D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 3, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 1,301
- +32 vs. Q3 2022
- Portfolio value
- $8.48B
- +$842.8M (+11.0%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SWNSouthwestern Energy Co | COM | 32,823 | $192.0K | <0.1% | +340+1.0% | Added | History |
| QSIQuantum-Si Inc | COM CL A | 105,000 | $192.2K | <0.1% | 00.0% | Unchanged | History |
| PAAPlains All American Pipeline LP | UNIT LTD PARTN | 16,348 | $192.3K | <0.1% | +233+1.4% | Added | History |
| PNTGPennant Group, Inc. | COM | 17,595 | $193.2K | <0.1% | −875−4.7% | Reduced | History |
| NWLNewell Brands Inc. | Stock | 14,875 | $194.6K | <0.1% | −1,365−8.4% | Reduced | History |
| ICLICL Group Ltd. | SHS | 26,867 | $196.4K | <0.1% | −22,950−46.1% | Reduced | History |
| CPNGCoupang, Inc. | CL A | 13,376 | $196.8K | <0.1% | +13,376 | New | History |
| BIDUBaidu, Inc. | ADR | 1,754 | $200.8K | <0.1% | +1,754 | New | History |
| LITELumentum Holdings Inc. | COM | 3,853 | $201.0K | <0.1% | −2,625−40.5% | Reduced | History |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 15,361 | $201.5K | <0.1% | +3,050+24.8% | Added | History |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 2,611 | $202.9K | <0.1% | −454−14.8% | Reduced | – |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 4,135 | $203.0K | <0.1% | 00.0% | Unchanged | – |
| GENGen Digital Inc. | Stock | 9,500 | $203.6K | <0.1% | +9,500 | New | History |
| ILMNIllumina, Inc. | COM | 1,008 | $203.8K | <0.1% | −391−27.9% | Reduced | History |
| Nushares ETF Tr67092P805 | NUVEEN ESG INTL | 7,929 | $204.6K | <0.1% | −1,973−19.9% | Reduced | – |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 22,464 | $204.9K | <0.1% | −400−1.7% | Reduced | History |
| APAMArtisan Partners Asset Management Inc. | CL A | 6,860 | $205.8K | <0.1% | +6,860 | New | History |
| Occidental Pete Corp WT Exp 080327674599162 | Stock | 5,004 | $206.2K | <0.1% | −97−1.9% | Reduced | – |
| JKHYJack Henry & Associates Inc | Stock | 1,172 | $207.5K | <0.1% | +12+1.0% | Added | History |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 2,267 | $207.6K | <0.1% | 00.0% | Unchanged | History |
| SWKStanley Black & Decker, Inc. | COM | 2,764 | $207.9K | <0.1% | −613−18.2% | Reduced | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 2,001 | $208.6K | <0.1% | +2,001 | New | – |
| CXTCrane NXT, Co. | COM | 2,078 | $208.7K | <0.1% | +2,078 | New | History |
| MDGLMadrigal Pharmaceuticals, Inc. | COM | 720 | $209.0K | <0.1% | +720 | New | History |
| TDSTelephone & Data Systems Inc | COM NEW | 20,066 | $210.5K | <0.1% | +2,935+17.1% | Added | History |
| PACWPacwest Bancorp | COM | 9,221 | $211.6K | <0.1% | −829−8.2% | Reduced | History |
| DINOHF Sinclair Corp | COM | 4,100 | $212.7K | <0.1% | 00.0% | Unchanged | History |
| PIIPolaris Inc. | Stock | 2,109 | $213.0K | <0.1% | −78−3.6% | Reduced | History |
| BANRBanner Corp | COM NEW | 3,379 | $213.6K | <0.1% | −17−0.5% | Reduced | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 24,977 | $213.8K | <0.1% | −2,824−10.2% | Reduced | History |
| AAgilent Technologies, Inc. | COM | 1,435 | $214.7K | <0.1% | +1,435 | New | History |
