D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed May 13, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 1,370
- +22 vs. Q4 2023
- Portfolio value
- $11.1B
- +$901.9M (+8.8%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Tr464288802 | ESG OPTIMIZED | 99,209 | $10.8M | 0.1% | −1,219−1.2% | Reduced | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 129,717 | $10.8M | 0.1% | −32,385−20.0% | Reduced | – |
| NOWServiceNow, Inc. | Stock | 14,395 | $11.0M | 0.1% | −275−1.9% | Reduced | History |
| CCDCalamos Dynamic Convertible & Income Fund | COM | 518,532 | $11.3M | 0.1% | +70,898+15.8% | Added | History |
| TROWPrice T Rowe Group Inc | Stock | 93,292 | $11.4M | 0.1% | −10,852−10.4% | Reduced | History |
| HONHoneywell International Inc | COM | 55,670 | $11.4M | 0.1% | +3,558+6.8% | Added | History |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 540,296 | $11.4M | 0.1% | +10,520+2.0% | Added | – |
| Capital Group Intl Focus EQT14019W109 | SHS CREAT UNIT | 443,906 | $11.4M | 0.1% | +138,741+45.5% | Added | – |
| CSXCSX Corp | Stock | 310,036 | $11.5M | 0.1% | +20,762+7.2% | Added | History |
| First Tr Exchange Traded FD33741X102 | SMID RISNG ETF | 333,156 | $11.6M | 0.1% | +84,325+33.9% | Added | – |
| LINLinde PLC | Stock | 25,005 | $11.6M | 0.1% | −506−2.0% | Reduced | History |
| Capital Group Core Equity Et14020V108 | SHS CREAT UNIT | 374,219 | $11.7M | 0.1% | +82,734+28.4% | Added | – |
| PSXPhillips 66 | Stock | 71,880 | $11.7M | 0.1% | +10,223+16.6% | Added | History |
| Vanguard Long-Term Treasury ETF92206C847 | ETF | 198,482 | $11.8M | 0.1% | +151,873+325.8% | Added | – |
| Pacer US Small Cap Cash Cows ETF69374H857 | ETF | 239,206 | $11.8M | 0.1% | +131,635+122.4% | Added | – |
| First Tr Exchange-Traded FD33734X846 | NASDAQ CYB ETF | 209,992 | $11.8M | 0.1% | −6,933−3.2% | Reduced | – |
| PRUPrudential Financial Inc | Stock | 101,735 | $11.9M | 0.1% | −4,869−4.6% | Reduced | History |
| Vanguard Energy ETF92204A306 | ETF | 90,763 | $12.0M | 0.1% | +220.0% | Added | – |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $12.0M | 0.1% | – | – | – |
| Vanguard Real Estate ETF922908553 | ETF | 140,575 | $12.2M | 0.1% | +19,200+15.8% | Added | – |
| PLDPrologis, Inc. | REIT | 93,976 | $12.2M | 0.1% | +4,266+4.8% | Added | History |
| SHELShell plc | ADR | 182,858 | $12.3M | 0.1% | +2,376+1.3% | Added | History |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 51,145 | $12.3M | 0.1% | +138+0.3% | Added | – |
| MMM3M Co | Stock | 115,735 | $12.3M | 0.1% | +6,611+6.1% | Added | History |
| ORCLOracle Corp | Stock | 98,645 | $12.4M | 0.1% | +694+0.7% | Added | History |
| ORealty Income Corp | REIT | 231,457 | $12.5M | 0.1% | +3,831+1.7% | Added | History |
| iShares Tr46434V613 | CORE UNIVRSL USD | 275,238 | $12.5M | 0.1% | −79,030−22.3% | Reduced | – |
| EPDEnterprise Products Partners L.P. | Stock | 431,183 | $12.6M | 0.1% | −7,710−1.8% | Reduced | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 72,266 | $12.7M | 0.1% | −1,333−1.8% | Reduced | – |
| GLDSPDR Gold Trust | ETF | 62,168 | $12.8M | 0.1% | −6,538−9.5% | Reduced | History |
| STZConstellation Brands, Inc. | Stock | 47,078 | $12.8M | 0.1% | −557−1.2% | Reduced | History |
| WFCWells Fargo & Company | Stock | 227,944 | $13.2M | 0.1% | −206−0.1% | Reduced | History |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 69,568 | $13.3M | 0.1% | +10,291+17.4% | Added | – |
| UMHUmh Properties, Inc. | COM | 824,412 | $13.4M | 0.1% | +165,350+25.1% | Added | History |
