D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 7, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 1,269
- +4 vs. Q2 2022
- Portfolio value
- $7.63B
- −$326.8M (−4.1%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| URIUnited Rentals, Inc. | COM | 2,895 | $782.0K | <0.1% | −1,335−31.6% | Reduced | History |
| BGBunge Global SA | COM | 9,506 | $785.0K | <0.1% | +1,350+16.6% | Added | History |
| UUPInvesco DB US Dollar Index Bullish Fund | BULLISH FD | 26,225 | $791.0K | <0.1% | +758+3.0% | Added | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 2,775 | $797.0K | <0.1% | +54+2.0% | Added | History |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 19,841 | $797.0K | <0.1% | +561+2.9% | Added | – |
| TWTRTwitter, Inc. | COM | 18,180 | $797.0K | <0.1% | +473+2.7% | Added | History |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 17,478 | $800.0K | <0.1% | −145−0.8% | Reduced | – |
| TSNTyson Foods, Inc. | Stock | 12,172 | $803.0K | <0.1% | +574+4.9% | Added | History |
| Schwab U.S. Broad Market ETF808524102 | ETF | 19,140 | $804.0K | <0.1% | −270−1.4% | Reduced | – |
| MRVLMarvell Technology, Inc. | COM | 18,736 | $804.0K | <0.1% | −1,351−6.7% | Reduced | History |
| OTISOtis Worldwide Corp | Stock | 12,636 | $807.0K | <0.1% | −447−3.4% | Reduced | History |
| HALHalliburton Co | Stock | 32,823 | $808.0K | <0.1% | −12,116−27.0% | Reduced | History |
| COHUCohu Inc | COM | 31,385 | $809.0K | <0.1% | +5,042+19.1% | Added | History |
| UFPIUfp Industries Inc | COM | 11,215 | $809.0K | <0.1% | +2,890+34.7% | Added | History |
| TTTrane Technologies plc | SHS | 5,602 | $811.0K | <0.1% | −291−4.9% | Reduced | History |
| DOVDOVER Corp | COM | 6,975 | $813.0K | <0.1% | +1,159+19.9% | Added | History |
| Invesco Actively Managed Exc46090A705 | S&P500 DOWNSID | 23,960 | $814.0K | <0.1% | +440+1.9% | Added | – |
| HUMHumana Inc | Stock | 1,680 | $816.0K | <0.1% | +81+5.1% | Added | History |
| SPXXNuveen S&P 500 Dynamic Overwrite Fund | COM | 54,375 | $816.0K | <0.1% | +45+0.1% | Added | History |
| AXAxos Financial, Inc. | COM | 24,065 | $824.0K | <0.1% | −38,336−61.4% | Reduced | History |
| HRTXHeron Therapeutics, Inc. | COM | 196,777 | $830.0K | <0.1% | −21,541−9.9% | Reduced | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 115,038 | $834.0K | <0.1% | −149−0.1% | Reduced | History |
| HCIHCI Group, Inc. | COM | 21,310 | $835.0K | <0.1% | −3,024−12.4% | Reduced | History |
| WRBBerkley W R Corp | COM | 12,963 | $837.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 10,560 | $838.0K | <0.1% | +1,713+19.4% | Added | – |
| Invesco Exchange Traded FD T46137V316 | S&P500 EQL MAT | 5,883 | $838.0K | <0.1% | +5,883 | New | – |
| ANETArista Networks, Inc. | COM | 7,421 | $838.0K | <0.1% | −1,401−15.9% | Reduced | History |
| NXPINXP Semiconductors N.V. | COM | 5,694 | $840.0K | <0.1% | −16−0.3% | Reduced | History |
| iShares Tr464287689 | RUSSELL 3000 ETF | 4,057 | $840.0K | <0.1% | −158−3.7% | Reduced | – |
| iShares Tr464287556 | ISHARES BIOTECH | 7,197 | $842.0K | <0.1% | −14,037−66.1% | Reduced | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 5,927 | $844.0K | <0.1% | −65−1.1% | Reduced | – |
| TSLXSixth Street Specialty Lending, Inc. | COM | 51,711 | $845.0K | <0.1% | +7,872+18.0% | Added | History |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 14,372 | $846.0K | <0.1% | +431+3.1% | Added | – |
