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Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
1,281
+17 vs. Q4 2021
Portfolio value
$9.18B
−$203.9M (−2.2%) vs. Q4 2021
Filed
May 12, 2022
SEC
Holdings of D.A. Davidson & Co. in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
TLPHTalphera, Inc.COM13,500$4.00K<0.1%00.0%UnchangedHistory
TWAVTaoWeave, Inc.COM10,000$7.00K<0.1%00.0%UnchangedHistory
BlackRock Cap Invt Corp092533AC2NOTE 5.000% 6/1–$10.0K<0.1%–––
Atlas Air Worldwide Hldgs IN049164BH8NOTE 2.250% 6/0–$18.0K<0.1%–––
Quanergy Systems, Inc.74764U112*W EXP 02/01/20280,000$20.0K<0.1%+80,000New–
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0–$21.0K<0.1%–––
CYPHCypherpunk Technologies Inc.COM13,500$24.0K<0.1%00.0%UnchangedHistory
QTNTQuotient LtdSHS20,000$24.0K<0.1%00.0%UnchangedHistory
TOONKartoon Studios, Inc.COM26,398$27.0K<0.1%00.0%UnchangedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM10,975$37.0K<0.1%−1,979−15.3%ReducedHistory
RDHLRedHill Biopharma Ltd.SPONSORED ADS16,800$42.0K<0.1%00.0%UnchangedHistory
VVRInvesco Senior Income TrustCOM10,000$43.0K<0.1%00.0%UnchangedHistory
BKCCBlackRock Capital Investment CorpCOM12,065$51.0K<0.1%+12,065NewHistory
NGLNGL Energy Partners LPCOM UNIT REPST24,237$54.0K<0.1%+4,594+23.4%AddedHistory
HUTHut 8 Corp.Common Stock10,636$59.0K<0.1%+10,636NewHistory
ONCSOncosec Medical IncCOM52,500$60.0K<0.1%−5,000−8.7%ReducedHistory
ATIPATI Physical Therapy, Inc.COM CL A33,714$63.0K<0.1%+33,714NewHistory
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/0–$69.0K<0.1%–––
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT18,163$73.0K<0.1%−1,400−7.2%ReducedHistory
ARTWArts Way Manufacturing Co IncCOM14,527$80.0K<0.1%−5,000−25.6%ReducedHistory
UAMYUnited States Antimony CorpCOM135,343$87.0K<0.1%+125,023+1,211.5%AddedHistory
GALTGalectin Therapeutics IncCOM NEW55,310$89.0K<0.1%00.0%UnchangedHistory
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/1–$90.0K<0.1%–––
PCKPIMCO California Municipal Income Fund IICOM12,073$91.0K<0.1%00.0%UnchangedHistory
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS16,450$102.0K<0.1%00.0%UnchangedHistory
Insight Enterprises Inc45765UAB9NOTE 0.750% 2/1–$105.0K<0.1%–––
Guess Inc401617AD7NOTE 2.000% 4/1–$110.0K<0.1%–––
SIRISirius XM Holdings Inc.COM17,240$114.0K<0.1%+649+3.9%AddedHistory
Air Transport Services Grp I00922RAB1NOTE 1.125%10/1–$119.0K<0.1%–––
IEAInfrastructure & Energy Alternatives, Inc.COM10,213$121.0K<0.1%+10,213NewHistory
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/1–$122.0K<0.1%–––
CWCOConsolidated Water Co. Ltd.ORD11,459$127.0K<0.1%−3,498−23.4%ReducedHistory
OPENOpendoor Technologies Inc.COM15,000$130.0K<0.1%+15,000NewHistory
IMBILegacy IMBDS, Inc.COM CL A21,518$130.0K<0.1%+4,000+22.8%AddedHistory
TELLTellurian Inc.COM25,300$134.0K<0.1%00.0%UnchangedHistory
DGICADonegal Group IncCL A10,051$135.0K<0.1%+10,051NewHistory
ICLICL Group Ltd.SHS11,550$139.0K<0.1%+11,550NewHistory
ALECAlector, Inc.COM10,000$143.0K<0.1%00.0%UnchangedHistory
Nuvasive Inc670704AJ4NOTE 0.375% 3/1–$144.0K<0.1%–––
Itron, Inc.465741AN6NOTE 3/1–$144.0K<0.1%–New–
