L127RIGHT 99/99/9999288,000$50.0K<0.1%00.0%Unchanged–
Kins Technology Group Inc49714K117*W EXP 10/14/20281,946$53.0K<0.1%00.0%Unchanged–
CC Neuberger Prin Hldgs IIG3166T111*W EXP 07/29/20252,649$53.0K<0.1%00.0%Unchanged–

Sold out since Q2 2021 (126)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 126 by value last quarter.

Positions of Gabelli Funds LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
NAVNavistar International CorpCOM1,790,875$79.7M0.5%History
ALXNAlexion Pharmaceuticals, Inc.COM295,915$54.4M0.3%History
WORKSlack Technologies, Inc.COM CL A815,860$36.1M0.2%History
PFPTProofpoint IncCOM200,538$34.8M0.2%History
HOMEAt Home Group Inc.COM918,285$33.8M0.2%History
LMNXLuminex CorpCOM638,931$23.5M0.1%History
MXIMMaxim Integrated Products IncCOM222,940$23.5M0.1%History
TLNDTalend S.A.ADS343,419$22.5M0.1%History
USCRU.S. Concrete, Inc.COM294,401$21.7M0.1%History
MSG Network Inc553573106CL A1,259,750$18.4M0.1%–
UBERUber Technologies, IncStock330,914$16.6M0.1%History
PRAHPRA Health Sciences, Inc.COM100,000$16.5M0.1%History
QTSQTS Realty Trust, Inc.COM CL A182,920$14.1M0.1%History
CNSTConstellation Pharmaceuticals IncCOM380,583$12.9M0.1%History
GRAW R Grace & CoCOM166,965$11.5M0.1%History
Fly Leasing Ltd34407D109SPONSORED ADR663,888$11.2M0.1%–
ORBCOMM Inc.68555P100COM752,170$8.45M0.1%–
KINKindred Biosciences, Inc.COM848,344$7.78M<0.1%History
CBBCincinnati Bell IncCOM NEW503,495$7.76M<0.1%History
TERTeradyne, IncStock57,000$7.64M<0.1%History
SYKESykes Enterprises IncCOM125,708$6.75M<0.1%History
Sogou Inc83409V104ADR REPSTG A667,694$5.70M<0.1%–
Teladoc Health, Inc.87918AAF2NOTE 1.250% 6/0–$5.50M<0.1%–
Chimera Invt Corp16934QAA7CONVERTIBLE BOND–$5.17M<0.1%–
KAMAN Corp483548AF0NOTE 3.250% 5/0–$5.00M<0.1%–
RingCentral, Inc.76680RAF4NOTE 3/0–$4.78M<0.1%–
Just Eat Takeaway Com N V48214T305SPONSORED ADS247,711$4.52M<0.1%–
Watford Hldgs LtdG94787101SHS128,234$4.49M<0.1%–
AUAngloGold Ashanti PLCSPONSORED ADR215,000$4.00M<0.1%History
IAGIamgold CorpCOM1,290,000$3.81M<0.1%History
Supernus Pharmaceuticals, Inc.868459AD0NOTE 0.625% 4/0–$3.76M<0.1%–
Exfo Inc302046107SUB VTG SHS597,034$3.55M<0.1%–
SWISolarWinds CorpCOM197,000$3.33M<0.1%History
CORECore-Mark Holding Company, LLCCOM73,804$3.32M<0.1%History
Theravance Biopharma, Inc.88339KAA0NOTE 3.250%11/0–$2.86M<0.1%–
Gores Hldgs V Inc382864106COM CL A282,000$2.85M<0.1%–
MMACMMA Capital Holdings, LLCCOM91,130$2.48M<0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN124,294$2.35M<0.1%–
CPNGCoupang, Inc.CL A49,634$2.08M<0.1%History
Knowles Corp49926DAB5NOTE 3.250%11/0–$2.01M<0.1%–
HFCHollyFrontier CorpCOM52,100$1.71M<0.1%History
Tech and Energy Transition87823R201UNIT 03/31/2028153,635$1.53M<0.1%–
Pine Technology Acquisitn Co722850203UNIT 03/31/2028141,000$1.40M<0.1%–
Golden Path Acquisition CorpG4028H139UNIT 01/31/2028134,900$1.36M<0.1%–
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/9999135,094$1.35M<0.1%–
Mountain Crest Acquisition Corp. IV62403K207UNIT 06/29/2026133,600$1.33M<0.1%–
Mountain Crest Acquisition Corp. III62402U206UNIT 99/99/9999124,563$1.25M<0.1%–
Software Acquisitn Grup Inc83407F101COM CL A120,000$1.19M<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026114,907$1.14M<0.1%–
