D.A. Davidson & Co.

SEC CIK: 0001080107
Latest filing: Jul 24, 2026

SEC filings (opens in a new tab)

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 7, 2022. Long positions only; changes compare share counts with Q2 2022.

Positions: 1,269; +4 vs. Q2 2022
Portfolio value: $7.63B; −$326.8M (−4.1%) vs. Q2 2022
Filed: Nov 7, 2022; SEC

Holdings of D.A. Davidson & Co. in Q3 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
DHIHorton D R Inc	COM	87,823	$5.93M	0.1%	−386−0.4%	Reduced	History
PSXPhillips 66	Stock	72,432	$5.85M	0.1%	−667−0.9%	Reduced	History
Vanguard Malvern FDS922020805	STRM INFPROIDX	121,323	$5.84M	0.1%	+2,982+2.5%	Added	–
Vanguard World FD921910816	MEGA GRWTH IND	32,431	$5.65M	0.1%	+177+0.5%	Added	–
CPCanadian Pacific Kansas City Ltd	COM	83,241	$5.57M	0.1%	−569−0.7%	Reduced	History
Vanguard Whitehall FDS921946810	INTL DVD ETF	89,677	$5.56M	0.1%	−2,810−3.0%	Reduced	–
Invesco Actively Managed Exc46090A887	ULTRA SHRT DUR	112,264	$5.54M	0.1%	−731−0.6%	Reduced	–
Vanguard World FD921910840	MEGA CAP VAL ETF	61,442	$5.52M	0.1%	+1,400+2.3%	Added	–
GISGeneral Mills Inc	Stock	71,619	$5.50M	0.1%	−1,287−1.8%	Reduced	History
CHICalamos Convertible Opportunities & Income Fund	SH BEN INT	565,191	$5.46M	0.1%	+541+0.1%	Added	History
iShares S&P 500 Growth ETF464287309	ETF	94,098	$5.44M	0.1%	−12,709−11.9%	Reduced	–
TMOThermo Fisher Scientific Inc.	Stock	10,566	$5.39M	0.1%	−100−0.9%	Reduced	History
DVNDevon Energy Corp	Stock	88,357	$5.33M	0.1%	+18,874+27.2%	Added	History
iShares Core MSCI Emerging Markets ETF46434G103	ETF	123,489	$5.31M	0.1%	−27,477−18.2%	Reduced	–
Vanguard Total International Bond ETF92203J407	ETF	110,917	$5.29M	0.1%	+9,822+9.7%	Added	–
First Tr Exchange-Traded FD33734X176	TECH ALPHADEX	60,975	$5.29M	0.1%	−1,294−2.1%	Reduced	–
Vanguard Morningstar Small-Cap Growth ETF922908595	ETF	26,827	$5.24M	0.1%	+1,224+4.8%	Added	–
CMCSAComcast Corp	Stock	176,240	$5.17M	0.1%	−28,705−14.0%	Reduced	History
iShares Tr464287234	MSCI EMG MKT ETF	147,373	$5.14M	0.1%	−30,911−17.3%	Reduced	–
FISFidelity National Information Services, Inc.	Stock	67,405	$5.09M	0.1%	+14,329+27.0%	Added	History
CRMSalesforce, Inc.	Stock	35,204	$5.06M	0.1%	+4,133+13.3%	Added	History
iShares Tr464287515	EXPANDED TECH	20,177	$5.05M	0.1%	+219+1.1%	Added	–
AMATApplied Materials Inc	Stock	61,101	$5.01M	0.1%	+5,150+9.2%	Added	History
NOCNorthrop Grumman Corp	Stock	10,635	$5.00M	0.1%	+1,495+16.4%	Added	History
First Tr Exchange-Traded FD33739Q408	FIRST TR ENH NEW	84,125	$4.99M	0.1%	+4,180+5.2%	Added	–
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	75,256	$4.97M	0.1%	+19,595+35.2%	Added	–
ROKRockwell Automation, Inc	Stock	23,094	$4.97M	0.1%	+411+1.8%	Added	History
FDXFedEx Corp	Stock	33,120	$4.92M	0.1%	+1,087+3.4%	Added	History
iShares Tr464288687	PFD AND INCM SEC	157,251	$4.86M	0.1%	−524−0.3%	Reduced	–
