Abner Herrman & Brock LLC
- SEC CIK
- 0001038661
- Latest filing
- Jul 8, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 13, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 104
- +2 vs. Q3 2021
- Portfolio value
- $767.9M
- +$57.6M (+8.1%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MSFTMicrosoft Corp | Stock | 149,141 | $50.2M | 6.5% | −1,939−1.3% | Reduced | History |
| AAPLApple Inc. | Stock | 211,888 | $37.6M | 4.9% | +2,109+1.0% | Added | History |
| GOOGAlphabet Inc. | Stock | 9,021 | $26.1M | 3.4% | −32−0.4% | Reduced | History |
| ABTAbbott Laboratories | Stock | 181,957 | $25.6M | 3.3% | −390−0.2% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 160,286 | $25.4M | 3.3% | −2,176−1.3% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 170,073 | $24.5M | 3.2% | −3,639−2.1% | Reduced | History |
| HDHome Depot, Inc. | Stock | 57,422 | $23.8M | 3.1% | −4,133−6.7% | Reduced | History |
| MAMastercard Inc | Stock | 65,585 | $23.6M | 3.1% | −2,981−4.3% | Reduced | History |
| EMREmerson Electric Co | Stock | 252,950 | $23.5M | 3.1% | −4,818−1.9% | Reduced | History |
| WMTWalmart Inc. | Stock | 156,559 | $22.7M | 2.9% | −282−0.2% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 115,617 | $21.8M | 2.8% | +1,142+1.0% | Added | History |
| AONAon plc | CL A | 68,714 | $20.7M | 2.7% | −1,731−2.5% | Reduced | History |
| MSMorgan Stanley | Stock | 206,445 | $20.3M | 2.6% | −3,486−1.7% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 39,381 | $19.8M | 2.6% | −559−1.4% | Reduced | History |
| ADPAutomatic Data Processing Inc | Stock | 78,509 | $19.4M | 2.5% | −1,467−1.8% | Reduced | History |
| PEPPepsiCo Inc | Stock | 108,368 | $18.8M | 2.5% | −1,295−1.2% | Reduced | History |
| UPSUnited Parcel Service Inc | Stock | 86,047 | $18.4M | 2.4% | +1,420+1.7% | Added | History |
| CVXChevron Corp | Stock | 155,243 | $18.2M | 2.4% | +2,646+1.7% | Added | History |
| MARMarriott International Inc | Stock | 105,541 | $17.4M | 2.3% | +105,541 | New | History |
| TGTTarget Corp | Stock | 75,226 | $17.4M | 2.3% | −2,691−3.5% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 24,984 | $16.7M | 2.2% | −706−2.7% | Reduced | History |
| NEENextera Energy Inc | Stock | 173,080 | $16.2M | 2.1% | −3,554−2.0% | Reduced | History |
| QCOMQualcomm Inc | Stock | 88,288 | $16.1M | 2.1% | +3,017+3.5% | Added | History |
| MCDMcDonalds Corp | Stock | 58,403 | $15.7M | 2.0% | +146+0.3% | Added | History |
| HONHoneywell International Inc | COM | 74,456 | $15.5M | 2.0% | −10,183−12.0% | Reduced | History |
| ADBEAdobe Inc. | Stock | 26,956 | $15.3M | 2.0% | +190+0.7% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 246,785 | $15.1M | 2.0% | −8,537−3.3% | Reduced | History |
| BNYBank of New York Mellon Corp | Stock | 252,780 | $14.7M | 1.9% | +5,549+2.2% | Added | History |
| CBChubb Ltd | Stock | 75,522 | $14.6M | 1.9% | +71,410+1,736.6% | Added | History |
| AXPAmerican Express Co | Stock | 77,428 | $12.7M | 1.6% | −2,160−2.7% | Reduced | History |
| SNPSSynopsys Inc | COM | 31,762 | $11.7M | 1.5% | −348−1.1% | Reduced | History |
| APDAir Products & Chemicals, Inc. | Stock | 37,824 | $11.5M | 1.5% | −392−1.0% | Reduced | History |
| CMCSAComcast Corp | Stock | 205,182 | $10.3M | 1.3% | +7,304+3.7% | Added | History |
| TXNTexas Instruments Inc | Stock | 45,775 | $8.63M | 1.1% | −820−1.8% | Reduced | History |