| USALiberty All Star Equity Fund | SH BEN INT | 153,208 | $847.0K | <0.1% | +3,052+2.0% | Added | History |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 97,824 | $850.0K | <0.1% | +359+0.4% | Added | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 17,677 | $851.0K | <0.1% | +620+3.6% | Added | – |
| SLViShares Silver Trust | ETF | 48,725 | $852.0K | <0.1% | −9,092−15.7% | Reduced | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 7,648 | $853.0K | <0.1% | 00.0% | Unchanged | – |
| CGCarlyle Group Inc. | COM | 33,122 | $856.0K | <0.1% | +2,100+6.8% | Added | History |
| JCIJohnson Controls International plc | Stock | 17,412 | $857.0K | <0.1% | +322+1.9% | Added | History |
| OHIOmega Healthcare Investors Inc | COM | 29,087 | $857.0K | <0.1% | +4,697+19.3% | Added | History |
| IIPRInnovative Industrial Properties Inc | COM | 9,735 | $862.0K | <0.1% | +481+5.2% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 8,415 | $863.0K | <0.1% | −32,448−79.4% | Reduced | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 8,994 | $864.0K | <0.1% | −890−9.0% | Reduced | – |
| iShares Tr464288703 | MRNING SM CP ETF | 18,327 | $871.0K | <0.1% | −921−4.8% | Reduced | – |
| VRSKVerisk Analytics, Inc. | COM | 5,108 | $873.0K | <0.1% | +75+1.5% | Added | History |
| NVONovo Nordisk A S | ADR | 8,754 | $874.0K | <0.1% | −158−1.8% | Reduced | History |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 73,640 | $875.0K | <0.1% | +3,312+4.7% | Added | History |
| PNRPENTAIR plc | SHS | 21,554 | $876.0K | <0.1% | +5,287+32.5% | Added | History |
| SNPSSynopsys Inc | COM | 2,872 | $877.0K | <0.1% | +60+2.1% | Added | History |
| ZMZoom Communications, Inc. | Stock | 11,951 | $879.0K | <0.1% | +1,094+10.1% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 38,582 | $880.0K | <0.1% | −1,917−4.7% | Reduced | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 24,837 | $882.0K | <0.1% | +2,859+13.0% | Added | History |
| BUIBlackRock Utilities, Infrastructure & Power Opportunities Trust | COM | 43,997 | $883.0K | <0.1% | 00.0% | Unchanged | History |
| UBERUber Technologies, Inc | Stock | 33,380 | $885.0K | <0.1% | −2,585−7.2% | Reduced | History |
| GDVGabelli Dividend & Income Trust | COM | 47,359 | $887.0K | <0.1% | +1,920+4.2% | Added | History |
| Franklin Templeton ETF Tr35473P504 | LIBERTY US ETF | 21,345 | $887.0K | <0.1% | +5,450+34.3% | Added | – |
| SMGScotts Miracle-Gro Co | Stock | 20,773 | $888.0K | <0.1% | −2,487−10.7% | Reduced | History |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 59,225 | $891.0K | <0.1% | −3,250−5.2% | Reduced | – |
| PATHUiPath, Inc. | Stock | 70,743 | $892.0K | <0.1% | +12,253+20.9% | Added | History |
| NXHNeighborhood Intelligence, Inc. | COM | 36,922 | $899.0K | <0.1% | +3,417+10.2% | Added | History |
| MRNAModerna, Inc. | Stock | 7,673 | $907.0K | <0.1% | +25+0.3% | Added | History |
| FSLRFirst Solar, Inc. | Stock | 6,894 | $912.0K | <0.1% | +1,127+19.5% | Added | History |
| INSEInspired Entertainment, Inc. | COM | 103,589 | $915.0K | <0.1% | −15,541−13.0% | Reduced | History |
| Victory Portfolios II92647N824 | VCSHS US EQ INCM | 15,425 | $916.0K | <0.1% | +115+0.8% | Added | – |