FTFFranklin Ltd Duration Income TrustCOM19,655$149.0K<0.1%00.0%UnchangedHistory
NCANuveen California Municipal Value FundCOM STK16,215$149.0K<0.1%+33+0.2%AddedHistory
ESTEEarthstone Energy IncCL A11,895$150.0K<0.1%+11,895NewHistory
EVVEaton Vance Ltd Duration Income FundCOM13,028$152.0K<0.1%+13,028NewHistory
CHYCalamos Convertible & High Income FundCOM SHS11,020$155.0K<0.1%−1,500−12.0%ReducedHistory
PetIQ, Inc.71639TAB2NOTE 4.000% 6/0–$155.0K<0.1%–––
Pacira BioSciences, Inc.695127AF7NOTE 0.750% 8/0–$155.0K<0.1%–––
Lci Inds501812AB7NOTE 1.125% 5/1–$155.0K<0.1%–New–
Nuveen Calif Select Tax Free67063R103SH BEN INT10,994$156.0K<0.1%00.0%Unchanged–
LTCHLatch, Inc.COM36,670$157.0K<0.1%+3,543+10.7%AddedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN14,673$158.0K<0.1%−922−5.9%ReducedHistory
VTGNVistagen Therapeutics, Inc.COM NEW127,500$158.0K<0.1%00.0%UnchangedHistory
Stride, Inc.86333MAA6NOTE 1.125% 9/0–$159.0K<0.1%–––
KAMAN Corp483548AF0NOTE 3.250% 5/0–$159.0K<0.1%–New–
HBIHanesbrands Inc.COM10,712$160.0K<0.1%+68+0.6%AddedHistory
RGTIWRigetti Computing, Inc.*W EXP 99/99/999125,000$163.0K<0.1%+125,000NewHistory
Meritor, Inc.59001KAF7NOTE 3.250%10/1–$164.0K<0.1%–––
VKQInvesco Municipal TrustCOM14,509$167.0K<0.1%+60+0.4%AddedHistory
First BK Williamstown New Je31931U102COM11,894$169.0K<0.1%00.0%Unchanged–
NIDNuveen Intermediate Duration Municipal Term FundCOM12,238$170.0K<0.1%+23+0.2%AddedHistory
GELGenesis Energy LPUNIT LTD PARTN14,813$173.0K<0.1%−5,106−25.6%ReducedHistory
BWBBridgewater Bancshares IncCOM10,400$173.0K<0.1%+10,400NewHistory
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT11,775$175.0K<0.1%+775+7.0%AddedHistory
SWNSouthwestern Energy CoCOM24,715$177.0K<0.1%+1,668+7.2%AddedHistory
Parsons Corp70202LAB8NOTE 0.250% 8/1–$179.0K<0.1%–––
First Tr Energy Income & Gro33738G104COM11,171$181.0K<0.1%+11,171New–
GOFGuggenheim Strategic Opportunities FundCOM SBI10,013$190.0K<0.1%+10,013NewHistory
STEMStem, Inc.CL A17,300$190.0K<0.1%+17,300NewHistory
CEVEaton Vance California Municipal Income TrustSH BEN INT16,745$192.0K<0.1%+16,745NewHistory
PLTRPalantir Technologies Inc.Stock14,579$200.0K<0.1%+2,286+18.6%AddedHistory
WIAWestern Asset Inflation-Linked Income FundCOM SH BEN INT17,133$200.0K<0.1%−1,200−6.5%ReducedHistory
FEFirstenergy CorpCOM4,362$200.0K<0.1%−26,064−85.7%ReducedHistory
PSTLPostal Realty Trust, Inc.CL A11,939$201.0K<0.1%+11,939NewHistory
ACVVirtus Diversified Income & Convertible FundCOM7,910$201.0K<0.1%+850+12.0%AddedHistory
RSGRepublic Services, Inc.COM1,529$203.0K<0.1%+1,529NewHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A17,598$203.0K<0.1%+1,019+6.1%AddedHistory
TTPTortoise Pipeline & Energy Fund, Inc.COM6,908$203.0K<0.1%+6,908NewHistory
TREXTrex Co IncCOM3,116$204.0K<0.1%+3,116NewHistory
LUMNLumen Technologies, Inc.Stock18,167$205.0K<0.1%+1,837+11.2%AddedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS21,800$205.0K<0.1%+187+0.9%AddedHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1007,068$205.0K<0.1%−598−7.8%Reduced–
NICENICE Ltd.SPONSORED ADR937$205.0K<0.1%−2,323−71.3%ReducedHistory
SONYSony Group CorpSPONSORED ADR2,014$207.0K<0.1%+4+0.2%AddedHistory