| SYKStryker Corp | Stock | 30,104 | $8.05M | 1.0% | +1,741+6.1% | Added | History |
| CCitigroup Inc | Stock | 118,705 | $7.17M | 0.9% | −87,342−42.4% | Reduced | History |
| EWEdwards Lifesciences Corp | Stock | 50,737 | $6.57M | 0.9% | +3,003+6.3% | Added | History |
| KDPKeurig Dr Pepper Inc. | COM | 161,927 | $5.97M | 0.8% | +12,680+8.5% | Added | History |
| AMZNAmazon Com Inc | Stock | 1,585 | $5.29M | 0.7% | −45−2.8% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 15,238 | $5.13M | 0.7% | −250−1.6% | Reduced | History |
| XYZBlock, Inc. | CL A | 24,533 | $3.96M | 0.5% | −10,273−29.5% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 10,911 | $3.88M | 0.5% | −3,029−21.7% | Reduced | History |
| BABoeing Co | Stock | 19,078 | $3.84M | 0.5% | 00.0% | Unchanged | History |
| SLBSLB Limited | Stock | 110,588 | $3.31M | 0.4% | +5,275+5.0% | Added | History |
| FDXFedEx Corp | Stock | 12,166 | $3.15M | 0.4% | −8−0.1% | Reduced | History |
| AIGAmerican International Group, Inc. | Stock | 52,150 | $2.96M | 0.4% | +52,150 | New | History |
| PGProcter & Gamble Co | Stock | 15,786 | $2.58M | 0.3% | +1,336+9.2% | Added | History |
| JNJJohnson & Johnson | Stock | 14,945 | $2.56M | 0.3% | +179+1.2% | Added | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 20,905 | $2.25M | 0.3% | +20,905 | New | History |
| GOOGLAlphabet Inc. | Stock | 720 | $2.09M | 0.3% | −18−2.4% | Reduced | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 103,550 | $2.08M | 0.3% | +103,550 | New | History |
| IBMInternational Business Machines Corp | Stock | 14,908 | $1.99M | 0.3% | −92−0.6% | Reduced | History |
| RTXRTX Corp | Stock | 20,305 | $1.75M | 0.2% | −267−1.3% | Reduced | History |
| INTUIntuit Inc. | Stock | 2,418 | $1.55M | 0.2% | +6+0.2% | Added | History |
| DEDeere & Co | Stock | 4,516 | $1.55M | 0.2% | 00.0% | Unchanged | History |
| DDDuPont de Nemours, Inc. | COM | 15,500 | $1.25M | 0.2% | −31−0.2% | Reduced | History |
| ALLAllstate Corp | Stock | 8,667 | $1.02M | 0.1% | 00.0% | Unchanged | History |
| BCLIBrainstorm Cell Therapeutics Inc. | COM NEW | 233,000 | $932.0K | 0.1% | +28,000+13.7% | Added | History |
| DISWalt Disney Co | Stock | 5,877 | $910.0K | 0.1% | −405−6.4% | Reduced | History |
| FFord Motor Co | Stock | 42,425 | $881.0K | 0.1% | +42,425 | New | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 1,646 | $782.0K | 0.1% | +680+70.4% | Added | History |
| USBUS Bancorp DE | COM NEW | 13,380 | $752.0K | 0.1% | +13,380 | New | History |
| INTCIntel Corp | Stock | 14,000 | $721.0K | 0.1% | +250+1.8% | Added | History |
| NVDANVIDIA Corp | Stock | 2,345 | $690.0K | 0.1% | −372−13.7% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 4,787 | $648.0K | 0.1% | +473+11.0% | Added | History |
| Vanguard Index FDS922908710 | COM | 1,359 | $598.0K | 0.1% | +1,359 | New | – |
| Gateway Fund367829207 | MUT | 14,509 | $591.0K | 0.1% | +60.0% | Added | – |
| PFEPfizer Inc | Stock | 9,471 | $559.0K | 0.1% | +924+10.8% | Added | History |
| GSGoldman Sachs Group Inc | Stock | 1,428 | $546.0K | 0.1% | +61+4.5% | Added | History |
| DHRDanaher Corp | Stock | 1,654 | $544.0K | 0.1% | 00.0% | Unchanged | History |
| Loomis Sayles Growth Y543487110 | mf | 20,474 | $537.0K | 0.1% | +20,474 | New | – |
| MMM3M Co | Stock | 2,996 | $532.0K | 0.1% | −66−2.2% | Reduced | History |
| Harding Loevner FDS Inc412295107 | Com | 16,059 | $483.0K | 0.1% | +16,059 | New | – |