| PYPLPayPal Holdings, Inc. | Stock | 205,165 | $13.7M | 0.1% | −1,314−0.6% | Reduced | History |
| AIGAmerican International Group, Inc. | Stock | 176,078 | $13.8M | 0.1% | −948−0.5% | Reduced | History |
| SYYSysco Corp | Stock | 174,932 | $14.2M | 0.1% | +2,771+1.6% | Added | History |
| VLOValero Energy Corp | Stock | 83,359 | $14.2M | 0.1% | −7,457−8.2% | Reduced | History |
| KMBKimberly Clark Corp | Stock | 110,991 | $14.4M | 0.1% | −9,891−8.2% | Reduced | History |
| MAMastercard Inc | Stock | 30,006 | $14.5M | 0.1% | +807+2.8% | Added | History |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 189,725 | $14.5M | 0.1% | +9,576+5.3% | Added | – |
| TSLATesla, Inc. | Stock | 82,296 | $14.5M | 0.1% | +302+0.4% | Added | History |
| MOAltria Group, Inc. | Stock | 332,104 | $14.5M | 0.1% | +27,596+9.1% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 58,344 | $14.6M | 0.1% | +3,502+6.4% | Added | – |
| AMATApplied Materials Inc | Stock | 72,153 | $14.9M | 0.1% | −1,534−2.1% | Reduced | History |
| First Tr Exchange-Traded FD33734X150 | INDLS PROD DUR | 204,224 | $14.9M | 0.1% | +604+0.3% | Added | – |
| WMWaste Management Inc | Stock | 70,637 | $15.1M | 0.1% | −1,531−2.1% | Reduced | History |
| DHIHorton D R Inc | COM | 92,697 | $15.3M | 0.1% | −1,250−1.3% | Reduced | History |
| ECLEcolab Inc. | Stock | 66,351 | $15.3M | 0.1% | +6,266+10.4% | Added | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 152,205 | $15.4M | 0.1% | +7,824+5.4% | Added | – |
| EMREmerson Electric Co | Stock | 136,274 | $15.5M | 0.1% | +39,791+41.2% | Added | History |
| COPConocoPhillips | Stock | 124,209 | $15.8M | 0.1% | −2,355−1.9% | Reduced | History |
| USBUS Bancorp DE | COM NEW | 357,982 | $16.0M | 0.1% | +1,150+0.3% | Added | History |
| ARCCAres Capital Corp | CEF | 775,636 | $16.1M | 0.1% | +122,945+18.8% | Added | History |
| GSGoldman Sachs Group Inc | Stock | 38,679 | $16.2M | 0.1% | +620+1.6% | Added | History |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 236,588 | $16.5M | 0.1% | +1,596+0.7% | Added | – |
| Vanguard Scottsdale FDS92206C680 | VNG RUS1000GRW | 190,589 | $16.5M | 0.1% | −3,964−2.0% | Reduced | – |
| BACBank of America Corp | Stock | 440,281 | $16.7M | 0.2% | −44,572−9.2% | Reduced | History |
| PWRQuanta Services, Inc. | COM | 65,624 | $17.0M | 0.2% | −962−1.4% | Reduced | History |
| PNCPNC Financial Services Group, Inc. | Stock | 107,101 | $17.3M | 0.2% | +4,826+4.7% | Added | History |
| Vanguard World FD921910816 | MEGA GRWTH IND | 60,704 | $17.4M | 0.2% | +15,372+33.9% | Added | – |
| DVNDevon Energy Corp | Stock | 350,315 | $17.6M | 0.2% | +50,314+16.8% | Added | History |
| LMTLockheed Martin Corp | Stock | 39,165 | $17.8M | 0.2% | −1,085−2.7% | Reduced | History |
| KOCoca Cola Co | Stock | 294,239 | $18.0M | 0.2% | +17,201+6.2% | Added | History |
| MDTMedtronic plc | Stock | 207,169 | $18.1M | 0.2% | +43,769+26.8% | Added | History |
| ABTAbbott Laboratories | Stock | 165,350 | $18.8M | 0.2% | +1,634+1.0% | Added | History |
| CRMSalesforce, Inc. | Stock | 64,386 | $19.4M | 0.2% | +525+0.8% | Added | History |
| First Tr Exchange-Traded FD33734H106 | SHS | 459,845 | $19.4M | 0.2% | −16,467−3.5% | Reduced | – |
| Capital Group GBL Growth EQT14020X104 | SHS CREAT UNIT | 676,671 | $19.5M | 0.2% | −82,953−10.9% | Reduced | – |
| DUKDuke Energy CORP | Stock | 203,028 | $19.6M | 0.2% | +25,133+14.1% | Added | History |
| PCARPaccar Inc | COM | 158,987 | $19.7M | 0.2% | −8,734−5.2% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 377,619 | $20.5M | 0.2% | +79,035+26.5% | Added | History |