WisdomTree Tr97717W307	US LARGECAP DIVD	87,812	$4.85M	0.1%	−2,606−2.9%	Reduced	–
First Tr Exchange-Traded Alp33734Y109	COM SHS	66,364	$4.83M	0.1%	+332+0.5%	Added	–
SOSouthern Co	Stock	70,773	$4.81M	0.1%	−1,724−2.4%	Reduced	History
CMECME Group Inc.	COM	27,094	$4.80M	0.1%	+40+0.1%	Added	History
CICigna Group	Stock	17,260	$4.79M	0.1%	+200+1.2%	Added	History
PANWPalo Alto Networks Inc	Stock	29,149	$4.78M	0.1%	−3,719−11.3%	ReducedConverted for a 3-for-1 split	History
First Tr Exchange-Traded FD336917109	SHS	145,540	$4.68M	0.1%	+9,860+7.3%	Added	–
Capital Grp Fixed Incm ETF T14020Y102	CORE PLUS INCM	212,248	$4.64M	0.1%	+40,256+23.4%	Added	–
TXNTexas Instruments Inc	Stock	29,375	$4.57M	0.1%	−258−0.9%	Reduced	History
iShares Core Dividend Growth ETF46434V621	ETF	102,551	$4.56M	0.1%	+25,563+33.2%	Added	–
CAGConagra Brands Inc.	Stock	139,540	$4.55M	0.1%	+5,941+4.4%	Added	History
Vanguard Information Technology ETF92204A702	ETF	14,791	$4.55M	0.1%	+515+3.6%	Added	–
iShares Tr464288448	INTL SEL DIV ETF	201,461	$4.54M	0.1%	−70,326−25.9%	Reduced	–
CHDChurch & Dwight Co Inc	COM	63,425	$4.53M	0.1%	−3,044−4.6%	Reduced	History
CTVACorteva, Inc.	Stock	78,374	$4.48M	0.1%	+8,609+12.3%	Added	History
Schwab U.S. Large-Cap Growth ETF808524300	ETF	80,089	$4.47M	0.1%	+73,986+1,212.3%	Added	–
UMPQUmpqua Holdings Corp	COM	259,151	$4.43M	0.1%	+5,120+2.0%	Added	History
PLDPrologis, Inc.	REIT	43,355	$4.41M	0.1%	+4,609+11.9%	Added	History
NLYAnnaly Capital Management Inc	REIT	252,988	$4.35M	0.1%	+33,093+15.0%	AddedConverted for a 1-for-4 split	History
iShares Tr464288273	EAFE SML CP ETF	88,506	$4.32M	0.1%	+1,411+1.6%	Added	–
TTETotalEnergies SE	SPONSORED ADS	92,631	$4.31M	0.1%	+9,520+11.5%	Added	History
DBCInvesco DB Commodity Index Tracking Fund	UNIT	180,067	$4.30M	0.1%	−84,483−31.9%	Reduced	History
ABAlliancebernstein Holding L.P.	UNIT LTD PARTN	122,698	$4.30M	0.1%	+5,903+5.1%	Added	History
CARRCarrier Global Corp	Stock	120,742	$4.29M	0.1%	−4,553−3.6%	Reduced	History
First Tr Exchange Traded FD33738R118	NASD TECH DIV	96,650	$4.22M	0.1%	+3,460+3.7%	Added	–
First Tr Exchange-Traded Alp33734K109	COM SHS	57,957	$4.19M	0.1%	+2,783+5.0%	Added	–
EWEdwards Lifesciences Corp	Stock	49,924	$4.18M	0.1%	−1,091−2.1%	Reduced	History
First Tr Exchange-Traded Alp33735B108	COM SHS	51,597	$4.14M	0.1%	+9,667+23.1%	Added	–
COFCapital One Financial Corp	Stock	44,908	$4.14M	0.1%	+4,449+11.0%	Added	History
First Tr Exchange-Traded FD336920103	US EQTY OPPT ETF	50,819	$4.12M	0.1%	−1,895−3.6%	Reduced	–
iShares Tr464287374	NORTH AMERN NAT	118,287	$4.11M	0.1%	−28,126−19.2%	Reduced	–
John Hancock Exchange Traded47804J206	MULTIFACTOR MI	96,513	$4.11M	0.1%	+59,413+160.1%	Added	–
NEMNEWMONT Corp	Stock	97,178	$4.08M	0.1%	+2,516+2.7%	Added	History
First Tr Exchange-Traded FD33738D309	SENIOR LN FD	92,387	$4.07M	0.1%	−6,716−6.8%	Reduced	–
