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Livermore
Livermore
ZHEN

Silver Oak Securities, Inc

SEC CIK
0001080576
Latest filing
Aug 7, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 2, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
303
−140 vs. Q3 2022
Portfolio value
$532.8M
+$72.8M (+15.8%) vs. Q3 2022
Filed
Feb 2, 2023
SEC
Holdings of Silver Oak Securities, Inc in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ZOMDFZomedica Corp.COM58,743$10.0K<0.1%00.0%UnchangedHistory
SABSSAB Biotherapeutics, Inc.Equity51,941$31.0K<0.1%+51,941NewHistory
ASRTAssertio Holdings, Inc.COM NEW10,000$43.0K<0.1%+10,000NewHistory
ASGLiberty All Star Growth Fund Inc.COM11,003$54.0K<0.1%+11,003NewHistory
USALiberty All Star Equity FundSH BEN INT13,128$75.0K<0.1%+13,128NewHistory
OCSLOaktree Specialty Lending CorpCOM11,050$76.0K<0.1%+11,050NewHistory
CCLCarnival Corp Ltd.UNIT 99/99/999910,244$83.0K<0.1%−2,050−16.7%ReducedHistory
OFSOFS Capital CorpCOM10,000$102.0K<0.1%+10,000NewHistory
WBDWarner Bros. Discovery, Inc.Stock11,915$113.0K<0.1%+11,915NewHistory
DSKEDaseke, Inc.COM22,470$128.0K<0.1%+22,470NewHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF11,600$130.0K<0.1%+11,600New–
WHFWhiteHorse Finance, Inc.COM10,929$143.0K<0.1%+10,929NewHistory
MFICMidCap Financial Investment CorpCOM NEW16,390$187.0K<0.1%+16,390NewHistory
First Tr Exchng Traded FD VI33740U778VEST BUFFERED10,456$188.0K<0.1%−2,284−17.9%Reduced–
MCIBarings Corporate InvestorsCOM13,928$194.0K<0.1%+13,928NewHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP4,006$201.0K<0.1%+4,006NewHistory
ROPRoper Technologies IncStock468$202.0K<0.1%−69−12.8%ReducedHistory
Columbia ETF Tr I19761L607MULTI SEC MUNI10,022$202.0K<0.1%+10,022New–
METMetlife IncStock2,806$203.0K<0.1%+2,806NewHistory
FISVFiserv IncStock2,013$203.0K<0.1%−445−18.1%ReducedHistory
DXCMDexcom IncCOM1,795$203.0K<0.1%+1,795NewHistory
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED9,668$204.0K<0.1%+9,668New–
LNTAlliant Energy CorpStock3,740$206.0K<0.1%+3,740NewHistory
Invesco Exch Traded FD Tr II46138G888SHORT TERM ETF1,978$208.0K<0.1%+1,978New–
Schwab U.S. Large-Cap ETF808524201ETF4,639$209.0K<0.1%−3,449−42.6%Reduced–
Vanguard Utilities ETF92204A876ETF1,364$209.0K<0.1%−649−32.2%Reduced–
iShares Tr46436E7180-3 MTH TREASURY2,091$209.0K<0.1%−5,313−71.8%Reduced–
FFord Motor CoStock18,436$214.0K<0.1%−1,285−6.5%ReducedHistory
BACBank of America CorpStock6,504$215.0K<0.1%−156−2.3%ReducedHistory
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU10,759$215.0K<0.1%+10,759New–
Franklin Templeton ETF Tr35473P108INTL COR DIV TIL8,091$216.0K<0.1%+8,091New–
Janus Detroit STR Tr47103U100HENDERSN CAP ETF4,764$217.0K<0.1%−1,197−20.1%Reduced–
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR2,990$217.0K<0.1%+2,990New–
ENBEnbridge IncStock5,630$220.0K<0.1%+5,630NewHistory
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX6,883$221.0K<0.1%+6,883New–
BABoeing CoStock1,179$225.0K<0.1%+619+110.5%AddedHistory
AMATApplied Materials IncStock2,315$225.0K<0.1%+1,362+142.9%AddedHistory
BPBP PLCADR6,485$227.0K<0.1%+991+18.0%AddedHistory
BUDAnheuser-Busch InBev SA/NVADR3,776$227.0K<0.1%+3,776NewHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY8,582$229.0K<0.1%+943+12.3%Added–
SYKStryker CorpStock942$230.0K<0.1%−42−4.3%ReducedHistory
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL1,976$230.0K<0.1%+1,976New–
SBUXStarbucks CorpStock2,368$235.0K<0.1%+2,368NewHistory
KHCKraft Heinz CoStock5,863$239.0K<0.1%+5,863NewHistory
RYRoyal Bank of CanadaStock2,588$243.0K<0.1%+2,588NewHistory
iShares Tr464288273EAFE SML CP ETF4,297$243.0K<0.1%+4,297New–
Fidelity Merrimack STR Tr316188101CORP BOND ETF5,481$246.0K<0.1%+1,975+56.3%Added–
First Tr Exchng Traded FD VI33740F854FT VEST U.S.7,948$247.0K<0.1%+667+9.2%Added–
PEPPepsiCo IncStock1,375$248.0K<0.1%−1,208−46.8%ReducedHistory
