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Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q4 2024

Holdings as of Dec 31, 2024, filed Jan 31, 2025. Long positions only; changes compare share counts with Q3 2024.

Institution overview
Positions
1,406
+38 vs. Q3 2024
Portfolio value
$12.3B
+$179.3M (+1.5%) vs. Q3 2024
Filed
Jan 31, 2025
SEC
Holdings of D.A. Davidson & Co. in Q4 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
PTONPeloton Interactive, Inc.CL A COM645$5.61K<0.1%+645NewHistory
CVMCel Sci CorpCOM PAR NEW20,300$8.12K<0.1%−10,500−34.1%ReducedHistory
UAMYUnited States Antimony CorpCOM10,320$18.3K<0.1%00.0%UnchangedHistory
WWWW International, Inc.COM15,550$19.7K<0.1%−3,700−19.2%ReducedHistory
SANASana Biotechnology, Inc.COM14,700$24.0K<0.1%−16,880−53.5%ReducedHistory
Redwood Trust Inc758075AF2NOTE 7.750% 6/1–$24.5K<0.1%–––
GALTGalectin Therapeutics IncCOM NEW19,000$24.5K<0.1%−11,771−38.3%ReducedHistory
NATNordic American Tankers LtdCOM10,000$25.0K<0.1%00.0%UnchangedHistory
LYGLloyds Banking Group plcSPONSORED ADR15,438$42.0K<0.1%00.0%UnchangedHistory
PLUGPlug Power IncStock19,746$42.1K<0.1%−7,663−28.0%ReducedHistory
DHYUBS Asset Management High Yield Credit FundSH BEN INT20,000$42.8K<0.1%+3,000+17.6%AddedHistory
NOKNokia CorpSPONSORED ADR10,355$45.9K<0.1%+10,355NewHistory
Two HBRS Invt Corp90187BAB7NOTE 6.250% 1/1–$49.2K<0.1%–––
BTEBaytex Energy Corp.COM19,195$49.5K<0.1%00.0%UnchangedHistory
DCDakota Gold Corp.COM22,574$49.7K<0.1%−200−0.9%ReducedHistory
GNLXGENELUX CorpCOM21,779$51.4K<0.1%+21,779NewHistory
NXHNeighborhood Intelligence, Inc.COM10,435$51.4K<0.1%−3,290−24.0%ReducedHistory
Arbor Realty Trust Inc038923BA5NOTE 7.500% 8/0–$51.7K<0.1%–––
HRTXHeron Therapeutics, Inc.COM37,000$56.6K<0.1%−176,630−82.7%ReducedHistory
BRCCBRC Inc.COM CL A17,990$57.0K<0.1%−8,750−32.7%ReducedHistory
HLHecla Mining CoCOM14,324$70.3K<0.1%−250,295−94.6%ReducedHistory
EGYVaalco Energy IncCOM NEW16,100$70.4K<0.1%−10,400−39.2%ReducedHistory
Lithium Americas Argentina Cor Com Shs53681K100Stock27,150$71.1K<0.1%−6,800−20.0%Reduced–
LACLithium Americas Corp.Stock24,350$72.3K<0.1%−8,050−24.8%ReducedHistory
HIXWestern Asset High Income Fund II Inc.COM18,639$78.5K<0.1%+693+3.9%AddedHistory
STKLSunOpta Inc.COM10,500$80.8K<0.1%+10,500NewHistory
GUTGabelli Utility TrustCOM16,467$82.8K<0.1%+997+6.4%AddedHistory
Silvercrest Metals Inc828363101COM10,000$91.0K<0.1%00.0%Unchanged–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT25,008$94.3K<0.1%−2,750−9.9%ReducedHistory
BMBLBumble Inc.COM CL A12,112$98.6K<0.1%00.0%UnchangedHistory
NMRNomura Holdings IncSPONSORED ADR18,000$104.2K<0.1%00.0%UnchangedHistory
RXRXRecursion Pharmaceuticals, Inc.CL A15,992$108.1K<0.1%−98,047−86.0%ReducedHistory
UUUUEnergy Fuels IncCOM NEW22,272$114.3K<0.1%+22,272NewHistory
JOBYJoby Aviation, Inc.COMMON STOCK14,336$116.6K<0.1%+14,336NewHistory
COOKTraeger, Inc.COMMON STOCK48,900$116.9K<0.1%−1,300−2.6%ReducedHistory
NEXNNexxen International Ltd.ADS12,026$120.5K<0.1%+12,026NewHistory
AVXLAnavex Life Sciences Corp.COM NEW11,385$122.3K<0.1%+11,385NewHistory
