D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed May 13, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 1,370
- +22 vs. Q4 2023
- Portfolio value
- $11.1B
- +$901.9M (+8.8%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| STWDStarwood Property Trust, Inc. | COM | 60,726 | $1.23M | <0.1% | +1,557+2.6% | Added | History |
| VALEVale S.A. | SPONSORED ADS | 101,569 | $1.24M | <0.1% | +4,235+4.4% | Added | History |
| Paramount Global92556H206 | CL B | 105,722 | $1.24M | <0.1% | −5,167−4.7% | Reduced | – |
| Alps ETF Tr00162Q858 | SECTR DIV DOGS | 23,082 | $1.25M | <0.1% | −250−1.1% | Reduced | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 26,960 | $1.25M | <0.1% | +3,480+14.8% | Added | – |
| VEEVVeeva Systems Inc | Stock | 5,380 | $1.25M | <0.1% | +253+4.9% | Added | History |
| SYMSymbotic Inc. | Stock | 27,825 | $1.25M | <0.1% | +27,825 | New | History |
| VanEck ETF Trust92189F429 | PREFERRED SECURT | 70,940 | $1.25M | <0.1% | +1,698+2.5% | Added | – |
| Davis Fundamental ETF Tr23908L306 | SELECT WRLD WI | 38,815 | $1.26M | <0.1% | −2,625−6.3% | Reduced | – |
| BAXBaxter International Inc | Stock | 29,564 | $1.26M | <0.1% | −7,870−21.0% | Reduced | History |
| AVAVAeroVironment Inc | COM | 8,248 | $1.26M | <0.1% | +8,248 | New | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 11,180 | $1.28M | <0.1% | −2,326−17.2% | Reduced | – |
| KVUEKenvue Inc. | Stock | 59,585 | $1.28M | <0.1% | +2,199+3.8% | Added | History |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 26,542 | $1.28M | <0.1% | +14,349+117.7% | Added | – |
| ADIAnalog Devices Inc | Stock | 6,470 | $1.28M | <0.1% | −390−5.7% | Reduced | History |
| TTWOTake Two Interactive Software Inc | COM | 8,718 | $1.29M | <0.1% | +452+5.5% | Added | History |
| iShares Tr464287325 | GLOB HLTHCRE ETF | 13,919 | $1.30M | <0.1% | +10+0.1% | Added | – |
| WRBBerkley W R Corp | COM | 14,714 | $1.30M | <0.1% | −224−1.5% | Reduced | History |
| FERGFerguson Enterprises Inc. | SHS | 5,964 | $1.30M | <0.1% | +36+0.6% | Added | History |
| CGCarlyle Group Inc. | COM | 27,822 | $1.31M | <0.1% | −900−3.1% | Reduced | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 42,901 | $1.31M | <0.1% | +4,404+11.4% | Added | History |
| MCHPMicrochip Technology Inc | Stock | 14,588 | $1.31M | <0.1% | +3,304+29.3% | Added | History |
| DALDelta Air Lines, Inc. | COM NEW | 27,368 | $1.31M | <0.1% | +2,666+10.8% | Added | History |
| OPCHOption Care Health, Inc. | COM NEW | 39,200 | $1.31M | <0.1% | −43,395−52.5% | Reduced | History |
| LXPLXP Industrial Trust | COM | 145,794 | $1.32M | <0.1% | +53,439+57.9% | Added | History |
| SPDR Index Shs FDS78463X152 | ST STR SP N AM | 24,125 | $1.32M | <0.1% | −53−0.2% | Reduced | – |
| DNPDNP Select Income Fund Inc | COM | 145,978 | $1.32M | <0.1% | −9,665−6.2% | Reduced | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 10,512 | $1.32M | <0.1% | −17,870−63.0% | Reduced | – |