iShares S&P 100 ETF464287101	ETF	25,004	$4.06M	0.1%	+386+1.6%	Added	–
iShares Core MSCI Eafe ETF46432F842	ETF	75,776	$3.99M	0.1%	−2,503−3.2%	Reduced	–
State Street Health Care Select Sector SPDR ETF81369Y209	ETF	32,711	$3.96M	0.1%	+19,237+142.8%	Added	–
WisdomTree Tr97717W505	US MIDCAP DIVID	105,021	$3.96M	0.1%	+11,241+12.0%	Added	–
First Trust Nasdaq-100 Technology Sector Index Fund337345102	ETF	37,253	$3.91M	0.1%	+52+0.1%	Added	–
VODVodafone Group Public Ltd Co	ADR	343,549	$3.89M	0.1%	−6,584−1.9%	Reduced	History
YUMYum Brands Inc	Stock	36,525	$3.88M	0.1%	+2,153+6.3%	Added	History
Vanguard Scottsdale FDS92206C664	VNG RUS2000IDX	58,292	$3.88M	0.1%	+880+1.5%	Added	–
Alps ETF Tr00162Q452	ALERIAN MLP	106,319	$3.88M	0.1%	+8,881+9.1%	Added	–
HTLFHeartland Financial USA Inc	COM	89,444	$3.88M	0.1%	00.0%	Unchanged	History
TSMTaiwan Semiconductor Manufacturing Co Ltd	ADR	56,167	$3.85M	0.1%	−1,638−2.8%	Reduced	History
MKCMcCormick & Co Inc	Stock	53,602	$3.82M	0.1%	−1,354−2.5%	Reduced	History
OKEONEOK Inc	COM	73,684	$3.78M	<0.1%	+2,552+3.6%	Added	History
ENSGEnsign Group, Inc	COM	46,975	$3.73M	<0.1%	+80.0%	Added	History
LRCXLam Research Corp	COM	10,143	$3.73M	<0.1%	+57+0.6%	Added	History
Capital Group Intl Focus EQT14019W109	SHS CREAT UNIT	196,469	$3.68M	<0.1%	+104,655+114.0%	Added	–
AXPAmerican Express Co	Stock	27,141	$3.67M	<0.1%	+76+0.3%	Added	History
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0	ETF	156,967	$3.63M	<0.1%	+156,967	New	–
SLBSLB Limited	Stock	100,452	$3.61M	<0.1%	+7,700+8.3%	Added	History
BLKBlackRock, Inc.	COM	6,535	$3.60M	<0.1%	+238+3.8%	Added	History
SPDR Ser Tr78464A813	S&P 600 SML CAP	46,984	$3.56M	<0.1%	+1,147+2.5%	Added	–
iShares Tr46434V456	MSCI INTL QUALTY	127,981	$3.56M	<0.1%	+12,784+11.1%	Added	–
First Tr Exchange-Traded FD33738R886	DORSEY WRIGHT	220,135	$3.55M	<0.1%	−4,866−2.2%	Reduced	–
Davis Fundamental ETF Tr23908L207	SELECT US EQTY	140,249	$3.54M	<0.1%	+2,250+1.6%	Added	–
VIRCVirco Mfg Corporation	COM	827,862	$3.53M	<0.1%	+6,713+0.8%	Added	History
FFord Motor Co	Stock	315,201	$3.53M	<0.1%	+37,965+13.7%	Added	History
Vanguard World FD921910733	ESG US STK ETF	56,085	$3.53M	<0.1%	+1,565+2.9%	Added	–
iShares Tr464288646	ISHS 1-5YR INVS	71,205	$3.51M	<0.1%	+4,731+7.1%	Added	–
GSKGSK plc	ADR	118,982	$3.50M	<0.1%	+118,982	New	History
SPOTSpotify Technology S.A.	Stock	40,299	$3.48M	<0.1%	−1,422−3.4%	Reduced	History
First Tr Exch Traded FD III33739E108	PFD SECS INC ETF	207,647	$3.47M	<0.1%	+24,988+13.7%	Added	–
NXSTNexstar Media Group, Inc.	COMMON STOCK	20,757	$3.46M	<0.1%	−194−0.9%	Reduced	History
LHXL3HARRIS Technologies, Inc.	Stock	16,546	$3.44M	<0.1%	+1,187+7.7%	Added	History
First Tr Exchange-Traded Alp33735J101	COM SHS	59,532	$3.43M	<0.1%	−4,291−6.7%	Reduced	–
RIORio Tinto PLC	ADR	62,314	$3.43M	<0.1%	+3,111+5.3%	Added	History
iShares Russell Mid-Cap Growth ETF464287481	ETF	43,636	$3.42M	<0.1%	−1,476−3.3%	Reduced	–