BKNBlackRock Investment Quality Municipal Trust, Inc.COM11,360$126.7K<0.1%+49+0.4%AddedHistory
PFNPIMCO Income Strategy Fund IICOM17,728$132.1K<0.1%−10,683−37.6%ReducedHistory
QSQuantumScape CorpCOM CL A26,252$136.2K<0.1%−245−0.9%ReducedHistory
RIOTRiot Platforms, Inc.COM13,380$136.6K<0.1%−3,480−20.6%ReducedHistory
PFLPIMCO Income Strategy FundCOM16,311$136.7K<0.1%−8,326−33.8%ReducedHistory
FPIFarmland Partners Inc.COM11,685$137.4K<0.1%+46+0.4%AddedHistory
OXLCOxford Lane Capital Corp.COM27,474$139.3K<0.1%+208+0.8%AddedHistory
ATYRaTYR PHARMA INCCOM NEW39,000$141.2K<0.1%+10,000+34.5%AddedHistory
KGCKinross Gold CorpCOM15,301$141.8K<0.1%+15,301NewHistory
IIMInvesco Value Municipal Income TrustCOM12,258$145.7K<0.1%+1,500+13.9%AddedHistory
JPCNuveen Preferred & Income Opportunities FundCOM18,890$148.5K<0.1%+2,632+16.2%AddedHistory
RIGTransocean Ltd.REGISTERED SHS43,071$161.5K<0.1%+43,071NewHistory
CHYCalamos Convertible & High Income FundCOM SHS13,365$162.3K<0.1%00.0%UnchangedHistory
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT12,800$162.6K<0.1%00.0%UnchangedHistory
NCANuveen California Municipal Value FundCOM STK19,256$162.7K<0.1%00.0%UnchangedHistory
NMZNuveen Municipal High Income Opportunity FundCOM15,149$163.8K<0.1%00.0%UnchangedHistory
NTLAIntellia Therapeutics, Inc.COM14,770$172.2K<0.1%−1,480−9.1%ReducedHistory
BWBBridgewater Bancshares IncCOM12,900$174.3K<0.1%00.0%UnchangedHistory
EVNEaton Vance Municipal Income TrustSH BEN INT17,551$177.4K<0.1%−3,400−16.2%ReducedHistory
AESAES CorpStock13,814$177.8K<0.1%−18,443−57.2%ReducedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM15,847$178.8K<0.1%+1,171+8.0%AddedHistory
NGLNGL Energy Partners LPCOM UNIT REPST35,966$179.5K<0.1%−1,076−2.9%ReducedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD14,080$182.9K<0.1%−69−0.5%Reduced–
CVECenovus Energy Inc.COM12,307$186.5K<0.1%+12,307NewHistory
PSTLPostal Realty Trust, Inc.CL A14,389$187.8K<0.1%00.0%UnchangedHistory
UECUranium Energy CorpCOM28,078$187.8K<0.1%+28,078NewHistory
INVXInnovex International, Inc.COM13,800$192.8K<0.1%+13,800NewHistory
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM17,300$194.5K<0.1%00.0%UnchangedHistory
CIOCity Office REIT, Inc.COM35,337$195.1K<0.1%−1,207−3.3%ReducedHistory
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT10,400$199.4K<0.1%−750−6.7%Reduced–
Northern LTS FD Tr IV66538H633INSPIRE CORP BD8,542$200.2K<0.1%−676−7.3%Reduced–
NKXNuveen California Amt-Free Quality Municipal Income FundCOM15,891$200.9K<0.1%+630+4.1%AddedHistory
ADMAAdma Biologics, Inc.COM11,760$201.7K<0.1%+11,760NewHistory
BANRBanner CorpCOM NEW3,030$202.4K<0.1%+3,030NewHistory
LDOSLeidos Holdings, Inc.COM1,410$203.1K<0.1%00.0%UnchangedHistory
RYNRayonier IncCOM7,812$203.9K<0.1%+300+4.0%AddedHistory
iShares Tr464287796U.S. ENERGY ETF4,493$204.7K<0.1%+4,493New–
WDFCWD 40 CoCOM845$205.1K<0.1%+50+6.3%AddedHistory
PRPermian Resources CorpCLASS A COM14,262$205.1K<0.1%+4,252+42.5%AddedHistory
PCGPG&E CorpStock10,169$205.2K<0.1%+10,169NewHistory
Franklin Templeton ETF Tr35473P868FRANKLIN DYN MUN8,479$207.2K<0.1%+8,479New–
BLDRBuilders FirstSource, Inc.Stock1,457$208.2K<0.1%+24+1.7%AddedHistory
