Abner Herrman & Brock LLC
- SEC CIK
- 0001038661
- Latest filing
- Jul 8, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Jul 9, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 95
- −3 vs. Q1 2021
- Portfolio value
- $716.2M
- +$54.6M (+8.3%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MSFTMicrosoft Corp | Stock | 157,670 | $42.7M | 6.0% | −10,117−6.0% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 118,715 | $34.6M | 4.8% | −3,728−3.0% | Reduced | History |
| AAPLApple Inc. | Stock | 213,640 | $29.3M | 4.1% | −3,543−1.6% | Reduced | History |
| EMREmerson Electric Co | Stock | 282,918 | $27.2M | 3.8% | +24,508+9.5% | Added | History |
| MAMastercard Inc | Stock | 72,932 | $26.6M | 3.7% | −2,158−2.9% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 165,696 | $25.8M | 3.6% | −3,841−2.3% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 9,088 | $22.8M | 3.2% | +17+0.2% | Added | History |
| WMTWalmart Inc. | Stock | 157,496 | $22.2M | 3.1% | −210−0.1% | Reduced | History |
| ABTAbbott Laboratories | Stock | 188,314 | $21.8M | 3.0% | −5,556−2.9% | Reduced | History |
| HDHome Depot, Inc. | Stock | 63,907 | $20.4M | 2.8% | −3,432−5.1% | Reduced | History |
| TGTTarget Corp | Stock | 81,850 | $19.8M | 2.8% | −1,198−1.4% | Reduced | History |
| HONHoneywell International Inc | COM | 87,091 | $19.1M | 2.7% | +10,809+14.2% | Added | History |
| MSMorgan Stanley | Stock | 205,609 | $18.9M | 2.6% | −285−0.1% | Reduced | History |
| UPSUnited Parcel Service Inc | Stock | 83,904 | $17.4M | 2.4% | +345+0.4% | Added | History |
| AONAon plc | CL A | 72,236 | $17.2M | 2.4% | −495−0.7% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 41,490 | $16.6M | 2.3% | −2,461−5.6% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 175,282 | $16.5M | 2.3% | −5,910−3.3% | Reduced | History |
| ADBEAdobe Inc. | Stock | 27,999 | $16.4M | 2.3% | −177−0.6% | Reduced | History |
| PEPPepsiCo Inc | Stock | 110,359 | $16.4M | 2.3% | +200+0.2% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 258,428 | $16.3M | 2.3% | +258,428 | New | History |
| CVXChevron Corp | Stock | 150,546 | $15.8M | 2.2% | +141,123+1,497.6% | Added | History |
| ADPAutomatic Data Processing Inc | Stock | 78,224 | $15.5M | 2.2% | −5,266−6.3% | Reduced | History |
| CCitigroup Inc | Stock | 218,844 | $15.5M | 2.2% | +26,705+13.9% | Added | History |
| Paramount Global92556H206 | CL B | 328,655 | $14.9M | 2.1% | +304,755+1,275.1% | Added | – |
| AXPAmerican Express Co | Stock | 85,118 | $14.1M | 2.0% | −1,877−2.2% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 27,014 | $13.6M | 1.9% | −59−0.2% | Reduced | History |
| MCDMcDonalds Corp | Stock | 57,803 | $13.4M | 1.9% | +480+0.8% | Added | History |
| NEENextera Energy Inc | Stock | 179,015 | $13.1M | 1.8% | −5,255−2.9% | Reduced | History |
| QCOMQualcomm Inc | Stock | 87,554 | $12.5M | 1.7% | −26,175−23.0% | Reduced | History |
| VZVerizon Communications Inc | Stock | 208,030 | $11.7M | 1.6% | +3,159+1.5% | Added | History |
| CMCSAComcast Corp | Stock | 197,821 | $11.3M | 1.6% | +180.0% | Added | History |
| APDAir Products & Chemicals, Inc. | Stock | 37,277 | $10.7M | 1.5% | +3,782+11.3% | Added | History |