WisdomTree Tr97717X578	EM EX ST-OWNED	138,802	$3.42M	<0.1%	+6,579+5.0%	Added	–

Options (15)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q3 2022
Security	Class	Puts	Calls
AMZNAmazon Com Inc	Stock	–	$180.0K
HDHome Depot, Inc.	Stock	$72.0K	–
SYYSysco Corp	Stock	$55.0K	–
ORLYO Reilly Automotive Inc	Stock	$45.0K	–
COFCapital One Financial Corp	Stock	$36.0K	–
GLDSPDR Gold Trust	ETF	–	$25.0K
TSLATesla, Inc.	Stock	$24.0K	–
WEATTeucrium Commodity Trust	WHEAT FD	–	$19.0K
JWNNordstrom Inc	Stock	$18.0K	–
IPInternational Paper Co	COM	$17.0K	–
TTDTrade Desk, Inc.	Stock	$15.0K	–
BNOUnited States Brent Oil Fund, LP	ETF	–	$14.0K
SNASnap-on Inc	COM	$12.0K	–
AAPLApple Inc.	Stock	$7.00K	–
RTXRTX Corp	Stock	–	$1.00K

Sold out since Q2 2022 (76)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q2 2022
Security	Class	Shares in Q2 2022	Value in Q2 2022	% of portfolio in Q2 2022	History
GSKGSK plc	SPONSORED ADR	182,831	$7.96M	0.1%	History
First Tr Exchange Traded FD33738R837	NASDQ PHRMTCLS	239,586	$6.33M	0.1%	–
iShares U S ETF Tr46431W705	INT RT HDG C B	45,441	$4.10M	0.1%	–
WisdomTree Tr97717Y527	FLOATNG RAT TREA	67,228	$3.38M	<0.1%	–
Kraneshares Tr500767736	QUADRTC INT RT	104,587	$2.65M	<0.1%	–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853	ETF	39,349	$1.61M	<0.1%	–
PRGSProgress Software Corp	COM	29,457	$1.33M	<0.1%	History
SPDR Series Trust78468R739	ST NUVE TERM ETF	26,714	$1.26M	<0.1%	–
EQHEquitable Holdings, Inc.	COM	44,272	$1.15M	<0.1%	History
AROCArchrock, Inc.	COM	136,545	$1.13M	<0.1%	History
INSWInternational Seaways, Inc.	COM	48,553	$1.03M	<0.1%	History
PENGPenguin Solutions, Inc.	SHS	60,005	$982.0K	<0.1%	History
DBDeutsche Bank Aktiengesellschaft	NAMEN AKT	100,215	$876.0K	<0.1%	History
iShares Inc464286392	MSCI WORLD ETF	7,240	$774.0K	<0.1%	–
TSCOTractor Supply Co	COM	3,972	$770.0K	<0.1%	History
Healthcare Realty Trust Inc42225P501	CL A NEW	21,467	$599.0K	<0.1%	–
iShares Tr464287796	U.S. ENERGY ETF	12,993	$495.0K	<0.1%	–
RBB FD Inc74933W601	MOTLEY FOL ETF	15,386	$490.0K	<0.1%	–
CBOECboe Global Markets, Inc.	COM	3,900	$441.0K	<0.1%	History
MNDTMandiant, Inc.	Stock	18,662	$407.0K	<0.1%	History
Atlantica Sustainable Infr PG0751N103	SHS	12,450	$402.0K	<0.1%	–
LBRDKLiberty Broadband Corp	COM SER C	3,459	$400.0K	<0.1%	History
VanEck ETF Trust92189F486	IG FLOA RATE ETF	15,451	$381.0K	<0.1%	–
iShares Tr46435G425	ESG AWR MSCI USA	4,322	$363.0K	<0.1%	–
APPSDigital Turbine, Inc.	COM NEW	19,980	$349.0K	<0.1%	History
BNTXBioNTech SE	SPONSORED ADS	2,330	$347.0K	<0.1%	History
RRyder System Inc	COM	4,560	$324.0K	<0.1%	History
VICIVici Properties Inc.	COM	10,479	$312.0K	<0.1%	History
BSTZBlackRock Science & Technology Term Trust	SHS BEN INT	15,497	$304.0K	<0.1%	History
METCRamaco Resources, Inc.	COM	23,150	$304.0K	<0.1%	History
iShares Tr464287440	7-10 YR TRSY BD	2,931	$300.0K	<0.1%	–