Invesco Exch TRD SLF Idx FD46138J478BULSHS 2029 MUNI9,095$208.6K<0.1%00.0%Unchanged–
RDNTRadNet, Inc.COM3,000$209.5K<0.1%00.0%UnchangedHistory
WYNNWynn Resorts LtdCOM2,443$210.5K<0.1%+2,443NewHistory
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF2,967$210.8K<0.1%+2,967New–
IMMRImmersion CorpCOM24,152$210.8K<0.1%−2,159−8.2%ReducedHistory
RBB FD Inc74933W601MOTLEY FOL ETF3,550$213.4K<0.1%+3,550New–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM10,254$214.3K<0.1%+1,125+12.3%AddedHistory
NVMINova Ltd.COM1,095$215.7K<0.1%−50−4.4%ReducedHistory
LCIILci IndustriesCOM2,086$215.7K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH3,924$215.9K<0.1%−661−14.4%Reduced–
AGNCAGNC Investment Corp.REIT23,517$216.6K<0.1%+1,449+6.6%AddedHistory
CIIBlackRock Enhanced Large Cap Core Fund, Inc.COM10,807$217.2K<0.1%00.0%UnchangedHistory
ENVXEnovix CorpCOM20,000$217.4K<0.1%00.0%UnchangedHistory
TRNOTerreno Realty CorpCOM3,679$217.6K<0.1%−199−5.1%ReducedHistory
AMHAmerican Homes 4 RentCL A5,831$218.2K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM1,767$218.3K<0.1%−15−0.8%Reduced–
CFRCullen/Frost Bankers, Inc.COM1,626$218.3K<0.1%−8,288−83.6%ReducedHistory
GTLSChart Industries IncCOM1,147$218.9K<0.1%+1,147NewHistory
Pacer FDS Tr69374H709GLOBL CASH ETF6,507$219.5K<0.1%00.0%Unchanged–
MCNXAI Madison Equity Premium Income FundCOM32,721$219.6K<0.1%+2,818+9.4%AddedHistory
REVGREV Group, Inc.COM6,910$220.2K<0.1%−1,250−15.3%ReducedHistory

Options (14)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q4 2024
SecurityClassPutsCalls
PTONPeloton Interactive, Inc.CL A COM–$262.5K
MSFTMicrosoft CorpStock$60.3K–
AAPLApple Inc.Stock$13.3K–
SOUNSoundhound AI, Inc.CLASS A COM–$3.39K
BROSDutch Bros Inc.CL A–$2.88K
TSLATesla, Inc.Stock$2.83K–
NVONovo Nordisk A SADR–$2.77K
CCJCameco CorpStock–$873
FNFFidelity National Financial, Inc.COM SHS–$660
VanEck ETF Trust92189F106GOLD MINERS ETF–$480
RXRXRecursion Pharmaceuticals, Inc.CL A–$350
SPYSPDR S&P 500 ETF TrustETF–$240
TXRHTexas Roadhouse, Inc.COM–$210
PAYOPayoneer Global Inc.COM–$140

Sold out since Q3 2024 (66)

Positions held at the end of Q3 2024 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q3 2024
SecurityClassShares in Q3 2024Value in Q3 2024% of portfolio in Q3 2024History
Kraneshares Tr500767736QUADRTC INT RT278,789$5.37M<0.1%–
TKRTimken CoCOM58,588$4.94M<0.1%History
NXSTNexstar Media Group, Inc.COMMON STOCK23,632$3.91M<0.1%History
PIMCO ETF Tr72201R817INV GRD CRP BD13,993$1.39M<0.1%–
ARAntero Resources CorpCOM47,885$1.37M<0.1%History
State Street SPDR S&P Homebuilders ETF78464A888ETF10,305$1.28M<0.1%–
BHVNBiohaven Ltd.COM23,916$1.20M<0.1%History
Fidelity MSCI Utilities Index ETF316092865ETF23,018$1.19M<0.1%–
ASPNAspen Aerogels IncCOM42,692$1.18M<0.1%History
HRMYHarmony Biosciences Holdings, Inc.COM26,944$1.08M<0.1%History
TTPTortoise Pipeline & Energy Fund, Inc.COM22,327$942.2K<0.1%History
PIMCO ETF Tr72201R88225YR+ ZERO U S11,030$909.1K<0.1%–
iShares Tr46436E874IBONDS 24 TRM TS36,743$881.8K<0.1%–
First Tr Exch Traded FD III33739P202EME MRK BD ETF28,059$813.1K<0.1%–
