D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 7, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 1,269
- +4 vs. Q2 2022
- Portfolio value
- $7.63B
- −$326.8M (−4.1%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CFGCitizens Financial Group Inc | COM | 45,029 | $1.55M | <0.1% | +21,740+93.3% | Added | History |
| Vanguard Utilities ETF92204A876 | ETF | 10,893 | $1.55M | <0.1% | +7,901+264.1% | Added | – |
| GLADGladstone Capital Corp | COM | 182,657 | $1.55M | <0.1% | −3,587−1.9% | Reduced | History |
| ESEversource Energy | Stock | 19,898 | $1.55M | <0.1% | −362−1.8% | Reduced | History |
| FRGFranchise Group, Inc. | COM | 64,003 | $1.55M | <0.1% | −974−1.5% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 25,010 | $1.58M | <0.1% | +3,771+17.8% | Added | History |
| APGAPi Group Corp | COM STK | 117,600 | $1.58M | <0.1% | +50,000+74.0% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 76,206 | $1.59M | <0.1% | −4,021−5.0% | Reduced | – |
| PSECProspect Capital Corp | COM | 256,678 | $1.59M | <0.1% | +1,966+0.8% | Added | History |
| BIPCBrookfield Infrastructure Corp | COM SB VTG SHS A | 39,183 | $1.59M | <0.1% | +1,810+4.8% | Added | History |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 21,717 | $1.60M | <0.1% | −439−2.0% | Reduced | – |
| KKellanova | Stock | 23,100 | $1.61M | <0.1% | +2,785+13.7% | Added | History |
| GWWW.W. Grainger, Inc. | Stock | 3,292 | $1.61M | <0.1% | +148+4.7% | Added | History |
| PCHPotlatchdeltic Corp | COM | 39,533 | $1.62M | <0.1% | −1,289−3.2% | Reduced | History |
| ADMArcher-Daniels-Midland Co | Stock | 20,273 | $1.63M | <0.1% | +1,461+7.8% | Added | History |
| LEGLeggett & Platt Inc | Stock | 49,356 | $1.64M | <0.1% | −3,285−6.2% | Reduced | History |
| PGRProgressive Corp | Stock | 14,151 | $1.65M | <0.1% | −1,046−6.9% | Reduced | History |
| CLFCleveland-Cliffs Inc. | COM | 122,926 | $1.66M | <0.1% | +15,136+14.0% | Added | History |
| ETSYEtsy Inc | COM | 16,582 | $1.66M | <0.1% | +964+6.2% | Added | History |
| Pacer FDS Tr69374H709 | GLOBL CASH ETF | 62,324 | $1.67M | <0.1% | +5,694+10.1% | Added | – |
| BAXBaxter International Inc | Stock | 31,282 | $1.69M | <0.1% | −441−1.4% | Reduced | History |
| TRVTravelers Companies, Inc. | Stock | 11,094 | $1.70M | <0.1% | +43+0.4% | Added | History |
| SNASnap-on Inc | COM | 8,462 | $1.70M | <0.1% | −260−3.0% | Reduced | History |
| iShares Select U.S. REIT ETF464287564 | ETF | 31,827 | $1.71M | <0.1% | +173+0.5% | Added | – |
| EPR.PCEpr Properties | PFD C CV 5.75% | 99,262 | $1.72M | <0.1% | +8,215+9.0% | Added | History |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 21,494 | $1.72M | <0.1% | +2,815+15.1% | Added | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 21,356 | $1.73M | <0.1% | −5,192−19.6% | Reduced | – |
| KRKroger Co | Stock | 39,857 | $1.74M | <0.1% | +4,303+12.1% | Added | History |
| SHOPShopify Inc. | Stock | 64,723 | $1.74M | <0.1% | +1,743+2.8% | Added | History |
| AEPAmerican Electric Power Co Inc | Stock | 20,217 | $1.75M | <0.1% | −1,189−5.6% | Reduced | History |
| LHLabcorp Holdings Inc. | COM NEW | 8,463 | $1.75M | <0.1% | −44−0.5% | Reduced | History |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 37,698 | $1.75M | <0.1% | +1,720+4.8% | Added | – |
