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Livermore
Livermore
ZHEN

Silver Oak Securities, Inc

SEC CIK
0001080576
Latest filing
Aug 7, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 20, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
443
+19 vs. Q2 2023
Portfolio value
$459.9M
−$161.9M (−26.0%) vs. Q2 2023
Filed
Nov 20, 2023
AmendedSEC
Holdings of Silver Oak Securities, Inc in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Northern LTS FD Tr IV66538H633INSPIRE CORP BD26,859$608.1K0.1%−84,296−75.8%Reduced–
FDXFedEx CorpStock2,406$637.3K0.1%−50−2.0%ReducedHistory
ABBVAbbVie Inc.Stock4,344$647.6K0.1%−2,664−38.0%ReducedHistory
VZVerizon Communications IncStock20,473$663.5K0.1%+2,457+13.6%AddedHistory
iShares Tr464289446RUS TOP 200 ETF6,492$671.1K0.1%−2,209−25.4%Reduced–
iShares Tr464287739U.S. REAL ES ETF8,608$672.6K0.1%−3,741−30.3%Reduced–
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH15,279$674.9K0.1%−2,148−12.3%ReducedConverted for a 3-for-1 split–
RIGTransocean Ltd.REGISTERED SHS82,515$677.4K0.1%−173,962−67.8%ReducedHistory
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT24,813$679.9K0.1%+24,813New–
Vanguard World FD921910840MEGA CAP VAL ETF6,720$681.4K0.1%+6,720New–
J P Morgan Exchange Traded F46641Q134INTRNL RES EQT12,570$683.4K0.1%+6,971+124.5%Added–
First Tr Exchange Traded FD33738R118NASD TECH DIV12,218$685.3K0.1%+12,218New–
iShares Tr464287150CORE S&P TTL STK7,355$692.8K0.2%−436−5.6%Reduced–
iShares S&P 500 Growth ETF464287309ETF10,146$694.2K0.2%−16,204−61.5%Reduced–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL17,820$699.1K0.2%+2,435+15.8%Added–
Invesco Exchange Traded FD T46137V704DORSEY WRGT BASC8,906$699.6K0.2%−622−6.5%Reduced–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF6,858$699.6K0.2%−6,407−48.3%Reduced–
JPMJPMorgan Chase & CoStock4,871$706.5K0.2%−835−14.6%ReducedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF10,500$711.9K0.2%−13,314−55.9%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF11,134$716.5K0.2%+973+9.6%Added–
VanEck ETF Trust92189F437FALLEN ANGEL HG27,177$735.4K0.2%−3,057−10.1%Reduced–
RTXRTX CorpStock10,276$739.6K0.2%+10,276NewHistory
First Tr Exchange-Traded Alp33735K108COM SHS7,660$741.2K0.2%−10,479−57.8%Reduced–
iShares Tr46436E7180-3 MTH TREASURY7,404$745.4K0.2%−7,509−50.4%Reduced–
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG16,149$746.7K0.2%+16,149New–
iShares Tr4642874407-10 YR TRSY BD8,159$747.3K0.2%−11,856−59.2%Reduced–
BNY Mellon ETF Trust09661T602CORE BOND ETF18,912$762.1K0.2%+18,912New–
IAUiShares Gold TrustETF21,948$768.0K0.2%−62,076−73.9%ReducedHistory
CVXChevron CorpStock4,586$773.3K0.2%−2,383−34.2%ReducedHistory
APDAir Products & Chemicals, Inc.Stock2,730$773.7K0.2%−26−0.9%ReducedHistory
Pacer US Cash Cows 100 ETF69374H881ETF16,193$800.4K0.2%+10,216+170.9%Added–
Innovator ETFs Trust45782C813US EQTY PWR BUF23,895$805.3K0.2%+23,895New–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF25,699$808.2K0.2%+12,213+90.6%Added–
COSTCostco Wholesale CorpStock1,436$811.1K0.2%−1,952−57.6%ReducedHistory