SCYXScynexis IncCOM NEW527,695$786.3K<0.1%History
IIPRInnovative Industrial Properties IncCOM5,294$712.6K<0.1%History
SPDR Series Trust78468R200ST STR RATE ETF21,462$662.1K<0.1%–
TPZTortoise Power & Energy Infrastructure Fund IncCOM36,510$661.2K<0.1%History
Invesco Exch Traded FD Tr II46138G409S&P SMLCP UTIL9,990$604.5K<0.1%–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF14,628$442.9K<0.1%–
BLMNBloomin' Brands, Inc.COM24,300$401.7K<0.1%History
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB19,512$384.8K<0.1%–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB19,484$381.1K<0.1%–
iShares Inc464286210EURO HIGH YIELD7,090$371.4K<0.1%–
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD6,665$363.1K<0.1%–
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF14,965$361.6K<0.1%–
SUMSummit Materials, Inc.CL A9,115$355.8K<0.1%History
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB15,682$323.8K<0.1%–
ETREntergy CorpCOM2,459$323.7K<0.1%History
MROMarathon Oil CorpCOM11,793$314.1K<0.1%History
VITLVital Farms, Inc.COM8,600$301.6K<0.1%History
OKTAOkta, Inc.CL A4,047$300.9K<0.1%History
First Tr Exchange-Traded FD33738D796INTER GRADE ETF13,750$293.8K<0.1%–
JDJD.com, Inc.SPON ADS CL A7,255$290.2K<0.1%History
iShares Inc464286780MSCI STH AFR ETF5,500$277.2K<0.1%–
AGOAssured Guaranty LtdCOM3,480$276.7K<0.1%History
TEXTerex CorpStock5,195$274.9K<0.1%History
Schwab Emerging Markets Equity ETF808524706ETF9,119$266.1K<0.1%–
SPDR Series Trust78464A573ST STR SP HCSVC2,454$237.8K<0.1%–
RMDResmed IncCOM940$229.5K<0.1%History
BGRBlackRock Energy & Resources TrustCOM17,668$227.6K<0.1%History
CSLCarlisle Companies IncCOM502$226.1K<0.1%History
iShares Tr46436E7180-3 MTH TREASURY2,231$224.7K<0.1%–
Amplify ETF Tr032108409CWP ENHANCED DIV5,180$213.4K<0.1%–
FNVFranco Nevada CorpStock1,709$212.3K<0.1%History
BRBroadridge Financial Solutions, Inc.Stock987$212.2K<0.1%History
ALLEAllegion plcORD SHS1,406$204.9K<0.1%History
ALLYAlly Financial Inc.Stock5,750$204.6K<0.1%History
iShares Tr464288521CRE U S REIT ETF3,317$204.2K<0.1%–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW4,225$203.3K<0.1%–
MGRCMcGrath RentcorpCOM1,900$200.0K<0.1%History
WDIWestern Asset Diversified Income Fund (WDI)COM SHS BEN INT12,000$188.2K<0.1%History
SHIPSeanergy Maritime Holdings Corp.SHS14,450$179.5K<0.1%History
iShares Inc464286327MSCI GLB SLV&MTL12,200$161.8K<0.1%–
CLVTClarivate PLCORD SHS22,442$159.3K<0.1%History
NAVINavient CorpCOM10,000$155.9K<0.1%History
SWNSouthwestern Energy CoCOM17,763$126.3K<0.1%History
DHTDHT Holdings, Inc.SHS NEW11,338$125.1K<0.1%History
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT15,518$117.2K<0.1%History
CTOSCustom Truck One Source, Inc.COM CL A29,240$100.9K<0.1%History
NUVNuveen Municipal Value Fund IncCOM10,166$91.7K<0.1%History
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT15,000$71.4K<0.1%History
VOXXVOXX International CorpCL A10,900$69.3K<0.1%History
OPTUOptimum Communications, Inc.CL A13,060$32.1K<0.1%History
CKPTCheckpoint Therapeutics, Inc.COM NEW10,500$23.5K<0.1%History
Gabelli Util Tr36240A184RIGHT 10/21/202415,475$426<0.1%–