D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed May 13, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 1,370
- +22 vs. Q4 2023
- Portfolio value
- $11.1B
- +$901.9M (+8.8%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Davis Fundamental ETF Tr23908L207 | SELECT US EQTY | 141,391 | $5.71M | 0.1% | −1,293−0.9% | Reduced | – |
| iShares Tr46436E874 | IBONDS 24 TRM TS | 239,023 | $5.72M | 0.1% | +1,717+0.7% | Added | – |
| GISGeneral Mills Inc | Stock | 81,860 | $5.73M | 0.1% | +1,990+2.5% | Added | History |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 117,467 | $5.73M | 0.1% | +7,882+7.2% | Added | – |
| NLYAnnaly Capital Management Inc | REIT | 292,112 | $5.75M | 0.1% | −8,517−2.8% | Reduced | History |
| MODModine Manufacturing Co | COM | 61,036 | $5.81M | 0.1% | −7,280−10.7% | Reduced | History |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 65,189 | $5.86M | 0.1% | +6,105+10.3% | Added | – |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 38,160 | $5.87M | 0.1% | −821−2.1% | Reduced | – |
| iShares S&P 100 ETF464287101 | ETF | 23,736 | $5.87M | 0.1% | +261+1.1% | Added | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 121,801 | $5.88M | 0.1% | +8,501+7.5% | Added | – |
| iShares Tr464288273 | EAFE SML CP ETF | 93,992 | $5.95M | 0.1% | −8,642−8.4% | Reduced | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 100,384 | $5.98M | 0.1% | +11,907+13.5% | Added | – |
| ROKRockwell Automation, Inc | Stock | 20,718 | $6.04M | 0.1% | −2,779−11.8% | Reduced | History |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 93,561 | $6.04M | 0.1% | +60,924+186.7% | Added | – |
| Vanguard Information Technology ETF92204A702 | ETF | 11,734 | $6.15M | 0.1% | +16+0.1% | Added | – |
| NUENucor Corp | COM | 31,417 | $6.22M | 0.1% | −1,168−3.6% | Reduced | History |
| First Tr Exchange-Traded FD33734X176 | TECH ALPHADEX | 46,129 | $6.22M | 0.1% | −1,265−2.7% | Reduced | – |
| ROSTRoss Stores, Inc. | COM | 42,905 | $6.30M | 0.1% | +2,018+4.9% | Added | History |
| CMECME Group Inc. | COM | 29,543 | $6.36M | 0.1% | +172+0.6% | Added | History |
| Dimensional U.S. Targeted Value ETF25434V609 | ETF | 116,957 | $6.37M | 0.1% | +979+0.8% | Added | – |
| RJFRaymond James Financial Inc | COM | 49,684 | $6.38M | 0.1% | +4,273+9.4% | Added | History |
| AMWDAmerican Woodmark Corp | COM | 62,821 | $6.39M | 0.1% | 00.0% | Unchanged | History |
| TMUST-Mobile US, Inc. | Stock | 39,146 | $6.39M | 0.1% | +6,184+18.8% | Added | History |
| First Tr Exchange-Traded Alp33735K108 | COM SHS | 51,997 | $6.41M | 0.1% | −2,587−4.7% | Reduced | – |
| CXTCrane NXT, Co. | COM | 103,832 | $6.43M | 0.1% | +9,576+10.2% | Added | History |
| CARRCarrier Global Corp | Stock | 110,625 | $6.43M | 0.1% | −1,392−1.2% | Reduced | History |
| iShares Tr46434V456 | MSCI INTL QUALTY | 164,406 | $6.52M | 0.1% | +1,724+1.1% | Added | – |
| GBCIGlacier Bancorp, Inc. | COM | 163,157 | $6.57M | 0.1% | −8,590−5.0% | Reduced | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 85,128 | $6.58M | 0.1% | +2,641+3.2% | Added | – |