| UNMUnum Group | Stock | 5,238 | $214.9K | <0.1% | −1,068−16.9% | Reduced | History |
| STBAS&T Bancorp Inc | COM | 6,312 | $215.7K | <0.1% | +6,312 | New | History |
| Invesco Exch TRD SLF Idx FD46138J783 | BULSHS 2027 CB | 11,454 | $217.6K | <0.1% | −913−7.4% | Reduced | – |
| BNBROOKFIELD Corp | CL A LTD VT SH | 6,982 | $219.8K | <0.1% | +6,982 | New | History |
| First Tr Exchange-Traded FD33734X168 | MATERIALS ALPH | 3,658 | $221.6K | <0.1% | −473−11.5% | Reduced | – |
| GTLBGitlab Inc. | CLASS A COM | 4,890 | $222.2K | <0.1% | +4,890 | New | History |
| GWREGuidewire Software, Inc. | COM | 3,560 | $222.7K | <0.1% | +3,560 | New | History |
| WIREEncore Wire Corp | COM | 1,623 | $223.3K | <0.1% | +1,623 | New | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 2,927 | $223.4K | <0.1% | −158−5.1% | Reduced | – |
| OMOutset Medical, Inc. | COM | 8,674 | $224.0K | <0.1% | +8,674 | New | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,949 | $224.1K | <0.1% | +1,949 | New | – |
| Invesco Exch TRD SLF Idx FD46138J791 | BULSHS 2026 CB | 11,871 | $224.7K | <0.1% | −932−7.3% | Reduced | – |
| NWENorthWestern Energy Group, Inc. | COM NEW | 3,800 | $225.5K | <0.1% | +3,800 | New | History |
| NUVNuveen Municipal Value Fund Inc | COM | 26,231 | $225.6K | <0.1% | −17,394−39.9% | Reduced | History |
| CMCCommercial Metals Co | Stock | 4,675 | $225.8K | <0.1% | +4,675 | New | History |
| AVAAvista Corp | COM | 5,099 | $226.1K | <0.1% | +5,099 | New | History |
| RYRoyal Bank of Canada | Stock | 2,412 | $226.8K | <0.1% | +52+2.2% | Added | History |
| WDIWestern Asset Diversified Income Fund (WDI) | COM SHS BEN INT | 17,862 | $226.9K | <0.1% | −5,458−23.4% | Reduced | History |
| BENFranklin Templeton Inc | COM | 8,612 | $227.2K | <0.1% | +8,612 | New | History |
| TAGSTeucrium Commodity Trust | AGRICULTURE FD | 7,258 | $227.3K | <0.1% | −2,499−25.6% | Reduced | History |
| FCNCAFirst Citizens Bancshares Inc | CL A | 300 | $227.5K | <0.1% | 00.0% | Unchanged | History |
| WOLFWolfspeed, Inc. | Stock | 3,297 | $227.6K | <0.1% | +3,297 | New | History |
| BIPBrookfield Infrastructure Partners L.P. | LP INT UNIT | 7,366 | $228.3K | <0.1% | −358−4.6% | Reduced | History |
| STESTERIS plc | SHS USD | 1,230 | $228.6K | <0.1% | −610−33.2% | Reduced | History |
| PLABPhotronics Inc | COM | 13,613 | $229.1K | <0.1% | −8,800−39.3% | Reduced | History |
| IBNIcici Bank Ltd | ADR | 10,438 | $230.0K | <0.1% | +10,438 | New | History |
| PCQPIMCO California Municipal Income Fund | COM | 15,251 | $230.2K | <0.1% | +74+0.5% | Added | History |
| HUNHuntsman CORP | COM | 8,390 | $230.6K | <0.1% | −300−3.5% | Reduced | History |
| RITMRithm Capital Corp. | REIT | 28,248 | $230.8K | <0.1% | +369+1.3% | Added | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 25,350 | $230.9K | <0.1% | −11,442−31.1% | Reduced | History |
| RVTYRevvity, Inc. | COM | 1,662 | $233.2K | <0.1% | 00.0% | Unchanged | History |
| MKC.VMcCormick & Co Inc | COM VTG | 2,840 | $233.4K | <0.1% | 00.0% | Unchanged | History |
| Global X FDS37960A669 | SUPERDIVIDEND | 9,730 | $233.8K | <0.1% | +9,730 | New | – |
| TERTeradyne, Inc | Stock | 2,683 | $234.4K | <0.1% | +2,683 | New | History |
| iShares Inc464286293 | ASIA/PAC DIV ETF | 6,975 | $235.0K | <0.1% | −1,844−20.9% | Reduced | – |
