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Livermore
Livermore
ZHEN

Littlejohn & Co LLC

SEC CIK
0001042537
Latest filing
Aug 17, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
106
−7 vs. Q2 2021
Portfolio value
$318.8M
+$13.9M (+4.6%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Littlejohn & Co LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
GMSGMS Inc.COM761,753$33.4M10.5%+158,055+26.2%AddedHistory
ADNTAdient plcStock759,709$31.5M9.9%+167,959+28.4%AddedHistory
DOORMasonite International CorpCOM183,893$19.5M6.1%−72,514−28.3%ReducedHistory
PARRPar Pacific Holdings, Inc.COM NEW1,236,296$19.4M6.1%−96,492−7.2%ReducedHistory
CPLGCorePoint Lodging Inc.COM1,073,556$16.6M5.2%+299,040+38.6%AddedHistory
SPRSpirit AeroSystems Holdings, Inc.COM CL A331,800$14.7M4.6%+1,800+0.5%AddedHistory
CCRNCross Country Healthcare IncCOM647,212$13.7M4.3%+151,416+30.5%AddedHistory
WWWW International, Inc.COM626,034$11.4M3.6%+626,034NewHistory
CMLSQCumulus Media IncCOM CL A887,362$10.9M3.4%+600+0.1%AddedHistory
NMIHNMI Holdings, Inc.COM421,023$9.52M3.0%+203,022+93.1%AddedHistory
RDNRadian Group IncCOM409,303$9.30M2.9%+35,000+9.4%AddedHistory
HYHyster-Yale, Inc.CL A184,919$9.29M2.9%+58,236+46.0%AddedHistory
ProShares Tr74347B201PSHS ULTSH 20YRS505,639$9.28M2.9%+16,880+3.5%Added–
PLTKPlaytika Holding Corp.COM327,266$9.04M2.8%+6,812+2.1%AddedHistory
AVAHAveanna Healthcare Holdings, Inc.COM1,053,118$8.45M2.6%+339,589+47.6%AddedHistory
TALOTalos Energy Inc.COM593,555$8.17M2.6%+593,555NewHistory
SRGSeritage Growth PropertiesCL A467,109$6.93M2.2%−19,994−4.1%ReducedHistory
PCGPG&E CorpStock579,000$5.56M1.7%−225,409−28.0%ReducedHistory
Forum Merger IV Corp349875104CLASS A COM548,299$5.35M1.7%00.0%Unchanged–
FTAIFTAI Aviation Ltd.COM REP LTD LIAB198,670$5.04M1.6%+3,000+1.5%AddedHistory
BRSPBrightSpire Capital, Inc.COM CL A517,962$4.86M1.5%+188,111+57.0%AddedHistory
INSMED Inc457669AB5NOTE 0.750% 6/0–$4.39M1.4%–––
TISITeam IncCOM1,143,137$3.44M1.1%+1,095,906+2,320.3%AddedHistory
PRTYParty City Holdco Inc.COM445,049$3.16M1.0%−119,846−21.2%ReducedHistory
AUDAudacy, Inc.COM784,347$2.89M0.9%+709,347+945.8%AddedHistory
Atento S AL0427L204SHS97,600$2.75M0.9%+97,600New–
CWCurtiss Wright CorpStock21,494$2.71M0.9%+21,494NewHistory
UNVRUnivar Solutions Inc.COM112,092$2.67M0.8%−135,623−54.7%ReducedHistory
NCMINational CineMedia, Inc.COM699,331$2.49M0.8%+83,768+13.6%AddedHistory
Pine Technology Acquisitn Co722850104CLASS A COM235,000$2.27M0.7%00.0%Unchanged–
RITMRithm Capital Corp.REIT173,669$1.91M0.6%−241,708−58.2%ReducedHistory
Forest Road Acquisition Cor34619V103CL A145,963$1.42M0.4%00.0%Unchanged–
Oyster Enterprises Acq Corp69242M104COM CL A137,204$1.34M0.4%00.0%Unchanged–
Spectral AI, Inc.77732R103COM CL A137,300$1.33M0.4%00.0%Unchanged–