| MLMMartin Marietta Materials Inc | COM | 10,742 | $6.60M | 0.1% | +587+5.8% | Added | History |
| CAGConagra Brands Inc. | Stock | 222,943 | $6.61M | 0.1% | +4,442+2.0% | Added | History |
| Vanguard Health Care ETF92204A504 | ETF | 24,744 | $6.69M | 0.1% | −1,438−5.5% | Reduced | – |
| AB Active ETFs Inc00039J103 | ULTRA SHORT INCM | 133,039 | $6.72M | 0.1% | +46,229+53.3% | Added | – |
| LRCXLam Research Corp | COM | 6,948 | $6.75M | 0.1% | −3,560−33.9% | Reduced | History |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 162,808 | $6.86M | 0.1% | +1,852+1.2% | Added | – |
| FTHYFirst Trust High Yield Opportunities 2027 Term Fund | COM | 471,752 | $6.86M | 0.1% | +36,716+8.4% | Added | History |
| SLBSLB Limited | Stock | 125,412 | $6.87M | 0.1% | +39,255+45.6% | Added | History |
| IPInternational Paper Co | COM | 176,581 | $6.89M | 0.1% | +12,798+7.8% | Added | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 68,765 | $6.91M | 0.1% | 00.0% | Unchanged | – |
| ENBEnbridge Inc | Stock | 192,510 | $6.97M | 0.1% | −5,864−3.0% | Reduced | History |
| FBINFortune Brands Innovations, Inc. | COM | 82,398 | $6.98M | 0.1% | +2,732+3.4% | Added | History |
| iShares Tr464288687 | PFD AND INCM SEC | 219,082 | $7.06M | 0.1% | +17,583+8.7% | Added | – |
| VMIValmont Industries Inc | COM | 30,978 | $7.07M | 0.1% | +1,239+4.2% | Added | History |
| Capital Group Dividend Value14020W106 | SHS CREAT UNIT | 219,148 | $7.12M | 0.1% | +6,341+3.0% | Added | – |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 100,641 | $7.13M | 0.1% | −600−0.6% | Reduced | – |
| GPCGenuine Parts Co | Stock | 46,338 | $7.18M | 0.1% | +996+2.2% | Added | History |
| AWRAmerican States Water Co | COM | 99,573 | $7.19M | 0.1% | −515−0.5% | Reduced | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 62,518 | $7.24M | 0.1% | +29,969+92.1% | Added | – |
| CICigna Group | Stock | 20,563 | $7.47M | 0.1% | +582+2.9% | Added | History |
| HRIHerc Holdings Inc | COM | 44,530 | $7.49M | 0.1% | +5,025+12.7% | Added | History |
| iShares Tr464287515 | EXPANDED TECH | 89,042 | $7.59M | 0.1% | 00.0% | UnchangedConverted for a 5-for-1 split | – |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 177,007 | $7.62M | 0.1% | −40,033−18.4% | Reduced | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 90,321 | $7.63M | 0.1% | −3,437−3.7% | Reduced | – |
| AXPAmerican Express Co | Stock | 33,652 | $7.66M | 0.1% | −8,534−20.2% | Reduced | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 83,399 | $7.73M | 0.1% | +2,094+2.6% | Added | – |
| FISFidelity National Information Services, Inc. | Stock | 104,977 | $7.79M | 0.1% | −13,938−11.7% | Reduced | History |
| ETNEaton Corp plc | Stock | 24,936 | $7.80M | 0.1% | +3,085+14.1% | Added | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 24,337 | $7.80M | 0.1% | −462−1.9% | Reduced | History |