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF8,195$820.0K0.2%−4,509−35.5%Reduced–
First Tr Exchange-Traded FD33738D879FT VEST RIS39,025$822.2K0.2%+39,025New–
SPDR Series Trust78464A706ST STR GLB DOW7,597$828.6K0.2%+1,048+16.0%Added–
iShares Russell 1000 Growth ETF464287614ETF3,178$845.3K0.2%+919+40.7%Added–
INTCIntel CorpStock23,867$848.5K0.2%−1,203−4.8%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT5,989$848.5K0.2%+5,989New–
WisdomTree Tr97717W760INTL SMCAP DIV14,772$848.9K0.2%−742−4.8%Reduced–
Schwab Fundamental U.S. Large Company ETF808524771ETF15,201$850.8K0.2%+15,201New–
First Trust Dow Jones Internet Index Fund33733E302ETF5,389$860.1K0.2%+5,389New–
VVisa Inc.Stock3,766$866.2K0.2%−418−10.0%ReducedHistory
GLDSPDR Gold TrustETF5,078$870.6K0.2%−13,056−72.0%ReducedHistory
Vanguard Information Technology ETF92204A702ETF2,132$884.6K0.2%−871−29.0%Reduced–
WMTWalmart Inc.Stock5,554$888.2K0.2%−1,387−20.0%ReducedHistory
SOSouthern CoStock13,730$888.6K0.2%+486+3.7%AddedHistory
First Tr Exchng Traded FD VI33740F425FT VEST U.S29,715$895.9K0.2%+29,715New–
T Rowe Price Exchange-Traded87283Q701ULTRA SHRT TRM18,442$901.5K0.2%+1,944+11.8%Added–
LLYEli Lilly & CoStock1,684$904.5K0.2%+123+7.9%AddedHistory
DBCInvesco DB Commodity Index Tracking FundUNIT36,424$909.1K0.2%+26,964+285.0%AddedHistory
J P Morgan Exchange Traded F46641Q159INCOME ETF20,929$929.3K0.2%+1,884+9.9%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF12,969$938.7K0.2%+9,289+252.4%Added–
GOOGAlphabet Inc.Stock7,180$946.7K0.2%−2,996−29.4%ReducedHistory
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US18,901$949.6K0.2%+14,988+383.0%Added–
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS9,451$955.4K0.2%+1,146+13.8%Added–
Vanguard Morningstar Growth ETF922908736ETF3,534$962.3K0.2%+180+5.4%Added–
PECOPhillips Edison & Company, Inc.COMMON STOCK28,770$964.9K0.2%+414+1.5%AddedHistory
iShares Tips Bond ETF464287176ETF9,315$966.2K0.2%−10,445−52.9%Reduced–
iShares Core S&P US Value ETF464287663ETF12,974$968.2K0.2%−32,876−71.7%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF4,767$992.7K0.2%−969−16.9%Reduced–
LOWLowes Companies IncStock4,791$995.8K0.2%−1,350−22.0%ReducedHistory
HDHome Depot, Inc.Stock3,374$1.02M0.2%−1,255−27.1%ReducedHistory
DUKDuke Energy CORPStock11,565$1.02M0.2%−56−0.5%ReducedHistory
GOOGLAlphabet Inc.Stock8,377$1.10M0.2%−17,701−67.9%ReducedHistory
Vanguard S&P 500 ETF922908363ETF2,832$1.11M0.2%−249−8.1%Reduced–
Vanguard Morningstar Value ETF922908744ETF8,066$1.11M0.2%+632+8.5%Added–
VanEck Morningstar Wide Moat ETF92189F643ETF14,761$1.12M0.2%−13,698−48.1%Reduced–
NVDANVIDIA CorpStock2,616$1.14M0.2%−8,167−75.7%ReducedHistory
iShares Tr464287721U.S. TECH ETF10,888$1.14M0.2%−2,347−17.7%Reduced–
iShares Russell Top 200 Growth ETF464289438ETF7,496$1.15M0.3%+3,983+113.4%Added–
First Tr Exchange Traded FD33741X102SMID RISNG ETF41,632$1.18M0.3%+34,016+446.6%Added–
Invesco Nasdaq 100 ETF46138G649ETF7,982$1.18M0.3%+1,676+26.6%Added–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW19,993$1.19M0.3%−11,853−37.2%Reduced–
