D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 7, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 1,269
- +4 vs. Q2 2022
- Portfolio value
- $7.63B
- −$326.8M (−4.1%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 6,658 | $255.0K | <0.1% | +359+5.7% | Added | – |
| SRPTSarepta Therapeutics, Inc. | COM | 2,316 | $256.0K | <0.1% | +2,316 | New | History |
| iShares Inc464286293 | ASIA/PAC DIV ETF | 8,819 | $256.0K | <0.1% | −1,373−13.5% | Reduced | – |
| PEGPublic Service Enterprise Group Inc | COM | 4,545 | $257.0K | <0.1% | −71−1.5% | Reduced | History |
| CHKPCheck Point Software Technologies Ltd | ORD | 2,291 | $257.0K | <0.1% | 00.0% | Unchanged | History |
| GWRSGlobal Water Resources, Inc. | COM | 21,876 | $257.0K | <0.1% | +50.0% | Added | History |
| OMFOneMain Holdings, Inc. | COM | 8,682 | $258.0K | <0.1% | 00.0% | Unchanged | History |
| IIMInvesco Value Municipal Income Trust | COM | 22,477 | $259.0K | <0.1% | +22,477 | New | History |
| CLRContinental Resources, Inc | COM | 3,875 | $259.0K | <0.1% | −174−4.3% | Reduced | History |
| TMToyota Motor Corp | ADS | 1,992 | $260.0K | <0.1% | +112+6.0% | Added | History |
| First Tr Exchange-Traded Alp33737M201 | MID CAP VAL FD | 6,811 | $260.0K | <0.1% | −88−1.3% | Reduced | – |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 5,681 | $262.0K | <0.1% | +126+2.3% | Added | – |
| BCATBlackRock Capital Allocation Term Trust | COM | 19,332 | $263.0K | <0.1% | −5,259−21.4% | Reduced | History |
| HEHawaiian Electric Industries Inc | COM | 7,609 | $264.0K | <0.1% | 00.0% | Unchanged | History |
| NMAINuveen Multi-Asset Income Fund | COM | 23,160 | $264.0K | <0.1% | +2,331+11.2% | Added | History |
| FLOFlowers Foods Inc | COM | 10,697 | $264.0K | <0.1% | −1,650−13.4% | Reduced | History |
| iShares Global Clean Energy ETF464288224 | ETF | 13,884 | $265.0K | <0.1% | −360−2.5% | Reduced | – |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 32,661 | $265.0K | <0.1% | +650+2.0% | Added | History |
| DLTRDollar Tree, Inc. | COM | 1,945 | $265.0K | <0.1% | −422−17.8% | Reduced | History |
| Vanguard Scottsdale FDS92206C565 | TOTAL WLD BD ETF | 3,972 | $266.0K | <0.1% | +730+22.5% | Added | – |
| First Tr Exchange-Traded Alp33737M409 | SML CAP VAL ALPH | 6,554 | $266.0K | <0.1% | −518−7.3% | Reduced | – |
| iShares Tr464287788 | U.S. FINLS ETF | 3,952 | $267.0K | <0.1% | +97+2.5% | Added | – |
| ILMNIllumina, Inc. | COM | 1,399 | $267.0K | <0.1% | +23+1.7% | Added | History |
| TRIThomson Reuters Corp | COM NEW | 2,633 | $270.0K | <0.1% | −6−0.2% | Reduced | History |
| iShares Tr464287721 | U.S. TECH ETF | 3,689 | $271.0K | <0.1% | −79−2.1% | Reduced | – |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 14,022 | $272.0K | <0.1% | +21+0.1% | Added | History |
| CRVLCorvel Corp | COM | 1,951 | $272.0K | <0.1% | 00.0% | Unchanged | History |
| NXPNuveen Select Tax Free Income Portfolio | SH BEN INT | 20,909 | $273.0K | <0.1% | +192+0.9% | Added | History |
| SSDSimpson Manufacturing Co., Inc. | COM | 3,491 | $274.0K | <0.1% | 00.0% | Unchanged | History |
| TRUTransUnion | COM | 4,599 | $274.0K | <0.1% | +195+4.4% | Added | History |
| NWNNorthwest Natural Holding Co | COM | 6,301 | $275.0K | <0.1% | +30.0% | Added | History |
