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Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q2 2024

Holdings as of Jun 30, 2024, filed Aug 1, 2024. Long positions only; changes compare share counts with Q1 2024.

Institution overview
Positions
1,353
−17 vs. Q1 2024
Portfolio value
$11.3B
+$179.6M (+1.6%) vs. Q1 2024
Filed
Aug 1, 2024
SEC
Holdings of D.A. Davidson & Co. in Q2 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
UAMYUnited States Antimony CorpCOM10,320$3.47K<0.1%00.0%UnchangedHistory
ELBMElectra Battery Materials CorpCOM NEW18,000$7.56K<0.1%+18,000NewHistory
SLDPSolid Power, Inc.CLASS A COM10,200$16.8K<0.1%−2,000−16.4%ReducedHistory
WWWW International, Inc.COM19,250$22.5K<0.1%00.0%UnchangedHistory
CKPTCheckpoint Therapeutics, Inc.COM NEW11,000$23.6K<0.1%+11,000NewHistory
Redwood Trust Inc758075AF2NOTE 7.750% 6/1–$24.2K<0.1%–New–
FAXAbrdn Asia-Pacific Income Fund, Inc.COM10,744$28.8K<0.1%+177+1.7%AddedHistory
BLNKBlink Charging Co.COM12,200$33.4K<0.1%+12,200NewHistory
VOXXVOXX International CorpCL A11,400$36.0K<0.1%00.0%UnchangedHistory
CVMCel Sci CorpCOM PAR NEW32,800$38.0K<0.1%+500+1.5%AddedHistory
NATNordic American Tankers LtdCOM10,000$39.8K<0.1%00.0%UnchangedHistory
LYGLloyds Banking Group plcSPONSORED ADR15,438$42.1K<0.1%00.0%UnchangedHistory
ATYRaTYR PHARMA INCCOM NEW27,850$43.4K<0.1%+1,500+5.7%AddedHistory
Two HBRS Invt Corp90187BAB7NOTE 6.250% 1/1–$47.8K<0.1%–––
SIRISirius XM Holdings Inc.COM17,112$48.4K<0.1%+151+0.9%AddedHistory
Arbor Realty Trust Inc038923BA5NOTE 7.500% 8/0–$51.9K<0.1%–––
HBIHanesbrands Inc.COM10,818$53.3K<0.1%−148−1.3%ReducedHistory
RYAMRayonier Advanced Materials Inc.COM10,567$57.5K<0.1%+500+5.0%AddedHistory
DCDakota Gold Corp.COM22,774$58.1K<0.1%+9,737+74.7%AddedHistory
WEATTeucrium Commodity TrustWHEAT FD10,980$58.3K<0.1%+10,980NewHistory
PLUGPlug Power IncStock25,309$59.0K<0.1%00.0%UnchangedHistory
BTEBaytex Energy Corp.COM19,195$66.8K<0.1%00.0%UnchangedHistory
HLHecla Mining CoCOM15,424$74.8K<0.1%−1,350−8.0%ReducedHistory
EGYVaalco Energy IncCOM NEW12,300$77.1K<0.1%+12,300NewHistory
SOUNSoundhound AI, Inc.CLASS A COM20,410$80.6K<0.1%+20,410NewHistory
NUVNuveen Municipal Value Fund IncCOM10,150$87.6K<0.1%+10,150NewHistory
GUTGabelli Utility TrustCOM15,463$91.5K<0.1%+677+4.6%AddedHistory
LACLithium Americas Corp.Stock38,080$102.1K<0.1%−100−0.3%ReducedHistory
NMRNomura Holdings IncSPONSORED ADR18,000$104.0K<0.1%−518−2.8%ReducedHistory
CTOSCustom Truck One Source, Inc.COM CL A24,265$105.6K<0.1%+24,265NewHistory
ESOAEnergy Services of America CORPCOM14,830$106.2K<0.1%+14,830NewHistory
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT15,053$108.8K<0.1%+312+2.1%AddedHistory