| NEWTNewtekOne, Inc. | COM NEW | 107,614 | $1.76M | <0.1% | +10,726+11.1% | Added | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 26,570 | $1.77M | <0.1% | +22,499+552.7% | Added | – |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 86,441 | $1.77M | <0.1% | −893−1.0% | Reduced | History |
| JDJD.com, Inc. | SPON ADS CL A | 35,252 | $1.77M | <0.1% | +1,400+4.1% | Added | History |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 61,600 | $1.78M | <0.1% | −272,613−81.6% | Reduced | – |
| INTUIntuit Inc. | Stock | 4,599 | $1.78M | <0.1% | +84+1.9% | Added | History |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 196,214 | $1.79M | <0.1% | +28,080+16.7% | Added | – |
| HTGCHercules Capital, Inc. | COM | 155,278 | $1.80M | <0.1% | +10,956+7.6% | Added | History |
| Dimensional U.S. Targeted Value ETF25434V609 | ETF | 46,222 | $1.80M | <0.1% | +1,942+4.4% | Added | – |
| BHPBHP Group Ltd | ADR | 36,047 | $1.80M | <0.1% | +9,404+35.3% | Added | History |
| CHTRCharter Communications, Inc. | CL A | 5,957 | $1.81M | <0.1% | +792+15.3% | Added | History |
| OXYOccidental Petroleum Corp | Stock | 29,620 | $1.82M | <0.1% | −1,007−3.3% | Reduced | History |
| iShares Tr46436E874 | IBONDS 24 TRM TS | 76,183 | $1.82M | <0.1% | +76,183 | New | – |
| VNOVornado Realty Trust | SH BEN INT | 78,853 | $1.83M | <0.1% | +2,015+2.6% | Added | History |
| TELTE Connectivity plc | REG SHS | 16,593 | $1.83M | <0.1% | +87+0.5% | Added | History |
| DNPDNP Select Income Fund Inc | COM | 177,548 | $1.84M | <0.1% | −48,085−21.3% | Reduced | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 31,845 | $1.84M | <0.1% | +13,174+70.6% | Added | – |
| First Tr Exchange-Traded FD33738D101 | NO AMER ENERGY | 74,918 | $1.86M | <0.1% | −95−0.1% | Reduced | – |
| MCYMercury General Corp | COM | 66,007 | $1.88M | <0.1% | +22,764+52.6% | Added | History |
| CIOCity Office REIT, Inc. | COM | 188,400 | $1.88M | <0.1% | −1,143−0.6% | Reduced | History |
| METMetlife Inc | Stock | 31,023 | $1.89M | <0.1% | +383+1.3% | Added | History |
| AFLAflac Inc | Stock | 33,704 | $1.90M | <0.1% | −825−2.4% | Reduced | History |
| TMUST-Mobile US, Inc. | Stock | 14,224 | $1.91M | <0.1% | −145−1.0% | Reduced | History |
| DDDuPont de Nemours, Inc. | COM | 37,864 | $1.91M | <0.1% | +859+2.3% | Added | History |
| CLXClorox Co | Stock | 14,993 | $1.93M | <0.1% | −1,212−7.5% | Reduced | History |
| TJXTJX Companies Inc | Stock | 31,522 | $1.96M | <0.1% | −682−2.1% | Reduced | History |
| iShares Select Dividend ETF464287168 | ETF | 20,038 | $1.96M | <0.1% | +565+2.9% | Added | – |
| DSLDoubleLine Income Solutions Fund | COM | 182,887 | $1.98M | <0.1% | −16,988−8.5% | Reduced | History |
| Capital Group Core Equity Et14020V108 | SHS CREAT UNIT | 97,120 | $1.98M | <0.1% | +38,949+67.0% | Added | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 63,628 | $2.00M | <0.1% | +3,289+5.5% | Added | History |
| ADXAdams Diversified Equity Fund, Inc. | COM | 138,699 | $2.02M | <0.1% | +3,029+2.2% | Added | History |
| NOWServiceNow, Inc. | Stock | 5,369 | $2.03M | <0.1% | +621+13.1% | Added | History |
| iShares S&P 500 Value ETF464287408 | ETF | 15,835 | $2.04M | <0.1% | +2,747+21.0% | Added | – |
| Vanguard Consumer Staples ETF92204A207 | ETF | 11,881 | $2.04M | <0.1% | +1,279+12.1% | Added | – |