| IEAInfrastructure & Energy Alternatives, Inc. | COM | 20,341 | $275.0K | <0.1% | −4,963−19.6% | Reduced | History |
| CNICanadian National Railway Co | Stock | 2,555 | $276.0K | <0.1% | +262+11.4% | Added | History |
| NCANuveen California Municipal Value Fund | COM STK | 33,136 | $276.0K | <0.1% | +1,750+5.6% | Added | History |
| CORCencora, Inc. | Stock | 2,048 | $277.0K | <0.1% | −68−3.2% | Reduced | History |
| SPDR Index Shs FDS78463X772 | ST S&P INTL ETF | 9,606 | $277.0K | <0.1% | −4,863−33.6% | Reduced | – |
| RACEFerrari N.V. | COM | 1,488 | $277.0K | <0.1% | +7+0.5% | Added | History |
| BIPBrookfield Infrastructure Partners L.P. | LP INT UNIT | 7,724 | $277.0K | <0.1% | +1,369+21.5% | Added | History |
| iShares Tr464287333 | GLOBAL FINLS ETF | 4,536 | $278.0K | <0.1% | −13,262−74.5% | Reduced | – |
| FAFFirst American Financial Corp | Stock | 6,126 | $282.0K | <0.1% | +826+15.6% | Added | History |
| PFLPIMCO Income Strategy Fund | COM | 35,651 | $284.0K | <0.1% | −1,505−4.1% | Reduced | History |
| CMAComerica Inc | COM | 3,992 | $284.0K | <0.1% | +3,992 | New | History |
| BAMBrookfield Asset Management Ltd. | CL A LTD VT SH | 6,982 | $285.0K | <0.1% | +30.0% | Added | History |
| KLICKulicke & Soffa Industries Inc | COM | 7,459 | $287.0K | <0.1% | +7,459 | New | History |
| NVTnVent Electric plc | SHS | 9,105 | $288.0K | <0.1% | +252+2.8% | Added | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 5,610 | $289.0K | <0.1% | −600−9.7% | Reduced | – |
| APPNAppian Corp | CL A | 7,085 | $289.0K | <0.1% | +210+3.1% | Added | History |
| QSIQuantum-Si Inc | COM CL A | 105,000 | $289.0K | <0.1% | 00.0% | Unchanged | History |
| EPAMEPAM Systems, Inc. | COM | 803 | $291.0K | <0.1% | +803 | New | History |
| Vanguard Long-Term Treasury ETF92206C847 | ETF | 4,638 | $292.0K | <0.1% | +4,638 | New | – |
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 19,538 | $292.0K | <0.1% | −4,000−17.0% | Reduced | History |
| RBCRBC Bearings INC | COM | 1,387 | $292.0K | <0.1% | 00.0% | Unchanged | History |
| PEBOPeoples Bancorp Inc | COM | 10,104 | $292.0K | <0.1% | +982+10.8% | Added | History |
| QSQuantumScape Corp | COM CL A | 34,832 | $293.0K | <0.1% | +8,382+31.7% | Added | History |
| WDIWestern Asset Diversified Income Fund (WDI) | COM SHS BEN INT | 23,320 | $293.0K | <0.1% | +23,320 | New | History |
| WTSWatts Water Technologies Inc | CL A | 2,325 | $293.0K | <0.1% | 00.0% | Unchanged | History |
| KBHKB Home | COM | 11,330 | $294.0K | <0.1% | −74−0.6% | Reduced | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 36,792 | $294.0K | <0.1% | −867−2.3% | Reduced | History |
| WRKWestRock Co | COM | 9,564 | $295.0K | <0.1% | +2,532+36.0% | Added | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 6,981 | $296.0K | <0.1% | −101−1.4% | Reduced | – |
| ADPTAdaptive Biotechnologies Corp | COM | 41,550 | $296.0K | <0.1% | +1,385+3.4% | Added | History |
| HWKNHawkins Inc | COM | 7,600 | $296.0K | <0.1% | 00.0% | Unchanged | History |
| ONTOOnto Innovation Inc. | COM | 4,650 | $298.0K | <0.1% | −2,836−37.9% | Reduced | History |
| PAGPPlains GP Holdings LP | LTD PARTNR INT A | 27,356 | $298.0K | <0.1% | +2,355+9.4% | Added | History |
| GGGGraco Inc | COM | 4,957 | $299.0K | <0.1% | −559−10.1% | Reduced | History |
