D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 7, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 1,269
- +4 vs. Q2 2022
- Portfolio value
- $7.63B
- −$326.8M (−4.1%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| LNTAlliant Energy Corp | Stock | 10,856 | $575.0K | <0.1% | −619−5.4% | Reduced | History |
| NKXNuveen California Amt-Free Quality Municipal Income Fund | COM | 48,926 | $578.0K | <0.1% | −27,482−36.0% | Reduced | History |
| ERIIEnergy Recovery, Inc. | COM | 26,570 | $578.0K | <0.1% | 00.0% | Unchanged | History |
| KTBKontoor Brands, Inc. | Stock | 17,292 | $581.0K | <0.1% | −725−4.0% | Reduced | History |
| BWABorgwarner Inc | COM | 18,621 | $585.0K | <0.1% | −1,105−5.6% | Reduced | History |
| AREAlexandria Real Estate Equities, Inc. | COM | 4,187 | $586.0K | <0.1% | +140+3.5% | Added | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 10,039 | $587.0K | <0.1% | +899+9.8% | Added | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 5,350 | $588.0K | <0.1% | −650−10.8% | Reduced | – |
| BEAMBeam Therapeutics Inc. | COM | 12,380 | $590.0K | <0.1% | +295+2.4% | Added | History |
| CEFSprott Physical Gold & Silver Trust | PHYSICAL GOLD AN | 38,010 | $592.0K | <0.1% | +2,335+6.5% | Added | History |
| PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC | COM | 69,238 | $593.0K | <0.1% | +17,437+33.7% | Added | History |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 2,976 | $596.0K | <0.1% | −1,105−27.1% | Reduced | History |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 19,773 | $599.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46434V878 | ULTRA SHORT DUR | 11,978 | $599.0K | <0.1% | −500−4.0% | Reduced | – |
| FCNFti Consulting, Inc | COM | 3,637 | $600.0K | <0.1% | 00.0% | Unchanged | History |
| Dimensional ETF Trust25434V401 | US EQUI MARK ETF | 15,444 | $600.0K | <0.1% | +628+4.2% | Added | – |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 4,043 | $604.0K | <0.1% | +93+2.4% | Added | History |
| FASTFastenal Co | Stock | 13,134 | $605.0K | <0.1% | +2,713+26.0% | Added | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 2,101 | $608.0K | <0.1% | −141−6.3% | Reduced | History |
| JWNNordstrom Inc | Stock | 36,312 | $608.0K | <0.1% | +7,360+25.4% | Added | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 56,900 | $608.0K | <0.1% | −542−0.9% | Reduced | History |
| iShares Tr46435G318 | IBONDS DEC2023 | 24,135 | $609.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard S&P 500 Value ETF921932703 | ETF | 4,924 | $611.0K | <0.1% | 00.0% | Unchanged | – |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 10,808 | $616.0K | <0.1% | −237−2.1% | Reduced | – |
| MPLXMPLX LP | COM UNIT REP LTD | 20,598 | $618.0K | <0.1% | +388+1.9% | Added | History |
| First Tr Exchange Trad FD VI33740Y101 | ALT ABSLT STRG | 20,068 | $624.0K | <0.1% | −263−1.3% | Reduced | – |
| DYDycom Industries Inc | COM | 6,565 | $627.0K | <0.1% | −465−6.6% | Reduced | History |
| CHWYChewy, Inc. | CL A | 20,556 | $631.0K | <0.1% | +158+0.8% | Added | History |
| EOIEaton Vance Enhanced Equity Income Fund | COM | 44,732 | $631.0K | <0.1% | +413+0.9% | Added | History |
| PPLPPL Corp | COM | 24,903 | $633.0K | <0.1% | 00.0% | Unchanged | History |
| CIMChimera Investment Corp | COM NEW | 121,182 | $633.0K | <0.1% | +8,831+7.9% | Added | History |