First Tr Exchange-Traded Alp33735J101COM SHS18,383$1.19M0.3%+11,684+174.4%Added–
TAT&T Inc.Stock81,885$1.23M0.3%+14,136+20.9%AddedHistory
Northern Lights FD Tr66538J720TOEWS AGILTY SHS47,854$1.34M0.3%+2,112+4.6%Added–
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW19,916$1.36M0.3%+1,086+5.8%Added–
ETF Ser Solutions26922A446OPUS SML CP VL45,710$1.39M0.3%−97,765−68.1%Reduced–
Vanguard Total Bond Market ETF921937835ETF19,906$1.39M0.3%−8,142−29.0%Reduced–
PGProcter & Gamble CoStock9,883$1.44M0.3%−3,723−27.4%ReducedHistory
TSLATesla, Inc.Stock6,152$1.54M0.3%+2,087+51.3%AddedHistory
WisdomTree Tr97717X669US QTLY DIV GRT24,330$1.54M0.3%+20,351+511.5%Added–
iShares Tr464288885EAFE GRWTH ETF18,136$1.57M0.3%+633+3.6%Added–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM29,240$1.57M0.3%+4,257+17.0%Added–
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF33,614$1.58M0.3%+8,463+33.6%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF22,916$1.67M0.4%+12,706+124.4%Added–
iShares Tr464289883CORE 30 70 ETF49,791$1.69M0.4%+37,202+295.5%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF45,056$1.77M0.4%+6,345+16.4%Added–
ETF Ser Solutions26922A784APTUS DRAWDOWN50,900$1.78M0.4%−75,002−59.6%Reduced–
Schwab Fundamental International Equity ETF808524755ETF58,235$1.84M0.4%−4,200−6.7%Reduced–
XOMExxonMobil Holdings CorpCOM15,734$1.85M0.4%−10,629−40.3%ReducedHistory
ProShares Tr74347B680S&P MDCP 400 DIV27,742$1.85M0.4%−10,517−27.5%Reduced–
Vanguard Morningstar Small-Cap Value ETF922908611ETF12,156$1.94M0.4%−3,453−22.1%Reduced–
Invesco S&P 500 Quality ETF46137V241ETF39,110$1.96M0.4%+286+0.7%Added–
First Tr Exchange-Traded FD336917109SHS59,726$2.00M0.4%−978−1.6%Reduced–
BRK.BBerkshire Hathaway IncStock5,707$2.00M0.4%+2,342+69.6%AddedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF40,748$2.05M0.4%−55,623−57.7%Reduced–
METAMeta Platforms, Inc.Stock7,207$2.16M0.5%−3,918−35.2%ReducedHistory

Sold out since Q2 2023 (69)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Silver Oak Securities, Inc sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Vanguard Mun BD FDS922907746TAX EXEMPT BD29,125$1.46M0.2%–
Schwab US Aggregate Bond ETF808524839ETF29,283$1.35M0.2%–
American Centy ETF Tr025072562AVANTIS CORE FI25,259$1.04M0.2%–
iShares Tr464288208MRGSTR MD CP ETF16,448$1.04M0.2%–
iShares Tr46434V886HDG MSCI JAPAN29,710$1.00M0.2%–
First Tr Exchange-Traded FD33738R753MID CAP US EQT33,669$968.0K0.2%–
Vanguard BD Index FDS921937793LONG TERM BOND11,627$871.0K0.1%–
iShares Tr46434V803HDG MSCI EAFE27,985$868.0K0.1%–
Invesco Exchange Traded FD T46137V886DWA STAPLES9,806$851.0K0.1%–
SCHWSchwab Charles CorpStock14,450$819.0K0.1%History
SJMJ M SMUCKER CoStock5,363$792.0K0.1%History
Goldman Sachs ETF Tr381430107ACTIVEBETA INT25,198$790.0K0.1%–
Invesco Exchange Traded FD T46137Y401ZACKS MID CAP8,755$781.0K0.1%–
Nushares ETF Tr67092P607NUVEEN ESG SMLCP20,490$758.0K0.1%–
SPDR Ser Tr78468R762RUSSELL MOMENTUM7,364$722.0K0.1%–
Innovator ETFs Trust45783Y855DEFINED WLT SHLD25,853$721.0K0.1%–
