D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 7, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 1,269
- +4 vs. Q2 2022
- Portfolio value
- $7.63B
- −$326.8M (−4.1%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| LBAILakeland Bancorp Inc | COM | 26,493 | $424.0K | <0.1% | +212+0.8% | Added | History |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 11,839 | $426.0K | <0.1% | +730+6.6% | Added | – |
| Pacer Trendpilot US Large Cap ETF69374H105 | ETF | 11,315 | $426.0K | <0.1% | 00.0% | Unchanged | – |
| EQIXEquinix Inc | COM | 753 | $426.0K | <0.1% | +16+2.2% | Added | History |
| iShares Tr46435G755 | IBONDS DEC2022 | 16,477 | $427.0K | <0.1% | 00.0% | Unchanged | – |
| BNYBank of New York Mellon Corp | Stock | 11,143 | $429.0K | <0.1% | +1,305+13.3% | Added | History |
| MWAMueller Water Products, Inc. | COM SER A | 42,021 | $432.0K | <0.1% | +21,454+104.3% | Added | History |
| FDSFactset Research Systems Inc | Stock | 1,087 | $433.0K | <0.1% | +28+2.6% | Added | History |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 9,596 | $433.0K | <0.1% | −961−9.1% | Reduced | – |
| VTRVentas, Inc. | REIT | 10,838 | $435.0K | <0.1% | +290+2.7% | Added | History |
| DBX ETF Tr233051200 | XTRACK MSCI EAFE | 12,996 | $435.0K | <0.1% | +308+2.4% | Added | – |
| PSAPublic Storage | COM | 1,501 | $438.0K | <0.1% | −175−10.4% | Reduced | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 1,765 | $439.0K | <0.1% | +37+2.1% | Added | History |
| GVAGranite Construction Inc | COM | 17,328 | $440.0K | <0.1% | 00.0% | Unchanged | History |
| SARSaratoga Investment Corp. | COM NEW | 21,318 | $443.0K | <0.1% | +74+0.3% | Added | History |
| LITELumentum Holdings Inc. | COM | 6,478 | $444.0K | <0.1% | +1,400+27.6% | Added | History |
| CEGConstellation Energy Corp | Stock | 5,356 | $446.0K | <0.1% | −515−8.8% | Reduced | History |
| ICHRIchor Holdings, Ltd. | SHS | 18,434 | $446.0K | <0.1% | −974−5.0% | Reduced | History |
| EPREpr Properties | COM SH BEN INT | 12,484 | $448.0K | <0.1% | +57+0.5% | Added | History |
| ACIWAci Worldwide, Inc. | Stock | 21,350 | $450.0K | <0.1% | 00.0% | Unchanged | History |
| FNFFidelity National Financial, Inc. | COM SHS | 12,439 | $450.0K | <0.1% | −846−6.4% | Reduced | History |
| GOLDGold.com, Inc. | COM | 15,849 | $450.0K | <0.1% | −15,963−50.2% | Reduced | History |
| Equity Commonwealth 6.5 Cum Conv PFD D294628201 | COM | 17,282 | $450.0K | <0.1% | +137+0.8% | Added | – |
| SUSuncor Energy Inc | Stock | 16,104 | $453.0K | <0.1% | −1,796−10.0% | Reduced | History |
| VALEVale S.A. | SPONSORED ADS | 34,390 | $458.0K | <0.1% | −27,835−44.7% | Reduced | History |
| DCIDonaldson Co Inc | Stock | 9,463 | $465.0K | <0.1% | +20+0.2% | Added | History |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 387 | $465.0K | <0.1% | −56−12.6% | Reduced | History |
| MASMasco Corp | COM | 9,975 | $466.0K | <0.1% | −16−0.2% | Reduced | History |
| BNOUnited States Brent Oil Fund, LP | ETF | 17,100 | $467.0K | <0.1% | +2,400+16.3% | Added | History |
| TPCTutor Perini Corp | COM | 84,674 | $467.0K | <0.1% | −16,634−16.4% | Reduced | History |
| Tidal Trust I886364645 | SONICSHARES GBL | 19,557 | $467.0K | <0.1% | 00.0% | Unchanged | – |
| SGENSeagen Inc. | COM | 3,412 | $467.0K | <0.1% | −21−0.6% | Reduced | History |