| LXPLXP Industrial Trust | COM | 69,235 | $634.0K | <0.1% | +8,741+14.4% | Added | History |
| NWBINorthwest Bancshares, Inc. | COM | 47,049 | $636.0K | <0.1% | +8,312+21.5% | Added | History |
| CLFDClearfield, Inc. | COM | 6,074 | $636.0K | <0.1% | −900−12.9% | Reduced | History |
| EXCExelon Corp | Stock | 17,003 | $637.0K | <0.1% | −1,294−7.1% | Reduced | History |
| First Tr High Income L/S FD33738E109 | COM | 58,800 | $637.0K | <0.1% | −328−0.6% | Reduced | – |
| Vanguard World FD921910725 | ESG INTL STK ETF | 14,705 | $639.0K | <0.1% | −1,292−8.1% | Reduced | – |
| KKRKKR & Co. Inc. | COM | 15,005 | $645.0K | <0.1% | −738−4.7% | Reduced | History |
| TTCToro Co | COM | 7,463 | $647.0K | <0.1% | +5+0.1% | Added | History |
| Vanguard Admiral FDS Inc921932794 | SMLCP 600 GRTH | 3,709 | $649.0K | <0.1% | −68−1.8% | Reduced | – |
| iShares Tr464287754 | US INDUSTRIALS | 7,756 | $650.0K | <0.1% | −5,447−41.3% | Reduced | – |
| LNGCheniere Energy, Inc. | COM NEW | 3,946 | $655.0K | <0.1% | +2,155+120.3% | Added | History |
| ADIAnalog Devices Inc | Stock | 4,706 | $656.0K | <0.1% | −110−2.3% | Reduced | History |
| HLHecla Mining Co | COM | 166,875 | $657.0K | <0.1% | +6,000+3.7% | Added | History |
| BSMBlack Stone Minerals, L.P. | COM UNIT | 42,100 | $659.0K | <0.1% | +42,100 | New | History |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 14,252 | $662.0K | <0.1% | 00.0% | Unchanged | – |
| T Rowe Price Exchange-Traded87283Q107 | PRICE BLUE CHIP | 31,605 | $664.0K | <0.1% | 00.0% | Unchanged | – |
| PLUGPlug Power Inc | Stock | 31,777 | $668.0K | <0.1% | −3,826−10.7% | Reduced | History |
| AONAon plc | CL A | 2,484 | $668.0K | <0.1% | +12+0.5% | Added | History |
| OMCOmnicom Group Inc. | COM | 10,609 | $671.0K | <0.1% | +206+2.0% | Added | History |
| STLDSteel Dynamics Inc | COM | 9,480 | $673.0K | <0.1% | +103+1.1% | Added | History |
| WisdomTree Tr97717X214 | EMERG MKTS ESG | 27,612 | $676.0K | <0.1% | +350+1.3% | Added | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 28,085 | $677.0K | <0.1% | −29,314−51.1% | Reduced | – |
| APOApollo Global Management, Inc. | COM | 14,556 | $678.0K | <0.1% | −183−1.2% | Reduced | History |
| PAYAPaya Holdings Inc. | COM CL A | 111,700 | $682.0K | <0.1% | −66,100−37.2% | Reduced | History |
| TAPMolson Coors Beverage Co | CL B | 14,220 | $683.0K | <0.1% | −450−3.1% | Reduced | History |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 31,192 | $683.0K | <0.1% | +1,000+3.3% | Added | – |
| iShares Tr464288752 | US HOME CONS ETF | 13,282 | $691.0K | <0.1% | 00.0% | Unchanged | – |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 34,455 | $692.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Communication Services ETF92204A884 | ETF | 8,414 | $693.0K | <0.1% | +109+1.3% | Added | – |
| MCKMcKesson Corp | Stock | 2,054 | $698.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 6,813 | $698.0K | <0.1% | −547−7.4% | Reduced | – |
| Global X FDS37954Y343 | GLBL X MLP ETF | 17,704 | $698.0K | <0.1% | −28,527−61.7% | Reduced | – |
| CYRXCryoport, Inc. | COM PAR $0.001 | 28,700 | $699.0K | <0.1% | −3,500−10.9% | Reduced | History |
| TPLTexas Pacific Land Corp | Stock | 395 | $702.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288851 | US OIL GS EX ETF | 8,446 | $703.0K | <0.1% | +8,446 | New | – |
