D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 31, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 1,264
- +55 vs. Q3 2021
- Portfolio value
- $9.38B
- +$764.8M (+8.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 38,673 | $978.0K | <0.1% | +303+0.8% | Added | – |
| BWABorgwarner Inc | COM | 21,812 | $983.0K | <0.1% | −1,771−7.5% | Reduced | History |
| OKTAOkta, Inc. | CL A | 4,388 | $984.0K | <0.1% | +35+0.8% | Added | History |
| AONAon plc | CL A | 3,282 | $986.0K | <0.1% | −18−0.5% | Reduced | History |
| SPDR Series Trust78464A755 | ST STR SP METAL | 22,052 | $988.0K | <0.1% | +1,389+6.7% | Added | – |
| NICENICE Ltd. | SPONSORED ADR | 3,260 | $990.0K | <0.1% | +2,423+289.5% | Added | History |
| TDToronto Dominion Bank | Stock | 13,013 | $994.0K | <0.1% | −1,594−10.9% | Reduced | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 8,568 | $996.0K | <0.1% | +269+3.2% | Added | – |
| OHIOmega Healthcare Investors Inc | COM | 33,740 | $998.0K | <0.1% | +15,520+85.2% | Added | History |
| IDXXIDEXX Laboratories Inc | COM | 1,527 | $1.00M | <0.1% | −23−1.5% | Reduced | History |
| SNPSSynopsys Inc | COM | 2,762 | $1.02M | <0.1% | −98−3.4% | Reduced | History |
| WisdomTree Tr97717X214 | EMERG MKTS ESG | 28,862 | $1.02M | <0.1% | +400+1.4% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 18,266 | $1.02M | <0.1% | +4,210+30.0% | Added | – |
| TWSTTwist Bioscience Corp | COM | 13,202 | $1.02M | <0.1% | +838+6.8% | Added | History |
| MARMarriott International Inc | Stock | 6,192 | $1.02M | <0.1% | +3,098+100.1% | Added | History |
| NNINelnet Inc | CL A | 10,615 | $1.04M | <0.1% | −227−2.1% | Reduced | History |
| STWDStarwood Property Trust, Inc. | COM | 42,666 | $1.04M | <0.1% | +602+1.4% | Added | History |
| IVZInvesco Ltd. | Stock | 45,475 | $1.05M | <0.1% | −9,086−16.7% | Reduced | History |
| Fidelity Covington Trust316092824 | LOW VOLITY ETF | 20,018 | $1.05M | <0.1% | +900+4.7% | Added | – |
| URIUnited Rentals, Inc. | COM | 3,160 | $1.05M | <0.1% | −116−3.5% | Reduced | History |
| ATOAtmos Energy Corp | COM | 10,036 | $1.05M | <0.1% | +66+0.7% | Added | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 2,936 | $1.05M | <0.1% | −7−0.2% | Reduced | History |
| SLViShares Silver Trust | ETF | 49,180 | $1.06M | <0.1% | −2,978−5.7% | Reduced | History |
| RBB FD Inc74933W601 | MOTLEY FOL ETF | 24,129 | $1.06M | <0.1% | +3,185+15.2% | Added | – |
| Global X Uranium ETF37954Y871 | ETF | 46,793 | $1.07M | <0.1% | +46,793 | New | – |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 45,954 | $1.07M | <0.1% | +2,017+4.6% | Added | – |
| EXCExelon Corp | Stock | 18,548 | $1.07M | <0.1% | −3,983−17.7% | Reduced | History |
| ERIIEnergy Recovery, Inc. | COM | 49,820 | $1.07M | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchange Traded FD33734X143 | HLTH CARE ALPH | 8,671 | $1.08M | <0.1% | +445+5.4% | Added | – |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 57,475 | $1.08M | <0.1% | +22,500+64.3% | Added | – |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 13,100 | $1.08M | <0.1% | −230−1.7% | Reduced | – |
| APGAPi Group Corp | COM STK | 42,500 | $1.09M | <0.1% | 00.0% | Unchanged | History |
| MNDTMandiant, Inc. | Stock | 62,234 | $1.09M | <0.1% | −4,166−6.3% | Reduced | History |
| TSCOTractor Supply Co | COM | 4,580 | $1.09M | <0.1% | −89−1.9% | Reduced | History |
| Schwab U.S. Broad Market ETF808524102 | ETF | 9,769 | $1.10M | <0.1% | 00.0% | Unchanged | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 8,332 | $1.10M | <0.1% | −622−6.9% | Reduced | – |
| MRVLMarvell Technology, Inc. | COM | 12,634 | $1.10M | <0.1% | +1,579+14.3% | Added | History |
