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Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed May 13, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
1,370
+22 vs. Q4 2023
Portfolio value
$11.1B
+$901.9M (+8.8%) vs. Q4 2023
Filed
May 13, 2024
SEC
Holdings of D.A. Davidson & Co. in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
DGDollar General CorpCOM2,531$395.1K<0.1%+722+39.9%AddedHistory
WALWestern Alliance BancorporationCOM6,158$395.3K<0.1%+686+12.5%AddedHistory
NEWTNewtekOne, Inc.COM NEW35,941$395.4K<0.1%−26,277−42.2%ReducedHistory
SUSuncor Energy IncStock10,768$397.5K<0.1%−2,000−15.7%ReducedHistory
Franklin Templeton ETF Tr35473P801US LRG CP MLTFCT7,470$397.8K<0.1%+855+12.9%Added–
MCMoelis & CoCL A7,056$400.6K<0.1%00.0%UnchangedHistory
SKXSkechers USA IncCL A6,564$402.1K<0.1%−18−0.3%ReducedHistory
iShares Tr46435G524INTL DIV GRWTH5,974$402.4K<0.1%+1,297+27.7%Added–
Vanguard World FD921910725ESG INTL STK ETF7,011$402.9K<0.1%+515+7.9%Added–
Schwab Emerging Markets Equity ETF808524706ETF15,975$403.4K<0.1%−320−2.0%Reduced–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF13,564$403.8K<0.1%+13,564New–
RMTRoyce Micro-Cap Trust, Inc.COM42,749$404.0K<0.1%+159+0.4%AddedHistory
CHRWC. H. Robinson Worldwide, Inc.COM NEW5,314$404.6K<0.1%+5,314NewHistory
CHWYChewy, Inc.CL A25,446$404.8K<0.1%+4,160+19.5%AddedHistory
WPCW. P. Carey Inc.COM7,267$410.2K<0.1%−670−8.4%ReducedHistory
TEAMAtlassian CorpCL A2,111$411.9K<0.1%−78−3.6%ReducedHistory
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM30,237$412.7K<0.1%+1,500+5.2%AddedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM43,010$413.3K<0.1%+27,010+168.8%AddedHistory
PEGPublic Service Enterprise Group IncCOM6,193$413.6K<0.1%+181+3.0%AddedHistory
BTOJohn Hancock Financial Opportunities FundSH BEN INT NEW14,031$415.0K<0.1%+15+0.1%AddedHistory
PIImpinj IncCOM3,255$418.0K<0.1%+3,255NewHistory
SUMSummit Materials, Inc.CL A9,394$418.7K<0.1%+900+10.6%AddedHistory
WDWalker & Dunlop, Inc.COM4,150$419.4K<0.1%00.0%UnchangedHistory
iShares Tr464287333GLOBAL FINLS ETF4,845$419.8K<0.1%−1,038−17.6%Reduced–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE3,672$420.8K<0.1%+536+17.1%Added–
Vanguard Wellington FD921935409US MINIMUM3,765$421.3K<0.1%+30+0.8%Added–
NIEVirtus Equity & Convertible Income FundCOM18,860$422.3K<0.1%+314+1.7%AddedHistory
RQICohen & Steers Quality Income Realty Fund IncCEF35,137$424.5K<0.1%+3,917+12.5%AddedHistory
BABAAlibaba Group Holding LtdADR5,884$425.8K<0.1%−225−3.7%ReducedHistory
EXEExpand Energy CorpCOM4,800$426.4K<0.1%−1,000−17.2%ReducedHistory
Nushares ETF Tr67092P607NUVEEN ESG SMLCP10,374$431.5K<0.1%−229−2.2%Reduced–
AESAES CorpStock24,064$431.5K<0.1%+24,064NewHistory
VRTVertiv Holdings CoCOM CL A5,290$432.0K<0.1%+5,290NewHistory