| SNPSSynopsys Inc | COM | 33,538 | $9.25M | 1.3% | −13,420−28.6% | Reduced | History |
| TXNTexas Instruments Inc | Stock | 46,909 | $9.02M | 1.3% | −17,012−26.6% | Reduced | History |
| XYZBlock, Inc. | CL A | 31,412 | $7.66M | 1.1% | −10,347−24.8% | Reduced | History |
| SYKStryker Corp | Stock | 27,758 | $7.21M | 1.0% | +297+1.1% | Added | History |
| AMZNAmazon Com Inc | Stock | 1,657 | $5.70M | 0.8% | −136−7.6% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 15,672 | $5.45M | 0.8% | 00.0% | Unchanged | History |
| LMTLockheed Martin Corp | Stock | 14,029 | $5.31M | 0.7% | −285−2.0% | Reduced | History |
| KDPKeurig Dr Pepper Inc. | COM | 141,327 | $4.98M | 0.7% | +1,195+0.9% | Added | History |
| EWEdwards Lifesciences Corp | Stock | 46,341 | $4.80M | 0.7% | +3,280+7.6% | Added | History |
| BABoeing Co | Stock | 19,078 | $4.57M | 0.6% | −15−0.1% | Reduced | History |
| FDXFedEx Corp | Stock | 12,219 | $3.65M | 0.5% | +45+0.4% | Added | History |
| BNYBank of New York Mellon Corp | Stock | 70,170 | $3.60M | 0.5% | +5,685+8.8% | Added | History |
| SLBSLB Limited | Stock | 105,265 | $3.37M | 0.5% | +105,265 | New | History |
| JNJJohnson & Johnson | Stock | 15,025 | $2.48M | 0.3% | −70−0.5% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 15,000 | $2.20M | 0.3% | 00.0% | Unchanged | History |
| PGProcter & Gamble Co | Stock | 14,672 | $1.98M | 0.3% | −467−3.1% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 782 | $1.91M | 0.3% | −95−10.8% | Reduced | History |
| DEDeere & Co | Stock | 5,059 | $1.78M | 0.2% | 00.0% | Unchanged | History |
| RTXRTX Corp | Stock | 20,566 | $1.75M | 0.2% | 00.0% | Unchanged | History |
| VMWVmware LLC | CL A COM | 8,165 | $1.31M | 0.2% | 00.0% | Unchanged | History |
| DDDuPont de Nemours, Inc. | COM | 15,500 | $1.20M | 0.2% | −166−1.1% | Reduced | History |
| ALLAllstate Corp | Stock | 8,643 | $1.13M | 0.2% | 00.0% | Unchanged | History |
| DISWalt Disney Co | Stock | 6,402 | $1.13M | 0.2% | −350−5.2% | Reduced | History |
| CHKPCheck Point Software Technologies Ltd | ORD | 9,235 | $1.07M | 0.1% | −740−7.4% | Reduced | History |
| BCLIBrainstorm Cell Therapeutics Inc. | COM NEW | 241,500 | $918.0K | 0.1% | 00.0% | Unchanged | History |
| INTCIntel Corp | Stock | 13,750 | $772.0K | 0.1% | −750−5.2% | Reduced | History |
| DOWDow Inc. | Stock | 12,117 | $767.0K | 0.1% | +12,117 | New | History |
| Vanguard Index FDS922908645 | MDCAP INDX ADM | 2,461 | $723.0K | 0.1% | 00.0% | Unchanged | – |
| TAT&T Inc. | Stock | 21,150 | $609.0K | 0.1% | 00.0% | Unchanged | History |
| MMM3M Co | Stock | 3,062 | $608.0K | 0.1% | 00.0% | Unchanged | History |
| Gateway Fund367829207 | MUT | 14,482 | $569.0K | 0.1% | +19+0.1% | Added | – |
| NVDANVIDIA Corp | Stock | 697 | $558.0K | 0.1% | −7−1.0% | Reduced | History |
| GSGoldman Sachs Group Inc | Stock | 1,447 | $549.0K | 0.1% | −155−9.7% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 4,269 | $481.0K | 0.1% | −410−8.8% | Reduced | History |
| INTUIntuit Inc. | Stock | 926 | $454.0K | 0.1% | −2,435−72.4% | Reduced | History |
| DHRDanaher Corp | Stock | 1,626 | $436.0K | 0.1% | −604−27.1% | Reduced | History |