CHWCalamos Global Dynamic Income FundCOM16,000$109.8K<0.1%00.0%UnchangedHistory
GALTGalectin Therapeutics IncCOM NEW48,771$110.2K<0.1%+1,116+2.3%AddedHistory
SWNSouthwestern Energy CoCOM17,763$119.5K<0.1%00.0%UnchangedHistory
VIVTelefonica Brasil S.A.SPONSORED ADS14,611$120.0K<0.1%−31,822−68.5%ReducedHistory
COOKTraeger, Inc.COMMON STOCK50,200$120.5K<0.1%00.0%UnchangedHistory
FPIFarmland Partners Inc.COM10,457$120.6K<0.1%+47+0.5%AddedHistory
QSQuantumScape CorpCOM CL A25,148$123.7K<0.1%−500−1.9%ReducedHistory
JPCNuveen Preferred & Income Opportunities FundCOM16,958$126.7K<0.1%−6,605−28.0%ReducedHistory
Lithium Americas Argentina Cor Com Shs53681K100Stock39,630$126.8K<0.1%+3,450+9.5%Added–
OXLCOxford Lane Capital Corp.COM23,401$126.8K<0.1%−4,506−16.1%ReducedHistory
RIOTRiot Platforms, Inc.COM14,110$129.0K<0.1%+2,750+24.2%AddedHistory
BIGGQFormer BL Stores IncCOM75,000$129.8K<0.1%00.0%UnchangedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT32,508$131.7K<0.1%+3,250+11.1%AddedHistory
IIMInvesco Value Municipal Income TrustCOM10,758$132.8K<0.1%00.0%UnchangedHistory
BKNBlackRock Investment Quality Municipal Trust, Inc.COM11,154$133.5K<0.1%+54+0.5%AddedHistory
CHYCalamos Convertible & High Income FundCOM SHS13,365$149.2K<0.1%00.0%UnchangedHistory
TRAKReposiTrak, Inc.COM NEW10,000$152.9K<0.1%+10,000NewHistory
VFCV F CorpStock11,888$160.5K<0.1%−23,174−66.1%ReducedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM14,051$161.0K<0.1%+8+0.1%AddedHistory
PRPermian Resources CorpCLASS A COM10,010$161.7K<0.1%00.0%UnchangedHistory
NMZNuveen Municipal High Income Opportunity FundCOM15,149$163.5K<0.1%−948−5.9%ReducedHistory
NCANuveen California Municipal Value FundCOM STK19,256$166.9K<0.1%00.0%UnchangedHistory
NAVINavient CorpCOM11,500$167.4K<0.1%−3,100−21.2%ReducedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR11,716$169.8K<0.1%+1,157+11.0%AddedHistory
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG12,820$174.9K<0.1%−2,000−13.5%ReducedHistory
WDIWestern Asset Diversified Income Fund (WDI)COM SHS BEN INT12,200$175.8K<0.1%−5,000−29.1%ReducedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD12,640$177.6K<0.1%+12,640New–
PFLPIMCO Income Strategy FundCOM22,437$182.9K<0.1%−3,038−11.9%ReducedHistory
PSTLPostal Realty Trust, Inc.CL A13,739$183.1K<0.1%−120−0.9%ReducedHistory
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM17,775$185.6K<0.1%−3,902−18.0%ReducedHistory
NGLNGL Energy Partners LPCOM UNIT REPST36,863$186.5K<0.1%+750+2.1%AddedHistory
NKXNuveen California Amt-Free Quality Municipal Income FundCOM15,261$190.9K<0.1%−5,412−26.2%ReducedHistory
SANASana Biotechnology, Inc.COM35,580$194.3K<0.1%+13,380+60.3%AddedHistory