FCAXFortress Capital Acquisition CorpSHS CL A110,009$1.08M0.3%00.0%UnchangedHistory
ASRTAssertio Holdings, Inc.COM NEW945,677$857.0K0.3%+164,251+21.0%AddedHistory
TCW Special Purpose Acqu Cor87301L106COM CL A75,000$734.0K0.2%00.0%Unchanged–
Ares Acquisition CorporationG33032106COM CL A75,000$731.0K0.2%00.0%Unchanged–
FZTFAST Acquisition Corp. IICL A75,000$728.0K0.2%00.0%UnchangedHistory
FS Development Corp II30318F100COM CL A72,925$726.0K0.2%−5,000−6.4%Reduced–
VOSOVirtuoso Acquisition Corp.COM CL A68,993$684.0K0.2%00.0%UnchangedHistory
GSMFerroglobe PLCSHS68,457$596.0K0.2%−303,012−81.6%ReducedHistory
WPCAWarburg Pincus Capital Corp I-ASHS CL A51,000$501.0K0.2%00.0%UnchangedHistory
Foxo Technologies Inc.24803C102COM CLS A50,000$493.0K0.2%00.0%Unchanged–
CONXCONX Corp.COM CL A50,000$490.0K0.2%00.0%UnchangedHistory
Epiphany Technology Acquisit29429X109COM CL A50,000$489.0K0.2%00.0%Unchanged–
COOLCorner Growth Acquisition Corp.CL A SHS50,000$488.0K0.2%00.0%UnchangedHistory
Simon Property Grp Acq Holdi82880R103COM CL A50,000$488.0K0.2%00.0%Unchanged–
Sportstek Acquisition Corp849196100COM CL A50,000$488.0K0.2%00.0%Unchanged–
Bright Lights Acquisition Co10920K101COM CL A50,000$487.0K0.2%00.0%Unchanged–
Mason Industrial Technolgy I57520Y106COM CL A50,000$487.0K0.2%00.0%Unchanged–
Biotech Acquisition CompanyG1125A108CL A SHS50,000$487.0K0.2%00.0%Unchanged–
Pontem CorporationG71707106SHS CL A50,000$486.0K0.2%00.0%Unchanged–
Boa Acquisition Corp05601A109COM CL A50,000$486.0K0.2%00.0%Unchanged–
ACAHAtlantic Coastal Acquisition Corp.CLASS A COM50,000$485.0K0.2%00.0%UnchangedHistory
Golden Arrow Merger Corp380799106CLASS A COM49,546$485.0K0.2%00.0%Unchanged–
HYPRHyperfine, Inc.CL A SHS40,000$396.0K0.1%00.0%UnchangedHistory
Motive Capital CorpG6293A103SHS CL A40,000$396.0K0.1%00.0%Unchanged–
CTACKing LLC Merger Sub, LLCSHS CL A50,000$391.0K0.1%00.0%UnchangedHistory
Lefteris Acquisition Corp52470X109COM CL A39,700$389.0K0.1%00.0%Unchanged–
Goldenbridge Acquisition LtdG3970D104SHS38,700$384.0K0.1%00.0%Unchanged–
IG Acquisition Corp.449534106COM CL A39,100$383.0K0.1%00.0%Unchanged–
NSTBNorthern Star Investment Corp. IICOM CLASS A36,529$363.0K0.1%00.0%UnchangedHistory
EEXEmerald Holding, Inc.COM74,846$325.0K0.1%−300−0.4%ReducedHistory
Pine Is Acquisition Corp722615101CL A30,000$293.0K0.1%00.0%Unchanged–
HIIIHudson Executive Investment Corp. IIICOM CL A26,000$253.0K0.1%00.0%UnchangedHistory
NSTCNorthern Star Investment Corp. IIICOM CL A26,000$253.0K0.1%00.0%UnchangedHistory
HERAFTAC Hera Acquisition Corp.CLASS A ORD SHS26,000$253.0K0.1%00.0%UnchangedHistory
Globis Acquisition Corp.379582109COM25,000$251.0K0.1%00.0%Unchanged–
Thimble Point Acquisition Co88408P107COM CL A25,000$249.0K0.1%00.0%Unchanged–
XBP Global Holdings, Inc.12520C109CLASS A COM25,000$249.0K0.1%00.0%Unchanged–