| THQabrdn Healthcare Opportunities Fund | SHS | 43,129 | $1.11M | <0.1% | +1,076+2.6% | Added | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 18,971 | $1.11M | <0.1% | −613−3.1% | Reduced | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 5,425 | $1.11M | <0.1% | +169+3.2% | Added | – |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 18,228 | $1.11M | <0.1% | +20.0% | Added | – |
| FTHYFirst Trust High Yield Opportunities 2027 Term Fund | COM | 54,981 | $1.11M | <0.1% | +6,034+12.3% | Added | History |
| iShares Tr464288752 | US HOME CONS ETF | 13,482 | $1.12M | <0.1% | 00.0% | Unchanged | – |
| FIBKFirst Interstate Bancsystem Inc | COM | 27,539 | $1.12M | <0.1% | +559+2.1% | Added | History |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 45,761 | $1.12M | <0.1% | +5,779+14.5% | Added | History |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 38,000 | $1.12M | <0.1% | 00.0% | Unchanged | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 12,196 | $1.13M | <0.1% | −54−0.4% | Reduced | History |
| CVBFCVB Financial Corp | COM | 52,950 | $1.13M | <0.1% | −800−1.5% | Reduced | History |
| iShares Tr464288703 | MRNING SM CP ETF | 19,118 | $1.14M | <0.1% | −2,355−11.0% | Reduced | – |
| GDVGabelli Dividend & Income Trust | COM | 42,188 | $1.14M | <0.1% | +10.0% | Added | History |
| OTISOtis Worldwide Corp | Stock | 13,108 | $1.14M | <0.1% | +416+3.3% | Added | History |
| ORLYO Reilly Automotive Inc | Stock | 1,621 | $1.15M | <0.1% | −123−7.1% | Reduced | History |
| PFGPrincipal Financial Group Inc | COM | 15,842 | $1.15M | <0.1% | −1,905−10.7% | Reduced | History |
| QRVOQorvo, Inc. | Stock | 7,350 | $1.15M | <0.1% | +344+4.9% | Added | History |
| Vanguard Admiral FDS Inc921932778 | SMLCP 600 VAL | 6,364 | $1.15M | <0.1% | +320+5.3% | Added | – |
| VRSKVerisk Analytics, Inc. | COM | 5,026 | $1.15M | <0.1% | −60−1.2% | Reduced | History |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 37,268 | $1.15M | <0.1% | +1,937+5.5% | Added | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 10,412 | $1.17M | <0.1% | +886+9.3% | Added | – |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 15,118 | $1.17M | <0.1% | +259+1.7% | Added | – |
| TTTrane Technologies plc | SHS | 5,783 | $1.17M | <0.1% | −34−0.6% | Reduced | History |
| PHMPultegroup Inc | COM | 20,637 | $1.18M | <0.1% | +80+0.4% | Added | History |
| iShares Tr464287689 | RUSSELL 3000 ETF | 4,304 | $1.19M | <0.1% | −643−13.0% | Reduced | – |
| Davis Fundamental ETF Tr23908L405 | SELCT INTL ETF | 61,675 | $1.20M | <0.1% | +3,950+6.8% | Added | – |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 3,696 | $1.20M | <0.1% | −151−3.9% | Reduced | – |
| PNRPENTAIR plc | SHS | 16,577 | $1.21M | <0.1% | +1,180+7.7% | Added | History |
| PAYAPaya Holdings Inc. | COM CL A | 191,700 | $1.22M | <0.1% | +11,350+6.3% | Added | History |
| INGRIngredion Inc | COM | 12,607 | $1.22M | <0.1% | −326−2.5% | Reduced | History |
| RLJ.PARLJ Lodging Trust | CUM CONV PFD A | 42,604 | $1.23M | <0.1% | +42,604 | New | History |
| ASMLASML Holding NV | ADR | 1,539 | $1.23M | <0.1% | +17+1.1% | Added | History |
| Vanguard Industrials ETF92204A603 | ETF | 6,078 | $1.23M | <0.1% | −6−0.1% | Reduced | – |
| NXPINXP Semiconductors N.V. | COM | 5,417 | $1.23M | <0.1% | +227+4.4% | Added | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 92,767 | $1.25M | <0.1% | +3,204+3.6% | Added | History |
| USALiberty All Star Equity Fund | SH BEN INT | 149,008 | $1.25M | <0.1% | −1,400−0.9% | Reduced | History |
| SNVSynovus Financial Corp | COM NEW | 26,157 | $1.25M | <0.1% | +197+0.8% | Added | History |
| CHWYChewy, Inc. | CL A | 21,240 | $1.25M | <0.1% | +2,769+15.0% | Added | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 28,986 | $1.26M | <0.1% | +141+0.5% | Added | – |