| MSMorgan Stanley | Stock | 83,159 | $7.83M | 0.1% | +5,908+7.6% | Added | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 136,943 | $7.95M | 0.1% | −2,514−1.8% | Reduced | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 137,989 | $7.98M | 0.1% | +26,793+24.1% | Added | – |
| BDXBecton Dickinson & Co | Stock | 32,821 | $8.12M | 0.1% | +908+2.8% | Added | History |
| CMCSAComcast Corp | Stock | 188,855 | $8.19M | 0.1% | +7,443+4.1% | Added | History |
| TAT&T Inc. | Stock | 467,882 | $8.23M | 0.1% | −17,975−3.7% | Reduced | History |
| COFCapital One Financial Corp | Stock | 55,360 | $8.24M | 0.1% | +844+1.5% | Added | History |
| First Trust Nasdaq-100 Technology Sector Index Fund337345102 | ETF | 43,334 | $8.26M | 0.1% | −11,955−21.6% | Reduced | – |
| NKENIKE, Inc. | Stock | 88,090 | $8.28M | 0.1% | −11,053−11.1% | Reduced | History |
| PANWPalo Alto Networks Inc | Stock | 29,240 | $8.31M | 0.1% | −2,387−7.5% | Reduced | History |
| First Tr Exchange-Traded FD336917109 | SHS | 218,950 | $8.43M | 0.1% | −423−0.2% | Reduced | – |
| AMTAmerican Tower Corp | REIT | 43,645 | $8.62M | 0.1% | −18,264−29.5% | Reduced | History |
| First Tr Exchange-Traded Alp33735B108 | COM SHS | 77,095 | $8.74M | 0.1% | +3,172+4.3% | Added | – |
| Vanguard Whitehall FDS921946810 | INTL DVD ETF | 107,679 | $8.78M | 0.1% | −872−0.8% | Reduced | – |
| First Tr Exchange-Traded FD33733E831 | INDXX AEROSPACE | 324,937 | $8.84M | 0.1% | −8,331−2.5% | Reduced | – |
| GILDGilead Sciences, Inc. | Stock | 120,661 | $8.84M | 0.1% | +23,567+24.3% | Added | History |
| NFLXNetflix Inc | Stock | 14,692 | $8.92M | 0.1% | +1,850+14.4% | Added | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 57,534 | $8.97M | 0.1% | −2,141−3.6% | Reduced | – |
| DOWDow Inc. | Stock | 155,494 | $9.01M | 0.1% | +1,326+0.9% | Added | History |
| iShares Tr464288638 | ISHS 5-10YR INVT | 174,912 | $9.03M | 0.1% | +8,776+5.3% | Added | – |
| NTRNutrien Ltd. | COM | 166,360 | $9.04M | 0.1% | +10,664+6.8% | Added | History |
| WYWeyerhaeuser Co | COM NEW | 253,741 | $9.11M | 0.1% | −1,536−0.6% | Reduced | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 97,896 | $9.24M | 0.1% | −5,090−4.9% | Reduced | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 39,383 | $9.29M | 0.1% | −777−1.9% | Reduced | – |
| CLColgate Palmolive Co | Stock | 104,149 | $9.38M | 0.1% | +644+0.6% | Added | History |
| CHICalamos Convertible Opportunities & Income Fund | SH BEN INT | 842,003 | $9.56M | 0.1% | +111,060+15.2% | Added | History |
| STTState Street Corp | COM | 124,271 | $9.61M | 0.1% | +4,827+4.0% | Added | History |
| PMPhilip Morris International Inc. | Stock | 107,376 | $9.84M | 0.1% | +9,301+9.5% | Added | History |
| MGMMGM Resorts International | Stock | 208,586 | $9.85M | 0.1% | +1,225+0.6% | Added | History |
| FCXFreeport-McMoran Inc | Stock | 210,018 | $9.88M | 0.1% | +14,077+7.2% | Added | History |
| PPGPPG Industries Inc | Stock | 68,325 | $9.90M | 0.1% | +2,045+3.1% | Added | History |