AMPSAltus Power, Inc.COM CL A25,000$248.0K0.1%00.0%UnchangedHistory
CF Acquisition Corp V12520R106CL A25,000$248.0K0.1%00.0%Unchanged–
Insu Acquisition Corp III457817104COM CL A25,000$246.0K0.1%00.0%Unchanged–
Altimar Acquisition Corp IIG03709105SHS CL A25,000$246.0K0.1%00.0%Unchanged–
Redball Acquisition CorpG7417R105COM CL A25,000$246.0K0.1%00.0%Unchanged–
Churchill Capital Corp V17144T107COM CL A25,000$245.0K0.1%00.0%Unchanged–
Go Acquisition Corp362019101COM25,000$245.0K0.1%00.0%Unchanged–
PMVCPMV Consumer Acquisition Corp.COM25,000$245.0K0.1%00.0%UnchangedHistory
Proptech Investment Corp II743497109COM CL A25,000$245.0K0.1%00.0%Unchanged–
PHICPopulation Health Investment Co., Inc.SHS CL A25,000$245.0K0.1%00.0%UnchangedHistory
Vy Global GrowthG9444H100COM CL A25,000$245.0K0.1%00.0%Unchanged–
Atlas Crest Investment Corp049287105COM CL A25,000$244.0K0.1%00.0%Unchanged–
Carney Technology Acqu Corp143636108CL A COMMON STK25,000$244.0K0.1%00.0%Unchanged–
Compute Health Acquisitin Co204833107COM CL A25,000$244.0K0.1%00.0%Unchanged–
Deep Lake Capital Acqustn CoG27029100CL A SHS25,000$244.0K0.1%00.0%Unchanged–
Ithax Acquisition CorpG49775102CL A SHS25,000$244.0K0.1%00.0%Unchanged–
CFIVCF Acquisition Corp. IVCOM CL A25,000$243.0K0.1%00.0%UnchangedHistory
SCOAScION Tech Growth ICL A SHS25,000$243.0K0.1%00.0%UnchangedHistory
FSNBFusion Acquisition Corp. IICOM CL A25,000$243.0K0.1%00.0%UnchangedHistory
Medicus Sciences AcquisitionG5960S108CL A SHS20,000$195.0K0.1%00.0%Unchanged–
7GC & Co Holdings Inc81786A107COM CL A20,000$194.0K0.1%00.0%Unchanged–
CF Acquisition Corp VI12521J103COM CL A20,000$194.0K0.1%00.0%Unchanged–
Kensington Capital Acquisiti49006L104COM CL A20,000$166.0K0.1%00.0%Unchanged–
Far Peak Acquisition CorpG3312L103SHS CL A15,000$149.0K<0.1%−25,000−62.5%Reduced–
Figure Acquisition Corp. I302438106COM CL A10,000$99.0K<0.1%00.0%Unchanged–
ALTIAlTi Global, Inc.CL A SHS10,000$99.0K<0.1%00.0%UnchangedHistory
FTAAFTAC Athena Acquisition Corp.CL A SHS10,000$99.0K<0.1%00.0%UnchangedHistory
ALTUAltitude Acquisition Corp.COM CL A10,000$98.0K<0.1%00.0%UnchangedHistory
Live Oak Mobility Acquisi Co538126103COM CL A10,000$97.0K<0.1%00.0%Unchanged–

Options (98)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Littlejohn & Co LLC in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$7.09M$152.0K
iShares Russell 2000 ETF464287655ETF$6.94M$2.00K
CPLGCorePoint Lodging Inc.COM–$4.72M
ADNTAdient plcStock–$2.39M
PARRPar Pacific Holdings, Inc.COM NEW–$2.04M
HSIIHeidrick & Struggles International IncCOM–$967.0K
CCRNCross Country Healthcare IncCOM–$813.0K
PRTYParty City Holdco Inc.COM–$625.0K
GMSGMS Inc.COM–$428.0K
RITMRithm Capital Corp.REIT–$388.0K
HWMHowmet Aerospace Inc.Stock–$330.0K
SPRSpirit AeroSystems Holdings, Inc.COM CL A–$300.0K