| VZVerizon Communications Inc | Stock | 489,325 | $20.5M | 0.2% | +46,406+10.5% | Added | History |
| WMTWalmart Inc. | Stock | 345,207 | $20.8M | 0.2% | 00.0% | UnchangedConverted for a 3-for-1 split | History |
| ADBEAdobe Inc. | Stock | 41,177 | $20.8M | 0.2% | −3,581−8.0% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 42,063 | $20.8M | 0.2% | −1,671−3.8% | Reduced | History |
| TGTTarget Corp | Stock | 119,316 | $21.1M | 0.2% | −9,700−7.5% | Reduced | History |
| INTCIntel Corp | Stock | 479,487 | $21.2M | 0.2% | −122,882−20.4% | Reduced | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 95,796 | $21.9M | 0.2% | −1,465−1.5% | Reduced | – |
| EOGEOG Resources Inc | Stock | 181,373 | $23.2M | 0.2% | +102,981+131.4% | Added | History |
| GDGeneral Dynamics Corp | Stock | 82,165 | $23.2M | 0.2% | −553−0.7% | Reduced | History |
| BABoeing Co | Stock | 125,769 | $24.3M | 0.2% | −5,685−4.3% | Reduced | History |
| BXBlackstone Inc. | COM | 184,872 | $24.3M | 0.2% | −14,646−7.3% | Reduced | History |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 426,880 | $24.8M | 0.2% | +112,405+35.7% | Added | – |
| ADSKAutodesk, Inc. | COM | 97,682 | $25.4M | 0.2% | −1,101−1.1% | Reduced | History |
| First Tr Exchange Traded FD33738R605 | DORSEY WRT 5 ETF | 445,445 | $25.5M | 0.2% | −6,407−1.4% | Reduced | – |
| HDHome Depot, Inc. | Stock | 67,218 | $25.8M | 0.2% | +1,784+2.7% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 516,644 | $25.8M | 0.2% | −35,306−6.4% | Reduced | History |
| SCHWSchwab Charles Corp | Stock | 364,215 | $26.3M | 0.2% | +46,128+14.5% | Added | History |
| iShares Russell Midcap ETF464287499 | ETF | 315,922 | $26.6M | 0.2% | −8,788−2.7% | Reduced | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 159,164 | $27.0M | 0.2% | −47,480−23.0% | Reduced | – |
| DEDeere & Co | Stock | 65,787 | $27.0M | 0.2% | +248+0.4% | Added | History |
| FISVFiserv Inc | Stock | 169,508 | $27.1M | 0.2% | +6,512+4.0% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 130,169 | $27.4M | 0.2% | +9,518+7.9% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 345,708 | $27.6M | 0.2% | +5,774+1.7% | Added | – |
| METAMeta Platforms, Inc. | Stock | 57,507 | $27.9M | 0.3% | +5,554+10.7% | Added | History |
| CVSCVS Health Corp | Stock | 350,799 | $28.0M | 0.3% | −9,751−2.7% | Reduced | History |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 328,339 | $28.1M | 0.3% | +13,126+4.2% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 389,966 | $28.3M | 0.3% | −28,284−6.8% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 257,438 | $28.5M | 0.3% | −4,150−1.6% | Reduced | – |
Options (11)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | – | $89.4K |
| NVDANVIDIA Corp | Stock | – | $19.5K |
| AVGOBroadcom Inc. | Stock | – | $4.92K |
| RXRXRecursion Pharmaceuticals, Inc. | CL A | – | $1.28K |
| MAMastercard Inc | Stock | $1.23K | – |
| MUMicron Technology Inc | Stock | – | $1.07K |
| AMATApplied Materials Inc | Stock | – | $970 |
| CWCOConsolidated Water Co. Ltd. | ORD | – | $794 |
| MRVLMarvell Technology, Inc. | COM | – | $745 |
| PATHUiPath, Inc. | Stock | – | $324 |
| BMYBristol Myers Squibb Co | Stock | – | $148 |
Sold out since Q4 2023 (93)
Positions held at the end of Q4 2023 that are gone from this filing.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| iShares Tr46434V407 | 0-5YR HI YL CP | 143,141 | $6.04M | 0.1% | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 19,236 | $2.12M | <0.1% | – |