| XUnited States Steel Corp | COM | 25,863 | $469.0K | <0.1% | +14,800+133.8% | Added | History |
| WESWestern Midstream Partners, LP | COM UNIT LP INT | 18,685 | $470.0K | <0.1% | +87+0.5% | Added | History |
| First Tr Exchange-Traded Alp33737M102 | MID CP GR ALPH | 8,823 | $472.0K | <0.1% | −215−2.4% | Reduced | – |
| KMXCarMax Inc | COM | 7,159 | $473.0K | <0.1% | +139+2.0% | Added | History |
| HRHealthcare Realty Trust Inc | CL A COM | 22,806 | $475.0K | <0.1% | +22,806 | New | History |
| BIGGQFormer BL Stores Inc | COM | 30,500 | $476.0K | <0.1% | +4,000+15.1% | Added | History |
| BLDRBuilders FirstSource, Inc. | Stock | 8,093 | $477.0K | <0.1% | −378−4.5% | Reduced | History |
| First Tr Exchange-Traded FD33739Q507 | SSI STRG ETF | 15,405 | $480.0K | <0.1% | +15,405 | New | – |
| AXSMAxsome Therapeutics, Inc. | COM | 10,780 | $481.0K | <0.1% | −4,400−29.0% | Reduced | History |
| TXRHTexas Roadhouse, Inc. | COM | 5,524 | $482.0K | <0.1% | +361+7.0% | Added | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 9,699 | $486.0K | <0.1% | +187+2.0% | Added | – |
| HRLHormel Foods Corp | COM | 10,704 | $486.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288521 | CRE U S REIT ETF | 10,258 | $487.0K | <0.1% | +10,258 | New | – |
| MOSMosaic Co | COM | 10,115 | $489.0K | <0.1% | −947−8.6% | Reduced | History |
| Global X FDS37954Y673 | US INFR DEV ETF | 21,193 | $489.0K | <0.1% | −543−2.5% | Reduced | – |
| Davis Fundamental ETF Tr23908L405 | SELCT INTL ETF | 32,885 | $489.0K | <0.1% | −19,150−36.8% | Reduced | – |
| First Tr Exchange Traded FD33738R845 | NASDQ OIL GAS | 19,983 | $491.0K | <0.1% | +205+1.0% | Added | – |
| BMOBank of Montreal | COM | 5,565 | $492.0K | <0.1% | +40+0.7% | Added | History |
| MPMP Materials Corp. | COM CL A | 18,085 | $494.0K | <0.1% | +4,705+35.2% | Added | History |
| Vanguard Wellington FD921935706 | US QUALITY | 5,200 | $495.0K | <0.1% | 00.0% | Unchanged | – |
| UUnity Software Inc. | COM | 15,523 | $495.0K | <0.1% | −430−2.7% | Reduced | History |
| GOFGuggenheim Strategic Opportunities Fund | COM SBI | 32,357 | $497.0K | <0.1% | +21,334+193.5% | Added | History |
| First Tr Exchange-Traded FD33734X838 | INDXX NAT RE ETF | 40,768 | $498.0K | <0.1% | +3,100+8.2% | Added | – |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | 7,546 | $499.0K | <0.1% | +216+2.9% | Added | – |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 63,049 | $500.0K | <0.1% | −685−1.1% | Reduced | History |
| LULUlululemon athletica inc. | Stock | 1,744 | $501.0K | <0.1% | +50+3.0% | Added | History |
| EMEEMCOR Group, Inc. | Stock | 4,348 | $504.0K | <0.1% | 00.0% | Unchanged | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 5,500 | $504.0K | <0.1% | +5,500 | New | – |
| BGRBlackRock Energy & Resources Trust | COM | 46,740 | $504.0K | <0.1% | +24+0.1% | Added | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 71,929 | $506.0K | <0.1% | −584−0.8% | Reduced | History |
| STXSeagate Technology Holdings plc | ORD SHS | 9,518 | $507.0K | <0.1% | +686+7.8% | Added | History |
| CWTCalifornia Water Service Group | COM | 9,669 | $509.0K | <0.1% | +10.0% | Added | History |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 19,607 | $510.0K | <0.1% | 00.0% | Unchanged | History |
| SCYXScynexis Inc | COM NEW | 212,446 | $510.0K | <0.1% | −38,369−15.3% | Reduced | History |