| WECWec Energy Group, Inc. | Stock | 10,153 | $918.0K | <0.1% | −29−0.3% | Reduced | History |
| WTRGEssential Utilities, Inc. | COM | 22,190 | $919.0K | <0.1% | −7,984−26.5% | Reduced | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 19,480 | $920.0K | <0.1% | −682−3.4% | Reduced | – |
| MFCManulife Financial Corp | COM | 58,765 | $921.0K | <0.1% | +1,534+2.7% | Added | History |
| ECLEcolab Inc. | Stock | 6,403 | $925.0K | <0.1% | +1,177+22.5% | Added | History |
| Invesco Exchange Traded FD T46137V464 | S&P MDCP MOMNTUM | 13,334 | $930.0K | <0.1% | −2,159−13.9% | Reduced | – |
| CEVACeva Inc | COM | 35,788 | $939.0K | <0.1% | +1,779+5.2% | Added | History |
| WPCW. P. Carey Inc. | COM | 13,622 | $951.0K | <0.1% | +1,339+10.9% | Added | History |
| WDCWestern Digital Corp | COM | 29,249 | $952.0K | <0.1% | +3,856+15.2% | Added | History |
| PLYMPlymouth Industrial REIT, Inc. | COM | 57,105 | $958.0K | <0.1% | +8,079+16.5% | Added | History |
| PEOAdams Natural Resources Fund, Inc. | COM | 49,253 | $959.0K | <0.1% | +1,924+4.1% | Added | History |
| EVRIEveri Holdings Inc. | COM | 59,288 | $962.0K | <0.1% | −9,559−13.9% | Reduced | History |
| KLACKLA Corp | COM NEW | 3,185 | $964.0K | <0.1% | +186+6.2% | Added | History |
| BABAAlibaba Group Holding Ltd | ADR | 12,236 | $979.0K | <0.1% | +430+3.6% | Added | History |
| STEWSRH Total Return Fund, Inc. | COM | 89,947 | $979.0K | <0.1% | +335+0.4% | Added | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 13,065 | $983.0K | <0.1% | +1,287+10.9% | Added | History |
| Vanguard Admiral FDS Inc921932778 | SMLCP 600 VAL | 6,893 | $984.0K | <0.1% | −59−0.8% | Reduced | – |
| AZEKAZEK Co Inc. | CL A | 59,465 | $988.0K | <0.1% | −5,080−7.9% | Reduced | History |
| SPDR Index Shs FDS78463X152 | ST STR SP N AM | 20,773 | $991.0K | <0.1% | +20,773 | New | – |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 59,948 | $994.0K | <0.1% | +15,553+35.0% | Added | History |
| iShares Tr464288588 | MBS ETF | 10,948 | $1.00M | <0.1% | +213+2.0% | Added | – |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 91,150 | $1.00M | <0.1% | +24,187+36.1% | Added | History |
| INMDInMode Ltd. | SHS | 34,565 | $1.01M | <0.1% | +1,904+5.8% | Added | History |
| STWDStarwood Property Trust, Inc. | COM | 55,191 | $1.01M | <0.1% | −12,205−18.1% | Reduced | History |
| Orla MNG Ltd New68634K106 | COM | 312,609 | $1.02M | <0.1% | +57,556+22.6% | Added | – |
| Global X FDS37954Y624 | AUTONMOUS EV ETF | 50,926 | $1.02M | <0.1% | −4,075−7.4% | Reduced | – |
| BCEBce Inc | COM NEW | 24,061 | $1.03M | <0.1% | −1,260−5.0% | Reduced | History |
| INGRIngredion Inc | COM | 12,846 | $1.03M | <0.1% | +171+1.3% | Added | History |
| ATOAtmos Energy Corp | COM | 10,223 | $1.04M | <0.1% | +10+0.1% | Added | History |
| First Tr Exch TRD Alphdx FD33737J117 | EUROPE ALPHADEX | 39,530 | $1.04M | <0.1% | −11,702−22.8% | Reduced | – |
| GBDCGolub Capital BDC, Inc. | COM | 85,100 | $1.05M | <0.1% | +4,146+5.1% | Added | History |
| iShares Inc46434G822 | MSCI JAPAN ETF | 21,592 | $1.05M | <0.1% | +21,592 | New | – |
| Alps ETF Tr00162Q858 | SECTR DIV DOGS | 23,367 | $1.05M | <0.1% | +1,005+4.5% | Added | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 13,401 | $1.06M | <0.1% | +1,289+10.6% | Added | – |
| iShares Tr464287150 | CORE S&P TTL STK | 13,256 | $1.06M | <0.1% | −1,001−7.0% | Reduced | – |