| IRMIron Mountain Inc | COM | 47,067 | $2.07M | <0.1% | +128+0.3% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 188,364 | $2.08M | <0.1% | +13,438+7.7% | Added | History |
| MELIMercadolibre Inc | COM | 2,521 | $2.09M | <0.1% | −45−1.8% | Reduced | History |
| GOGrocery Outlet Holding Corp. | COM | 62,700 | $2.09M | <0.1% | −5,285−7.8% | Reduced | History |
| FANGDiamondback Energy, Inc. | Stock | 17,319 | $2.09M | <0.1% | +4,864+39.1% | Added | History |
| SRESempra | Stock | 13,958 | $2.10M | <0.1% | −159−1.1% | Reduced | History |
| BIIBBiogen Inc. | COM | 7,877 | $2.10M | <0.1% | −4,375−35.7% | Reduced | History |
| MUMicron Technology Inc | Stock | 42,024 | $2.10M | <0.1% | +6,715+19.0% | Added | History |
| ISRGIntuitive Surgical Inc | COM NEW | 11,263 | $2.11M | <0.1% | −812−6.7% | Reduced | History |
| GRMNGarmin Ltd | SHS | 26,588 | $2.14M | <0.1% | +1,626+6.5% | Added | History |
| Chiron Real Estate Inc.37954A204 | COM NEW | 251,781 | $2.15M | <0.1% | +59,941+31.2% | Added | – |
| TYTRI-CONTINENTAL Corp | COM | 84,051 | $2.15M | <0.1% | +5,349+6.8% | Added | History |
| Advisorshares Tr00768Y479 | DORSY FSM ALCP | 76,821 | $2.15M | <0.1% | +355+0.5% | Added | – |
| First Trust Cloud Computing ETF33734X192 | ETF | 35,798 | $2.16M | <0.1% | −9,524−21.0% | Reduced | – |
| Davis Fundamental ETF Tr23908L108 | SELECT FINL | 88,525 | $2.17M | <0.1% | +330+0.4% | Added | – |
| LWLamb Weston Holdings, Inc. | Stock | 28,001 | $2.17M | <0.1% | −710−2.5% | Reduced | History |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 87,299 | $2.19M | <0.1% | −200−0.2% | Reduced | – |
| WATWaters Corp | COM | 8,110 | $2.21M | <0.1% | 00.0% | Unchanged | History |
| WMBWilliams Companies, Inc. | COM | 77,296 | $2.21M | <0.1% | +4,349+6.0% | Added | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 49,662 | $2.24M | <0.1% | −219−0.4% | Reduced | History |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 46,032 | $2.24M | <0.1% | +8,305+22.0% | Added | – |
| OBDCBlue Owl Capital Corp | COM | 222,480 | $2.31M | <0.1% | +6,475+3.0% | Added | History |
| SWKSSkyworks Solutions, Inc. | Stock | 27,433 | $2.34M | <0.1% | +2,181+8.6% | Added | History |
| ELVElevance Health, Inc. | Stock | 5,216 | $2.37M | <0.1% | +48+0.9% | Added | History |
| MKLMarkel Group Inc. | COM | 2,193 | $2.38M | <0.1% | −83−3.6% | Reduced | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 33,147 | $2.40M | <0.1% | +4,500+15.7% | Added | – |
| HRIHerc Holdings Inc | COM | 23,175 | $2.41M | <0.1% | +4,950+27.2% | Added | History |
| DDominion Energy, Inc | Stock | 34,829 | $2.43M | <0.1% | −24−0.1% | Reduced | History |
| NUENucor Corp | COM | 22,722 | $2.43M | <0.1% | −776−3.3% | Reduced | History |
| iShares Inc46434G764 | MSCI EMRG CHN | 54,901 | $2.43M | <0.1% | +4,222+8.3% | Added | – |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 96,534 | $2.45M | <0.1% | −4,454−4.4% | Reduced | – |
| Vanguard Materials ETF92204A801 | ETF | 16,508 | $2.45M | <0.1% | −119−0.7% | Reduced | – |
| DOCHealthpeak Properties, Inc. | COM | 107,136 | $2.46M | <0.1% | +5,078+5.0% | Added | History |
| First Tr Exchange-Traded FD33734X150 | INDLS PROD DUR | 53,988 | $2.48M | <0.1% | −1,969−3.5% | Reduced | – |