| New York Life Investments Et45409B560 | FTSE INTL EQTY C | 26,551 | $512.0K | <0.1% | +209+0.8% | Added | – |
| First Tr MLP & Energy Incom33739B104 | COM | 72,012 | $515.0K | <0.1% | −639−0.9% | Reduced | – |
| Global X FDS37950E291 | GLOBX SUPDV US | 29,250 | $516.0K | <0.1% | +29,250 | New | – |
| OGSONE Gas, Inc. | COM | 7,424 | $523.0K | <0.1% | +150+2.1% | Added | History |
| First Tr Exchange Traded FD33741X102 | SMID RISNG ETF | 22,708 | $525.0K | <0.1% | +4,024+21.5% | Added | – |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 3,272 | $528.0K | <0.1% | +3,272 | New | – |
| Invesco Exch Traded FD Tr II46138E388 | S&P 500 EX RAT | 12,095 | $529.0K | <0.1% | 00.0% | Unchanged | – |
| COINCoinbase Global, Inc. | COM CL A | 8,232 | $531.0K | <0.1% | −2,108−20.4% | Reduced | History |
| CINFCincinnati Financial Corp | COM | 5,932 | $532.0K | <0.1% | +1,979+50.1% | Added | History |
| AVYAvery Dennison Corp | COM | 3,271 | $532.0K | <0.1% | −8−0.2% | Reduced | History |
| ORANYOrange | SPONSORED ADR | 59,141 | $532.0K | <0.1% | +14,495+32.5% | Added | History |
| TWSTTwist Bioscience Corp | COM | 15,133 | $533.0K | <0.1% | +609+4.2% | Added | History |
| SEATVivid Seats Inc. | COM CL A | 69,709 | $534.0K | <0.1% | +18,079+35.0% | Added | History |
| TEAFTortoise Sustainable & Social Impact Term Fund | Closed-End Fund | 41,989 | $535.0K | <0.1% | −2,644−5.9% | Reduced | History |
| AMPAmeriprise Financial Inc | COM | 2,127 | $536.0K | <0.1% | −50−2.3% | Reduced | History |
| LECOLincoln Electric Holdings Inc | COM | 4,299 | $540.0K | <0.1% | +150+3.6% | Added | History |
| LPXLouisiana-Pacific Corp | COM | 10,625 | $544.0K | <0.1% | +5,950+127.3% | Added | History |
| Vanguard Wellington FD921935805 | US VALUE FACTR | 6,260 | $544.0K | <0.1% | −100−1.6% | Reduced | – |
| NARIInari Medical, Inc. | Stock | 7,514 | $546.0K | <0.1% | +417+5.9% | Added | History |
| First Tr Exchange Traded FD33738R860 | NASDAQ BK ETF | 21,122 | $547.0K | <0.1% | −3,508−14.2% | Reduced | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 8,670 | $549.0K | <0.1% | +135+1.6% | Added | – |
| ELEstee Lauder Companies Inc | CL A | 2,585 | $558.0K | <0.1% | +17+0.7% | Added | History |
| FFIVF5, Inc. | Stock | 3,860 | $559.0K | <0.1% | +328+9.3% | Added | History |
| IVZInvesco Ltd. | Stock | 40,980 | $561.0K | <0.1% | +3,875+10.4% | Added | History |
| KOFCoca Cola Femsa SAB de CV | SPONS ADS REP | 9,674 | $561.0K | <0.1% | +250+2.7% | Added | History |
| iShares Tr464287697 | U.S. UTILITS ETF | 6,929 | $562.0K | <0.1% | 00.0% | Unchanged | – |
| JJacobs Solutions Inc. | COM | 5,191 | $563.0K | <0.1% | +1,393+36.7% | Added | History |
| SWAVShockwave Medical, Inc. | COM | 2,024 | $563.0K | <0.1% | +649+47.2% | Added | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 5,576 | $567.0K | <0.1% | −3,637−39.5% | Reduced | – |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 70,386 | $567.0K | <0.1% | +1,900+2.8% | Added | History |
| BLFSBiolife Solutions Inc | COM NEW | 25,000 | $569.0K | <0.1% | −5,000−16.7% | Reduced | History |
| HLNHaleon plc | ADR | 94,199 | $574.0K | <0.1% | +94,199 | New | History |
| COLBColumbia Banking System, Inc. | COM | 19,852 | $574.0K | <0.1% | −3,076−13.4% | Reduced | History |