| AXAxos Financial, Inc. | COM | 24,560 | $1.33M | <0.1% | −704−2.8% | Reduced | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 16,554 | $1.33M | <0.1% | +2,445+17.3% | Added | – |
| DFSDiscover Financial Services | COM | 10,171 | $1.33M | <0.1% | −4,612−31.2% | Reduced | History |
| PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC | COM | 159,139 | $1.34M | <0.1% | −210−0.1% | Reduced | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 10,741 | $1.35M | <0.1% | −3,029−22.0% | Reduced | – |
| iShares Tr464287150 | CORE S&P TTL STK | 11,779 | $1.36M | <0.1% | +58+0.5% | Added | – |
| PAGPPlains GP Holdings LP | LTD PARTNR INT A | 74,434 | $1.36M | <0.1% | +36,112+94.2% | Added | History |
| PLYMPlymouth Industrial REIT, Inc. | COM | 60,595 | $1.36M | <0.1% | −524−0.9% | Reduced | History |
| IBKRInteractive Brokers Group, Inc. | Stock | 12,212 | $1.36M | <0.1% | −943−7.2% | Reduced | History |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 130,571 | $1.37M | <0.1% | +13,367+11.4% | Added | History |
| SCIService Corp International | COM | 18,407 | $1.37M | <0.1% | −386−2.1% | Reduced | History |
| iShares Tr464287689 | RUSSELL 3000 ETF | 4,563 | $1.37M | <0.1% | +20.0% | Added | – |
| HCAHCA Healthcare, Inc. | COM | 4,108 | $1.37M | <0.1% | −292−6.6% | Reduced | History |
| WisdomTree Tr97717W521 | JAPAN OPPOR FD | 41,348 | $1.38M | <0.1% | +6,110+17.3% | Added | – |
| First Tr Exchange Traded FD33738R407 | NASDAQ BUYWRITE | 68,526 | $1.41M | <0.1% | +38,600+129.0% | Added | – |
| LNGCheniere Energy, Inc. | COM NEW | 8,735 | $1.41M | <0.1% | −4,589−34.4% | Reduced | History |
| Vanguard BD Index FDS921937793 | LONG TERM BOND | 19,568 | $1.42M | <0.1% | +346+1.8% | Added | – |
| FFIVF5, Inc. | Stock | 7,468 | $1.42M | <0.1% | +835+12.6% | Added | History |
| First Tr Exchange Traded FD33738R308 | BUYWRIT INCM ETF | 63,096 | $1.42M | <0.1% | +33,787+115.3% | Added | – |
| STLDSteel Dynamics Inc | COM | 9,591 | $1.42M | <0.1% | +169+1.8% | Added | History |
| BIPCBrookfield Infrastructure Corp | COM SB VTG SHS A | 39,631 | $1.43M | <0.1% | −1,380−3.4% | Reduced | History |
| iShares Tr464288588 | MBS ETF | 15,477 | $1.43M | <0.1% | +3,235+26.4% | Added | – |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 10,846 | $1.43M | <0.1% | −1,619−13.0% | Reduced | History |
| SMARSmartsheet Inc | COM CL A | 37,230 | $1.43M | <0.1% | +37,230 | New | History |
| PEOAdams Natural Resources Fund, Inc. | COM | 62,302 | $1.44M | <0.1% | +7,737+14.2% | Added | History |
| First Tr Exchange Traded FD33734X143 | HLTH CARE ALPH | 13,163 | $1.44M | <0.1% | −323−2.4% | Reduced | – |
| BEAMBeam Therapeutics Inc. | COM | 43,953 | $1.45M | <0.1% | +5,676+14.8% | Added | History |
| First Tr Exchange-Traded FD33739Q705 | FT VEST S&P 500 | 27,085 | $1.45M | <0.1% | +3,945+17.0% | Added | – |
| First Tr Exchange-Traded FD33738D879 | FT VEST RIS | 59,925 | $1.47M | <0.1% | +26,034+76.8% | Added | – |