CWANClearwater Analytics Holdings, Inc.CL A10,545$195.3K<0.1%00.0%UnchangedHistory
NEWTNewtekOne, Inc.COM NEW15,564$195.6K<0.1%−20,377−56.7%ReducedHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM13,954$196.1K<0.1%00.0%UnchangedHistory
NXHNeighborhood Intelligence, Inc.COM15,235$199.3K<0.1%−13,628−47.2%ReducedHistory
MDGLMadrigal Pharmaceuticals, Inc.COM715$200.3K<0.1%+715NewHistory
First Tr Exchange Traded FD33738R860NASDAQ BK ETF7,554$200.5K<0.1%+7,554New–
SLABSilicon Laboratories Inc.Stock1,820$201.3K<0.1%+1,820NewHistory
Dimensional ETF Trust25434V864SHOR DUR FIX ETF4,290$201.6K<0.1%+4,290New–
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT16,300$201.6K<0.1%−360−2.2%ReducedHistory
MGRCMcGrath RentcorpCOM1,900$202.4K<0.1%+100+5.6%AddedHistory
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM1,782$203.1K<0.1%−404−18.5%Reduced–
ERICEricsson LM Telephone CoADR B SEK 1033,000$203.6K<0.1%00.0%UnchangedHistory
CNICanadian National Railway CoStock1,737$205.2K<0.1%+1,737NewHistory
FTAIFTAI Aviation Ltd.SHS2,000$206.5K<0.1%+2,000NewHistory
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF8,701$206.5K<0.1%−6,745−43.7%Reduced–
EGPEastgroup Properties IncCOM1,224$208.2K<0.1%00.0%UnchangedHistory
AGNCAGNC Investment Corp.REIT21,869$208.6K<0.1%+161+0.7%AddedHistory
Etfis Ser Tr I26923G822VIRTUS INFRCAP9,987$210.0K<0.1%+65+0.7%Added–
INCYIncyte CorpCOM3,475$210.7K<0.1%−1,000−22.3%ReducedHistory
STBAS&T Bancorp IncCOM6,312$210.8K<0.1%00.0%UnchangedHistory
Invesco Exch TRD SLF Idx FD46138J445INVSC 30 MUNI BD9,700$211.2K<0.1%+9,700New–
AZPNAspen Technology, Inc.COM1,068$212.1K<0.1%−17−1.6%ReducedHistory
Northern LTS FD Tr IV66538H633INSPIRE CORP BD9,116$212.6K<0.1%−2,291−20.1%Reduced–
EVRGEvergy, Inc.Stock4,026$213.3K<0.1%−126−3.0%ReducedHistory
EVNEaton Vance Municipal Income TrustSH BEN INT20,656$213.8K<0.1%+184+0.9%AddedHistory
iShares Tr464289529INDIA 50 ETF4,009$215.1K<0.1%−775−16.2%Reduced–
Cyberark Software LtdM2682V108SHS788$215.5K<0.1%+18+2.3%Added–
LCIILci IndustriesCOM2,086$215.7K<0.1%00.0%UnchangedHistory
DHTDHT Holdings, Inc.SHS NEW18,700$216.4K<0.1%−1,000−5.1%ReducedHistory
RYNRayonier IncCOM7,498$218.1K<0.1%+6+0.1%AddedHistory
SRPTSarepta Therapeutics, Inc.COM1,383$218.5K<0.1%+1,383NewHistory
DIODDiodes IncCOM3,068$220.7K<0.1%−50−1.6%ReducedHistory
CIIBlackRock Enhanced Large Cap Core Fund, Inc.COM11,044$220.8K<0.1%−30−0.3%ReducedHistory
Occidental Pete Corp WT Exp 080327674599162Stock5,368$220.9K<0.1%−40−0.7%Reduced–
ERIIEnergy Recovery, Inc.COM16,638$221.1K<0.1%−7,720−31.7%ReducedHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q2 2024
SecurityClassPutsCalls
TSLATesla, Inc.Stock–$224.0K
AAPLApple Inc.Stock$53.4K–
NVDANVIDIA CorpStock$200$39.8K
