D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 1,281
- +17 vs. Q4 2021
- Portfolio value
- $9.18B
- −$203.9M (−2.2%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CHWYChewy, Inc. | CL A | 22,487 | $917.0K | <0.1% | +1,247+5.9% | Added | History |
| First Tr Exchange Traded FD33738R308 | BUYWRIT INCM ETF | 40,214 | $921.0K | <0.1% | +1,606+4.2% | Added | – |
| SNPSSynopsys Inc | COM | 2,766 | $922.0K | <0.1% | +4+0.1% | Added | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 17,396 | $924.0K | <0.1% | −870−4.8% | Reduced | – |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 17,480 | $927.0K | <0.1% | −748−4.1% | Reduced | – |
| PLDPrologis, Inc. | REIT | 5,798 | $936.0K | <0.1% | −4,937−46.0% | Reduced | History |
| GBDCGolub Capital BDC, Inc. | COM | 61,769 | $940.0K | <0.1% | +4,888+8.6% | Added | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 2,715 | $942.0K | <0.1% | −2,457−47.5% | Reduced | History |
| WECWec Energy Group, Inc. | Stock | 9,476 | $946.0K | <0.1% | +453+5.0% | Added | History |
| AZEKAZEK Co Inc. | CL A | 38,157 | $948.0K | <0.1% | +38,157 | New | History |
| First Tr Exchange Traded FD33734X143 | HLTH CARE ALPH | 8,301 | $952.0K | <0.1% | −370−4.3% | Reduced | – |
| KKRKKR & Co. Inc. | COM | 16,326 | $955.0K | <0.1% | +5,861+56.0% | Added | History |
| AONAon plc | CL A | 2,938 | $957.0K | <0.1% | −344−10.5% | Reduced | History |
| THQabrdn Healthcare Opportunities Fund | SHS | 43,115 | $960.0K | <0.1% | −140.0% | Reduced | History |
| iShares Inc464286533 | MSCI EMERG MRKT | 15,797 | $964.0K | <0.1% | +2,026+14.7% | Added | – |
| WPCW. P. Carey Inc. | COM | 11,953 | $966.0K | <0.1% | +859+7.7% | Added | History |
| NVONovo Nordisk A S | ADR | 8,705 | $967.0K | <0.1% | +590+7.3% | Added | History |
| FLRFluor Corp | Stock | 33,866 | $972.0K | <0.1% | −2,300−6.4% | Reduced | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 16,514 | $979.0K | <0.1% | +5,545+50.6% | Added | – |
| PHMPultegroup Inc | COM | 23,499 | $985.0K | <0.1% | +2,862+13.9% | Added | History |
| OTISOtis Worldwide Corp | Stock | 12,830 | $987.0K | <0.1% | −278−2.1% | Reduced | History |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 3,412 | $987.0K | <0.1% | −284−7.7% | Reduced | – |
| PEOAdams Natural Resources Fund, Inc. | COM | 47,307 | $990.0K | <0.1% | +1,616+3.5% | Added | History |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 45,314 | $996.0K | <0.1% | −447−1.0% | Reduced | History |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 58,975 | $998.0K | <0.1% | +1,500+2.6% | Added | – |
| PLUGPlug Power Inc | Stock | 34,958 | $1.00M | <0.1% | +4,333+14.1% | Added | History |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 14,538 | $1.00M | <0.1% | +14,538 | New | – |
| ERIIEnergy Recovery, Inc. | COM | 49,820 | $1.00M | <0.1% | 00.0% | Unchanged | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 8,300 | $1.00M | <0.1% | −32−0.4% | Reduced | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 11,218 | $1.01M | <0.1% | +806+7.7% | Added | – |
| OKTAOkta, Inc. | CL A | 6,679 | $1.01M | <0.1% | +2,291+52.2% | Added | History |
| First Tr High Income L/S FD33738E109 | COM | 75,148 | $1.01M | <0.1% | −12,667−14.4% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 41,516 | $1.02M | <0.1% | +2,843+7.4% | Added | – |