Options (15)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| AMZNAmazon Com Inc | Stock | – | $180.0K |
| HDHome Depot, Inc. | Stock | $72.0K | – |
| SYYSysco Corp | Stock | $55.0K | – |
| ORLYO Reilly Automotive Inc | Stock | $45.0K | – |
| COFCapital One Financial Corp | Stock | $36.0K | – |
| GLDSPDR Gold Trust | ETF | – | $25.0K |
| TSLATesla, Inc. | Stock | $24.0K | – |
| WEATTeucrium Commodity Trust | WHEAT FD | – | $19.0K |
| JWNNordstrom Inc | Stock | $18.0K | – |
| IPInternational Paper Co | COM | $17.0K | – |
| TTDTrade Desk, Inc. | Stock | $15.0K | – |
| BNOUnited States Brent Oil Fund, LP | ETF | – | $14.0K |
| SNASnap-on Inc | COM | $12.0K | – |
| AAPLApple Inc. | Stock | $7.00K | – |
| RTXRTX Corp | Stock | – | $1.00K |
Sold out since Q2 2022 (76)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| GSKGSK plc | SPONSORED ADR | 182,831 | $7.96M | 0.1% | History |
| First Tr Exchange Traded FD33738R837 | NASDQ PHRMTCLS | 239,586 | $6.33M | 0.1% | – |
| iShares U S ETF Tr46431W705 | INT RT HDG C B | 45,441 | $4.10M | 0.1% | – |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 67,228 | $3.38M | <0.1% | – |
| Kraneshares Tr500767736 | QUADRTC INT RT | 104,587 | $2.65M | <0.1% | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 39,349 | $1.61M | <0.1% | – |
| PRGSProgress Software Corp | COM | 29,457 | $1.33M | <0.1% | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 26,714 | $1.26M | <0.1% | – |
| EQHEquitable Holdings, Inc. | COM | 44,272 | $1.15M | <0.1% | History |
| AROCArchrock, Inc. | COM | 136,545 | $1.13M | <0.1% | History |
| INSWInternational Seaways, Inc. | COM | 48,553 | $1.03M | <0.1% | History |
| PENGPenguin Solutions, Inc. | SHS | 60,005 | $982.0K | <0.1% | History |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | 100,215 | $876.0K | <0.1% | History |
| iShares Inc464286392 | MSCI WORLD ETF | 7,240 | $774.0K | <0.1% | – |
| TSCOTractor Supply Co | COM | 3,972 | $770.0K | <0.1% | History |
| Healthcare Realty Trust Inc42225P501 | CL A NEW | 21,467 | $599.0K | <0.1% | – |
| iShares Tr464287796 | U.S. ENERGY ETF | 12,993 | $495.0K | <0.1% | – |
| RBB FD Inc74933W601 | MOTLEY FOL ETF | 15,386 | $490.0K | <0.1% | – |
| CBOECboe Global Markets, Inc. | COM | 3,900 | $441.0K | <0.1% | History |
| MNDTMandiant, Inc. | Stock | 18,662 | $407.0K | <0.1% | History |
| Atlantica Sustainable Infr PG0751N103 | SHS | 12,450 | $402.0K | <0.1% | – |
| LBRDKLiberty Broadband Corp | COM SER C | 3,459 | $400.0K | <0.1% | History |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 15,451 | $381.0K | <0.1% | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 4,322 | $363.0K | <0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 19,980 | $349.0K | <0.1% | History |
| BNTXBioNTech SE | SPONSORED ADS | 2,330 | $347.0K | <0.1% | History |
| RRyder System Inc | COM | 4,560 | $324.0K | <0.1% | History |
| VICIVici Properties Inc. | COM | 10,479 | $312.0K | <0.1% | History |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 15,497 | $304.0K | <0.1% | History |
| METCRamaco Resources, Inc. | COM | 23,150 | $304.0K | <0.1% | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 2,931 | $300.0K | <0.1% | – |
| First Tr Exch TRD Alphdx FD33737J158 | JAPAN ALPHADEX | 6,856 | $283.0K | <0.1% | – |