MSFTMicrosoft CorpStock$33.0K–
SESea LtdSPONSORD ADS–$4.04K
BROSDutch Bros Inc.CL A–$2.02K
MAMastercard IncStock$1.66K–
State Street SPDR S&P Biotech ETF78464A870ETF–$1.66K
HPQHP IncStock–$808
ALLYAlly Financial Inc.Stock–$680
RXRXRecursion Pharmaceuticals, Inc.CL A–$660
SOUNSoundhound AI, Inc.CLASS A COM–$215

Sold out since Q1 2024 (84)

Positions held at the end of Q1 2024 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q1 2024
SecurityClassShares in Q1 2024Value in Q1 2024% of portfolio in Q1 2024History
KAMAN Corp483548AF0NOTE 3.250% 5/0–$12.0M0.1%–
PXDPioneer Natural Resources CoCOM8,049$2.11M<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE64,361$2.05M<0.1%–
YETIYETI Holdings, Inc.COM47,484$1.83M<0.1%History
GOGrocery Outlet Holding Corp.COM63,238$1.82M<0.1%History
Global X FDS37954Y830GLOBAL X COPPER36,747$1.56M<0.1%–
SMARSmartsheet IncCOM CL A37,230$1.43M<0.1%History
AVAVAeroVironment IncCOM8,248$1.26M<0.1%History
TTITetra Technologies IncCOM257,863$1.14M<0.1%History
Global X Uranium ETF37954Y871ETF38,652$1.11M<0.1%–
AVDXAvidXchange Holdings, Inc.COM84,233$1.11M<0.1%History
Defiance Quantum ETF26922A420ETF17,105$1.05M<0.1%–
IMXIInternational Money Express, Inc.COM45,709$1.04M<0.1%History
CEVACeva IncCOM44,033$1.00M<0.1%History
JAMFJamf Holding Corp.COM52,369$961.0K<0.1%History
AMPHAmphastar Pharmaceuticals, Inc.COM21,651$950.7K<0.1%History
DCBODocebo Inc.COM18,460$904.2K<0.1%History
BLDRBuilders FirstSource, Inc.Stock3,858$804.6K<0.1%History
LNTHLantheus Holdings, Inc.Stock12,438$774.1K<0.1%History
iShares Tr46436E7180-3 MTH TREASURY7,414$746.7K<0.1%–
First Tr Exch Traded FD III33739P202EME MRK BD ETF25,845$728.1K<0.1%–
ZMZoom Communications, Inc.Stock9,805$641.0K<0.1%History
WisdomTree Tr97717X701EUROPE HEDGED EQ13,188$637.0K<0.1%–
VanEck ETF Trust92189F700AGRIBUSINESS ETF7,834$588.6K<0.1%–
BWABorgwarner IncCOM15,755$547.3K<0.1%History
First Tr MLP & Energy Incom33739B104COM50,902$492.2K<0.1%–
WDWalker & Dunlop, Inc.COM4,150$419.4K<0.1%History
LEGLeggett & Platt IncStock20,045$383.9K<0.1%History
NFGNational Fuel Gas CoStock6,861$368.6K<0.1%History
LBAILakeland Bancorp IncCOM30,348$367.2K<0.1%History
TREXTrex Co IncCOM3,610$360.1K<0.1%History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD11,075$314.2K<0.1%History
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS7,473$314.0K<0.1%History
MDCSekisui House U.S., Inc.COM4,668$293.7K<0.1%History
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF9,073$289.9K<0.1%–
TDYTeledyne Technologies IncCOM652$279.9K<0.1%History
Schwab U.S. Small-Cap ETF808524607ETF5,358$263.8K<0.1%–
Global X FDS37954Y459RUSSELL 200015,510$262.3K<0.1%–