| ALKAlaska Air Group, Inc. | COM | 231,676 | $9.96M | 0.1% | +5,896+2.6% | Added | History |
| Capital Grp Fixed Incm ETF T14020Y102 | CORE PLUS INCM | 448,199 | $10.1M | 0.1% | +128,495+40.2% | Added | – |
| FDXFedEx Corp | Stock | 34,837 | $10.1M | 0.1% | +1,443+4.3% | Added | History |
| Vanguard Admiral FDS Inc921932885 | MIDCP 400 IDX | 98,084 | $10.1M | 0.1% | +2,650+2.8% | Added | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 173,992 | $10.2M | 0.1% | +15,052+9.5% | Added | – |
| KMIKinder Morgan, Inc. | Stock | 560,043 | $10.3M | 0.1% | +30,208+5.7% | Added | History |
| Vanguard World FD921910840 | MEGA CAP VAL ETF | 86,742 | $10.4M | 0.1% | +13,047+17.7% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 49,782 | $10.4M | 0.1% | +3,480+7.5% | Added | – |
| WCCWesco International Inc | COM | 62,609 | $10.7M | 0.1% | +5,025+8.7% | Added | History |
| iShares Tips Bond ETF464287176 | ETF | 100,070 | $10.7M | 0.1% | −3,853−3.7% | Reduced | – |
| OKEONEOK Inc | COM | 134,307 | $10.8M | 0.1% | +22,962+20.6% | Added | History |
Options (11)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | – | $89.4K |
| NVDANVIDIA Corp | Stock | – | $19.5K |
| AVGOBroadcom Inc. | Stock | – | $4.92K |
| RXRXRecursion Pharmaceuticals, Inc. | CL A | – | $1.28K |
| MAMastercard Inc | Stock | $1.23K | – |
| MUMicron Technology Inc | Stock | – | $1.07K |
| AMATApplied Materials Inc | Stock | – | $970 |
| CWCOConsolidated Water Co. Ltd. | ORD | – | $794 |
| MRVLMarvell Technology, Inc. | COM | – | $745 |
| PATHUiPath, Inc. | Stock | – | $324 |
| BMYBristol Myers Squibb Co | Stock | – | $148 |
Sold out since Q4 2023 (93)
Positions held at the end of Q4 2023 that are gone from this filing.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| iShares Tr46434V407 | 0-5YR HI YL CP | 143,141 | $6.04M | 0.1% | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 19,236 | $2.12M | <0.1% | – |
| First Trust Multi Cap Growth Alphadex Fund33733F101 | ETF | 18,831 | $2.11M | <0.1% | – |
| GOFGuggenheim Strategic Opportunities Fund | COM SBI | 153,423 | $1.96M | <0.1% | History |
| INVXInnovex International, Inc. | COM | 82,169 | $1.91M | <0.1% | History |
| MSMMSC Industrial Direct Co Inc | CL A | 18,804 | $1.90M | <0.1% | History |
| Advisorshares Tr00768Y479 | DORSY FSM ALCP | 54,370 | $1.84M | <0.1% | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 68,352 | $1.71M | <0.1% | – |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 27,725 | $1.67M | <0.1% | – |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 117,561 | $1.49M | <0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 145,429 | $1.49M | <0.1% | – |
| PIMCO ETF Tr72201R817 | INV GRD CRP BD | 15,102 | $1.47M | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E719 | BLOO EN ANGE ETF | 77,123 | $1.40M | <0.1% | – |
| AZEKAZEK Co Inc. | CL A | 29,451 | $1.13M | <0.1% | History |
| iShares Inc464286392 | MSCI WORLD ETF | 8,121 | $1.08M | <0.1% | – |
| Fidelity Covington Trust316092824 | LOW VOLITY ETF | 18,692 | $990.1K | <0.1% | – |