Options (15)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| AMZNAmazon Com Inc | Stock | – | $180.0K |
| HDHome Depot, Inc. | Stock | $72.0K | – |
| SYYSysco Corp | Stock | $55.0K | – |
| ORLYO Reilly Automotive Inc | Stock | $45.0K | – |
| COFCapital One Financial Corp | Stock | $36.0K | – |
| GLDSPDR Gold Trust | ETF | – | $25.0K |
| TSLATesla, Inc. | Stock | $24.0K | – |
| WEATTeucrium Commodity Trust | WHEAT FD | – | $19.0K |
| JWNNordstrom Inc | Stock | $18.0K | – |
| IPInternational Paper Co | COM | $17.0K | – |
| TTDTrade Desk, Inc. | Stock | $15.0K | – |
| BNOUnited States Brent Oil Fund, LP | ETF | – | $14.0K |
| SNASnap-on Inc | COM | $12.0K | – |
| AAPLApple Inc. | Stock | $7.00K | – |
| RTXRTX Corp | Stock | – | $1.00K |
Sold out since Q2 2022 (76)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| GSKGSK plc | SPONSORED ADR | 182,831 | $7.96M | 0.1% | History |
| First Tr Exchange Traded FD33738R837 | NASDQ PHRMTCLS | 239,586 | $6.33M | 0.1% | – |
| iShares U S ETF Tr46431W705 | INT RT HDG C B | 45,441 | $4.10M | 0.1% | – |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 67,228 | $3.38M | <0.1% | – |
| Kraneshares Tr500767736 | QUADRTC INT RT | 104,587 | $2.65M | <0.1% | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 39,349 | $1.61M | <0.1% | – |
| PRGSProgress Software Corp | COM | 29,457 | $1.33M | <0.1% | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 26,714 | $1.26M | <0.1% | – |
| EQHEquitable Holdings, Inc. | COM | 44,272 | $1.15M | <0.1% | History |
| AROCArchrock, Inc. | COM | 136,545 | $1.13M | <0.1% | History |
| INSWInternational Seaways, Inc. | COM | 48,553 | $1.03M | <0.1% | History |
| PENGPenguin Solutions, Inc. | SHS | 60,005 | $982.0K | <0.1% | History |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | 100,215 | $876.0K | <0.1% | History |
| iShares Inc464286392 | MSCI WORLD ETF | 7,240 | $774.0K | <0.1% | – |
| TSCOTractor Supply Co | COM | 3,972 | $770.0K | <0.1% | History |
| Healthcare Realty Trust Inc42225P501 | CL A NEW | 21,467 | $599.0K | <0.1% | – |
| iShares Tr464287796 | U.S. ENERGY ETF | 12,993 | $495.0K | <0.1% | – |
| RBB FD Inc74933W601 | MOTLEY FOL ETF | 15,386 | $490.0K | <0.1% | – |
| CBOECboe Global Markets, Inc. | COM | 3,900 | $441.0K | <0.1% | History |
| MNDTMandiant, Inc. | Stock | 18,662 | $407.0K | <0.1% | History |
| Atlantica Sustainable Infr PG0751N103 | SHS | 12,450 | $402.0K | <0.1% | – |
| LBRDKLiberty Broadband Corp | COM SER C | 3,459 | $400.0K | <0.1% | History |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 15,451 | $381.0K | <0.1% | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 4,322 | $363.0K | <0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 19,980 | $349.0K | <0.1% | History |
| BNTXBioNTech SE | SPONSORED ADS | 2,330 | $347.0K | <0.1% | History |
| RRyder System Inc | COM | 4,560 | $324.0K | <0.1% | History |
| VICIVici Properties Inc. | COM | 10,479 | $312.0K | <0.1% | History |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 15,497 | $304.0K | <0.1% | History |
| METCRamaco Resources, Inc. | COM | 23,150 | $304.0K | <0.1% | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 2,931 | $300.0K | <0.1% | – |
| First Tr Exch TRD Alphdx FD33737J158 | JAPAN ALPHADEX | 6,856 | $283.0K | <0.1% | – |