| FEFirstenergy Corp | COM | 30,426 | $1.26M | <0.1% | −1,623−5.1% | Reduced | History |
| UPSTUpstart Holdings, Inc. | COM | 8,364 | $1.26M | <0.1% | +126+1.5% | Added | History |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 48,986 | $1.27M | <0.1% | +800+1.7% | Added | – |
| KKellanova | Stock | 19,793 | $1.27M | <0.1% | +1,840+10.2% | Added | History |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 63,928 | $1.28M | <0.1% | +52,242+447.0% | Added | – |
| FINSAngel Oak Financial Strategies Income Term Trust | COM BEN INT | 75,044 | $1.28M | <0.1% | −6,862−8.4% | Reduced | History |
| TERTeradyne, Inc | Stock | 7,855 | $1.28M | <0.1% | +1,482+23.3% | Added | History |
| STEWSRH Total Return Fund, Inc. | COM | 90,878 | $1.29M | <0.1% | −6,329−6.5% | Reduced | History |
| NADNuveen Quality Municipal Income Fund | COM | 80,714 | $1.30M | <0.1% | +12,840+18.9% | Added | History |
| CVNACarvana Co. | CL A | 5,610 | $1.30M | <0.1% | +110+2.0% | Added | History |
| ZMZoom Communications, Inc. | Stock | 7,076 | $1.30M | <0.1% | +1,610+29.5% | Added | History |
| TPCTutor Perini Corp | COM | 105,641 | $1.31M | <0.1% | +4,163+4.1% | Added | History |
| APOApollo Global Management, Inc. | COM CL A | 18,046 | $1.31M | <0.1% | +4,478+33.0% | Added | History |
| First Tr Exch TRD Alphdx FD33737J182 | EMERG MKT ALPH | 50,257 | $1.31M | <0.1% | +922+1.9% | Added | – |
| ANETArista Networks, Inc. | COM | 9,148 | $1.31M | <0.1% | +376+4.3% | AddedConverted for a 4-for-1 split | History |
| EQHEquitable Holdings, Inc. | COM | 40,804 | $1.34M | <0.1% | +494+1.2% | Added | History |
| SPXXNuveen S&P 500 Dynamic Overwrite Fund | COM | 71,982 | $1.34M | <0.1% | −386−0.5% | Reduced | History |
| PINSPinterest, Inc. | CL A | 37,253 | $1.35M | <0.1% | −1,728−4.4% | Reduced | History |
| DNBDun & Bradstreet Holdings, Inc. | COM | 66,300 | $1.36M | <0.1% | 00.0% | Unchanged | History |
| AXAxos Financial, Inc. | COM | 24,432 | $1.37M | <0.1% | +2,607+11.9% | Added | History |
| KEYKeycorp | COM | 58,989 | $1.37M | <0.1% | +834+1.4% | Added | History |
| First Tr High Income L/S FD33738E109 | COM | 87,815 | $1.37M | <0.1% | +39,450+81.6% | Added | – |
| KHCKraft Heinz Co | Stock | 38,409 | $1.38M | <0.1% | −398−1.0% | Reduced | History |
| TSNTyson Foods, Inc. | Stock | 15,830 | $1.38M | <0.1% | +62+0.4% | Added | History |
Sold out since Q3 2021 (69)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 23,497 | $6.36M | 0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 203,793 | $5.04M | 0.1% | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 97,160 | $2.05M | <0.1% | History |
| LPROOpen Lending Corp | COM | 56,669 | $2.04M | <0.1% | History |
| RPAYRepay Holdings Corp | COM CL A | 85,969 | $1.98M | <0.1% | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 18,004 | $1.22M | <0.1% | – |
| Nuveen Corporate Incm Noveme67077N106 | COM | 95,524 | $896.0K | <0.1% | – |
| FSTFAST Acquisition Corp. | COM CL A | 62,664 | $796.0K | <0.1% | History |
| PAGSPagSeguro Digital Ltd. | COM CL A | 13,856 | $717.0K | <0.1% | History |
| ALTAAltabancorp | COM | 15,800 | $698.0K | <0.1% | History |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 23,050 | $628.0K | <0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 26,496 | $558.0K | <0.1% | – |
| WWayfair Inc. | CL A | 2,147 | $549.0K | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 21,475 | $549.0K | <0.1% | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 19,500 | $495.0K | <0.1% | – |
| CLDRCloudera, Inc. | COM | 24,850 | $397.0K | <0.1% | History |
| LMNDLemonade, Inc. | Stock | 5,443 | $365.0K | <0.1% | History |
| SRCE1st Source Corp | COM | 7,468 | $353.0K | <0.1% | History |