| TTEKTetra Tech Inc | COM | 8,055 | $1.49M | <0.1% | 00.0% | Unchanged | History |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 36,672 | $1.49M | <0.1% | +2,110+6.1% | Added | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 8,143 | $1.50M | <0.1% | +1,759+27.6% | Added | – |
| VTRVentas, Inc. | REIT | 34,613 | $1.51M | <0.1% | +30,206+685.4% | Added | History |
| DDominion Energy, Inc | Stock | 30,667 | $1.51M | <0.1% | −6,932−18.4% | Reduced | History |
| WDCWestern Digital Corp | COM | 22,135 | $1.51M | <0.1% | +4,343+24.4% | Added | History |
| VODVodafone Group Public Ltd Co | ADR | 170,229 | $1.52M | <0.1% | 00.0% | Unchanged | History |
| AVYAvery Dennison Corp | COM | 6,817 | $1.52M | <0.1% | +737+12.1% | Added | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 23,178 | $1.53M | <0.1% | −2,093−8.3% | Reduced | – |
| AHRTAH Realty Trust, Inc. | COM | 147,172 | $1.53M | <0.1% | +3,955+2.8% | Added | History |
| METMetlife Inc | Stock | 20,725 | $1.54M | <0.1% | +1,349+7.0% | Added | History |
| iShares Tr46436E841 | IBONDS 27 TRM TS | 69,318 | $1.54M | <0.1% | +23,100+50.0% | Added | – |
| iShares Tr464288752 | US HOME CONS ETF | 13,291 | $1.54M | <0.1% | 00.0% | Unchanged | – |
| EMEEMCOR Group, Inc. | Stock | 4,399 | $1.54M | <0.1% | −95−2.1% | Reduced | History |
| PSECProspect Capital Corp | COM | 279,312 | $1.54M | <0.1% | −2,445−0.9% | Reduced | History |
| TPLTexas Pacific Land Corp | Stock | 2,676 | $1.55M | <0.1% | 00.0% | UnchangedConverted for a 3-for-1 split | History |
| Vanguard Industrials ETF92204A603 | ETF | 6,362 | $1.55M | <0.1% | +29+0.5% | Added | – |
| Global X FDS37954Y830 | GLOBAL X COPPER | 36,747 | $1.56M | <0.1% | +36,747 | New | – |
| WELLWelltower Inc. | REIT | 16,716 | $1.56M | <0.1% | −69−0.4% | Reduced | History |
| COINCoinbase Global, Inc. | COM CL A | 5,931 | $1.57M | <0.1% | +632+11.9% | Added | History |
| XELXcel Energy Inc | Stock | 29,266 | $1.57M | <0.1% | −607−2.0% | Reduced | History |
| J P Morgan Exchange Traded F46654Q773 | JPMORGAM LTD DUR | 31,108 | $1.58M | <0.1% | −254−0.8% | Reduced | – |
| NNINelnet Inc | CL A | 16,782 | $1.59M | <0.1% | −493−2.9% | Reduced | History |
| Dimensional ETF Trust25434V658 | GLOBAL REAL EST | 62,260 | $1.59M | <0.1% | +16,837+37.1% | Added | – |
| Vanguard Materials ETF92204A801 | ETF | 7,782 | $1.59M | <0.1% | −162−2.0% | Reduced | – |
| TAPMolson Coors Beverage Co | CL B | 23,658 | $1.59M | <0.1% | +4,876+26.0% | Added | History |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 85,058 | $1.60M | <0.1% | +85,058 | New | – |
| EXPEExpedia Group, Inc. | Stock | 11,684 | $1.61M | <0.1% | +677+6.2% | Added | History |
| FASTFastenal Co | Stock | 20,968 | $1.62M | <0.1% | +1,228+6.2% | Added | History |
| iShares Tr464287556 | ISHARES BIOTECH | 11,856 | $1.63M | <0.1% | +6,943+141.3% | Added | – |
| LHXL3HARRIS Technologies, Inc. | Stock | 7,651 | $1.63M | <0.1% | −1,812−19.1% | Reduced | History |
| VRSKVerisk Analytics, Inc. | COM | 6,929 | $1.63M | <0.1% | −343−4.7% | Reduced | History |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 39,924 | $1.65M | <0.1% | +4,551+12.9% | Added | – |