VRRMVerra Mobility CorpCL A COM STK–$300.0K
NMIHNMI Holdings, Inc.COM–$283.0K
DOORMasonite International CorpCOM–$166.0K
Forum Merger IV Corp349875112*W EXP 03/15/202–$149.0K
AIRAar CorpStock–$128.0K
KELYAKelly Services IncCL A–$111.0K
CSTMConstellium SECL A SHS–$103.0K
FTAIFTAI Aviation Ltd.COM REP LTD LIAB–$94.0K
Pine Technology Acquisitn Co722850112*W EXP 03/31/202–$55.0K
Concord Acquisition Corp206071110*W EXP 12/28/202–$44.0K
Virtuoso Acquisition Corp.92837J112*W EXP 01/31/202–$39.0K
Oyster Enterprises Acq Corp69242M112*W EXP 01/20/202–$37.0K
RDNRadian Group IncCOM–$30.0K
SRGSeritage Growth PropertiesCL A–$30.0K
WWWW International, Inc.COM–$30.0K
Far Peak Acquisition CorpG3312L111*W EXP 12/07/202–$29.0K
eFFECTOR Therapeutics, Inc.28202V116*W EXP 12/31/202–$27.0K
Rosecliff Acquisition Corp I77732R111*W EXP 02/11/202–$25.0K
Forest Road Acquisition Cor34619V111*W EXP 01/15/202–$25.0K
Bright Lights Acquisition Co10920K119*W EXP 01/01/202–$24.0K
Sportstek Acquisition Corp849196118*W EXP 02/16/202–$23.0K
Lumiradx LimitedG5709L117*W EXP 09/28/202–$23.0K
Fortress Capital Acquisition CorpG36427121*W EXP 99/99/999–$19.0K
AEye, Inc.008183113*W EXP 09/30/202–$19.0K
Cerberus Telecom AcquisitionG2040C120*W EXP 99/99/999–$17.0K
Motive Capital CorpG6293A111*W EXP 12/31/202–$17.0K
FAST Acquisition Corp. II311874119*W EXP 03/16/202–$17.0K
Delwinds Ins Acquisition Cor24803C110*W EXP 08/01/202–$16.0K
Globis Acquisition Corp.379582117*W EXP 11/01/202–$16.0K
IG Acquisition Corp.449534114*W EXP 10/05/202–$16.0K
Biotech Acquisition CompanyG1125A116*W EXP 11/30/202–$16.0K
TCW Special Purpose Acqu Cor87301L114*W EXP 99/99/999–$16.0K
Epiphany Technology Acquisit29429X117*W EXP 01/12/202–$15.0K
CONX Corp.212873111*W EXP 10/30/202–$14.0K
Corner Growth Acquisition Corp.G2425N113*W EXP 99/99/999–$14.0K
Ares Acquisition CorporationG33032122*W EXP 99/99/999–$13.0K
Payoneer Global Inc.70451X112*W EXP 06/25/202–$13.0K
Goldenbridge Acquisition LtdG3970D138RIGHT 10/28/2025–$13.0K
Mason Industrial Technolgy I57520Y114*W EXP 99/99/999–$12.0K
Pontem CorporationG71707122*W EXP 01/05/202–$12.0K
Lefteris Acquisition Corp52470X117*W EXP 10/23/202–$11.0K
Northern Star Invstmnt Corp66573W115*W EXP 01/31/202–$11.0K
Warburg Pincus Captal Corp IG9461D115*W EXP 99/99/999–$11.0K
Cbre Acquisition Hldgs Inc12510J114*W EXP 99/99/999–$10.0K
Boa Acquisition Corp05601A117*W EXP 02/22/202–$10.0K
Nerdy Inc.64081V117*W EXP 08/16/202–$10.0K
Deep Lake Capital Acqustn CoG27029118*W EXP 01/04/202–$9.00K
Atlantic Coastal Acquistn Co048453112*W EXP 03/02/202–$9.00K
PLAYSTUDIOS, Inc.72815G116*W EXP 06/17/202–$9.00K
Simon Property Grp Acq Holdi82880R111*W EXP 02/04/202–$9.00K
Goldenbridge Acquisition LtdG3970D120*W EXP 10/28/202–$9.00K
CHEFChefs' Warehouse, Inc.COM–$8.00K