| WESTWestrock Coffee Co | COM | 96,002 | $980.2K | <0.1% | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 18,815 | $899.2K | <0.1% | – |
| PERIPerion Network Ltd. | SHS NEW | 28,218 | $871.1K | <0.1% | History |
| First Tr High Income L/S FD33738E109 | COM | 66,840 | $808.1K | <0.1% | – |
| VRNAVerona Pharma plc | SPONSORED ADS | 33,400 | $664.0K | <0.1% | History |
| DCIDonaldson Co Inc | Stock | 9,708 | $634.5K | <0.1% | History |
| WisdomTree Tr97717X214 | EMERG MKTS ESG | 21,612 | $632.7K | <0.1% | – |
| First Tr Exch Traded FD III33739P855 | INSTL PFD SECS | 34,961 | $623.4K | <0.1% | – |
| ACIWAci Worldwide, Inc. | Stock | 20,000 | $612.0K | <0.1% | History |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 3,098 | $593.0K | <0.1% | History |
| DKSDick's Sporting Goods, Inc. | Stock | 3,890 | $571.8K | <0.1% | History |
| ICHRIchor Holdings, Ltd. | SHS | 16,476 | $554.1K | <0.1% | History |
| iShares Tr464289867 | CORE 60 BALA ETF | 9,903 | $526.7K | <0.1% | – |
| XPOFXponential Fitness, Inc. | COM CL A | 39,560 | $509.9K | <0.1% | History |
| VSTVistra Corp. | Stock | 13,236 | $509.9K | <0.1% | History |
| Victory Portfolios II92647N824 | VCSHS US EQ INCM | 8,880 | $502.3K | <0.1% | – |
| Global X FDS37950E333 | GLBX SUPRINC ETF | 54,363 | $493.6K | <0.1% | – |
| SPXXNuveen S&P 500 Dynamic Overwrite Fund | COM | 29,463 | $443.1K | <0.1% | History |
| TDSTelephone & Data Systems Inc | COM NEW | 23,213 | $426.0K | <0.1% | History |
| MATWMatthews International Corp | CL A | 11,290 | $413.8K | <0.1% | History |
| UBSIUnited Bankshares Inc | COM | 10,843 | $407.2K | <0.1% | History |
| CMCOColumbus McKinnon Corp | COM | 9,226 | $360.0K | <0.1% | History |
| FMNBFarmers National Banc Corp | COM | 22,558 | $326.0K | <0.1% | History |
| CASSCass Information Systems Inc | COM | 6,869 | $309.4K | <0.1% | History |
| ASOAcademy Sports & Outdoors, Inc. | COM | 4,669 | $308.2K | <0.1% | History |
| NTRSNorthern Trust Corp | COM | 3,416 | $288.3K | <0.1% | History |
| CNICanadian National Railway Co | Stock | 2,293 | $288.1K | <0.1% | History |
| SLABSilicon Laboratories Inc. | Stock | 2,178 | $288.1K | <0.1% | History |
| MEDMedifast Inc | COM | 4,268 | $286.9K | <0.1% | History |
| LTCLTC Properties Inc | REIT | 8,920 | $286.5K | <0.1% | History |
| PIMCO ETF Tr72201R783 | 0-5 HIGH YIELD | 3,050 | $283.9K | <0.1% | – |
| Global X FDS37960A669 | SUPERDIVIDEND | 12,502 | $281.9K | <0.1% | – |
| ETF Managers Tr26924G888 | ETHO CLIMATE LEA | 5,045 | $280.5K | <0.1% | – |
| CCChemours Co | Stock | 8,863 | $279.6K | <0.1% | History |
| ALGMAllegro Microsystems, Inc. | COM | 9,170 | $277.6K | <0.1% | History |
| iShares Tr464287754 | US INDUSTRIALS | 2,358 | $269.7K | <0.1% | – |
| NSANational Storage Affiliates Trust | COM SHS BEN IN | 5,969 | $247.6K | <0.1% | History |
| ROKURoku, Inc | COM CL A | 2,687 | $246.3K | <0.1% | History |