LYGLloyds Banking Group plcSPONSORED ADR86,000$207.0K<0.1%00.0%UnchangedHistory
FTVFortive CorpStock3,419$208.0K<0.1%00.0%UnchangedHistory
CCChemours CoStock6,609$208.0K<0.1%+6,609NewHistory
LBTYALiberty Global Ltd.SHS CL A8,159$208.0K<0.1%−475−5.5%ReducedHistory
MROMarathon Oil CorpCOM8,331$209.0K<0.1%+8,331NewHistory
CHRWC. H. Robinson Worldwide, Inc.COM NEW1,950$210.0K<0.1%00.0%UnchangedHistory
QTRXQuanterix CorpCOM7,200$210.0K<0.1%−28,236−79.7%ReducedHistory
TYGTortoise Energy Infrastructure CorpCOM6,077$210.0K<0.1%+6,077NewHistory
CLRContinental Resources, IncCOM3,434$211.0K<0.1%−1,093−24.1%ReducedHistory
BAHBooz Allen Hamilton Holding CorpCL A2,411$212.0K<0.1%+2,411NewHistory
iShares Tr464287770U.S. FIN SVC ETF1,177$212.0K<0.1%+115+10.8%Added–
CHPTChargePoint Holdings, Inc.COM CL A10,701$213.0K<0.1%+10,701NewHistory
DBAInvesco DB Agriculture FundAGRICULTURE FD9,758$214.0K<0.1%+9,758NewHistory
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR5,000$214.0K<0.1%00.0%Unchanged–
TWTRTwitter, Inc.COM5,544$214.0K<0.1%−80−1.4%ReducedHistory
BNOUnited States Brent Oil Fund, LPETF7,200$215.0K<0.1%+7,200NewHistory
MCOMoodys CorpStock635$215.0K<0.1%−48−7.0%ReducedHistory

Sold out since Q4 2021 (87)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL220,400$12.1M0.1%–
Monmouth Real Estate Investment Corp609720107CL A263,179$5.53M0.1%–
Royal Dutch Shell PLC780259107SPON ADR B90,894$3.94M<0.1%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT12,411$2.62M<0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A54,100$2.35M<0.1%–
CRNCCerence Inc.COM24,726$1.90M<0.1%History
Crescent PT Energy Corp22576C101COM346,900$1.85M<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB74,676$1.60M<0.1%–
IIIInformation Services Group Inc.COM205,344$1.56M<0.1%History
TERTeradyne, IncStock7,855$1.28M<0.1%History
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY45,954$1.07M<0.1%–
iShares Tr46432FAZ0IBONDS MAR23 ETF36,500$977.0K<0.1%–
SCIService Corp InternationalCOM12,190$865.0K<0.1%History
Pretium Res Inc74139C102COM55,612$784.0K<0.1%–
First Tr Exchange-Traded FD33733E872LUNT US FACTOR21,162$752.0K<0.1%–
LYFTLyft, Inc.CL A COM16,442$703.0K<0.1%History
iShares Inc464286319EM MKTS DIV ETF17,760$684.0K<0.1%–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP10,341$596.0K<0.1%–
RIGTransocean Ltd.REGISTERED SHS209,513$578.0K<0.1%History
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF21,818$569.0K<0.1%–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF19,520$516.0K<0.1%–
Energizer29272W208Convertible Preferred5,722$497.0K<0.1%–
ZNGAZynga IncCL A64,968$416.0K<0.1%History
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF15,400$409.0K<0.1%–
EPAMEPAM Systems, Inc.COM608$408.0K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF8,772$376.0K<0.1%–
SPDR Series Trust78468R408ST TERM HIGH ETF13,625$370.0K<0.1%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF8,635$353.0K<0.1%–
INFOIHS Markit Ltd.SHS2,518$335.0K<0.1%History
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,262$323.0K<0.1%–
RESRPC IncCOM67,763$308.0K<0.1%History