| AGNTAGNT, Inc. | COM | 63,011 | $706.0K | <0.1% | +5,766+10.1% | Added | History |
| ABBNYABB Ltd | SPONSORED ADR | 27,640 | $709.0K | <0.1% | +2,493+9.9% | Added | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 59,860 | $711.0K | <0.1% | +1,817+3.1% | Added | – |
| ATIAti Inc | Stock | 26,770 | $712.0K | <0.1% | −2,000−7.0% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 1,773 | $712.0K | <0.1% | −35−1.9% | Reduced | History |
| THQabrdn Healthcare Opportunities Fund | SHS | 39,500 | $716.0K | <0.1% | −4,291−9.8% | Reduced | History |
| INVXInnovex International, Inc. | COM | 37,050 | $725.0K | <0.1% | +37,050 | New | History |
| GLPIGaming & Leisure Properties, Inc. | COM | 16,482 | $728.0K | <0.1% | +3,690+28.8% | Added | History |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 7,295 | $728.0K | <0.1% | +1,935+36.1% | Added | – |
| First Tr Exch TRD Alphdx FD33737J182 | EMERG MKT ALPH | 39,581 | $732.0K | <0.1% | −10,165−20.4% | Reduced | – |
| First Tr Exchange Traded FD33738R308 | BUYWRIT INCM ETF | 39,799 | $735.0K | <0.1% | −315−0.8% | Reduced | – |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 3,270 | $740.0K | <0.1% | −5−0.2% | Reduced | – |
| iShares Inc464286533 | MSCI EMERG MRKT | 14,613 | $741.0K | <0.1% | −2,348−13.8% | Reduced | – |
| iShares Tr464287762 | US HLTHCARE ETF | 2,940 | $744.0K | <0.1% | +2,940 | New | – |
| PAYCPaycom Software, Inc. | Stock | 2,265 | $747.0K | <0.1% | +219+10.7% | Added | History |
| Fidelity Covington Trust316092824 | LOW VOLITY ETF | 17,821 | $748.0K | <0.1% | +200+1.1% | Added | – |
| CNHCNH Industrial N.V. | SHS | 67,084 | $749.0K | <0.1% | −1,011−1.5% | Reduced | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 17,905 | $752.0K | <0.1% | +532+3.1% | Added | – |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 9,934 | $753.0K | <0.1% | +694+7.5% | Added | – |
| TDToronto Dominion Bank | Stock | 12,200 | $755.0K | <0.1% | −554−4.3% | Reduced | History |
| VEEVVeeva Systems Inc | Stock | 4,585 | $756.0K | <0.1% | +283+6.6% | Added | History |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 21,393 | $759.0K | <0.1% | +11,976+127.2% | Added | – |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 13,627 | $759.0K | <0.1% | −1,815−11.8% | Reduced | – |
| Vanguard Industrials ETF92204A603 | ETF | 4,857 | $766.0K | <0.1% | −241−4.7% | Reduced | – |
| Schwab US Tips ETF808524870 | ETF | 14,781 | $766.0K | <0.1% | −21,986−59.8% | Reduced | – |
| NVCRNovoCure Ltd | ORD SHS | 10,079 | $766.0K | <0.1% | +941+10.3% | Added | History |
| CTRECareTrust REIT, Inc. | COM | 42,390 | $768.0K | <0.1% | +368+0.9% | Added | History |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 17,673 | $769.0K | <0.1% | −437−2.4% | Reduced | – |
| ALGNAlign Technology Inc | COM | 3,717 | $770.0K | <0.1% | +215+6.1% | Added | History |
| CAHCardinal Health Inc | Stock | 11,565 | $771.0K | <0.1% | +87+0.8% | Added | History |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 9,209 | $771.0K | <0.1% | +975+11.8% | Added | – |
| FLRFluor Corp | Stock | 31,266 | $778.0K | <0.1% | +500+1.6% | Added | History |
| LNTHLantheus Holdings, Inc. | Stock | 11,087 | $780.0K | <0.1% | +5,752+107.8% | Added | History |