COHUCohu IncCOM13,056$435.2K<0.1%+3,212+32.6%AddedHistory
Global X FDS37954Y624AUTONMOUS EV ETF17,622$435.3K<0.1%−13,291−43.0%Reduced–
iShares Tr46436E544ESG SELE SCR ETF11,159$437.1K<0.1%+1,209+12.2%Added–
BNYBank of New York Mellon CorpStock7,590$437.4K<0.1%+1,354+21.7%AddedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF11,068$437.5K<0.1%−378−3.3%Reduced–
BIIBBiogen Inc.COM2,031$437.9K<0.1%−54−2.6%ReducedHistory
CHKPCheck Point Software Technologies LtdORD2,680$439.5K<0.1%+164+6.5%AddedHistory
Vanguard Utilities ETF92204A876ETF3,083$439.6K<0.1%−120−3.7%Reduced–
KAIKadant IncCOM1,352$443.6K<0.1%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C813LG-TERM COR BD5,674$443.9K<0.1%+2,106+59.0%Added–
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV4,116$445.5K<0.1%+4,116New–
UUnity Software Inc.COM16,736$446.9K<0.1%−2,903−14.8%ReducedHistory
MSIMotorola Solutions, Inc.Stock1,266$449.6K<0.1%−582−31.5%ReducedHistory
ROPRoper Technologies IncStock803$450.4K<0.1%+803NewHistory
VCVInvesco California Value Municipal Income TrustCOM45,333$451.5K<0.1%−3,698−7.5%ReducedHistory
GGGGraco IncCOM4,836$452.0K<0.1%00.0%UnchangedHistory
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX12,104$454.9K<0.1%−2,105−14.8%Reduced–
IMOImperial Oil LtdCOM NEW6,585$455.3K<0.1%+6,585NewHistory
CWTCalifornia Water Service GroupCOM9,838$457.3K<0.1%−99−1.0%ReducedHistory
CORCencora, Inc.Stock1,886$458.3K<0.1%−155−7.6%ReducedHistory
WTSWatts Water Technologies IncCL A2,182$463.8K<0.1%00.0%UnchangedHistory
STXSeagate Technology Holdings plcORD SHS5,016$466.8K<0.1%+280+5.9%AddedHistory
VIVTelefonica Brasil S.A.SPONSORED ADS46,433$467.6K<0.1%+46,433NewHistory
CDNSCadence Design Systems IncStock1,504$468.2K<0.1%+1,504NewHistory
FDUSFidus Investment CorpCOM23,747$468.8K<0.1%+4,280+22.0%AddedHistory
GWREGuidewire Software, Inc.COM4,029$470.2K<0.1%−572−12.4%ReducedHistory
TTPTortoise Pipeline & Energy Fund, Inc.COM14,910$471.5K<0.1%−784−5.0%ReducedHistory
HUMHumana IncStock1,363$472.6K<0.1%+7+0.5%AddedHistory
HRTXHeron Therapeutics, Inc.COM171,000$473.7K<0.1%+140,900+468.1%AddedHistory
GOLFAcushnet Holdings Corp.COM7,233$477.0K<0.1%−818−10.2%ReducedHistory
SCWO374Water Inc.Common Stock379,265$477.9K<0.1%+124,100+48.6%AddedHistory
T Rowe Price Exchange-Traded87283Q206PRICE EQT INCOME12,070$478.5K<0.1%+2,008+20.0%Added–
OGSONE Gas, Inc.COM7,430$479.5K<0.1%−82−1.1%ReducedHistory
AEOAmerican Eagle Outfitters IncCOM18,591$479.5K<0.1%00.0%UnchangedHistory
TPZTortoise Power & Energy Infrastructure Fund IncCOM30,859$481.0K<0.1%+608+2.0%AddedHistory
SPDR Index Shs FDS78463X772ST S&P INTL ETF13,733$482.7K<0.1%−279−2.0%Reduced–
TRNTrinity Industries IncCOM17,355$483.3K<0.1%−420−2.4%ReducedHistory