| First Trust Multi Cap Growth Alphadex Fund33733F101 | ETF | 18,831 | $2.11M | <0.1% | – |
| GOFGuggenheim Strategic Opportunities Fund | COM SBI | 153,423 | $1.96M | <0.1% | History |
| INVXInnovex International, Inc. | COM | 82,169 | $1.91M | <0.1% | History |
| MSMMSC Industrial Direct Co Inc | CL A | 18,804 | $1.90M | <0.1% | History |
| Advisorshares Tr00768Y479 | DORSY FSM ALCP | 54,370 | $1.84M | <0.1% | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 68,352 | $1.71M | <0.1% | – |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 27,725 | $1.67M | <0.1% | – |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 117,561 | $1.49M | <0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 145,429 | $1.49M | <0.1% | – |
| PIMCO ETF Tr72201R817 | INV GRD CRP BD | 15,102 | $1.47M | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E719 | BLOO EN ANGE ETF | 77,123 | $1.40M | <0.1% | – |
| AZEKAZEK Co Inc. | CL A | 29,451 | $1.13M | <0.1% | History |
| iShares Inc464286392 | MSCI WORLD ETF | 8,121 | $1.08M | <0.1% | – |
| Fidelity Covington Trust316092824 | LOW VOLITY ETF | 18,692 | $990.1K | <0.1% | – |
| WESTWestrock Coffee Co | COM | 96,002 | $980.2K | <0.1% | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 18,815 | $899.2K | <0.1% | – |
| PERIPerion Network Ltd. | SHS NEW | 28,218 | $871.1K | <0.1% | History |
| First Tr High Income L/S FD33738E109 | COM | 66,840 | $808.1K | <0.1% | – |
| VRNAVerona Pharma plc | SPONSORED ADS | 33,400 | $664.0K | <0.1% | History |
| DCIDonaldson Co Inc | Stock | 9,708 | $634.5K | <0.1% | History |
| WisdomTree Tr97717X214 | EMERG MKTS ESG | 21,612 | $632.7K | <0.1% | – |
| First Tr Exch Traded FD III33739P855 | INSTL PFD SECS | 34,961 | $623.4K | <0.1% | – |
| ACIWAci Worldwide, Inc. | Stock | 20,000 | $612.0K | <0.1% | History |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 3,098 | $593.0K | <0.1% | History |
| DKSDick's Sporting Goods, Inc. | Stock | 3,890 | $571.8K | <0.1% | History |
| ICHRIchor Holdings, Ltd. | SHS | 16,476 | $554.1K | <0.1% | History |
| iShares Tr464289867 | CORE 60 BALA ETF | 9,903 | $526.7K | <0.1% | – |
| XPOFXponential Fitness, Inc. | COM CL A | 39,560 | $509.9K | <0.1% | History |
| VSTVistra Corp. | Stock | 13,236 | $509.9K | <0.1% | History |
| Victory Portfolios II92647N824 | VCSHS US EQ INCM | 8,880 | $502.3K | <0.1% | – |
| Global X FDS37950E333 | GLBX SUPRINC ETF | 54,363 | $493.6K | <0.1% | – |
| SPXXNuveen S&P 500 Dynamic Overwrite Fund | COM | 29,463 | $443.1K | <0.1% | History |
| TDSTelephone & Data Systems Inc | COM NEW | 23,213 | $426.0K | <0.1% | History |
| MATWMatthews International Corp | CL A | 11,290 | $413.8K | <0.1% | History |
| UBSIUnited Bankshares Inc | COM | 10,843 | $407.2K | <0.1% | History |
| CMCOColumbus McKinnon Corp | COM | 9,226 | $360.0K | <0.1% | History |
| FMNBFarmers National Banc Corp | COM | 22,558 | $326.0K | <0.1% | History |
| CASSCass Information Systems Inc | COM | 6,869 | $309.4K | <0.1% | History |
| ASOAcademy Sports & Outdoors, Inc. | COM | 4,669 | $308.2K | <0.1% | History |
| NTRSNorthern Trust Corp | COM | 3,416 | $288.3K | <0.1% | History |
| CNICanadian National Railway Co | Stock | 2,293 | $288.1K | <0.1% | History |
| SLABSilicon Laboratories Inc. | Stock | 2,178 | $288.1K | <0.1% | History |
| MEDMedifast Inc | COM | 4,268 | $286.9K | <0.1% | History |
| LTCLTC Properties Inc | REIT | 8,920 | $286.5K | <0.1% | History |
| PIMCO ETF Tr72201R783 | 0-5 HIGH YIELD | 3,050 | $283.9K | <0.1% | – |
| Global X FDS37960A669 | SUPERDIVIDEND | 12,502 | $281.9K | <0.1% | – |