| CMAComerica Inc | COM | 4,325 | $348.0K | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 7,140 | $338.0K | <0.1% | – |
| RGENRepligen Corp | COM | 1,160 | $335.0K | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 2,416 | $335.0K | <0.1% | – |
| iShares Tr46432F388 | MSCI USA VALUE | 3,286 | $331.0K | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 2,942 | $329.0K | <0.1% | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 7,910 | $328.0K | <0.1% | – |
| EVBGEverbridge, Inc. | COM | 2,150 | $325.0K | <0.1% | History |
| PBProsperity Bancshares Inc | COM | 4,480 | $319.0K | <0.1% | History |
| LTCLTC Properties Inc | REIT | 9,606 | $304.0K | <0.1% | History |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 4,596 | $301.0K | <0.1% | – |
| LPSNLiveperson Inc | COM | 5,055 | $298.0K | <0.1% | History |
| iShares Tr464288877 | EAFE VALUE ETF | 5,747 | $292.0K | <0.1% | – |
| DBXDropbox, Inc. | CL A | 9,895 | $289.0K | <0.1% | History |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 18,251 | $289.0K | <0.1% | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 3,822 | $286.0K | <0.1% | – |
| ENPHEnphase Energy, Inc. | Stock | 1,886 | $283.0K | <0.1% | History |
| HFCHollyFrontier Corp | COM | 8,208 | $272.0K | <0.1% | History |
| EVREvercore Inc. | CLASS A | 2,006 | $268.0K | <0.1% | History |
| Listed FD Tr53656F615 | CABOT GROWTH ETF | 10,507 | $263.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 9,423 | $261.0K | <0.1% | – |
| Amplify Blockchain Technology ETF032108607 | ETF | 5,679 | $254.0K | <0.1% | – |
| OZKBank OZK | COM | 5,890 | $253.0K | <0.1% | History |
| DELLDell Technologies Inc. | Stock | 2,365 | $246.0K | <0.1% | History |
| HDBHDFC Bank Ltd | SPONSORED ADS | 3,293 | $241.0K | <0.1% | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 7,100 | $228.0K | <0.1% | – |
| AYXAlteryx, Inc. | COM CL A | 3,104 | $227.0K | <0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 10,731 | $226.0K | <0.1% | History |
| PAGPenske Automotive Group, Inc. | COM | 2,200 | $221.0K | <0.1% | History |
| HCI Group, Inc.40416EAD5 | NOTE 4.250% 3/0 | – | $221.0K | <0.1% | – |
| iShares Tr46435U432 | IBONDS DEC 25 | 7,900 | $221.0K | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 4,543 | $220.0K | <0.1% | – |
| EDITEditas Medicine, Inc. | COM | 5,315 | $218.0K | <0.1% | History |
| ATHMAutohome Inc. | SP ADS RP CL A | 4,582 | $215.0K | <0.1% | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 8,000 | $213.0K | <0.1% | History |
| Cyberark Software LtdM2682V108 | SHS | 1,345 | $212.0K | <0.1% | – |
| PTONPeloton Interactive, Inc. | CL A COM | 2,384 | $208.0K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,315 | $205.0K | <0.1% | – |
| Managed Portfolio Series56167N720 | TORTOISE NRAM PI | 9,250 | $202.0K | <0.1% | – |
| UNITUniti Group Inc. | COM | 13,795 | $171.0K | <0.1% | History |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $145.0K | <0.1% | – |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $126.0K | <0.1% | – |
| VOXXVOXX International Corp | CL A | 11,000 | $126.0K | <0.1% | History |
| OROR Royalties Inc. | COM | 10,000 | $112.0K | <0.1% | History |
| Coherus Biosciences Inc19249HAB9 | NOTE 1.500% 4/1 | – | $110.0K | <0.1% | – |
| MTRXMatrix Service Co | COM | 10,121 | $106.0K | <0.1% | History |
| SPRUSpruce Power Holding Corp | COM CL A | 15,100 | $93.0K | <0.1% | History |
| VKTXViking Therapeutics, Inc. | COM | 12,500 | $79.0K | <0.1% | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $79.0K | <0.1% | – |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 10,725 | $36.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 82,083 | $18.0K | <0.1% | – |