| iShares Tr46436E551 | ESG SELECT SCRE | 10,097 | $300.0K | <0.1% | +3,113+44.6% | Added | – |
| Nushares ETF Tr67092P607 | NUVEEN ESG SMLCP | 9,371 | $300.0K | <0.1% | 00.0% | Unchanged | – |
| CEMClearBridge MLP & Midstream Fund Inc. | COM | 10,053 | $300.0K | <0.1% | −137−1.3% | Reduced | History |
| FORMFormfactor Inc | COM | 12,015 | $301.0K | <0.1% | 00.0% | Unchanged | History |
| MTDMettler Toledo International Inc | COM | 276 | $301.0K | <0.1% | 00.0% | Unchanged | History |
| ABRArbor Realty Trust Inc | COM | 26,175 | $301.0K | <0.1% | −3,895−13.0% | Reduced | History |
| TREXTrex Co Inc | COM | 6,894 | $303.0K | <0.1% | +2,899+72.6% | Added | History |
| LOVELovesac Co | COM | 14,860 | $303.0K | <0.1% | +14,860 | New | History |
| TAGSTeucrium Commodity Trust | AGRICULTURE FD | 9,757 | $303.0K | <0.1% | 00.0% | Unchanged | History |
| HBANHuntington Bancshares Inc | COM | 23,103 | $304.0K | <0.1% | −421−1.8% | Reduced | History |
| iShares Tr46435G524 | INTL DIV GRWTH | 5,997 | $304.0K | <0.1% | −1,202−16.7% | Reduced | – |
| DGDollar General Corp | COM | 1,271 | $305.0K | <0.1% | +237+22.9% | Added | History |
| First Tr Exchange-Traded FD33737A108 | NASDQ CLN EDGE | 4,059 | $305.0K | <0.1% | −87−2.1% | Reduced | – |
| FRMEFirst Merchants Corp | COM | 7,895 | $305.0K | <0.1% | +231+3.0% | Added | History |
| ROKURoku, Inc | COM CL A | 5,417 | $306.0K | <0.1% | +56+1.0% | Added | History |
| STESTERIS plc | SHS USD | 1,840 | $307.0K | <0.1% | 00.0% | Unchanged | History |
| WEATTeucrium Commodity Trust | WHEAT FD | 33,712 | $308.0K | <0.1% | +423+1.3% | Added | History |
| iShares Tr464287549 | EXPND TEC SC ETF | 1,125 | $311.0K | <0.1% | −765−40.5% | Reduced | – |
| DMDesktop Metal, Inc. | COM CL A | 120,000 | $311.0K | <0.1% | 00.0% | Unchanged | History |
| MROMarathon Oil Corp | COM | 13,754 | $311.0K | <0.1% | +4,096+42.4% | Added | History |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 19,936 | $312.0K | <0.1% | +5,932+42.4% | Added | – |
| Pacer FDS Tr69374H741 | DATA AND INFRAST | 10,896 | $312.0K | <0.1% | −344−3.1% | Reduced | – |
| First Tr Exchange-Traded FD33734X200 | DJ GLBL DIVID | 16,919 | $314.0K | <0.1% | 00.0% | Unchanged | – |
| LADLithia Motors Inc | COM | 1,464 | $314.0K | <0.1% | +80+5.8% | Added | History |
| MDXGMimedx Group, Inc. | COM | 109,400 | $314.0K | <0.1% | −12,000−9.9% | Reduced | History |
| NRIMNorthrim Bancorp Inc | COM | 7,600 | $316.0K | <0.1% | 00.0% | Unchanged | History |
| CALXCalix, Inc | COM | 5,187 | $317.0K | <0.1% | +5,187 | New | History |
| POSTPost Holdings, Inc. | COM | 3,904 | $320.0K | <0.1% | +45+1.2% | Added | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 4,813 | $322.0K | <0.1% | −795−14.2% | Reduced | – |
| SRCE1st Source Corp | COM | 6,991 | $324.0K | <0.1% | +298+4.5% | Added | History |
| HIGHartford Insurance Group, Inc. | Stock | 5,240 | $325.0K | <0.1% | +937+21.8% | Added | History |
| DOCSDoximity, Inc. | CL A | 10,801 | $326.0K | <0.1% | +751+7.5% | Added | History |
| PLABPhotronics Inc | COM | 22,413 | $328.0K | <0.1% | −539−2.3% | Reduced | History |
| Nuveen High Income 2023 Targ67079F101 | COM | 36,500 | $328.0K | <0.1% | 00.0% | Unchanged | – |
| DOXAmdocs Ltd | SHS | 4,147 | $329.0K | <0.1% | +134+3.3% | Added | History |