First Tr Exchange-Traded FD33735T109COMMON SHS22,579$256.0K<0.1%−384−1.7%Reduced–
HONHoneywell International IncCOM1,200$257.0K<0.1%+111+10.2%AddedHistory
SLViShares Silver TrustETF11,720$258.0K<0.1%+4,810+69.6%AddedHistory
DHRDanaher CorpStock971$258.0K<0.1%+971NewHistory
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF8,705$261.0K<0.1%+2,294+35.8%Added–
iShares Tr4642886613 7 YR TREAS BD2,301$264.0K<0.1%+1,015+78.9%Added–
Schwab U.S. Broad Market ETF808524102ETF5,910$265.0K<0.1%−3,145−34.7%Reduced–
MCDMcDonalds CorpStock1,005$265.0K<0.1%−156−13.4%ReducedHistory
First Tr Exchange-Traded FD33738D309SENIOR LN FD5,986$267.0K0.1%−2,012−25.2%Reduced–
ADBEAdobe Inc.Stock804$271.0K0.1%+181+29.1%AddedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,046$272.0K0.1%+3,046New–
Vanguard Dividend Appreciation ETF921908844ETF1,807$274.0K0.1%−1,021−36.1%Reduced–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF3,038$275.0K0.1%−542−15.1%Reduced–
Schwab U.S. Large-Cap Value ETF808524409ETF4,180$276.0K0.1%−3,799−47.6%Reduced–
CRMSalesforce, Inc.Stock2,144$284.0K0.1%+1,482+223.9%AddedHistory
Vanguard Consumer Staples ETF92204A207ETF1,488$285.0K0.1%−20−1.3%Reduced–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS4,927$285.0K0.1%−605−10.9%Reduced–
iShares Inc464286525MSCI GBL MIN VOL3,012$286.0K0.1%+129+4.5%Added–
iShares Russell 2000 ETF464287655ETF1,644$287.0K0.1%+1,644New–
DOWDow Inc.Stock5,715$288.0K0.1%−2,022−26.1%ReducedHistory
WMWaste Management IncStock1,843$289.0K0.1%+500+37.2%AddedHistory
Schwab International Equity ETF808524805ETF8,980$289.0K0.1%−2,662−22.9%Reduced–
MMM3M CoStock2,446$293.0K0.1%−53−2.1%ReducedHistory
First Trust Dow Jones Internet Index Fund33733E302ETF2,377$293.0K0.1%−3,012−55.9%Reduced–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF5,284$293.0K0.1%+5,284New–
Pacer FDS Tr69374H725LUNT MDCAP MLT9,390$294.0K0.1%−1,549−14.2%Reduced–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF4,833$295.0K0.1%+4,833New–
NFLXNetflix IncStock1,014$299.0K0.1%+367+56.7%AddedHistory
TFCTruist Financial CorpCOM6,941$299.0K0.1%−505−6.8%ReducedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER36,678$302.0K0.1%+27,170+285.8%AddedHistory
AVGOBroadcom Inc.Stock556$311.0K0.1%+11+2.0%AddedHistory
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL3,993$311.0K0.1%+3,993New–
iShares MSCI USA Min Vol Factor ETF46429B697ETF4,411$318.0K0.1%−8,558−66.0%Reduced–
TMDXTransMedics Group, Inc.COM5,166$319.0K0.1%+5,166NewHistory
J P Morgan Exchange Traded F46641Q167ACTIVE VALUE ETF6,251$320.0K0.1%−547−8.0%Reduced–
INTCIntel CorpStock12,232$323.0K0.1%−11,635−48.7%ReducedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH2,102$324.0K0.1%−427,046−99.5%Reduced–
Innovator ETFs Trust45782C615GRWT100 PWR BUF9,298$326.0K0.1%+9,298New–
PYPLPayPal Holdings, Inc.Stock4,629$330.0K0.1%+1,488+47.4%AddedHistory
BKNGBooking Holdings Inc.Stock165$333.0K0.1%+4+2.5%AddedHistory
STZConstellation Brands, Inc.Stock1,455$337.0K0.1%+1,455NewHistory
AMGNAmgen IncStock1,304$342.0K0.1%+125+10.6%AddedHistory
Northern LTS FD Tr IV66538H641INSPIRE SML/ MID11,446$345.0K0.1%+1,852+19.3%Added–
Northern LTS FD Tr IV66538H658INSPIRE GBL HOPE11,084$346.0K0.1%+1,103+11.1%Added–
First Tr Exchng Traded FD VI33740F698FT VEST US EQT11,300$349.0K0.1%00.0%Unchanged–
MRKMerck & Co., Inc.Stock3,155$350.0K0.1%−1,653−34.4%ReducedHistory
iShares Tr464288513IBOXX HI YD ETF4,782$352.0K0.1%+1,606+50.6%Added–
DGDollar General CorpCOM1,431$352.0K0.1%+622+76.9%AddedHistory
Vanguard High Dividend Yield Index ETF921946406ETF3,263$353.0K0.1%+2,717+497.6%Added–
iShares Core MSCI Total International Stock ETF46432F834ETF6,158$356.0K0.1%−2,331−27.5%Reduced–
Northern Lights FD Tr66538J738AGILITY SHS DYNA16,183$364.0K0.1%+3,949+32.3%Added–

Sold out since Q3 2022 (211)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 211 by value last quarter.