Global X Lithium & Battery Tech ETF37954Y855ETF5,712$258.7K<0.1%–
iShares Core MSCI Europe ETF46434V738ETF4,283$247.8K<0.1%–
CVECenovus Energy Inc.COM12,219$244.3K<0.1%History
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF6,859$237.9K<0.1%–
EPAMEPAM Systems, Inc.COM851$235.0K<0.1%History
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE5,990$232.7K<0.1%–
PLABPhotronics IncCOM8,150$230.8K<0.1%History
PAGPenske Automotive Group, Inc.COM1,417$229.5K<0.1%History
WYNNWynn Resorts LtdCOM2,223$227.3K<0.1%History
SWKStanley Black & Decker, Inc.COM2,285$223.8K<0.1%History
WSCWillScot Holdings CorpCOM CL A4,793$222.9K<0.1%History
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY4,300$217.5K<0.1%–
NSITInsight Enterprises IncCOM1,152$213.7K<0.1%History
SEATVivid Seats Inc.COM CL A35,634$213.4K<0.1%History
HOLXHologic IncCOM2,716$211.7K<0.1%History
BWETAmplify Commodity TrustBREAKWAVE TANKER11,350$211.4K<0.1%History
HASHasbro, Inc.COM3,703$209.3K<0.1%History
WDFCWD 40 CoCOM810$205.2K<0.1%History
USACUSA Compression Partners, LPCOMUNIT LTDPAR7,622$203.3K<0.1%History
Ford MTR Co Del345370CZ1NOTE 3/1–$163.9K<0.1%–
Uber Technologies, Inc90353TAJ9NOTE 12/1–$163.7K<0.1%–
CXMSprinklr, Inc.CL A13,300$163.2K<0.1%History
Greenbrier Cos Inc393657AM3NOTE 2.875% 4/1–$161.5K<0.1%–
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/0–$158.6K<0.1%–
Halozyme Therapeutics, Inc.40637HAD1NOTE 0.250% 3/0–$158.2K<0.1%–
Itron, Inc.465741AN6NOTE 3/1–$150.2K<0.1%–
BWBBridgewater Bancshares IncCOM12,900$150.2K<0.1%History
On Semiconductor Corp682189AU9NOTE 0.500% 3/0–$149.6K<0.1%–
John Bean Technologies Corp477839AB0NOTE 0.250% 5/1–$148.3K<0.1%–
Lci Inds501812AB7NOTE 1.125% 5/1–$146.3K<0.1%–
Imax Corp45245EAJ8NOTE 0.500% 4/0–$139.7K<0.1%–
Ironwood Pharmaceuticals Inc46333XAH1NOTE 1.500% 6/1–$136.4K<0.1%–
Solaredge Technologies, Inc.83417MAD6NOTE 9/1–$135.8K<0.1%–
Pacira BioSciences, Inc.695127AF7NOTE 0.750% 8/0–$132.7K<0.1%–
BCXBlackRock Resources & Commodities Strategy TrustSHS14,613$132.7K<0.1%History
Lumentum Hldgs Inc55024UAD1NOTE 0.500%12/1–$132.4K<0.1%–
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/1–$128.2K<0.1%–
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$109.1K<0.1%–
PetIQ, Inc.71639TAB2NOTE 4.000% 6/0–$107.8K<0.1%–
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/1–$88.7K<0.1%–
PCKPIMCO California Municipal Income Fund IICOM12,553$72.4K<0.1%History
AVXLAnavex Life Sciences Corp.COM NEW13,770$70.1K<0.1%History
IGRCbre Global Real Estate Income FundCOM11,745$63.2K<0.1%History
SDIGStronghold Digital Mining, Inc.CLASS A COM13,750$57.1K<0.1%History
ALTMArcadium Lithium plcStock12,208$52.6K<0.1%History
Atech (Parent) Resolution Corp.00973N102COM12,500$7.39K<0.1%–