First Tr Exch TRD Alphdx FD33737J158	JAPAN ALPHADEX	6,856	$283.0K	<0.1%	–
UPSTUpstart Holdings, Inc.	COM	8,831	$279.0K	<0.1%	History
DELLDell Technologies Inc.	Stock	5,904	$273.0K	<0.1%	History
SITMSITIME Corp	COM	1,628	$265.0K	<0.1%	History
Invesco Exch Traded FD Tr II46138E263	S&P GBL WATER	5,821	$257.0K	<0.1%	–
RNGRingCentral, Inc.	CL A	4,863	$254.0K	<0.1%	History
CCChemours Co	Stock	7,610	$244.0K	<0.1%	History
OCFCOceanfirst Financial Corp	COM	12,742	$244.0K	<0.1%	History
APAMArtisan Partners Asset Management Inc.	CL A	6,860	$244.0K	<0.1%	History
CHPTChargePoint Holdings, Inc.	COM CL A	17,474	$239.0K	<0.1%	History
iShares Tr464288661	3 7 YR TREAS BD	1,955	$233.0K	<0.1%	–
ETF Managers Tr26924G409	PRIME MOBILE PAY	5,860	$229.0K	<0.1%	–
AERAerCap Holdings N.V.	SHS	5,543	$227.0K	<0.1%	History
TERTeradyne, Inc	Stock	2,512	$225.0K	<0.1%	History
HOLXHologic Inc	COM	3,225	$223.0K	<0.1%	History
CNQCanadian Natural Resources Ltd	COM	4,136	$222.0K	<0.1%	History
AVAAvista Corp	COM	5,038	$219.0K	<0.1%	History
iShares U S ETF Tr46431W606	IT RT HDG HGYL	2,756	$219.0K	<0.1%	–
SDHYPGIM Short Duration High Yield Opportunities Fund	COM	14,600	$218.0K	<0.1%	History
JHGJanus Henderson Group Ltd.	ORD SHS	9,155	$215.0K	<0.1%	History
SNOWSnowflake Inc.	Stock	1,531	$213.0K	<0.1%	History
First Tr Exchange-Traded FD33734X101	CONSUMR DISCRE	4,659	$208.0K	<0.1%	–
RLIRli Corp	COM	1,778	$207.0K	<0.1%	History
NPCTNuveen Core Plus Impact Fund	COM BEN INT	17,650	$207.0K	<0.1%	History
MTZMastec Inc	COM	2,865	$205.0K	<0.1%	History
First Tr Exchng Traded FD VI33740F870	LOW DUR STRTGC	10,698	$200.0K	<0.1%	–
TBCHTurtle Beach Corp	COM NEW	16,270	$199.0K	<0.1%	History
PTACohen & Steers Tax-Advantaged Preferred Securities & Income Fund	COM	10,000	$191.0K	<0.1%	History
LYGLloyds Banking Group plc	SPONSORED ADR	86,000	$175.0K	<0.1%	History
BWBBridgewater Bancshares Inc	COM	10,400	$168.0K	<0.1%	History
DFSDiscover Financial Services	COM	1,640	$155.0K	<0.1%	History
ECEcopetrol S.A.	SPONSORED ADS	13,550	$147.0K	<0.1%	History
WIAWestern Asset Inflation-Linked Income Fund	COM SH BEN INT	14,233	$139.0K	<0.1%	History
Itron, Inc.465741AN6	NOTE 3/1	–	$135.0K	<0.1%	–
Parsons Corp70202LAB8	NOTE 0.250% 8/1	–	$126.0K	<0.1%	–
CEVEaton Vance California Municipal Income Trust	SH BEN INT	10,376	$111.0K	<0.1%	History
MUFGMitsubishi Ufj Financial Group Inc	SPONSORED ADS	17,553	$94.0K	<0.1%	History
Tidal ETF Tr886364728	SONICSHARES AIR	25,596	$89.0K	<0.1%	–
GGBGerdau S.A.	SPON ADR REP PFD	14,400	$62.0K	<0.1%	History
RIGTransocean Ltd.	REGISTERED SHS	15,352	$51.0K	<0.1%	History
LTCHLatch, Inc.	COM	37,191	$42.0K	<0.1%	History
CYPHCypherpunk Technologies Inc.	COM	11,000	$13.0K	<0.1%	History
ONCSOncosec Medical Inc	COM	16,000	$12.0K	<0.1%	History
SPROSpero Therapeutics, Inc.	COM	10,800	$8.00K	<0.1%	History
TLPHTalphera, Inc.	COM	13,500	$3.00K	<0.1%	History