| NRGNRG Energy, Inc. | Stock | 7,405 | $235.6K | <0.1% | −22,350−75.1% | Reduced | History |
| NAVINavient Corp | COM | 14,400 | $236.9K | <0.1% | −700−4.6% | Reduced | History |
| RYAMRayonier Advanced Materials Inc. | COM | 24,694 | $237.1K | <0.1% | −6,164−20.0% | Reduced | History |
| NICENICE Ltd. | SPONSORED ADR | 1,234 | $237.3K | <0.1% | 00.0% | Unchanged | History |
| GMABGenmab A/S | SPONSORED ADS | 5,607 | $237.6K | <0.1% | +5,607 | New | History |
| RLIRli Corp | COM | 1,778 | $237.8K | <0.1% | +1,778 | New | History |
| LTHLife Time Group Holdings, Inc. | COMMON STOCK | 20,000 | $239.2K | <0.1% | +20,000 | New | History |
| SLABSilicon Laboratories Inc. | Stock | 1,765 | $239.5K | <0.1% | +6+0.3% | Added | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 5,318 | $240.1K | <0.1% | −1,663−23.8% | Reduced | – |
| JHGJanus Henderson Group Ltd. | ORD SHS | 10,247 | $241.0K | <0.1% | +10,247 | New | History |
| TRPTC Energy Corp | COM | 6,099 | $243.1K | <0.1% | −92−1.5% | Reduced | History |
| iShares Global Clean Energy ETF464288224 | ETF | 12,433 | $246.8K | <0.1% | −1,451−10.5% | Reduced | – |
| BF.BBrown Forman Corp | Stock | 3,789 | $248.9K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46436E858 | IBONDS 26 TRM TS | 10,990 | $249.6K | <0.1% | +10,990 | New | – |
| Invesco Exch Traded FD Tr II46138G102 | S&P SMLCP LOW | 5,603 | $250.2K | <0.1% | −10.0% | Reduced | – |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 20,530 | $252.1K | <0.1% | +8,471+70.2% | Added | History |
| RYNRayonier Inc | COM | 7,679 | $253.1K | <0.1% | −335−4.2% | Reduced | History |
| RGTRoyce Global Trust, Inc. | COM | 29,403 | $254.2K | <0.1% | −554−1.8% | Reduced | History |
| TSCOTractor Supply Co | COM | 1,130 | $254.2K | <0.1% | +1,130 | New | History |
| EVRGEvergy, Inc. | Stock | 4,046 | $254.6K | <0.1% | −71−1.7% | Reduced | History |
| LUVSouthwest Airlines Co | COM | 7,620 | $256.6K | <0.1% | −300−3.8% | Reduced | History |
| DLTRDollar Tree, Inc. | COM | 1,815 | $256.7K | <0.1% | −130−6.7% | Reduced | History |
| STMSTMicroelectronics N.V. | NY REGISTRY | 7,252 | $258.0K | <0.1% | −500−6.4% | Reduced | History |
| MCMoelis & Co | CL A | 6,666 | $258.6K | <0.1% | 00.0% | Unchanged | History |
| MCOMoodys Corp | Stock | 928 | $258.7K | <0.1% | +928 | New | History |
| SUMSummit Materials, Inc. | CL A | 9,127 | $259.1K | <0.1% | −465−4.8% | Reduced | History |
| Vanguard Scottsdale FDS92206C565 | TOTAL WLD BD ETF | 3,887 | $260.6K | <0.1% | −85−2.1% | Reduced | – |
| ARK Innovation ETF00214Q104 | ETF | 8,389 | $262.1K | <0.1% | −1,775−17.5% | Reduced | – |
| CTASCintas Corp | Stock | 581 | $262.4K | <0.1% | −54−8.5% | Reduced | History |
| Franklin Templeton ETF Tr35473P801 | US LRG CP MLTFCT | 6,690 | $262.5K | <0.1% | 00.0% | Unchanged | – |
| J P Morgan Exchange Traded F46641Q324 | INTERNL GWT | 5,000 | $262.6K | <0.1% | +5,000 | New | – |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 6,745 | $262.6K | <0.1% | +87+1.3% | Added | – |
| PFCPremier Financial Corp | COM | 9,763 | $263.3K | <0.1% | +752+8.3% | Added | History |
| ICLRIcon PLC | COM | 1,336 | $263.5K | <0.1% | −30−2.2% | Reduced | History |