| NICENICE Ltd. | SPONSORED ADR | 6,337 | $1.65M | <0.1% | −781−11.0% | Reduced | History |
| Franklin Templeton ETF Tr35473P504 | LIBERTY US ETF | 30,355 | $1.66M | <0.1% | −120−0.4% | Reduced | – |
| RLJ.PARLJ Lodging Trust | CUM CONV PFD A | 68,330 | $1.67M | <0.1% | +9,852+16.8% | Added | History |
| First Tr Exchng Traded FD VI33740F888 | SMIT UNCO BD ETF | 68,179 | $1.68M | <0.1% | +6,229+10.1% | Added | – |
| Vanguard Total World Stock ETF922042742 | ETF | 15,430 | $1.71M | <0.1% | +150+1.0% | Added | – |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 25,634 | $1.71M | <0.1% | −1,115−4.2% | Reduced | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 40,661 | $1.71M | <0.1% | +2,940+7.8% | Added | – |
| Vanguard Financials ETF92204A405 | ETF | 16,741 | $1.71M | <0.1% | −137−0.8% | Reduced | – |
| DOCHealthpeak Properties, Inc. | COM | 91,461 | $1.71M | <0.1% | +16,710+22.4% | Added | History |
| iShares Inc464286343 | US PWR INFRA ETF | 64,935 | $1.72M | <0.1% | −2,524−3.7% | Reduced | – |
Options (11)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | – | $89.4K |
| NVDANVIDIA Corp | Stock | – | $19.5K |
| AVGOBroadcom Inc. | Stock | – | $4.92K |
| RXRXRecursion Pharmaceuticals, Inc. | CL A | – | $1.28K |
| MAMastercard Inc | Stock | $1.23K | – |
| MUMicron Technology Inc | Stock | – | $1.07K |
| AMATApplied Materials Inc | Stock | – | $970 |
| CWCOConsolidated Water Co. Ltd. | ORD | – | $794 |
| MRVLMarvell Technology, Inc. | COM | – | $745 |
| PATHUiPath, Inc. | Stock | – | $324 |
| BMYBristol Myers Squibb Co | Stock | – | $148 |
Sold out since Q4 2023 (93)
Positions held at the end of Q4 2023 that are gone from this filing.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| iShares Tr46434V407 | 0-5YR HI YL CP | 143,141 | $6.04M | 0.1% | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 19,236 | $2.12M | <0.1% | – |
| First Trust Multi Cap Growth Alphadex Fund33733F101 | ETF | 18,831 | $2.11M | <0.1% | – |
| GOFGuggenheim Strategic Opportunities Fund | COM SBI | 153,423 | $1.96M | <0.1% | History |
| INVXInnovex International, Inc. | COM | 82,169 | $1.91M | <0.1% | History |
| MSMMSC Industrial Direct Co Inc | CL A | 18,804 | $1.90M | <0.1% | History |
| Advisorshares Tr00768Y479 | DORSY FSM ALCP | 54,370 | $1.84M | <0.1% | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 68,352 | $1.71M | <0.1% | – |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 27,725 | $1.67M | <0.1% | – |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 117,561 | $1.49M | <0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 145,429 | $1.49M | <0.1% | – |
| PIMCO ETF Tr72201R817 | INV GRD CRP BD | 15,102 | $1.47M | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E719 | BLOO EN ANGE ETF | 77,123 | $1.40M | <0.1% | – |
| AZEKAZEK Co Inc. | CL A | 29,451 | $1.13M | <0.1% | History |
| iShares Inc464286392 | MSCI WORLD ETF | 8,121 | $1.08M | <0.1% | – |