| EDConsolidated Edison Inc | Stock | 6,701 | $575.0K | <0.1% | −101−1.5% | Reduced | History |
Options (15)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| AMZNAmazon Com Inc | Stock | – | $180.0K |
| HDHome Depot, Inc. | Stock | $72.0K | – |
| SYYSysco Corp | Stock | $55.0K | – |
| ORLYO Reilly Automotive Inc | Stock | $45.0K | – |
| COFCapital One Financial Corp | Stock | $36.0K | – |
| GLDSPDR Gold Trust | ETF | – | $25.0K |
| TSLATesla, Inc. | Stock | $24.0K | – |
| WEATTeucrium Commodity Trust | WHEAT FD | – | $19.0K |
| JWNNordstrom Inc | Stock | $18.0K | – |
| IPInternational Paper Co | COM | $17.0K | – |
| TTDTrade Desk, Inc. | Stock | $15.0K | – |
| BNOUnited States Brent Oil Fund, LP | ETF | – | $14.0K |
| SNASnap-on Inc | COM | $12.0K | – |
| AAPLApple Inc. | Stock | $7.00K | – |
| RTXRTX Corp | Stock | – | $1.00K |
Sold out since Q2 2022 (76)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| GSKGSK plc | SPONSORED ADR | 182,831 | $7.96M | 0.1% | History |
| First Tr Exchange Traded FD33738R837 | NASDQ PHRMTCLS | 239,586 | $6.33M | 0.1% | – |
| iShares U S ETF Tr46431W705 | INT RT HDG C B | 45,441 | $4.10M | 0.1% | – |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 67,228 | $3.38M | <0.1% | – |
| Kraneshares Tr500767736 | QUADRTC INT RT | 104,587 | $2.65M | <0.1% | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 39,349 | $1.61M | <0.1% | – |
| PRGSProgress Software Corp | COM | 29,457 | $1.33M | <0.1% | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 26,714 | $1.26M | <0.1% | – |
| EQHEquitable Holdings, Inc. | COM | 44,272 | $1.15M | <0.1% | History |
| AROCArchrock, Inc. | COM | 136,545 | $1.13M | <0.1% | History |
| INSWInternational Seaways, Inc. | COM | 48,553 | $1.03M | <0.1% | History |
| PENGPenguin Solutions, Inc. | SHS | 60,005 | $982.0K | <0.1% | History |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | 100,215 | $876.0K | <0.1% | History |
| iShares Inc464286392 | MSCI WORLD ETF | 7,240 | $774.0K | <0.1% | – |
| TSCOTractor Supply Co | COM | 3,972 | $770.0K | <0.1% | History |
| Healthcare Realty Trust Inc42225P501 | CL A NEW | 21,467 | $599.0K | <0.1% | – |
| iShares Tr464287796 | U.S. ENERGY ETF | 12,993 | $495.0K | <0.1% | – |
| RBB FD Inc74933W601 | MOTLEY FOL ETF | 15,386 | $490.0K | <0.1% | – |
| CBOECboe Global Markets, Inc. | COM | 3,900 | $441.0K | <0.1% | History |
| MNDTMandiant, Inc. | Stock | 18,662 | $407.0K | <0.1% | History |
| Atlantica Sustainable Infr PG0751N103 | SHS | 12,450 | $402.0K | <0.1% | – |
| LBRDKLiberty Broadband Corp | COM SER C | 3,459 | $400.0K | <0.1% | History |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 15,451 | $381.0K | <0.1% | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 4,322 | $363.0K | <0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 19,980 | $349.0K | <0.1% | History |
| BNTXBioNTech SE | SPONSORED ADS | 2,330 | $347.0K | <0.1% | History |
| RRyder System Inc | COM | 4,560 | $324.0K | <0.1% | History |
| VICIVici Properties Inc. | COM | 10,479 | $312.0K | <0.1% | History |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 15,497 | $304.0K | <0.1% | History |
| METCRamaco Resources, Inc. | COM | 23,150 | $304.0K | <0.1% | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 2,931 | $300.0K | <0.1% | – |
| First Tr Exch TRD Alphdx FD33737J158 | JAPAN ALPHADEX | 6,856 | $283.0K | <0.1% | – |