VMCVulcan Materials COCOM1,773$483.9K<0.1%00.0%UnchangedHistory
AREAlexandria Real Estate Equities, Inc.COM3,760$484.7K<0.1%−145−3.7%ReducedHistory
CRHCRH Public Ltd CoORD5,646$487.0K<0.1%+5,646NewHistory
First Tr Exchange-Traded Alp33733C108SHS ISSUED FRST5,909$488.2K<0.1%−180−3.0%Reduced–
Invesco Exchange Traded FD T46137V597RAFI US 150012,442$488.7K<0.1%−1,114−8.2%Reduced–
CSQCalamos Strategic Total Return FundCOM SH BEN INT29,880$489.1K<0.1%+4,650+18.4%AddedHistory
PPBIPacific Premier Bancorp IncCOM20,389$489.3K<0.1%+20,389NewHistory
FCNCAFirst Citizens Bancshares IncCL A300$490.5K<0.1%00.0%UnchangedHistory
TECKTeck Resources LtdCL B10,717$490.6K<0.1%+10,717NewHistory
First Tr MLP & Energy Incom33739B104COM50,902$492.2K<0.1%−3,085−5.7%Reduced–
Nushares ETF Tr67092P300NUVEEN ESG LRGVL12,678$492.7K<0.1%−499−3.8%Reduced–
CPRTCopart IncCOM8,507$492.7K<0.1%+165+2.0%AddedHistory
DOCSDoximity, Inc.CL A18,389$494.8K<0.1%+8,192+80.3%AddedHistory
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH5,238$497.0K<0.1%−844−13.9%Reduced–
EGEverest Group, Ltd.COM1,250$497.0K<0.1%−6−0.5%ReducedHistory
Invesco Exch Traded FD Tr II46138E388S&P 500 EX RAT10,071$503.7K<0.1%−58−0.6%Reduced–
MPTMedical Properties Trust IncCOM107,231$504.0K<0.1%+107,231NewHistory
WCNWaste Connections, Inc.COM2,940$505.7K<0.1%+30+1.0%AddedHistory
ITGartner IncCOM1,063$506.7K<0.1%−5−0.5%ReducedHistory
ELFe.l.f. Beauty, Inc.COM2,591$507.9K<0.1%−481−15.7%ReducedHistory
New York Life Investments Et45409B560FTSE INTL EQTY C18,940$508.2K<0.1%−559−2.9%Reduced–
CRVLCorvel CorpCOM1,951$513.0K<0.1%00.0%UnchangedHistory
ONOn Semiconductor CorpStock6,980$513.4K<0.1%+154+2.3%AddedHistory
NARIInari Medical, Inc.Stock10,761$516.3K<0.1%+191+1.8%AddedHistory
HRBH&R Block IncCOM10,521$516.7K<0.1%+2,196+26.4%AddedHistory
LSTRLandstar System IncCOM2,683$517.2K<0.1%−68−2.5%ReducedHistory
LULUlululemon athletica inc.Stock1,324$517.2K<0.1%+195+17.3%AddedHistory
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF14,853$522.7K<0.1%−13,779−48.1%Reduced–
GEHCGE HealthCare Technologies Inc.Stock5,750$522.7K<0.1%+746+14.9%AddedHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF10,017$523.5K<0.1%−5,452−35.2%Reduced–

Options (11)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q1 2024
SecurityClassPutsCalls
TSLATesla, Inc.Stock–$89.4K
NVDANVIDIA CorpStock–$19.5K
AVGOBroadcom Inc.Stock–$4.92K
RXRXRecursion Pharmaceuticals, Inc.CL A–$1.28K
MAMastercard IncStock$1.23K–
MUMicron Technology IncStock–$1.07K
AMATApplied Materials IncStock–$970
CWCOConsolidated Water Co. Ltd.ORD–$794
MRVLMarvell Technology, Inc.COM–$745
PATHUiPath, Inc.Stock–$324
BMYBristol Myers Squibb CoStock–$148

Sold out since Q4 2023 (93)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