Options (15)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| AMZNAmazon Com Inc | Stock | – | $180.0K |
| HDHome Depot, Inc. | Stock | $72.0K | – |
| SYYSysco Corp | Stock | $55.0K | – |
| ORLYO Reilly Automotive Inc | Stock | $45.0K | – |
| COFCapital One Financial Corp | Stock | $36.0K | – |
| GLDSPDR Gold Trust | ETF | – | $25.0K |
| TSLATesla, Inc. | Stock | $24.0K | – |
| WEATTeucrium Commodity Trust | WHEAT FD | – | $19.0K |
| JWNNordstrom Inc | Stock | $18.0K | – |
| IPInternational Paper Co | COM | $17.0K | – |
| TTDTrade Desk, Inc. | Stock | $15.0K | – |
| BNOUnited States Brent Oil Fund, LP | ETF | – | $14.0K |
| SNASnap-on Inc | COM | $12.0K | – |
| AAPLApple Inc. | Stock | $7.00K | – |
| RTXRTX Corp | Stock | – | $1.00K |
Sold out since Q2 2022 (76)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| GSKGSK plc | SPONSORED ADR | 182,831 | $7.96M | 0.1% | History |
| First Tr Exchange Traded FD33738R837 | NASDQ PHRMTCLS | 239,586 | $6.33M | 0.1% | – |
| iShares U S ETF Tr46431W705 | INT RT HDG C B | 45,441 | $4.10M | 0.1% | – |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 67,228 | $3.38M | <0.1% | – |
| Kraneshares Tr500767736 | QUADRTC INT RT | 104,587 | $2.65M | <0.1% | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 39,349 | $1.61M | <0.1% | – |
| PRGSProgress Software Corp | COM | 29,457 | $1.33M | <0.1% | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 26,714 | $1.26M | <0.1% | – |
| EQHEquitable Holdings, Inc. | COM | 44,272 | $1.15M | <0.1% | History |
| AROCArchrock, Inc. | COM | 136,545 | $1.13M | <0.1% | History |
| INSWInternational Seaways, Inc. | COM | 48,553 | $1.03M | <0.1% | History |
| PENGPenguin Solutions, Inc. | SHS | 60,005 | $982.0K | <0.1% | History |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | 100,215 | $876.0K | <0.1% | History |
| iShares Inc464286392 | MSCI WORLD ETF | 7,240 | $774.0K | <0.1% | – |
| TSCOTractor Supply Co | COM | 3,972 | $770.0K | <0.1% | History |
| Healthcare Realty Trust Inc42225P501 | CL A NEW | 21,467 | $599.0K | <0.1% | – |
| iShares Tr464287796 | U.S. ENERGY ETF | 12,993 | $495.0K | <0.1% | – |
| RBB FD Inc74933W601 | MOTLEY FOL ETF | 15,386 | $490.0K | <0.1% | – |
| CBOECboe Global Markets, Inc. | COM | 3,900 | $441.0K | <0.1% | History |
| MNDTMandiant, Inc. | Stock | 18,662 | $407.0K | <0.1% | History |
| Atlantica Sustainable Infr PG0751N103 | SHS | 12,450 | $402.0K | <0.1% | – |
| LBRDKLiberty Broadband Corp | COM SER C | 3,459 | $400.0K | <0.1% | History |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 15,451 | $381.0K | <0.1% | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 4,322 | $363.0K | <0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 19,980 | $349.0K | <0.1% | History |
| BNTXBioNTech SE | SPONSORED ADS | 2,330 | $347.0K | <0.1% | History |
| RRyder System Inc | COM | 4,560 | $324.0K | <0.1% | History |
| VICIVici Properties Inc. | COM | 10,479 | $312.0K | <0.1% | History |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 15,497 | $304.0K | <0.1% | History |
| METCRamaco Resources, Inc. | COM | 23,150 | $304.0K | <0.1% | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 2,931 | $300.0K | <0.1% | – |
| First Tr Exch TRD Alphdx FD33737J158 | JAPAN ALPHADEX | 6,856 | $283.0K | <0.1% | – |