CF Acquisition Corp V12520R114*W EXP 01/25/202–$8.00K
Churchill Capital Corp V17144T115*W EXP 10/29/202–$8.00K
Insu Acquisition Corp III457817112*W EXP 12/31/202–$8.00K
PMVCWPMV Consumer Acquisition Corp.*W EXP 08/31/202–$8.00K
Pine Is Acquisition Corp722615119*W EXP 10/19/202–$8.00K
Thimble Point Acquisition Co88408P115*W EXP 02/04/202–$8.00K
Ithax Acquisition CorpG49775128*W EXP 02/01/202–$8.00K
Golden Arrow Merger Corp380799114*W EXP 07/31/202–$8.00K
CF Acquisition Corp. IV12520T110*W EXP 12/31/202–$7.00K
Proptech Investment Corp II743497117*W EXP 12/08/202–$7.00K
Altimar Acquisition Corp IIG03709121*W EXP 02/09/202–$7.00K
Redball Acquisition CorpG7417R113*W EXP 08/17/202–$7.00K
Vy Global GrowthG9444H118*W EXP 01/30/203–$7.00K
FTAC Hera Acquisition Corp.G3728Y111*W EXP 02/28/202–$7.00K
Compute Health Acquisitin Co204833115*W EXP 01/25/202–$6.00K
Go Acquisition Corp362019119*W EXP 08/31/202–$6.00K
7GC & Co Holdings Inc81786A115*W EXP 12/23/202–$6.00K
ScION Tech Growth IG31067112*W EXP 11/01/202–$6.00K
Population Health Invs Co ING71716115*W EXP 10/01/202–$6.00K
CF Acquisition Corp VIII12520C117*W EXP 03/31/202–$6.00K
Fusion Acquisition Corp. II36118N110*W EXP 02/29/202–$6.00K
Kensington Capital Acquisiti49006L112*W EXP 02/23/202–$6.00K
EPREpr PropertiesCOM SH BEN INT–$5.00K
Altitude Acquisition Corp.02156Y111*W EXP 11/30/202–$5.00K
Atlas Crest Investment Corp049287113*W EXP 02/03/202–$5.00K
Carney Technology Acqu Corp143636116*W EXP 11/30/202–$5.00K
Figure Acquisition Corp. I302438114*W EXP 03/31/202–$5.00K
CF Acquisition Corp VI12521J111*W EXP 02/18/202–$4.00K
Hudson Executive Inves III44376L115*W EXP 02/22/202–$4.00K
Northern Star Invest Corp II66574L118*W EXP 02/25/202–$4.00K
Cartesian Growth CorpG19276115*W EXP 02/26/202–$4.00K
FTAC Athena Acquisition Corp.G37283119*W EXP 03/01/202–$3.00K
Live Oak Mobility Acquisi Co538126111*W EXP 03/04/202–$2.00K
Medicus Sciences AcquisitionG5960S124*W EXP 02/12/202–$2.00K

Sold out since Q2 2021 (11)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Littlejohn & Co LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
LAURLaureate Education, Inc.COMMON STOCK848,397$12.3M4.0%History
Washington Prime Group Inc.93964W405COM603,004$1.31M0.4%–
Locust Walk Acquisition Corp54015L103COM CL A50,000$495.0K0.2%–
CNDConcord Acquisition CorpCOM CL A50,000$493.0K0.2%History
Ca Healthcare Acquisition Co12510W107COM CL A39,269$388.0K0.1%–
LIDRAEye, Inc.CL A33,100$332.0K0.1%History
NRDYNerdy Inc.CL A COM27,099$269.0K0.1%History
SCP & Co Healthcare Acqustn784065203UNIT 10/27/20259,415$95.0K<0.1%–
Pathfinder Acquisition CorpG04119114UNIT 02/17/20265,000$50.0K<0.1%–
Velocity Acquisition Corp92259E203UNIT 99/99/99991,000$10.0K<0.1%–
VPC Impact Acquisition HldgG9460L100UNIT 03/05/2026999$10.0K<0.1%–