Positions of Silver Oak Securities, Inc sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM131,597$6.03M1.3%–
ETF Ser Solutions26922B535APTUS LARGE CAP102,336$2.52M0.5%–
Invesco S&P 500 Quality ETF46137V241ETF39,110$1.96M0.4%–
WisdomTree Tr97717X669US QTLY DIV GRT24,330$1.54M0.3%–
Invesco Nasdaq 100 ETF46138G649ETF7,982$1.18M0.3%–
First Tr Exchange Traded FD33741X102SMID RISNG ETF41,632$1.18M0.3%–
VanEck Morningstar Wide Moat ETF92189F643ETF14,761$1.12M0.2%–
PECOPhillips Edison & Company, Inc.COMMON STOCK28,770$964.9K0.2%History
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS9,451$955.4K0.2%–
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US18,901$949.6K0.2%–
First Tr Exchng Traded FD VI33740F425FT VEST U.S29,715$895.9K0.2%–
Schwab Fundamental U.S. Large Company ETF808524771ETF15,201$850.8K0.2%–
iShares Russell 1000 Growth ETF464287614ETF3,178$845.3K0.2%–
SPDR Series Trust78464A706ST STR GLB DOW7,597$828.6K0.2%–
First Tr Exchange-Traded FD33738D879FT VEST RIS39,025$822.2K0.2%–
Innovator ETFs Trust45782C813US EQTY PWR BUF23,895$805.3K0.2%–
Pacer US Cash Cows 100 ETF69374H881ETF16,193$800.4K0.2%–
BNY Mellon ETF Trust09661T602CORE BOND ETF18,912$762.1K0.2%–
RTXRTX CorpStock10,276$739.6K0.2%History
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF10,500$711.9K0.2%–
First Tr Exchange Traded FD33738R118NASD TECH DIV12,218$685.3K0.1%–
J P Morgan Exchange Traded F46641Q134INTRNL RES EQT12,570$683.4K0.1%–
Vanguard World FD921910840MEGA CAP VAL ETF6,720$681.4K0.1%–
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT24,813$679.9K0.1%–
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH15,279$674.9K0.1%–
iShares Tr464289446RUS TOP 200 ETF6,492$671.1K0.1%–
First Tr Exchange-Traded FD33739Q705FT VEST S&P 50011,825$583.7K0.1%–
IRTIndependence Realty Trust, Inc.COM41,096$578.2K0.1%History
First Tr Exchng Traded FD VI33740F557FT VEST NAS26,428$578.0K0.1%–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL9,819$577.3K0.1%–
ProShares Tr74348A467S&P 500 DV ARIST6,436$569.9K0.1%–
CARRCarrier Global CorpStock10,273$567.1K0.1%History
Fidelity Comwlth Tr315912808NASDAQ COMPSIT10,084$524.3K0.1%–
Vanguard Consumer Discretionary ETF92204A108ETF1,894$510.1K0.1%–
SPDR Series Trust78468R705ST STR 1500MOM2,818$504.9K0.1%–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM6,239$502.3K0.1%–
Ssga Active Tr78470P408STATE STREET US12,000$495.2K0.1%–
iShares Tr464288604MRGSTR SM CP GR12,000$465.1K0.1%–
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF6,243$423.2K0.1%–
Innovator ETFs Trust45782C276GRWT100 PWR BUF8,295$421.4K0.1%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT13,872$418.2K0.1%–
Schwab Fundamental Emerging Markets Equity ETF808524730ETF15,851$415.6K0.1%–
OTISOtis Worldwide CorpStock5,162$414.6K0.1%History
First Tr Exchng Traded FD VI33740F474FT VEST US EQT12,242$387.3K0.1%–
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE19,217$379.7K0.1%–
Nushares ETF Tr67092P706NUVEEN SHRT TERM13,842$375.8K0.1%–
iShares Tr464288307MRGSTR MD CP GRW6,409$366.1K0.1%–