| UPSTUpstart Holdings, Inc. | COM | 8,831 | $279.0K | <0.1% | History |
| DELLDell Technologies Inc. | Stock | 5,904 | $273.0K | <0.1% | History |
| SITMSITIME Corp | COM | 1,628 | $265.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 5,821 | $257.0K | <0.1% | – |
| RNGRingCentral, Inc. | CL A | 4,863 | $254.0K | <0.1% | History |
| CCChemours Co | Stock | 7,610 | $244.0K | <0.1% | History |
| OCFCOceanfirst Financial Corp | COM | 12,742 | $244.0K | <0.1% | History |
| APAMArtisan Partners Asset Management Inc. | CL A | 6,860 | $244.0K | <0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 17,474 | $239.0K | <0.1% | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,955 | $233.0K | <0.1% | – |
| ETF Managers Tr26924G409 | PRIME MOBILE PAY | 5,860 | $229.0K | <0.1% | – |
| AERAerCap Holdings N.V. | SHS | 5,543 | $227.0K | <0.1% | History |
| TERTeradyne, Inc | Stock | 2,512 | $225.0K | <0.1% | History |
| HOLXHologic Inc | COM | 3,225 | $223.0K | <0.1% | History |
| CNQCanadian Natural Resources Ltd | COM | 4,136 | $222.0K | <0.1% | History |
| AVAAvista Corp | COM | 5,038 | $219.0K | <0.1% | History |
| iShares U S ETF Tr46431W606 | IT RT HDG HGYL | 2,756 | $219.0K | <0.1% | – |
| SDHYPGIM Short Duration High Yield Opportunities Fund | COM | 14,600 | $218.0K | <0.1% | History |
| JHGJanus Henderson Group Ltd. | ORD SHS | 9,155 | $215.0K | <0.1% | History |
| SNOWSnowflake Inc. | Stock | 1,531 | $213.0K | <0.1% | History |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 4,659 | $208.0K | <0.1% | – |
| RLIRli Corp | COM | 1,778 | $207.0K | <0.1% | History |
| NPCTNuveen Core Plus Impact Fund | COM BEN INT | 17,650 | $207.0K | <0.1% | History |
| MTZMastec Inc | COM | 2,865 | $205.0K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 10,698 | $200.0K | <0.1% | – |
| TBCHTurtle Beach Corp | COM NEW | 16,270 | $199.0K | <0.1% | History |
| PTACohen & Steers Tax-Advantaged Preferred Securities & Income Fund | COM | 10,000 | $191.0K | <0.1% | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 86,000 | $175.0K | <0.1% | History |
| BWBBridgewater Bancshares Inc | COM | 10,400 | $168.0K | <0.1% | History |
| DFSDiscover Financial Services | COM | 1,640 | $155.0K | <0.1% | History |
| ECEcopetrol S.A. | SPONSORED ADS | 13,550 | $147.0K | <0.1% | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 14,233 | $139.0K | <0.1% | History |
| Itron, Inc.465741AN6 | NOTE 3/1 | – | $135.0K | <0.1% | – |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $126.0K | <0.1% | – |
| CEVEaton Vance California Municipal Income Trust | SH BEN INT | 10,376 | $111.0K | <0.1% | History |
| MUFGMitsubishi Ufj Financial Group Inc | SPONSORED ADS | 17,553 | $94.0K | <0.1% | History |
| Tidal ETF Tr886364728 | SONICSHARES AIR | 25,596 | $89.0K | <0.1% | – |
| GGBGerdau S.A. | SPON ADR REP PFD | 14,400 | $62.0K | <0.1% | History |
| RIGTransocean Ltd. | REGISTERED SHS | 15,352 | $51.0K | <0.1% | History |
| LTCHLatch, Inc. | COM | 37,191 | $42.0K | <0.1% | History |
| CYPHCypherpunk Technologies Inc. | COM | 11,000 | $13.0K | <0.1% | History |
| ONCSOncosec Medical Inc | COM | 16,000 | $12.0K | <0.1% | History |
| SPROSpero Therapeutics, Inc. | COM | 10,800 | $8.00K | <0.1% | History |
| TLPHTalphera, Inc. | COM | 13,500 | $3.00K | <0.1% | History |