iShares Tr46434V4070-5YR HI YL CP143,141$6.04M0.1%–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF19,236$2.12M<0.1%–
First Trust Multi Cap Growth Alphadex Fund33733F101ETF18,831$2.11M<0.1%–
GOFGuggenheim Strategic Opportunities FundCOM SBI153,423$1.96M<0.1%History
INVXInnovex International, Inc.COM82,169$1.91M<0.1%History
MSMMSC Industrial Direct Co IncCL A18,804$1.90M<0.1%History
Advisorshares Tr00768Y479DORSY FSM ALCP54,370$1.84M<0.1%–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF68,352$1.71M<0.1%–
ETF Managers Tr26924G201PRIME CYBR SCRTY27,725$1.67M<0.1%–
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM117,561$1.49M<0.1%History
Flagstar Bank, National Association649445103COM145,429$1.49M<0.1%–
PIMCO ETF Tr72201R817INV GRD CRP BD15,102$1.47M<0.1%–
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF77,123$1.40M<0.1%–
AZEKAZEK Co Inc.CL A29,451$1.13M<0.1%History
iShares Inc464286392MSCI WORLD ETF8,121$1.08M<0.1%–
Fidelity Covington Trust316092824LOW VOLITY ETF18,692$990.1K<0.1%–
WESTWestrock Coffee CoCOM96,002$980.2K<0.1%History
SPDR Series Trust78468R739ST NUVE TERM ETF18,815$899.2K<0.1%–
PERIPerion Network Ltd.SHS NEW28,218$871.1K<0.1%History
First Tr High Income L/S FD33738E109COM66,840$808.1K<0.1%–
VRNAVerona Pharma plcSPONSORED ADS33,400$664.0K<0.1%History
DCIDonaldson Co IncStock9,708$634.5K<0.1%History
WisdomTree Tr97717X214EMERG MKTS ESG21,612$632.7K<0.1%–
First Tr Exch Traded FD III33739P855INSTL PFD SECS34,961$623.4K<0.1%–
ACIWAci Worldwide, Inc.Stock20,000$612.0K<0.1%History
ALNYAlnylam Pharmaceuticals, Inc.COM3,098$593.0K<0.1%History
DKSDick's Sporting Goods, Inc.Stock3,890$571.8K<0.1%History
ICHRIchor Holdings, Ltd.SHS16,476$554.1K<0.1%History
iShares Tr464289867CORE 60 BALA ETF9,903$526.7K<0.1%–
XPOFXponential Fitness, Inc.COM CL A39,560$509.9K<0.1%History
VSTVistra Corp.Stock13,236$509.9K<0.1%History
Victory Portfolios II92647N824VCSHS US EQ INCM8,880$502.3K<0.1%–
Global X FDS37950E333GLBX SUPRINC ETF54,363$493.6K<0.1%–
SPXXNuveen S&P 500 Dynamic Overwrite FundCOM29,463$443.1K<0.1%History
TDSTelephone & Data Systems IncCOM NEW23,213$426.0K<0.1%History
MATWMatthews International CorpCL A11,290$413.8K<0.1%History
UBSIUnited Bankshares IncCOM10,843$407.2K<0.1%History
CMCOColumbus McKinnon CorpCOM9,226$360.0K<0.1%History
FMNBFarmers National Banc CorpCOM22,558$326.0K<0.1%History
CASSCass Information Systems IncCOM6,869$309.4K<0.1%History
ASOAcademy Sports & Outdoors, Inc.COM4,669$308.2K<0.1%History
NTRSNorthern Trust CorpCOM3,416$288.3K<0.1%History
CNICanadian National Railway CoStock2,293$288.1K<0.1%History
SLABSilicon Laboratories Inc.Stock2,178$288.1K<0.1%History
MEDMedifast IncCOM4,268$286.9K<0.1%History
LTCLTC Properties IncREIT8,920$286.5K<0.1%History