| JDJD.com, Inc. | SPON ADS CL A | 8,400 | $242.7K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G102 | S&P SMLCP LOW | 5,445 | $240.4K | <0.1% | – |
| Simplify Exchange Traded Fun82889N764 | HEDGED EQUITY | 9,360 | $236.4K | <0.1% | – |
| SRPTSarepta Therapeutics, Inc. | COM | 2,383 | $229.8K | <0.1% | History |
| BSMBlack Stone Minerals, L.P. | COM UNIT | 14,100 | $225.0K | <0.1% | History |
| SPLKSplunk Inc | COM | 1,467 | $223.5K | <0.1% | History |
| DINDine Brands Global, Inc. | COM | 4,400 | $218.5K | <0.1% | History |
| SPDR Series Trust78464A755 | ST STR SP METAL | 3,651 | $218.4K | <0.1% | – |
| SKMSK Telecom Co Ltd | SPONSORED ADR | 10,132 | $216.8K | <0.1% | History |
| First Tr Exchange Traded FD33738R860 | NASDAQ BK ETF | 8,577 | $216.7K | <0.1% | – |
| BANFBancfirst Corp | COM | 2,224 | $216.5K | <0.1% | History |
| BF.BBrown Forman Corp | Stock | 3,767 | $215.1K | <0.1% | History |
| Capital Grp Fixed Incm ETF T14020Y201 | MUN INM ETF | 7,716 | $208.9K | <0.1% | – |
| UGIUgi Corp | Stock | 8,489 | $208.8K | <0.1% | History |
| CCUUnited Breweries Co Inc | SPONSORED ADR | 16,650 | $208.8K | <0.1% | History |
| ELSEquity Lifestyle Properties Inc | COM | 2,959 | $208.7K | <0.1% | History |
| EXRExtra Space Storage Inc. | COM | 1,292 | $207.1K | <0.1% | History |
| SNVSynovus Financial Corp | COM NEW | 5,487 | $206.6K | <0.1% | History |
| FTREFortrea Holdings Inc. | COMMON STOCK | 5,888 | $205.5K | <0.1% | History |
| Vanguard Scottsdale FDS92206C565 | TOTAL WLD BD ETF | 2,919 | $202.0K | <0.1% | – |
| AEISAdvanced Energy Industries Inc | COM | 1,852 | $201.7K | <0.1% | History |
| TPCTutor Perini Corp | COM | 21,081 | $191.8K | <0.1% | History |
| CMTLComtech Telecommunications Corp | COM NEW | 22,380 | $188.7K | <0.1% | History |
| INTTIntest Corp | COM | 13,800 | $187.7K | <0.1% | History |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 13,115 | $174.4K | <0.1% | – |
| BCATBlackRock Capital Allocation Term Trust | COM | 11,125 | $166.3K | <0.1% | History |
| BKCCBlackRock Capital Investment Corp | COM | 39,640 | $153.4K | <0.1% | History |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 11,699 | $149.6K | <0.1% | – |
| Guess Inc401617AD7 | NOTE 2.000% 4/1 | – | $139.9K | <0.1% | – |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | – | $137.0K | <0.1% | – |
| JetBlue Airways Corp477143AP6 | NOTE 0.500% 4/0 | – | $121.6K | <0.1% | – |
| OMOutset Medical, Inc. | COM | 19,820 | $107.2K | <0.1% | History |
| NUVNuveen Municipal Value Fund Inc | COM | 10,058 | $86.5K | <0.1% | History |
| OPENOpendoor Technologies Inc. | COM | 18,000 | $80.6K | <0.1% | History |
| CCIFCarlyle Credit Income Fund | SHS BEN INT | 10,022 | $79.7K | <0.1% | History |
| RGTIWRigetti Computing, Inc. | *W EXP 99/99/999 | 125,000 | $16.9K | <0.1% | History |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $14.9K | <0.1% | – |
| OTLKOutlook Therapeutics, Inc. | COM NEW | 28,000 | $11.0K | <0.1% | History |
| CSSEChicken Soup for the Soul Entertainment, Inc. | CL A | 14,353 | $3.15K | <0.1% | History |