| CAHCardinal Health Inc | Stock | 17,987 | $1.02M | <0.1% | +7,158+66.1% | Added | History |
| HLHecla Mining Co | COM | 156,875 | $1.03M | <0.1% | +1,000+0.6% | Added | History |
| TDToronto Dominion Bank | Stock | 13,022 | $1.03M | <0.1% | +9+0.1% | Added | History |
| First Tr Exch TRD Alphdx FD33737J174 | DEV MRK EX US | 18,000 | $1.04M | <0.1% | +2,273+14.5% | Added | – |
| MNDTMandiant, Inc. | Stock | 46,934 | $1.05M | <0.1% | −15,300−24.6% | Reduced | History |
| Vanguard Financials ETF92204A405 | ETF | 11,257 | $1.05M | <0.1% | +1,300+13.1% | Added | – |
| NXPINXP Semiconductors N.V. | COM | 5,722 | $1.06M | <0.1% | +305+5.6% | Added | History |
| Schwab U.S. Broad Market ETF808524102 | ETF | 19,988 | $1.07M | <0.1% | +450+2.3% | AddedConverted for a 2-for-1 split | – |
| GDVGabelli Dividend & Income Trust | COM | 43,300 | $1.07M | <0.1% | +1,112+2.6% | Added | History |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | 84,605 | $1.07M | <0.1% | +33,874+66.8% | Added | History |
| ROKURoku, Inc | COM CL A | 8,542 | $1.07M | <0.1% | +1,044+13.9% | Added | History |
| NADNuveen Quality Municipal Income Fund | COM | 80,714 | $1.08M | <0.1% | 00.0% | Unchanged | History |
| VALEVale S.A. | SPONSORED ADS | 54,028 | $1.08M | <0.1% | +22,210+69.8% | Added | History |
| TSCOTractor Supply Co | COM | 4,639 | $1.08M | <0.1% | +59+1.3% | Added | History |
| KLACKLA Corp | COM NEW | 2,985 | $1.09M | <0.1% | −340−10.2% | Reduced | History |
| PINSPinterest, Inc. | CL A | 44,492 | $1.09M | <0.1% | +7,239+19.4% | Added | History |
| VRSKVerisk Analytics, Inc. | COM | 5,133 | $1.10M | <0.1% | +107+2.1% | Added | History |
| VEEVVeeva Systems Inc | Stock | 5,197 | $1.10M | <0.1% | −260−4.8% | Reduced | History |
| iShares Tr464287689 | RUSSELL 3000 ETF | 4,209 | $1.10M | <0.1% | −95−2.2% | Reduced | – |
| TSNTyson Foods, Inc. | Stock | 12,344 | $1.11M | <0.1% | −3,486−22.0% | Reduced | History |
| ORLYO Reilly Automotive Inc | Stock | 1,620 | $1.11M | <0.1% | −1−0.1% | Reduced | History |
| LXPLXP Industrial Trust | COM | 70,734 | $1.11M | <0.1% | +70,734 | New | History |
| Victory Portfolios II92647N824 | VCSHS US EQ INCM | 15,530 | $1.12M | <0.1% | +15,530 | New | – |
| JCIJohnson Controls International plc | Stock | 17,048 | $1.12M | <0.1% | +10.0% | Added | History |
| ASMLASML Holding NV | ADR | 1,675 | $1.12M | <0.1% | +136+8.8% | Added | History |
| ELEstee Lauder Companies Inc | CL A | 4,124 | $1.12M | <0.1% | +21+0.5% | Added | History |
| iShares Tr464288703 | MRNING SM CP ETF | 19,118 | $1.12M | <0.1% | 00.0% | Unchanged | – |
| TPCTutor Perini Corp | COM | 104,508 | $1.13M | <0.1% | −1,133−1.1% | Reduced | History |
| BGBunge Global SA | COM | 10,212 | $1.13M | <0.1% | −15,550−60.4% | Reduced | History |
| NNINelnet Inc | CL A | 13,350 | $1.14M | <0.1% | +2,735+25.8% | Added | History |
| INGRIngredion Inc | COM | 13,131 | $1.14M | <0.1% | +524+4.2% | Added | History |
| FIBKFirst Interstate Bancsystem Inc | COM | 31,206 | $1.15M | <0.1% | +3,667+13.3% | Added | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 6,207 | $1.15M | <0.1% | +782+14.4% | Added | – |
| SCYXScynexis Inc | COM NEW | 293,840 | $1.15M | <0.1% | +5,755+2.0% | Added | History |