| COSTCostco Wholesale Corp | Stock | 706 | $401.0K | 0.1% | +15+2.2% | Added | History |
| DBRG.PJDigitalBridge Group, Inc. | Equities | 15,000 | $395.0K | 0.1% | 00.0% | Unchanged | History |
| AEPAmerican Electric Power Co Inc | Stock | 4,316 | $384.0K | 0.1% | −249−5.5% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 749 | $357.0K | <0.1% | +6+0.8% | Added | – |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 2,007 | $349.0K | <0.1% | −35−1.7% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 1,137 | $340.0K | <0.1% | −37−3.2% | Reduced | History |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 2,946 | $326.0K | <0.1% | +2,946 | New | – |
| TRVTravelers Companies, Inc. | Stock | 1,850 | $289.0K | <0.1% | +397+27.3% | Added | History |
| MCKMcKesson Corp | Stock | 1,145 | $285.0K | <0.1% | +1,145 | New | History |
| GDGeneral Dynamics Corp | Stock | 1,353 | $282.0K | <0.1% | +55+4.2% | Added | History |
| TAT&T Inc. | Stock | 11,422 | $281.0K | <0.1% | −9,728−46.0% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 4,336 | $275.0K | <0.1% | +478+12.4% | Added | History |
| Paramount Global92556H206 | CL B | 9,100 | $275.0K | <0.1% | −311,510−97.2% | Reduced | – |
| AMTAmerican Tower Corp | REIT | 920 | $269.0K | <0.1% | 00.0% | Unchanged | History |
| DCP Midstream LP-Callable23311P209 | PFD | 10,000 | $249.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Russell Midcap ETF464287499 | ETF | 2,980 | $247.0K | <0.1% | +2,980 | New | – |
| SBUXStarbucks Corp | Stock | 2,105 | $246.0K | <0.1% | −47−2.2% | Reduced | History |
| CLColgate Palmolive Co | Stock | 2,861 | $244.0K | <0.1% | −50−1.7% | Reduced | History |
| Fidelity Small Cap Index FD316146182 | mf | 8,771 | $242.0K | <0.1% | +8,771 | New | – |
| KOCoca Cola Co | Stock | 3,986 | $236.0K | <0.1% | +3,986 | New | History |
| VZVerizon Communications Inc | Stock | 4,537 | $236.0K | <0.1% | −205,564−97.8% | Reduced | History |
| Nestle SA ADR641069406 | COM | 1,665 | $233.0K | <0.1% | 00.0% | Unchanged | – |
| COPConocoPhillips | Stock | 3,125 | $226.0K | <0.1% | −54−1.7% | Reduced | History |
| LPGDorian LPG Ltd. | SHS USD | 17,500 | $222.0K | <0.1% | 00.0% | Unchanged | History |
| LOWLowes Companies Inc | Stock | 836 | $216.0K | <0.1% | −193−18.8% | Reduced | History |
| UBERUber Technologies, Inc | Stock | 5,000 | $210.0K | <0.1% | 00.0% | Unchanged | History |
| PIMCO72201F490 | BOND | 12,439 | $149.0K | <0.1% | +124+1.0% | Added | – |
Sold out since Q3 2021 (12)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| VMWVmware LLC | CL A COM | 7,775 | $1.16M | 0.2% | History |
| CHKPCheck Point Software Technologies Ltd | ORD | 9,235 | $1.04M | 0.1% | History |
| DOCUDocuSign, Inc. | Stock | 2,650 | $682.0K | 0.1% | History |
| Vanguard Index FDS922908645 | MDCAP INDX ADM | 1,626 | $477.0K | 0.1% | – |
| DOWDow Inc. | Stock | 5,862 | $337.0K | <0.1% | History |
| Black Rock Low Duration FD09260B465 | MUT | 33,568 | $326.0K | <0.1% | – |
| Metropolitan West Total Return BD I592905509 | FIXED | 26,030 | $285.0K | <0.1% | – |
| MDTMedtronic plc | Stock | 1,763 | $221.0K | <0.1% | History |
| Goldman Sachs Absolu38145N220 | MF | 17,007 | $178.0K | <0.1% | – |
| Tortoise MLP and Pipeline FND56166Y404 | Mutual Fund | 12,502 | $143.0K | <0.1% | – |
| Eaton Vance277907200 | mf | 15,667 | $88.0K | <0.1% | – |
| PIMCO Real Estate Strat72201M842 | MUT | 12,396 | $79.0K | <0.1% | – |