ALSKAlaska Communications Systems Group IncCOM335,694$1.12M<0.1%History
Lakeshore Acquisition I Corp.G53521129UNIT 06/04/2026107,600$1.10M<0.1%–
Model Performance Acquisition CorpG6246M113UNIT 04/29/2026105,600$1.10M<0.1%–
Blue Safari Grp Acquisitn CoG1195R122UNIT 06/10/2026109,577$1.09M<0.1%–
Colicity Inc194170205UNIT 02/24/2026106,882$1.08M<0.1%–
GIGINTERNATIONAL1 Inc37518W205UNIT 05/19/2026107,000$1.07M<0.1%–
Oceantech Acquisitions I Cor675507206UNIT 05/12/2026106,900$1.07M<0.1%–
Forum Merger IV Corp349875203UNIT 03/15/2028104,297$1.04M<0.1%–
Austerlitz Acquisition CorpG0633U119UNIT 99/99/9999102,000$1.03M<0.1%–
Sandbridge X2 Corp799792205UNIT 99/99/9999102,300$1.02M<0.1%–
Mission Advancement Corp60501L200UNIT 99/99/9999102,200$1.02M<0.1%–
SHSPSharpSpring, Inc.COM55,279$934.0K<0.1%History
Accelerate Acquisition Corp.00439D201UNIT 99/99/999992,400$932.0K<0.1%–
Rice Acquisition Corp IIG75529118UNIT 99/99/999980,900$827.0K<0.1%–
ZTAQUZimmer Energy Transition Acquisition Corp.UNIT 06/16/202680,800$820.0K<0.1%History
Silver Spike Acquisitn CorpG8201H121UNIT 02/26/202678,577$794.0K<0.1%–
Velocity Acquisition Corp92259E203UNIT 99/99/999976,700$763.0K<0.1%–
Slam Corp.G8210L113UNIT 99/99/999976,476$763.0K<0.1%–
ARMKAramarkCOM20,000$745.0K<0.1%History
Moringa Acquisition CorpG6S23K116UNIT 02/16/202673,700$734.0K<0.1%–
European Biotech Acqutn CorpG3167F110UNIT 03/09/202673,303$733.0K<0.1%–
Pershing Square Tontine Hldg71531R109COM CL A30,000$683.0K<0.1%–
B Riley Principal 150 Merger05601V202UNIT 99/99/999962,400$632.0K<0.1%–
PROSProSight Global, Inc.COM49,500$632.0K<0.1%History
RTXRTX CorpStock7,000$597.0K<0.1%History
Goldenbridge Acquisition LtdG3970D112UNIT 03/02/202652,600$550.0K<0.1%–
Ace Global Business Acqu LtdG0083E128UNIT 03/26/202652,700$544.0K<0.1%–
Jaws Juggernaut Acquisitn CoG50735128UNIT 06/17/202654,000$543.0K<0.1%–
SPK Aquisition Corp848651204UNIT 05/13/202653,700$538.0K<0.1%–
Fortress Value Acquisi Corp34964K207UNIT 03/31/202851,300$513.0K<0.1%–
Warrior Technologies Acqui C936273200UNIT 03/31/202850,900$512.0K<0.1%–
DHB Capital Corp23291W208UNIT 03/31/202850,900$510.0K<0.1%–
Fusion Acquisition Corp. II36118N201UNIT 02/29/202851,000$509.0K<0.1%–
Sportstek Acquisition Corp849196209UNIT 02/16/202849,000$490.0K<0.1%–
KKR Acquisition Holding I Co48253T208UNIT 99/99/999946,564$468.0K<0.1%–
INGNInogen IncCOM6,900$450.0K<0.1%History
Frontier Acquisition Corp.G36826116UNIT 03/01/202638,400$384.0K<0.1%–
UNPUnion Pacific CorpStock1,740$383.0K<0.1%History
DLTRDollar Tree, Inc.COM3,825$381.0K<0.1%History
Motive Capital CorpG6293A129UNIT 99/99/999934,700$348.0K<0.1%–
RXR Acquisition Corp74981W206UNIT 01/01/202530,700$306.0K<0.1%–
Blue WTR Acquisition Corp09607T104COM CL A26,513$267.0K<0.1%–
MRNAModerna, Inc.Stock1,095$257.0K<0.1%History
Arrowroot Acquisition Corp04282M201UNIT 01/29/202625,500$256.0K<0.1%–
Cartesian Growth CorpG19276123UNIT 02/26/202825,631$256.0K<0.1%–
ABMDAbiomed IncCOM800$250.0K<0.1%History
Locust Walk Acquisition Corp54015L301UNIT 12/31/202524,400$249.0K<0.1%–
Healthcare Capital Corp42228C200UNIT 12/31/202524,600$246.0K<0.1%–
KNLKnoll IncCOM NEW9,000$234.0K<0.1%History
DOYUDouYu International Holdings LtdSPONSORED ADS34,118$233.0K<0.1%History
PAHCPhibro Animal Health CorpCL A COM8,000$231.0K<0.1%History