| PFGPrincipal Financial Group Inc | COM | 15,671 | $1.15M | <0.1% | −171−1.1% | Reduced | History |
| Vanguard Admiral FDS Inc921932778 | SMLCP 600 VAL | 6,509 | $1.15M | <0.1% | +145+2.3% | Added | – |
| DNBDun & Bradstreet Holdings, Inc. | COM | 66,300 | $1.16M | <0.1% | 00.0% | Unchanged | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 90,475 | $1.18M | <0.1% | −2,292−2.5% | Reduced | History |
| DSLDoubleLine Income Solutions Fund | COM | 81,276 | $1.18M | <0.1% | −10,496−11.4% | Reduced | History |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 15,520 | $1.18M | <0.1% | +2,420+18.5% | Added | – |
| BKNGBooking Holdings Inc. | Stock | 505 | $1.19M | <0.1% | +243+92.7% | Added | History |
| Alps ETF Tr00162Q858 | SECTR DIV DOGS | 21,557 | $1.19M | <0.1% | +4,132+23.7% | Added | – |
| SLViShares Silver Trust | ETF | 51,958 | $1.19M | <0.1% | +2,778+5.6% | Added | History |
| RPMRPM International Inc | COM | 14,651 | $1.19M | <0.1% | −4,128−22.0% | Reduced | History |
| Vanguard Industrials ETF92204A603 | ETF | 6,159 | $1.20M | <0.1% | +81+1.3% | Added | – |
| FINSAngel Oak Financial Strategies Income Term Trust | COM BEN INT | 76,044 | $1.20M | <0.1% | +1,000+1.3% | Added | History |
| URIUnited Rentals, Inc. | COM | 3,381 | $1.20M | <0.1% | +221+7.0% | Added | History |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 92,429 | $1.20M | <0.1% | −4,743−4.9% | Reduced | History |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 42,880 | $1.21M | <0.1% | +4,880+12.8% | Added | – |
| PAYAPaya Holdings Inc. | COM CL A | 206,000 | $1.21M | <0.1% | +14,300+7.5% | Added | History |
| Global X Uranium ETF37954Y871 | ETF | 46,330 | $1.21M | <0.1% | −463−1.0% | Reduced | – |
| ATOAtmos Energy Corp | COM | 10,169 | $1.22M | <0.1% | +133+1.3% | Added | History |
| Orla MNG Ltd New68634K106 | COM | 254,971 | $1.22M | <0.1% | +4,595+1.8% | Added | – |
| USALiberty All Star Equity Fund | SH BEN INT | 151,204 | $1.22M | <0.1% | +2,196+1.5% | Added | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 10,225 | $1.22M | <0.1% | −1,378−11.9% | Reduced | – |
| CVBFCVB Financial Corp | COM | 52,950 | $1.23M | <0.1% | 00.0% | Unchanged | History |
| ANETArista Networks, Inc. | COM | 8,863 | $1.23M | <0.1% | −285−3.1% | Reduced | History |
| Davis Fundamental ETF Tr23908L405 | SELCT INTL ETF | 70,135 | $1.24M | <0.1% | +8,460+13.7% | Added | – |
| FTHYFirst Trust High Yield Opportunities 2027 Term Fund | COM | 71,190 | $1.24M | <0.1% | +16,209+29.5% | Added | History |
| PPLTabrdn Platinum ETF Trust | PHYSCL PLATM SHS | 13,518 | $1.24M | <0.1% | +3,193+30.9% | Added | History |
| AROCArchrock, Inc. | COM | 134,472 | $1.24M | <0.1% | +134,472 | New | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 9,689 | $1.24M | <0.1% | −13,507−58.2% | Reduced | – |
| WDCWestern Digital Corp | COM | 25,045 | $1.24M | <0.1% | +19,700+368.6% | Added | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 12,111 | $1.25M | <0.1% | −85−0.7% | Reduced | History |
| MRNAModerna, Inc. | Stock | 7,235 | $1.25M | <0.1% | +92+1.3% | Added | History |
| MPCMarathon Petroleum Corp | Stock | 14,629 | $1.25M | <0.1% | +916+6.7% | Added | History |
| ZMZoom Communications, Inc. | Stock | 10,675 | $1.25M | <0.1% | +3,599+50.9% | Added | History |
Sold out since Q4 2021 (87)