| UPSTUpstart Holdings, Inc. | COM | 8,831 | $279.0K | <0.1% | History |
| DELLDell Technologies Inc. | Stock | 5,904 | $273.0K | <0.1% | History |
| SITMSITIME Corp | COM | 1,628 | $265.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 5,821 | $257.0K | <0.1% | – |
| RNGRingCentral, Inc. | CL A | 4,863 | $254.0K | <0.1% | History |
| CCChemours Co | Stock | 7,610 | $244.0K | <0.1% | History |
| OCFCOceanfirst Financial Corp | COM | 12,742 | $244.0K | <0.1% | History |
| APAMArtisan Partners Asset Management Inc. | CL A | 6,860 | $244.0K | <0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 17,474 | $239.0K | <0.1% | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,955 | $233.0K | <0.1% | – |
| ETF Managers Tr26924G409 | PRIME MOBILE PAY | 5,860 | $229.0K | <0.1% | – |
| AERAerCap Holdings N.V. | SHS | 5,543 | $227.0K | <0.1% | History |
| TERTeradyne, Inc | Stock | 2,512 | $225.0K | <0.1% | History |
| HOLXHologic Inc | COM | 3,225 | $223.0K | <0.1% | History |
| CNQCanadian Natural Resources Ltd | COM | 4,136 | $222.0K | <0.1% | History |
| AVAAvista Corp | COM | 5,038 | $219.0K | <0.1% | History |
| iShares U S ETF Tr46431W606 | IT RT HDG HGYL | 2,756 | $219.0K | <0.1% | – |
| SDHYPGIM Short Duration High Yield Opportunities Fund | COM | 14,600 | $218.0K | <0.1% | History |
| JHGJanus Henderson Group Ltd. | ORD SHS | 9,155 | $215.0K | <0.1% | History |
| SNOWSnowflake Inc. | Stock | 1,531 | $213.0K | <0.1% | History |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 4,659 | $208.0K | <0.1% | – |
| RLIRli Corp | COM | 1,778 | $207.0K | <0.1% | History |
| NPCTNuveen Core Plus Impact Fund | COM BEN INT | 17,650 | $207.0K | <0.1% | History |
| MTZMastec Inc | COM | 2,865 | $205.0K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 10,698 | $200.0K | <0.1% | – |
| TBCHTurtle Beach Corp | COM NEW | 16,270 | $199.0K | <0.1% | History |
| PTACohen & Steers Tax-Advantaged Preferred Securities & Income Fund | COM | 10,000 | $191.0K | <0.1% | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 86,000 | $175.0K | <0.1% | History |
| BWBBridgewater Bancshares Inc | COM | 10,400 | $168.0K | <0.1% | History |
| DFSDiscover Financial Services | COM | 1,640 | $155.0K | <0.1% | History |
| ECEcopetrol S.A. | SPONSORED ADS | 13,550 | $147.0K | <0.1% | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 14,233 | $139.0K | <0.1% | History |
| Itron, Inc.465741AN6 | NOTE 3/1 | – | $135.0K | <0.1% | – |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $126.0K | <0.1% | – |
| CEVEaton Vance California Municipal Income Trust | SH BEN INT | 10,376 | $111.0K | <0.1% | History |
| MUFGMitsubishi Ufj Financial Group Inc | SPONSORED ADS | 17,553 | $94.0K | <0.1% | History |
| Tidal ETF Tr886364728 | SONICSHARES AIR | 25,596 | $89.0K | <0.1% | – |
| GGBGerdau S.A. | SPON ADR REP PFD | 14,400 | $62.0K | <0.1% | History |
| RIGTransocean Ltd. | REGISTERED SHS | 15,352 | $51.0K | <0.1% | History |
| LTCHLatch, Inc. | COM | 37,191 | $42.0K | <0.1% | History |
| CYPHCypherpunk Technologies Inc. | COM | 11,000 | $13.0K | <0.1% | History |
| ONCSOncosec Medical Inc | COM | 16,000 | $12.0K | <0.1% | History |
| SPROSpero Therapeutics, Inc. | COM | 10,800 | $8.00K | <0.1% | History |
| TLPHTalphera, Inc. | COM | 13,500 | $3.00K | <0.1% | History |