| DBRG.PJDigitalBridge Group, Inc. | Equities | 15,000 | $393.0K | 0.1% | +15,000 | New | History |
| UBERUber Technologies, Inc | Stock | 7,500 | $376.0K | 0.1% | −500−6.3% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 833 | $357.0K | <0.1% | +42+5.3% | Added | History |
| PFEPfizer Inc | Stock | 8,650 | $339.0K | <0.1% | −38,425−81.6% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 1,157 | $322.0K | <0.1% | −100−8.0% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 743 | $319.0K | <0.1% | −80−9.7% | Reduced | – |
| COSTCostco Wholesale Corp | Stock | 757 | $300.0K | <0.1% | +25+3.4% | Added | History |
| Energy Transfer LP 7.625 Pfd U29273V506 | PRD | 11,667 | $297.0K | <0.1% | +11,667 | New | – |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 2,033 | $286.0K | <0.1% | 00.0% | Unchanged | History |
| VVisa Inc. | Stock | 1,163 | $272.0K | <0.1% | −423−26.7% | Reduced | History |
| AMGNAmgen Inc | Stock | 1,088 | $265.0K | <0.1% | 00.0% | Unchanged | History |
| AEPAmerican Electric Power Co Inc | Stock | 3,115 | $263.0K | <0.1% | −2,049−39.7% | Reduced | History |
| SBUXStarbucks Corp | Stock | 2,346 | $262.0K | <0.1% | −275−10.5% | Reduced | History |
| Energy Transfer LP 7.375 FTF29273V407 | PFD | 10,000 | $252.0K | <0.1% | +10,000 | New | – |
| DCP Midstream LP-Callable23311P209 | PFD | 10,000 | $251.0K | <0.1% | 00.0% | Unchanged | – |
| AMTAmerican Tower Corp | REIT | 920 | $249.0K | <0.1% | 00.0% | Unchanged | History |
| LPGDorian LPG Ltd. | SHS USD | 17,500 | $247.0K | <0.1% | 00.0% | Unchanged | History |
| GDGeneral Dynamics Corp | Stock | 1,288 | $242.0K | <0.1% | +65+5.3% | Added | History |
| CLColgate Palmolive Co | Stock | 2,911 | $237.0K | <0.1% | 00.0% | Unchanged | History |
| Nestle SA ADR641069406 | COM | 1,787 | $223.0K | <0.1% | 00.0% | Unchanged | – |
| MDTMedtronic plc | Stock | 1,763 | $219.0K | <0.1% | −33−1.8% | Reduced | History |
| KOCoca Cola Co | Stock | 3,713 | $201.0K | <0.1% | −1,204−24.5% | Reduced | History |
| Locust Walk Acquisition Corp54015L301 | UNIT 12/31/2025 | 10,000 | $102.0K | <0.1% | 00.0% | Unchanged | – |
| MUXMcEwen Inc. | COM | 13,500 | $19.0K | <0.1% | 00.0% | Unchanged | History |
| TGLOTheglobe Com Inc | COM | 10,000 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Nyvatex Oil Corp670794106 | COM | 20,000 | $0 | 0.0% | 00.0% | Unchanged | – |
| Frac Marriott IntlFHB903208 | COM | 318,859 | $0 | 0.0% | 00.0% | Unchanged | – |
Sold out since Q1 2021 (9)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| MRKMerck & Co., Inc. | Stock | 192,054 | $14.8M | 2.2% | History |
| BDXBecton Dickinson & Co | Stock | 25,780 | $6.27M | 0.9% | History |
| AMATApplied Materials Inc | Stock | 45,046 | $6.02M | 0.9% | History |
| DOCUDocuSign, Inc. | Stock | 2,625 | $531.0K | 0.1% | History |
| Colony Capital Inc19626G504 | Equities | 15,000 | $380.0K | 0.1% | – |
| Energy Transfer Operat 7.625 P29278N400 | PRD | 11,667 | $279.0K | <0.1% | – |
| QVC Inc 6.375 PFD747262301 | PFD | 10,000 | $254.0K | <0.1% | – |
| Energy Transfer LP 7.375 PFD29278N301 | COM | 10,000 | $233.0K | <0.1% | – |
| Cowen Inc 7.35223622705 | PFD | 8,000 | $201.0K | <0.1% | – |