| ETF Managers Tr26924G888 | ETHO CLIMATE LEA | 5,045 | $280.5K | <0.1% | – |
| CCChemours Co | Stock | 8,863 | $279.6K | <0.1% | History |
| ALGMAllegro Microsystems, Inc. | COM | 9,170 | $277.6K | <0.1% | History |
| iShares Tr464287754 | US INDUSTRIALS | 2,358 | $269.7K | <0.1% | – |
| NSANational Storage Affiliates Trust | COM SHS BEN IN | 5,969 | $247.6K | <0.1% | History |
| ROKURoku, Inc | COM CL A | 2,687 | $246.3K | <0.1% | History |
| JDJD.com, Inc. | SPON ADS CL A | 8,400 | $242.7K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G102 | S&P SMLCP LOW | 5,445 | $240.4K | <0.1% | – |
| Simplify Exchange Traded Fun82889N764 | HEDGED EQUITY | 9,360 | $236.4K | <0.1% | – |
| SRPTSarepta Therapeutics, Inc. | COM | 2,383 | $229.8K | <0.1% | History |
| BSMBlack Stone Minerals, L.P. | COM UNIT | 14,100 | $225.0K | <0.1% | History |
| SPLKSplunk Inc | COM | 1,467 | $223.5K | <0.1% | History |
| DINDine Brands Global, Inc. | COM | 4,400 | $218.5K | <0.1% | History |
| SPDR Series Trust78464A755 | ST STR SP METAL | 3,651 | $218.4K | <0.1% | – |
| SKMSK Telecom Co Ltd | SPONSORED ADR | 10,132 | $216.8K | <0.1% | History |
| First Tr Exchange Traded FD33738R860 | NASDAQ BK ETF | 8,577 | $216.7K | <0.1% | – |
| BANFBancfirst Corp | COM | 2,224 | $216.5K | <0.1% | History |
| BF.BBrown Forman Corp | Stock | 3,767 | $215.1K | <0.1% | History |
| Capital Grp Fixed Incm ETF T14020Y201 | MUN INM ETF | 7,716 | $208.9K | <0.1% | – |
| UGIUgi Corp | Stock | 8,489 | $208.8K | <0.1% | History |
| CCUUnited Breweries Co Inc | SPONSORED ADR | 16,650 | $208.8K | <0.1% | History |
| ELSEquity Lifestyle Properties Inc | COM | 2,959 | $208.7K | <0.1% | History |
| EXRExtra Space Storage Inc. | COM | 1,292 | $207.1K | <0.1% | History |
| SNVSynovus Financial Corp | COM NEW | 5,487 | $206.6K | <0.1% | History |
| FTREFortrea Holdings Inc. | COMMON STOCK | 5,888 | $205.5K | <0.1% | History |
| Vanguard Scottsdale FDS92206C565 | TOTAL WLD BD ETF | 2,919 | $202.0K | <0.1% | – |
| AEISAdvanced Energy Industries Inc | COM | 1,852 | $201.7K | <0.1% | History |
| TPCTutor Perini Corp | COM | 21,081 | $191.8K | <0.1% | History |
| CMTLComtech Telecommunications Corp | COM NEW | 22,380 | $188.7K | <0.1% | History |
| INTTIntest Corp | COM | 13,800 | $187.7K | <0.1% | History |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 13,115 | $174.4K | <0.1% | – |
| BCATBlackRock Capital Allocation Term Trust | COM | 11,125 | $166.3K | <0.1% | History |
| BKCCBlackRock Capital Investment Corp | COM | 39,640 | $153.4K | <0.1% | History |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 11,699 | $149.6K | <0.1% | – |
| Guess Inc401617AD7 | NOTE 2.000% 4/1 | – | $139.9K | <0.1% | – |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | – | $137.0K | <0.1% | – |
| JetBlue Airways Corp477143AP6 | NOTE 0.500% 4/0 | – | $121.6K | <0.1% | – |
| OMOutset Medical, Inc. | COM | 19,820 | $107.2K | <0.1% | History |
| NUVNuveen Municipal Value Fund Inc | COM | 10,058 | $86.5K | <0.1% | History |
| OPENOpendoor Technologies Inc. | COM | 18,000 | $80.6K | <0.1% | History |
| CCIFCarlyle Credit Income Fund | SHS BEN INT | 10,022 | $79.7K | <0.1% | History |
| RGTIWRigetti Computing, Inc. | *W EXP 99/99/999 | 125,000 | $16.9K | <0.1% | History |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $14.9K | <0.1% | – |
| OTLKOutlook Therapeutics, Inc. | COM NEW | 28,000 | $11.0K | <0.1% | History |
| CSSEChicken Soup for the Soul Entertainment, Inc. | CL A | 14,353 | $3.15K | <0.1% | History |