| UPSTUpstart Holdings, Inc. | COM | 8,831 | $279.0K | <0.1% | History |
| DELLDell Technologies Inc. | Stock | 5,904 | $273.0K | <0.1% | History |
| SITMSITIME Corp | COM | 1,628 | $265.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 5,821 | $257.0K | <0.1% | – |
| RNGRingCentral, Inc. | CL A | 4,863 | $254.0K | <0.1% | History |
| CCChemours Co | Stock | 7,610 | $244.0K | <0.1% | History |
| OCFCOceanfirst Financial Corp | COM | 12,742 | $244.0K | <0.1% | History |
| APAMArtisan Partners Asset Management Inc. | CL A | 6,860 | $244.0K | <0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 17,474 | $239.0K | <0.1% | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,955 | $233.0K | <0.1% | – |
| ETF Managers Tr26924G409 | PRIME MOBILE PAY | 5,860 | $229.0K | <0.1% | – |
| AERAerCap Holdings N.V. | SHS | 5,543 | $227.0K | <0.1% | History |
| TERTeradyne, Inc | Stock | 2,512 | $225.0K | <0.1% | History |
| HOLXHologic Inc | COM | 3,225 | $223.0K | <0.1% | History |
| CNQCanadian Natural Resources Ltd | COM | 4,136 | $222.0K | <0.1% | History |
| AVAAvista Corp | COM | 5,038 | $219.0K | <0.1% | History |
| iShares U S ETF Tr46431W606 | IT RT HDG HGYL | 2,756 | $219.0K | <0.1% | – |
| SDHYPGIM Short Duration High Yield Opportunities Fund | COM | 14,600 | $218.0K | <0.1% | History |
| JHGJanus Henderson Group Ltd. | ORD SHS | 9,155 | $215.0K | <0.1% | History |
| SNOWSnowflake Inc. | Stock | 1,531 | $213.0K | <0.1% | History |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 4,659 | $208.0K | <0.1% | – |
| RLIRli Corp | COM | 1,778 | $207.0K | <0.1% | History |
| NPCTNuveen Core Plus Impact Fund | COM BEN INT | 17,650 | $207.0K | <0.1% | History |
| MTZMastec Inc | COM | 2,865 | $205.0K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 10,698 | $200.0K | <0.1% | – |
| TBCHTurtle Beach Corp | COM NEW | 16,270 | $199.0K | <0.1% | History |
| PTACohen & Steers Tax-Advantaged Preferred Securities & Income Fund | COM | 10,000 | $191.0K | <0.1% | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 86,000 | $175.0K | <0.1% | History |
| BWBBridgewater Bancshares Inc | COM | 10,400 | $168.0K | <0.1% | History |
| DFSDiscover Financial Services | COM | 1,640 | $155.0K | <0.1% | History |
| ECEcopetrol S.A. | SPONSORED ADS | 13,550 | $147.0K | <0.1% | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 14,233 | $139.0K | <0.1% | History |
| Itron, Inc.465741AN6 | NOTE 3/1 | – | $135.0K | <0.1% | – |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $126.0K | <0.1% | – |
| CEVEaton Vance California Municipal Income Trust | SH BEN INT | 10,376 | $111.0K | <0.1% | History |
| MUFGMitsubishi Ufj Financial Group Inc | SPONSORED ADS | 17,553 | $94.0K | <0.1% | History |
| Tidal ETF Tr886364728 | SONICSHARES AIR | 25,596 | $89.0K | <0.1% | – |
| GGBGerdau S.A. | SPON ADR REP PFD | 14,400 | $62.0K | <0.1% | History |
| RIGTransocean Ltd. | REGISTERED SHS | 15,352 | $51.0K | <0.1% | History |
| LTCHLatch, Inc. | COM | 37,191 | $42.0K | <0.1% | History |
| CYPHCypherpunk Technologies Inc. | COM | 11,000 | $13.0K | <0.1% | History |
| ONCSOncosec Medical Inc | COM | 16,000 | $12.0K | <0.1% | History |
| SPROSpero Therapeutics, Inc. | COM | 10,800 | $8.00K | <0.1% | History |
| TLPHTalphera, Inc. | COM | 13,500 | $3.00K | <0.1% | History |