Positions held at the end of Q4 2021 that are gone from this filing.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 220,400 | $12.1M | 0.1% | – |
| Monmouth Real Estate Investment Corp609720107 | CL A | 263,179 | $5.53M | 0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 90,894 | $3.94M | <0.1% | – |
| Invesco Exchange Traded FD T46137V266 | S&P500 PUR GWT | 12,411 | $2.62M | <0.1% | – |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 54,100 | $2.35M | <0.1% | – |
| CRNCCerence Inc. | COM | 24,726 | $1.90M | <0.1% | History |
| Crescent PT Energy Corp22576C101 | COM | 346,900 | $1.85M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 74,676 | $1.60M | <0.1% | – |
| IIIInformation Services Group Inc. | COM | 205,344 | $1.56M | <0.1% | History |
| TERTeradyne, Inc | Stock | 7,855 | $1.28M | <0.1% | History |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 45,954 | $1.07M | <0.1% | – |
| iShares Tr46432FAZ0 | IBONDS MAR23 ETF | 36,500 | $977.0K | <0.1% | – |
| SCIService Corp International | COM | 12,190 | $865.0K | <0.1% | History |
| Pretium Res Inc74139C102 | COM | 55,612 | $784.0K | <0.1% | – |
| First Tr Exchange-Traded FD33733E872 | LUNT US FACTOR | 21,162 | $752.0K | <0.1% | – |
| LYFTLyft, Inc. | CL A COM | 16,442 | $703.0K | <0.1% | History |
| iShares Inc464286319 | EM MKTS DIV ETF | 17,760 | $684.0K | <0.1% | – |
| First Tr Exchange-Traded FD33734X853 | INTL EQUITY OPP | 10,341 | $596.0K | <0.1% | – |
| RIGTransocean Ltd. | REGISTERED SHS | 209,513 | $578.0K | <0.1% | History |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 21,818 | $569.0K | <0.1% | – |
| iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1 | ETF | 19,520 | $516.0K | <0.1% | – |
| Energizer29272W208 | Convertible Preferred | 5,722 | $497.0K | <0.1% | – |
| ZNGAZynga Inc | CL A | 64,968 | $416.0K | <0.1% | History |
| iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9 | ETF | 15,400 | $409.0K | <0.1% | – |
| EPAMEPAM Systems, Inc. | COM | 608 | $408.0K | <0.1% | History |
| SPDR Series Trust78464A292 | ST STR PFD ETF | 8,772 | $376.0K | <0.1% | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 13,625 | $370.0K | <0.1% | – |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 8,635 | $353.0K | <0.1% | – |
| INFOIHS Markit Ltd. | SHS | 2,518 | $335.0K | <0.1% | History |
| PIMCO ETF Tr72201R783 | 0-5 HIGH YIELD | 3,262 | $323.0K | <0.1% | – |
| RESRPC Inc | COM | 67,763 | $308.0K | <0.1% | History |
| DBX ETF Tr233051663 | XTRACK JAPAN JPX | 9,570 | $308.0K | <0.1% | – |
| ZZillow Group, Inc. | CL C CAP STK | 4,696 | $300.0K | <0.1% | History |
| CODICompass Diversified Holdings | SH BEN INT | 9,168 | $280.0K | <0.1% | History |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 8,239 | $272.0K | <0.1% | – |
| BWMNBowman Consulting Group Ltd. | COM | 11,750 | $250.0K | <0.1% | History |
| FCNCAFirst Citizens Bancshares Inc | CL A | 300 | $249.0K | <0.1% | History |
| PSMTPricesmart Inc | COM | 3,392 | $247.0K | <0.1% | History |
| Supernova Partners AcquistnG8T86C121 | *W EXP 99/99/999 | 104,000 | $245.0K | <0.1% | – |
| ULTAUlta Beauty, Inc. | Stock | 589 | $243.0K | <0.1% | History |
| SESea Ltd | SPONSORD ADS | 1,087 | $243.0K | <0.1% | History |
| AAgilent Technologies, Inc. | COM | 1,507 | $241.0K | <0.1% | History |