| MFICMidCap Financial Investment Corp | COM NEW | 76,300 | $780.0K | <0.1% | +3,579+4.9% | Added | History |
Options (15)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| AMZNAmazon Com Inc | Stock | – | $180.0K |
| HDHome Depot, Inc. | Stock | $72.0K | – |
| SYYSysco Corp | Stock | $55.0K | – |
| ORLYO Reilly Automotive Inc | Stock | $45.0K | – |
| COFCapital One Financial Corp | Stock | $36.0K | – |
| GLDSPDR Gold Trust | ETF | – | $25.0K |
| TSLATesla, Inc. | Stock | $24.0K | – |
| WEATTeucrium Commodity Trust | WHEAT FD | – | $19.0K |
| JWNNordstrom Inc | Stock | $18.0K | – |
| IPInternational Paper Co | COM | $17.0K | – |
| TTDTrade Desk, Inc. | Stock | $15.0K | – |
| BNOUnited States Brent Oil Fund, LP | ETF | – | $14.0K |
| SNASnap-on Inc | COM | $12.0K | – |
| AAPLApple Inc. | Stock | $7.00K | – |
| RTXRTX Corp | Stock | – | $1.00K |
Sold out since Q2 2022 (76)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| GSKGSK plc | SPONSORED ADR | 182,831 | $7.96M | 0.1% | History |
| First Tr Exchange Traded FD33738R837 | NASDQ PHRMTCLS | 239,586 | $6.33M | 0.1% | – |
| iShares U S ETF Tr46431W705 | INT RT HDG C B | 45,441 | $4.10M | 0.1% | – |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 67,228 | $3.38M | <0.1% | – |
| Kraneshares Tr500767736 | QUADRTC INT RT | 104,587 | $2.65M | <0.1% | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 39,349 | $1.61M | <0.1% | – |
| PRGSProgress Software Corp | COM | 29,457 | $1.33M | <0.1% | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 26,714 | $1.26M | <0.1% | – |
| EQHEquitable Holdings, Inc. | COM | 44,272 | $1.15M | <0.1% | History |
| AROCArchrock, Inc. | COM | 136,545 | $1.13M | <0.1% | History |
| INSWInternational Seaways, Inc. | COM | 48,553 | $1.03M | <0.1% | History |
| PENGPenguin Solutions, Inc. | SHS | 60,005 | $982.0K | <0.1% | History |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | 100,215 | $876.0K | <0.1% | History |
| iShares Inc464286392 | MSCI WORLD ETF | 7,240 | $774.0K | <0.1% | – |
| TSCOTractor Supply Co | COM | 3,972 | $770.0K | <0.1% | History |
| Healthcare Realty Trust Inc42225P501 | CL A NEW | 21,467 | $599.0K | <0.1% | – |
| iShares Tr464287796 | U.S. ENERGY ETF | 12,993 | $495.0K | <0.1% | – |
| RBB FD Inc74933W601 | MOTLEY FOL ETF | 15,386 | $490.0K | <0.1% | – |
| CBOECboe Global Markets, Inc. | COM | 3,900 | $441.0K | <0.1% | History |
| MNDTMandiant, Inc. | Stock | 18,662 | $407.0K | <0.1% | History |
| Atlantica Sustainable Infr PG0751N103 | SHS | 12,450 | $402.0K | <0.1% | – |
| LBRDKLiberty Broadband Corp | COM SER C | 3,459 | $400.0K | <0.1% | History |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 15,451 | $381.0K | <0.1% | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 4,322 | $363.0K | <0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 19,980 | $349.0K | <0.1% | History |
| BNTXBioNTech SE | SPONSORED ADS | 2,330 | $347.0K | <0.1% | History |
| RRyder System Inc | COM | 4,560 | $324.0K | <0.1% | History |
| VICIVici Properties Inc. | COM | 10,479 | $312.0K | <0.1% | History |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 15,497 | $304.0K | <0.1% | History |
| METCRamaco Resources, Inc. | COM | 23,150 | $304.0K | <0.1% | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 2,931 | $300.0K | <0.1% | – |
| First Tr Exch TRD Alphdx FD33737J158 | JAPAN ALPHADEX | 6,856 | $283.0K | <0.1% | – |