| Fidelity Covington Trust316092824 | LOW VOLITY ETF | 18,692 | $990.1K | <0.1% | – |
| WESTWestrock Coffee Co | COM | 96,002 | $980.2K | <0.1% | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 18,815 | $899.2K | <0.1% | – |
| PERIPerion Network Ltd. | SHS NEW | 28,218 | $871.1K | <0.1% | History |
| First Tr High Income L/S FD33738E109 | COM | 66,840 | $808.1K | <0.1% | – |
| VRNAVerona Pharma plc | SPONSORED ADS | 33,400 | $664.0K | <0.1% | History |
| DCIDonaldson Co Inc | Stock | 9,708 | $634.5K | <0.1% | History |
| WisdomTree Tr97717X214 | EMERG MKTS ESG | 21,612 | $632.7K | <0.1% | – |
| First Tr Exch Traded FD III33739P855 | INSTL PFD SECS | 34,961 | $623.4K | <0.1% | – |
| ACIWAci Worldwide, Inc. | Stock | 20,000 | $612.0K | <0.1% | History |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 3,098 | $593.0K | <0.1% | History |
| DKSDick's Sporting Goods, Inc. | Stock | 3,890 | $571.8K | <0.1% | History |
| ICHRIchor Holdings, Ltd. | SHS | 16,476 | $554.1K | <0.1% | History |
| iShares Tr464289867 | CORE 60 BALA ETF | 9,903 | $526.7K | <0.1% | – |
| XPOFXponential Fitness, Inc. | COM CL A | 39,560 | $509.9K | <0.1% | History |
| VSTVistra Corp. | Stock | 13,236 | $509.9K | <0.1% | History |
| Victory Portfolios II92647N824 | VCSHS US EQ INCM | 8,880 | $502.3K | <0.1% | – |
| Global X FDS37950E333 | GLBX SUPRINC ETF | 54,363 | $493.6K | <0.1% | – |
| SPXXNuveen S&P 500 Dynamic Overwrite Fund | COM | 29,463 | $443.1K | <0.1% | History |
| TDSTelephone & Data Systems Inc | COM NEW | 23,213 | $426.0K | <0.1% | History |
| MATWMatthews International Corp | CL A | 11,290 | $413.8K | <0.1% | History |
| UBSIUnited Bankshares Inc | COM | 10,843 | $407.2K | <0.1% | History |
| CMCOColumbus McKinnon Corp | COM | 9,226 | $360.0K | <0.1% | History |
| FMNBFarmers National Banc Corp | COM | 22,558 | $326.0K | <0.1% | History |
| CASSCass Information Systems Inc | COM | 6,869 | $309.4K | <0.1% | History |
| ASOAcademy Sports & Outdoors, Inc. | COM | 4,669 | $308.2K | <0.1% | History |
| NTRSNorthern Trust Corp | COM | 3,416 | $288.3K | <0.1% | History |
| CNICanadian National Railway Co | Stock | 2,293 | $288.1K | <0.1% | History |
| SLABSilicon Laboratories Inc. | Stock | 2,178 | $288.1K | <0.1% | History |
| MEDMedifast Inc | COM | 4,268 | $286.9K | <0.1% | History |
| LTCLTC Properties Inc | REIT | 8,920 | $286.5K | <0.1% | History |
| PIMCO ETF Tr72201R783 | 0-5 HIGH YIELD | 3,050 | $283.9K | <0.1% | – |
| Global X FDS37960A669 | SUPERDIVIDEND | 12,502 | $281.9K | <0.1% | – |
| ETF Managers Tr26924G888 | ETHO CLIMATE LEA | 5,045 | $280.5K | <0.1% | – |
| CCChemours Co | Stock | 8,863 | $279.6K | <0.1% | History |
| ALGMAllegro Microsystems, Inc. | COM | 9,170 | $277.6K | <0.1% | History |
| iShares Tr464287754 | US INDUSTRIALS | 2,358 | $269.7K | <0.1% | – |
| NSANational Storage Affiliates Trust | COM SHS BEN IN | 5,969 | $247.6K | <0.1% | History |
| ROKURoku, Inc | COM CL A | 2,687 | $246.3K | <0.1% | History |