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,050$283.9K<0.1%–
Global X FDS37960A669SUPERDIVIDEND12,502$281.9K<0.1%–
ETF Managers Tr26924G888ETHO CLIMATE LEA5,045$280.5K<0.1%–
CCChemours CoStock8,863$279.6K<0.1%History
ALGMAllegro Microsystems, Inc.COM9,170$277.6K<0.1%History
iShares Tr464287754US INDUSTRIALS2,358$269.7K<0.1%–
NSANational Storage Affiliates TrustCOM SHS BEN IN5,969$247.6K<0.1%History
ROKURoku, IncCOM CL A2,687$246.3K<0.1%History
JDJD.com, Inc.SPON ADS CL A8,400$242.7K<0.1%History
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW5,445$240.4K<0.1%–
Simplify Exchange Traded Fun82889N764HEDGED EQUITY9,360$236.4K<0.1%–
SRPTSarepta Therapeutics, Inc.COM2,383$229.8K<0.1%History
BSMBlack Stone Minerals, L.P.COM UNIT14,100$225.0K<0.1%History
SPLKSplunk IncCOM1,467$223.5K<0.1%History
DINDine Brands Global, Inc.COM4,400$218.5K<0.1%History
SPDR Series Trust78464A755ST STR SP METAL3,651$218.4K<0.1%–
SKMSK Telecom Co LtdSPONSORED ADR10,132$216.8K<0.1%History
First Tr Exchange Traded FD33738R860NASDAQ BK ETF8,577$216.7K<0.1%–
BANFBancfirst CorpCOM2,224$216.5K<0.1%History
BF.BBrown Forman CorpStock3,767$215.1K<0.1%History
Capital Grp Fixed Incm ETF T14020Y201MUN INM ETF7,716$208.9K<0.1%–
UGIUgi CorpStock8,489$208.8K<0.1%History
CCUUnited Breweries Co IncSPONSORED ADR16,650$208.8K<0.1%History
ELSEquity Lifestyle Properties IncCOM2,959$208.7K<0.1%History
EXRExtra Space Storage Inc.COM1,292$207.1K<0.1%History
SNVSynovus Financial CorpCOM NEW5,487$206.6K<0.1%History
FTREFortrea Holdings Inc.COMMON STOCK5,888$205.5K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF2,919$202.0K<0.1%–
AEISAdvanced Energy Industries IncCOM1,852$201.7K<0.1%History
TPCTutor Perini CorpCOM21,081$191.8K<0.1%History
CMTLComtech Telecommunications CorpCOM NEW22,380$188.7K<0.1%History
INTTIntest CorpCOM13,800$187.7K<0.1%History
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD13,115$174.4K<0.1%–
BCATBlackRock Capital Allocation Term TrustCOM11,125$166.3K<0.1%History
BKCCBlackRock Capital Investment CorpCOM39,640$153.4K<0.1%History
Nuveen Calif Select Tax Free67063R103SH BEN INT11,699$149.6K<0.1%–
Guess Inc401617AD7NOTE 2.000% 4/1–$139.9K<0.1%–
Enphase Energy, Inc.29355AAH0NOTE 3/0–$137.0K<0.1%–
JetBlue Airways Corp477143AP6NOTE 0.500% 4/0–$121.6K<0.1%–
OMOutset Medical, Inc.COM19,820$107.2K<0.1%History
NUVNuveen Municipal Value Fund IncCOM10,058$86.5K<0.1%History
OPENOpendoor Technologies Inc.COM18,000$80.6K<0.1%History
CCIFCarlyle Credit Income FundSHS BEN INT10,022$79.7K<0.1%History
RGTIWRigetti Computing, Inc.*W EXP 99/99/999125,000$16.9K<0.1%History
Western Digital Corp958102AP0NOTE 1.500% 2/0–$14.9K<0.1%–
OTLKOutlook Therapeutics, Inc.COM NEW28,000$11.0K<0.1%History
CSSEChicken Soup for the Soul Entertainment, Inc.CL A14,353$3.15K<0.1%History