DBX ETF Tr233051663XTRACK JAPAN JPX9,570$308.0K<0.1%–
ZZillow Group, Inc.CL C CAP STK4,696$300.0K<0.1%History
CODICompass Diversified HoldingsSH BEN INT9,168$280.0K<0.1%History
VanEck ETF Trust92189F437FALLEN ANGEL HG8,239$272.0K<0.1%–
BWMNBowman Consulting Group Ltd.COM11,750$250.0K<0.1%History
FCNCAFirst Citizens Bancshares IncCL A300$249.0K<0.1%History
PSMTPricesmart IncCOM3,392$247.0K<0.1%History
Supernova Partners AcquistnG8T86C121*W EXP 99/99/999104,000$245.0K<0.1%–
ULTAUlta Beauty, Inc.Stock589$243.0K<0.1%History
SESea LtdSPONSORD ADS1,087$243.0K<0.1%History
AAgilent Technologies, Inc.COM1,507$241.0K<0.1%History
PIPRPiper Sandler CompaniesCOM1,352$241.0K<0.1%History
SPDR Ser Tr78468R630S&P KENSHO FINAL6,050$241.0K<0.1%–
Exchange Traded Concepts Tru301505707ROBO GLB ETF3,374$237.0K<0.1%–
SONOSonos IncCOM7,969$237.0K<0.1%History
PBAPembina Pipeline CorpCOM7,710$234.0K<0.1%History
ENREnergizer Holdings, Inc.COM5,829$234.0K<0.1%History
PMLPIMCO Municipal Income Fund IICOM15,845$232.0K<0.1%History
EOSEaton Vance Enhanced Equity Income Fund IICOM9,400$231.0K<0.1%History
INVHInvitation Homes Inc.COM5,053$229.0K<0.1%History
NIONIO Inc.ADR7,119$226.0K<0.1%History
KDKyndryl Holdings, Inc.Stock12,394$225.0K<0.1%History
Schwab International Equity ETF808524805ETF5,758$224.0K<0.1%–
SYNASYNAPTICS IncStock770$223.0K<0.1%History
WSMWilliams Sonoma IncCOM1,305$221.0K<0.1%History
XLNXXilinx IncCOM1,030$219.0K<0.1%History
VACMarriott Vacations Worldwide CorpCOM1,264$214.0K<0.1%History
WIREEncore Wire CorpCOM1,492$214.0K<0.1%History
CAMTCamtek LtdORD4,629$213.0K<0.1%History
UGIUgi CorpStock4,594$211.0K<0.1%History
MTBM&T Bank CorpCOM1,370$210.0K<0.1%History
ELSEquity Lifestyle Properties IncCOM2,378$208.0K<0.1%History
Invesco Exch Traded FD Tr II46138E628KBW BK ETF3,045$207.0K<0.1%–
BLBlackline, Inc.COM2,000$207.0K<0.1%History
iShares Tr464288158SHRT NAT MUN ETF1,921$206.0K<0.1%–
MPWRMonolithic Power Systems, Inc.COM418$206.0K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM21,183$206.0K<0.1%History
DFSDiscover Financial ServicesCOM1,783$206.0K<0.1%History
WDAYWorkday, Inc.CL A752$205.0K<0.1%History
iShares Tr46435G268RUSEL 2500 ETF3,094$205.0K<0.1%–
MAINMain Street Capital CORPCEF4,556$204.0K<0.1%History
EGPEastgroup Properties IncCOM900$204.0K<0.1%History
Invesco Exch Traded FD Tr II46138E875DORSEY WRGT DVLP5,014$202.0K<0.1%–
HTOH2O AmericaCOM2,738$200.0K<0.1%History
AGNCAGNC Investment Corp.REIT11,137$168.0K<0.1%History
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT15,500$158.0K<0.1%History
LMNRLimoneira COCOM10,455$157.0K<0.1%History
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$155.0K<0.1%–
VETVermilion Energy Inc.COM10,256$129.0K<0.1%History
Flagstar Bank, National Association649445103COM10,367$127.0K<0.1%–
PRQRProQR Therapeutics N.V.SHS EURO15,772$126.0K<0.1%History
SVCService Properties TrustCOM SH BEN INT11,639$102.0K<0.1%History
Osi Systems Inc671044AD7NOTE 1.250% 9/0–$102.0K<0.1%–
NAGENiagen Bioscience, Inc.COM NEW21,000$79.0K<0.1%History
VLTAVolta Inc.COM CL A10,100$74.0K<0.1%History
New York Mtg Tr Inc649604AD7NOTE 6.250% 1/1–$13.0K<0.1%–