| UPSTUpstart Holdings, Inc. | COM | 8,831 | $279.0K | <0.1% | History |
| DELLDell Technologies Inc. | Stock | 5,904 | $273.0K | <0.1% | History |
| SITMSITIME Corp | COM | 1,628 | $265.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 5,821 | $257.0K | <0.1% | – |
| RNGRingCentral, Inc. | CL A | 4,863 | $254.0K | <0.1% | History |
| CCChemours Co | Stock | 7,610 | $244.0K | <0.1% | History |
| OCFCOceanfirst Financial Corp | COM | 12,742 | $244.0K | <0.1% | History |
| APAMArtisan Partners Asset Management Inc. | CL A | 6,860 | $244.0K | <0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 17,474 | $239.0K | <0.1% | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,955 | $233.0K | <0.1% | – |
| ETF Managers Tr26924G409 | PRIME MOBILE PAY | 5,860 | $229.0K | <0.1% | – |
| AERAerCap Holdings N.V. | SHS | 5,543 | $227.0K | <0.1% | History |
| TERTeradyne, Inc | Stock | 2,512 | $225.0K | <0.1% | History |
| HOLXHologic Inc | COM | 3,225 | $223.0K | <0.1% | History |
| CNQCanadian Natural Resources Ltd | COM | 4,136 | $222.0K | <0.1% | History |
| AVAAvista Corp | COM | 5,038 | $219.0K | <0.1% | History |
| iShares U S ETF Tr46431W606 | IT RT HDG HGYL | 2,756 | $219.0K | <0.1% | – |
| SDHYPGIM Short Duration High Yield Opportunities Fund | COM | 14,600 | $218.0K | <0.1% | History |
| JHGJanus Henderson Group Ltd. | ORD SHS | 9,155 | $215.0K | <0.1% | History |
| SNOWSnowflake Inc. | Stock | 1,531 | $213.0K | <0.1% | History |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 4,659 | $208.0K | <0.1% | – |
| RLIRli Corp | COM | 1,778 | $207.0K | <0.1% | History |
| NPCTNuveen Core Plus Impact Fund | COM BEN INT | 17,650 | $207.0K | <0.1% | History |
| MTZMastec Inc | COM | 2,865 | $205.0K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 10,698 | $200.0K | <0.1% | – |
| TBCHTurtle Beach Corp | COM NEW | 16,270 | $199.0K | <0.1% | History |
| PTACohen & Steers Tax-Advantaged Preferred Securities & Income Fund | COM | 10,000 | $191.0K | <0.1% | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 86,000 | $175.0K | <0.1% | History |
| BWBBridgewater Bancshares Inc | COM | 10,400 | $168.0K | <0.1% | History |
| DFSDiscover Financial Services | COM | 1,640 | $155.0K | <0.1% | History |
| ECEcopetrol S.A. | SPONSORED ADS | 13,550 | $147.0K | <0.1% | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 14,233 | $139.0K | <0.1% | History |
| Itron, Inc.465741AN6 | NOTE 3/1 | – | $135.0K | <0.1% | – |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $126.0K | <0.1% | – |
| CEVEaton Vance California Municipal Income Trust | SH BEN INT | 10,376 | $111.0K | <0.1% | History |
| MUFGMitsubishi Ufj Financial Group Inc | SPONSORED ADS | 17,553 | $94.0K | <0.1% | History |
| Tidal ETF Tr886364728 | SONICSHARES AIR | 25,596 | $89.0K | <0.1% | – |
| GGBGerdau S.A. | SPON ADR REP PFD | 14,400 | $62.0K | <0.1% | History |
| RIGTransocean Ltd. | REGISTERED SHS | 15,352 | $51.0K | <0.1% | History |
| LTCHLatch, Inc. | COM | 37,191 | $42.0K | <0.1% | History |
| CYPHCypherpunk Technologies Inc. | COM | 11,000 | $13.0K | <0.1% | History |
| ONCSOncosec Medical Inc | COM | 16,000 | $12.0K | <0.1% | History |
| SPROSpero Therapeutics, Inc. | COM | 10,800 | $8.00K | <0.1% | History |
| TLPHTalphera, Inc. | COM | 13,500 | $3.00K | <0.1% | History |