iShares Core S&P U.S. Growth ETF464287671ETF7,181$701.0K0.1%–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL12,702$643.0K0.1%–
FLOFlowers Foods IncCOM22,436$558.0K0.1%History
First Tr Exchange-Traded FD33738R746SMAL CP US EQT19,889$536.0K0.1%–
iShares MSCI Eafe ETF464287465ETF6,877$499.0K0.1%–
EWEdwards Lifesciences CorpStock4,901$462.0K0.1%History
Davis Fundamental ETF Tr23908L306SELECT WRLD WI15,484$446.0K0.1%–
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF9,247$442.0K0.1%–
iShares Tr464287622RUS 1000 ETF1,725$420.0K0.1%–
NEENextera Energy IncStock5,585$414.0K0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP6,513$406.0K0.1%History
FITBFifth Third BancorpCOM15,407$404.0K0.1%History
NXSTNexstar Media Group, Inc.COMMON STOCK2,338$389.0K0.1%History
ITWIllinois Tool Works IncStock1,542$386.0K0.1%History
iShares Tr46436E882IBONDS 23 TRM TS15,277$379.0K0.1%–
First Tr Exchange Traded FD33738R100MULTI ASSET DI25,481$371.0K0.1%–
Invesco Actively Managed Exc46090A804TOTAL RETURN7,925$368.0K0.1%–
Invesco Exch Traded FD Tr II46138E388S&P 500 EX RAT7,584$362.0K0.1%–
iShares S&P 100 ETF464287101ETF1,667$345.0K0.1%–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD4,564$345.0K0.1%–
iShares Tr464287127MORNINGSTR US EQ5,559$340.0K0.1%–
iShares Tr464287846DOW JONES US ETF3,130$339.0K0.1%–
CTASCintas CorpStock635$316.0K0.1%History
FCXFreeport-McMoran IncStock7,844$314.0K0.1%History
TXG10x Genomics, Inc.CL A COM5,569$311.0K0.1%History
Abrdn ETFs003261104BBRG ALL COMD K115,102$304.0K<0.1%–
STZConstellation Brands, Inc.Stock1,214$299.0K<0.1%History
WCNWaste Connections, Inc.COM2,080$297.0K<0.1%History
MMSIMerit Medical Systems IncCOM3,481$291.0K<0.1%History
TCMDTactile Systems Technology IncCOM11,673$291.0K<0.1%History
Schwab Strategic Tr808524862SHT TM US TRES5,807$279.0K<0.1%–
TMDXTransMedics Group, Inc.COM3,257$274.0K<0.1%History
GNRCGenerac Holdings Inc.Stock1,822$272.0K<0.1%History
SBUXStarbucks CorpStock2,717$269.0K<0.1%History
DARDarling Ingredients Inc.COM4,126$263.0K<0.1%History
MELIMercadolibre IncCOM211$250.0K<0.1%History
First Tr Exch Traded FD III33739P830SHRT DUR MNG MUN12,430$245.0K<0.1%–
Franklin Templeton ETF Tr35473P108INTL COR DIV TIL8,091$236.0K<0.1%–
PBFPBF Energy Inc.CL A5,400$221.0K<0.1%History
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL1,957$216.0K<0.1%–
TWLOTwilio IncCL A3,368$214.0K<0.1%History
NOCNorthrop Grumman CorpStock462$210.0K<0.1%History
SPDR Ser Tr78468R648S&P KENSHO NEW4,577$204.0K<0.1%–
LNTAlliant Energy CorpStock3,873$203.0K<0.1%History
MFICMidCap Financial Investment CorpCOM NEW14,033$176.0K<0.1%History
DSKEDaseke, Inc.COM22,470$160.0K<0.1%History
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF18,278$112.0K<0.1%–
OFSOFS Capital CorpCOM10,000$99.0K<0.1%History
ETRNMidstream Co LLCCOM10,300$98.0K<0.1%History
ASRTAssertio Holdings, Inc.COM NEW10,000$54.0K<0.1%History
FSCOFS Credit Opportunities Corp.COMMON STOCK11,236$53.0K<0.1%History
SABSSAB Biotherapeutics, Inc.Equity51,891$43.0K<0.1%History
NUTXNutex Health Inc.COM33,000$14.0K<0.1%History