First Tr Exchng Traded FD VI33740U844FT VEST U.S10,880$360.4K0.1%–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF6,030$357.5K0.1%–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5010,364$352.0K0.1%–
VRTXVertex Pharmaceuticals IncStock994$345.7K0.1%History
CMCSAComcast CorpStock7,772$344.6K0.1%History
First Tr Exch Traded FD III33739P103LNG/SHT EQUITY18,354$328.4K0.1%–
Capital Grp Fixed Incm ETF T14020Y300US MULTI-SECTOR12,744$325.3K0.1%–
Schwab Fundamental U.S. Small Company ETF808524763ETF6,676$323.7K0.1%–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF4,954$321.3K0.1%–
SPDR Series Trust78464A821ST STR SP400GRW4,579$316.6K0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF6,774$309.5K0.1%–
CPRTCopart IncCOM7,065$304.4K0.1%History
First Tr Exchng Traded FD VI33740F581FT VEST NAS12,599$302.8K0.1%–
iShares Tr464289875CORE 40 MODE ETF7,762$302.2K0.1%–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE3,141$294.9K0.1%–
BILLBILL Holdings, Inc.Stock2,700$293.1K0.1%History
Innovator ETFs Trust45782C318US EQTY PWR BUF9,855$290.9K0.1%–
Innovator ETFs Trust45782C417US EQTY PWR BUF9,086$276.7K0.1%–
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM12,697$271.1K0.1%History
Timothy Plan887432359US LRGMD CP CORE7,845$270.4K0.1%–
OXYOccidental Petroleum CorpStock4,105$266.3K0.1%History
First Tr Exchange-Traded FD33733B100WTR ETF3,049$252.3K0.1%–
QCOMQualcomm IncStock2,233$248.1K0.1%History
Vanguard Health Care ETF92204A504ETF1,022$240.2K0.1%–
Innovator ETFs Trust45783Y814LADERD ALCTN PWR6,384$239.4K0.1%–
American Centy ETF Tr025072703INTL EQT ETF4,241$236.0K0.1%–
Innovator ETFs Trust45782C433US EQTY BUFR FEB7,047$234.8K0.1%–
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL5,733$232.2K0.1%–
Pacer Trendpilot Fund of Funds ETF69374H675ETF8,106$228.8K<0.1%–
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL3,368$224.5K<0.1%–
Schwab Strategic Tr808524680LONG TERM US7,071$224.0K<0.1%–
iShares Core Dividend Growth ETF46434V621ETF4,498$222.8K<0.1%–
Vanguard Short-Term Bond ETF921937827ETF2,951$221.8K<0.1%–
Vanguard Financials ETF92204A405ETF2,729$219.2K<0.1%–
VLOValero Energy CorpStock1,535$217.5K<0.1%History
PIMCO ETF Tr72201R817INV GRD CRP BD2,377$216.6K<0.1%–
Vanguard Total International Bond ETF92203J407ETF4,518$216.1K<0.1%–
Ssga Active Tr78470P200ST STR TOTAL ETF4,640$215.3K<0.1%–
MCKMcKesson CorpStock486$211.3K<0.1%History
AMDAdvanced Micro Devices IncStock2,025$208.2K<0.1%History
First Tr Exchng Traded FD VI33740F847FT VEST US EQT5,325$206.9K<0.1%–
First Tr Exchng Traded FD VI33740U760VEST BUFFERED10,467$206.1K<0.1%–
ISRGIntuitive Surgical IncCOM NEW705$206.1K<0.1%History
Davis Fundamental ETF Tr23908L405SELCT INTL ETF11,277$201.3K<0.1%–
Pacer FDS Tr69374H717LUNT LRG CP ALTR5,838$201.1K<0.1%–
DTEDte Energy CoCOM2,017$200.2K<0.1%History
Innovator ETFs Trust45782C698US EQUT BUFR AUG5,790$191.1K<0.1%–
NXPINXP Semiconductors N.V.COM934$186.7K<0.1%History
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF2,552$184.7K<0.1%–
CSXCSX CorpStock6,003$184.6K<0.1%History
ProShares Tr74347B714SHORT QQQ NEW16,816$183.1K<0.1%–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF4,156$181.0K<0.1%–
NKENIKE, Inc.Stock1,872$179.0K<0.1%History