| PIPRPiper Sandler Companies | COM | 1,352 | $241.0K | <0.1% | History |
| SPDR Ser Tr78468R630 | S&P KENSHO FINAL | 6,050 | $241.0K | <0.1% | – |
| Exchange Traded Concepts Tru301505707 | ROBO GLB ETF | 3,374 | $237.0K | <0.1% | – |
| SONOSonos Inc | COM | 7,969 | $237.0K | <0.1% | History |
| PBAPembina Pipeline Corp | COM | 7,710 | $234.0K | <0.1% | History |
| ENREnergizer Holdings, Inc. | COM | 5,829 | $234.0K | <0.1% | History |
| PMLPIMCO Municipal Income Fund II | COM | 15,845 | $232.0K | <0.1% | History |
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 9,400 | $231.0K | <0.1% | History |
| INVHInvitation Homes Inc. | COM | 5,053 | $229.0K | <0.1% | History |
| NIONIO Inc. | ADR | 7,119 | $226.0K | <0.1% | History |
| KDKyndryl Holdings, Inc. | Stock | 12,394 | $225.0K | <0.1% | History |
| Schwab International Equity ETF808524805 | ETF | 5,758 | $224.0K | <0.1% | – |
| SYNASYNAPTICS Inc | Stock | 770 | $223.0K | <0.1% | History |
| WSMWilliams Sonoma Inc | COM | 1,305 | $221.0K | <0.1% | History |
| XLNXXilinx Inc | COM | 1,030 | $219.0K | <0.1% | History |
| VACMarriott Vacations Worldwide Corp | COM | 1,264 | $214.0K | <0.1% | History |
| WIREEncore Wire Corp | COM | 1,492 | $214.0K | <0.1% | History |
| CAMTCamtek Ltd | ORD | 4,629 | $213.0K | <0.1% | History |
| UGIUgi Corp | Stock | 4,594 | $211.0K | <0.1% | History |
| MTBM&T Bank Corp | COM | 1,370 | $210.0K | <0.1% | History |
| ELSEquity Lifestyle Properties Inc | COM | 2,378 | $208.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E628 | KBW BK ETF | 3,045 | $207.0K | <0.1% | – |
| BLBlackline, Inc. | COM | 2,000 | $207.0K | <0.1% | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 1,921 | $206.0K | <0.1% | – |
| MPWRMonolithic Power Systems, Inc. | COM | 418 | $206.0K | <0.1% | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 21,183 | $206.0K | <0.1% | History |
| DFSDiscover Financial Services | COM | 1,783 | $206.0K | <0.1% | History |
| WDAYWorkday, Inc. | CL A | 752 | $205.0K | <0.1% | History |
| iShares Tr46435G268 | RUSEL 2500 ETF | 3,094 | $205.0K | <0.1% | – |
| MAINMain Street Capital CORP | CEF | 4,556 | $204.0K | <0.1% | History |
| EGPEastgroup Properties Inc | COM | 900 | $204.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E875 | DORSEY WRGT DVLP | 5,014 | $202.0K | <0.1% | – |
| HTOH2O America | COM | 2,738 | $200.0K | <0.1% | History |
| AGNCAGNC Investment Corp. | REIT | 11,137 | $168.0K | <0.1% | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 15,500 | $158.0K | <0.1% | History |
| LMNRLimoneira CO | COM | 10,455 | $157.0K | <0.1% | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $155.0K | <0.1% | – |
| VETVermilion Energy Inc. | COM | 10,256 | $129.0K | <0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 10,367 | $127.0K | <0.1% | – |
| PRQRProQR Therapeutics N.V. | SHS EURO | 15,772 | $126.0K | <0.1% | History |
| SVCService Properties Trust | COM SH BEN INT | 11,639 | $102.0K | <0.1% | History |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $102.0K | <0.1% | – |
| NAGENiagen Bioscience, Inc. | COM NEW | 21,000 | $79.0K | <0.1% | History |
| VLTAVolta Inc. | COM CL A | 10,100 | $74.0K | <0.1% | History |
| New York Mtg Tr Inc649604AD7 | NOTE 6.250% 1/1 | – | $13.0K | <0.1% | – |