Options (21)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| RYRoyal Bank of Canada | Stock | $53.4K | – |
| DDSDillard's, Inc. | CL A | $50.9K | – |
| BMOBank of Montreal | COM | $30.5K | – |
| COFCapital One Financial Corp | Stock | $29.1K | – |
| EOGEOG Resources Inc | Stock | – | $24.1K |
| ITWIllinois Tool Works Inc | Stock | $20.8K | – |
| SNASnap-on Inc | COM | $18.6K | – |
| MSFTMicrosoft Corp | Stock | $18.3K | – |
| UPSUnited Parcel Service Inc | Stock | $12.8K | – |
| LOWLowes Companies Inc | Stock | $11.7K | – |
| LSTRLandstar System Inc | COM | $6.98K | – |
| iShares Inc464286806 | MSCI GERMANY ETF | $6.97K | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | – | $6.60K |
| ETSYEtsy Inc | COM | $5.06K | – |
| TDToronto Dominion Bank | Stock | $4.48K | – |
| HDHome Depot, Inc. | Stock | $4.22K | – |
| ORLYO Reilly Automotive Inc | Stock | $3.24K | – |
| DEDeere & Co | Stock | $2.23K | – |
| NXHNeighborhood Intelligence, Inc. | COM | – | $524 |
| WEATTeucrium Commodity Trust | WHEAT FD | – | $396 |
| INTCIntel Corp | Stock | – | $5 |
Sold out since Q3 2022 (71)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| HTLFHeartland Financial USA Inc | COM | 89,444 | $3.88M | 0.1% | History |
| Swedish Expt CR Corp870297801 | ROG TTL ETN 22 | 383,590 | $3.01M | <0.1% | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 32,947 | $2.96M | <0.1% | – |
| Legg Mason ETF Invt Tr524682101 | CLRBRG GWT ETF | 75,595 | $2.60M | <0.1% | – |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 87,299 | $2.19M | <0.1% | – |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 196,214 | $1.79M | <0.1% | – |
| LFGArchaea Energy Inc. | COM CL A | 71,885 | $1.29M | <0.1% | History |
| CEVACeva Inc | COM | 35,788 | $939.0K | <0.1% | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 10,560 | $838.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V316 | S&P500 EQL MAT | 5,883 | $838.0K | <0.1% | – |
| HCIHCI Group, Inc. | COM | 21,310 | $835.0K | <0.1% | History |
| Invesco Actively Managed Exc46090A705 | S&P500 DOWNSID | 23,960 | $814.0K | <0.1% | – |
| TWTRTwitter, Inc. | COM | 18,180 | $797.0K | <0.1% | History |
| FLRFluor Corp | Stock | 31,266 | $778.0K | <0.1% | History |
| First Tr Exchange Traded FD33738R308 | BUYWRIT INCM ETF | 39,799 | $735.0K | <0.1% | – |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 7,295 | $728.0K | <0.1% | – |
| ABBNYABB Ltd | SPONSORED ADR | 27,640 | $709.0K | <0.1% | History |
| COINCoinbase Global, Inc. | COM CL A | 8,232 | $531.0K | <0.1% | History |
| iShares Tr46435G755 | IBONDS DEC2022 | 16,477 | $427.0K | <0.1% | – |
| MANManpowerGroup Inc. | COM | 6,100 | $395.0K | <0.1% | History |
| GHGuardant Health, Inc. | COM | 6,908 | $372.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 16,000 | $371.0K | <0.1% | – |
| STEMStem, Inc. | CL A | 27,700 | $370.0K | <0.1% | History |
| EXKEndeavour Silver Corp | COM | 119,000 | $359.0K | <0.1% | History |
| FVRRFiverr International Ltd. | ORD SHS | 11,377 | $348.0K | <0.1% | History |
| DOXAmdocs Ltd | SHS | 4,147 | $329.0K | <0.1% | History |
| ROKURoku, Inc | COM CL A | 5,417 | $306.0K | <0.1% | History |
| FORMFormfactor Inc | COM | 12,015 | $301.0K | <0.1% | History |
| KBHKB Home | COM | 11,330 | $294.0K | <0.1% | History |