| JDJD.com, Inc. | SPON ADS CL A | 8,400 | $242.7K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G102 | S&P SMLCP LOW | 5,445 | $240.4K | <0.1% | – |
| Simplify Exchange Traded Fun82889N764 | HEDGED EQUITY | 9,360 | $236.4K | <0.1% | – |
| SRPTSarepta Therapeutics, Inc. | COM | 2,383 | $229.8K | <0.1% | History |
| BSMBlack Stone Minerals, L.P. | COM UNIT | 14,100 | $225.0K | <0.1% | History |
| SPLKSplunk Inc | COM | 1,467 | $223.5K | <0.1% | History |
| DINDine Brands Global, Inc. | COM | 4,400 | $218.5K | <0.1% | History |
| SPDR Series Trust78464A755 | ST STR SP METAL | 3,651 | $218.4K | <0.1% | – |
| SKMSK Telecom Co Ltd | SPONSORED ADR | 10,132 | $216.8K | <0.1% | History |
| First Tr Exchange Traded FD33738R860 | NASDAQ BK ETF | 8,577 | $216.7K | <0.1% | – |
| BANFBancfirst Corp | COM | 2,224 | $216.5K | <0.1% | History |
| BF.BBrown Forman Corp | Stock | 3,767 | $215.1K | <0.1% | History |
| Capital Grp Fixed Incm ETF T14020Y201 | MUN INM ETF | 7,716 | $208.9K | <0.1% | – |
| UGIUgi Corp | Stock | 8,489 | $208.8K | <0.1% | History |
| CCUUnited Breweries Co Inc | SPONSORED ADR | 16,650 | $208.8K | <0.1% | History |
| ELSEquity Lifestyle Properties Inc | COM | 2,959 | $208.7K | <0.1% | History |
| EXRExtra Space Storage Inc. | COM | 1,292 | $207.1K | <0.1% | History |
| SNVSynovus Financial Corp | COM NEW | 5,487 | $206.6K | <0.1% | History |
| FTREFortrea Holdings Inc. | COMMON STOCK | 5,888 | $205.5K | <0.1% | History |
| Vanguard Scottsdale FDS92206C565 | TOTAL WLD BD ETF | 2,919 | $202.0K | <0.1% | – |
| AEISAdvanced Energy Industries Inc | COM | 1,852 | $201.7K | <0.1% | History |
| TPCTutor Perini Corp | COM | 21,081 | $191.8K | <0.1% | History |
| CMTLComtech Telecommunications Corp | COM NEW | 22,380 | $188.7K | <0.1% | History |
| INTTIntest Corp | COM | 13,800 | $187.7K | <0.1% | History |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 13,115 | $174.4K | <0.1% | – |
| BCATBlackRock Capital Allocation Term Trust | COM | 11,125 | $166.3K | <0.1% | History |
| BKCCBlackRock Capital Investment Corp | COM | 39,640 | $153.4K | <0.1% | History |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 11,699 | $149.6K | <0.1% | – |
| Guess Inc401617AD7 | NOTE 2.000% 4/1 | – | $139.9K | <0.1% | – |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | – | $137.0K | <0.1% | – |
| JetBlue Airways Corp477143AP6 | NOTE 0.500% 4/0 | – | $121.6K | <0.1% | – |
| OMOutset Medical, Inc. | COM | 19,820 | $107.2K | <0.1% | History |
| NUVNuveen Municipal Value Fund Inc | COM | 10,058 | $86.5K | <0.1% | History |
| OPENOpendoor Technologies Inc. | COM | 18,000 | $80.6K | <0.1% | History |
| CCIFCarlyle Credit Income Fund | SHS BEN INT | 10,022 | $79.7K | <0.1% | History |
| RGTIWRigetti Computing, Inc. | *W EXP 99/99/999 | 125,000 | $16.9K | <0.1% | History |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $14.9K | <0.1% | – |
| OTLKOutlook Therapeutics, Inc. | COM NEW | 28,000 | $11.0K | <0.1% | History |
| CSSEChicken Soup for the Soul Entertainment, Inc. | CL A | 14,353 | $3.15K | <0.1% | History |