| UPSTUpstart Holdings, Inc. | COM | 8,831 | $279.0K | <0.1% | History |
| DELLDell Technologies Inc. | Stock | 5,904 | $273.0K | <0.1% | History |
| SITMSITIME Corp | COM | 1,628 | $265.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 5,821 | $257.0K | <0.1% | – |
| RNGRingCentral, Inc. | CL A | 4,863 | $254.0K | <0.1% | History |
| CCChemours Co | Stock | 7,610 | $244.0K | <0.1% | History |
| OCFCOceanfirst Financial Corp | COM | 12,742 | $244.0K | <0.1% | History |
| APAMArtisan Partners Asset Management Inc. | CL A | 6,860 | $244.0K | <0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 17,474 | $239.0K | <0.1% | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,955 | $233.0K | <0.1% | – |
| ETF Managers Tr26924G409 | PRIME MOBILE PAY | 5,860 | $229.0K | <0.1% | – |
| AERAerCap Holdings N.V. | SHS | 5,543 | $227.0K | <0.1% | History |
| TERTeradyne, Inc | Stock | 2,512 | $225.0K | <0.1% | History |
| HOLXHologic Inc | COM | 3,225 | $223.0K | <0.1% | History |
| CNQCanadian Natural Resources Ltd | COM | 4,136 | $222.0K | <0.1% | History |
| AVAAvista Corp | COM | 5,038 | $219.0K | <0.1% | History |
| iShares U S ETF Tr46431W606 | IT RT HDG HGYL | 2,756 | $219.0K | <0.1% | – |
| SDHYPGIM Short Duration High Yield Opportunities Fund | COM | 14,600 | $218.0K | <0.1% | History |
| JHGJanus Henderson Group Ltd. | ORD SHS | 9,155 | $215.0K | <0.1% | History |
| SNOWSnowflake Inc. | Stock | 1,531 | $213.0K | <0.1% | History |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 4,659 | $208.0K | <0.1% | – |
| RLIRli Corp | COM | 1,778 | $207.0K | <0.1% | History |
| NPCTNuveen Core Plus Impact Fund | COM BEN INT | 17,650 | $207.0K | <0.1% | History |
| MTZMastec Inc | COM | 2,865 | $205.0K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 10,698 | $200.0K | <0.1% | – |
| TBCHTurtle Beach Corp | COM NEW | 16,270 | $199.0K | <0.1% | History |
| PTACohen & Steers Tax-Advantaged Preferred Securities & Income Fund | COM | 10,000 | $191.0K | <0.1% | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 86,000 | $175.0K | <0.1% | History |
| BWBBridgewater Bancshares Inc | COM | 10,400 | $168.0K | <0.1% | History |
| DFSDiscover Financial Services | COM | 1,640 | $155.0K | <0.1% | History |
| ECEcopetrol S.A. | SPONSORED ADS | 13,550 | $147.0K | <0.1% | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 14,233 | $139.0K | <0.1% | History |
| Itron, Inc.465741AN6 | NOTE 3/1 | – | $135.0K | <0.1% | – |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $126.0K | <0.1% | – |
| CEVEaton Vance California Municipal Income Trust | SH BEN INT | 10,376 | $111.0K | <0.1% | History |
| MUFGMitsubishi Ufj Financial Group Inc | SPONSORED ADS | 17,553 | $94.0K | <0.1% | History |
| Tidal ETF Tr886364728 | SONICSHARES AIR | 25,596 | $89.0K | <0.1% | – |
| GGBGerdau S.A. | SPON ADR REP PFD | 14,400 | $62.0K | <0.1% | History |
| RIGTransocean Ltd. | REGISTERED SHS | 15,352 | $51.0K | <0.1% | History |
| LTCHLatch, Inc. | COM | 37,191 | $42.0K | <0.1% | History |
| CYPHCypherpunk Technologies Inc. | COM | 11,000 | $13.0K | <0.1% | History |
| ONCSOncosec Medical Inc | COM | 16,000 | $12.0K | <0.1% | History |
| SPROSpero Therapeutics, Inc. | COM | 10,800 | $8.00K | <0.1% | History |
| TLPHTalphera, Inc. | COM | 13,500 | $3.00K | <0.1% | History |