| Vanguard Long-Term Treasury ETF92206C847 | ETF | 4,638 | $292.0K | <0.1% | – |
| APPNAppian Corp | CL A | 7,085 | $289.0K | <0.1% | History |
| BAMBrookfield Asset Management Ltd. | CL A LTD VT SH | 6,982 | $285.0K | <0.1% | History |
| IEAInfrastructure & Energy Alternatives, Inc. | COM | 20,341 | $275.0K | <0.1% | History |
| TRUTransUnion | COM | 4,599 | $274.0K | <0.1% | History |
| CLRContinental Resources, Inc | COM | 3,875 | $259.0K | <0.1% | History |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 2,000 | $249.0K | <0.1% | – |
| IFNAberdeen India Fund, Inc. | COM | 15,022 | $242.0K | <0.1% | History |
| ANDEAndersons, Inc. | COM | 7,700 | $239.0K | <0.1% | History |
| RIVNRivian Automotive, Inc. | Stock | 7,240 | $238.0K | <0.1% | History |
| MSIMotorola Solutions, Inc. | Stock | 1,042 | $234.0K | <0.1% | History |
| ZBRAZebra Technologies Corp | CL A | 887 | $232.0K | <0.1% | History |
| MHKMohawk Industries Inc | COM | 2,528 | $231.0K | <0.1% | History |
| BAHBooz Allen Hamilton Holding Corp | CL A | 2,444 | $226.0K | <0.1% | History |
| First Tr Exchange-Traded FD33736Q104 | UT COM SHS ETF | 4,491 | $226.0K | <0.1% | – |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 2,482 | $225.0K | <0.1% | History |
| ECOMChanneladvisor Corp | COM | 9,909 | $225.0K | <0.1% | History |
| TYGTortoise Energy Infrastructure Corp | COM | 7,511 | $225.0K | <0.1% | History |
| RHIRobert Half Inc. | COM | 2,917 | $223.0K | <0.1% | History |
| MTBM&T Bank Corp | COM | 1,211 | $214.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J825 | BULSHS 2025 CB | 10,713 | $214.0K | <0.1% | – |
| PBR.APetrobras - Petroleo Brasileiro SA | SP ADR NON VTG | 19,250 | $213.0K | <0.1% | History |
| RMDResmed Inc | COM | 969 | $212.0K | <0.1% | History |
| LCIILci Industries | COM | 2,086 | $211.0K | <0.1% | History |
| ENPHEnphase Energy, Inc. | Stock | 752 | $209.0K | <0.1% | History |
| BANFBancfirst Corp | COM | 2,224 | $201.0K | <0.1% | History |
| LILi Auto Inc. | SPONSORED ADS | 8,700 | $200.0K | <0.1% | History |
| First Tr Energy Income & Gro33738G104 | COM | 12,536 | $186.0K | <0.1% | – |
| Global X FDS37950E549 | GLB X SUPERDIV | 21,700 | $164.0K | <0.1% | – |
| GELGenesis Energy LP | UNIT LTD PARTN | 14,349 | $132.0K | <0.1% | History |
| CHYCalamos Convertible & High Income Fund | COM SHS | 11,500 | $116.0K | <0.1% | History |
| WIWWestern Asset Inflation-Linked Opportunities & Income Fund | CEF | 12,100 | $110.0K | <0.1% | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 11,049 | $102.0K | <0.1% | History |
| PLTRPalantir Technologies Inc. | Stock | 11,608 | $94.0K | <0.1% | History |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $91.0K | <0.1% | – |
| LPROOpen Lending Corp | COM | 10,020 | $81.0K | <0.1% | History |
| HBIHanesbrands Inc. | COM | 10,931 | $76.0K | <0.1% | History |
| TUPTupperware Brands Corp | COM | 10,400 | $68.0K | <0.1% | History |
| JMIAJumia Technologies AG | SPONSORED ADS | 10,400 | $60.0K | <0.1% | History |
| ATIPATI Physical Therapy, Inc. | COM CL A | 33,714 | $34.0K | <0.1% | History |
| QNGYQuanergy Systems, Inc. | COMMON STOCK | 60,000 | $12.0K | <0.1% | History |
| QTNTQuotient Ltd | SHS | 20,000 | $3.00K | <0.1% | History |