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Livermore
Livermore
ZHEN

Thompson Davis & Co., Inc.

SEC CIK
0001017284
Latest filing
Jul 29, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 5, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
106
−8 vs. Q3 2023
Portfolio value
$117.5M
+$36.7M (+45.4%) vs. Q3 2023
Filed
Feb 5, 2024
SEC
Holdings of Thompson Davis & Co., Inc. in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SMIDSmith Midland CorpCOM1,356,453$53.6M45.6%+125,873+10.2%AddedHistory
ESOAEnergy Services of America CORPCOM1,326,274$7.93M6.7%+310,924+30.6%AddedHistory
CSLCarlisle Companies IncCOM21,004$6.56M5.6%00.0%UnchangedHistory
AMDAdvanced Micro Devices IncStock26,071$3.84M3.3%+3,226+14.1%AddedHistory
DOVDOVER CorpCOM20,950$3.22M2.7%−100−0.5%ReducedHistory
TSLATesla, Inc.Stock10,470$2.60M2.2%−2,600−19.9%ReducedHistory
SHWSherwin Williams CoCOM7,500$2.34M2.0%00.0%UnchangedHistory
Vanguard S&P 500 ETF922908363ETF4,506$1.97M1.7%−261−5.5%Reduced–
ARCArc Document Solutions, Inc.COM556,585$1.83M1.6%+123,900+28.6%AddedHistory
CBChubb LtdStock6,411$1.45M1.2%00.0%UnchangedHistory
AAPLApple Inc.Stock6,669$1.28M1.1%+182+2.8%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF6,454$1.10M0.9%−478−6.9%Reduced–
CRWDCrowdStrike Holdings, Inc.Stock3,960$1.01M0.9%+3,960NewHistory
LLYEli Lilly & CoStock1,715$999.7K0.9%−860−33.4%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF6,561$980.8K0.8%−1,019−13.4%Reduced–
COSTCostco Wholesale CorpStock1,381$911.6K0.8%+131+10.5%AddedHistory
UBERUber Technologies, IncStock14,800$911.2K0.8%+390+2.7%AddedHistory
SOHOSotherly Hotels Inc.COM578,175$861.5K0.7%−727,916−55.7%ReducedHistory
KNSLKinsale Capital Group, Inc.Stock2,400$803.8K0.7%−100−4.0%ReducedHistory
AMZNAmazon Com IncStock4,673$710.0K0.6%+2,550+120.1%AddedHistory
PGProcter & Gamble CoStock4,506$660.3K0.6%−212−4.5%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF1,606$657.8K0.6%+505+45.9%Added–
PROFProfound Medical Corp.COM NEW68,425$580.9K0.5%−17,950−20.8%ReducedHistory
NVONovo Nordisk A SADR5,500$569.0K0.5%+2,700+96.4%AddedHistory
INTCIntel CorpStock11,211$563.4K0.5%+3,349+42.6%AddedHistory
DUOLDuolingo, Inc.CL A COM2,441$553.7K0.5%−284−10.4%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF1,764$548.4K0.5%−570−24.4%Reduced–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM9,500$522.3K0.4%+100+1.1%Added–
MDYSPDR S&P Midcap 400 ETF TrustETF914$463.7K0.4%−161−15.0%ReducedHistory
GLDSPDR Gold TrustETF2,402$459.2K0.4%+2,402NewHistory
Vanguard World FD921910733ESG US STK ETF5,344$454.6K0.4%00.0%Unchanged–
NVDANVIDIA CorpStock976$449.4K0.4%−964−49.7%ReducedHistory
MSFTMicrosoft CorpStock1,190$447.4K0.4%−131−9.9%ReducedHistory
METAMeta Platforms, Inc.Stock1,243$440.0K0.4%+1,243NewHistory
ARMArm Holdings PLCADR5,850$439.6K0.4%+5,850NewHistory
JNJJohnson & JohnsonStock2,789$437.2K0.4%+251+9.9%AddedHistory
LNGCheniere Energy, Inc.COM NEW2,550$435.3K0.4%00.0%UnchangedHistory
iShares Tr46429B655FLTG RATE NT ETF8,578$434.2K0.4%−139−1.6%Reduced–
GEGeneral Electric CoStock3,402$434.2K0.4%00.0%UnchangedHistory
PRIMPrimoris Services CorpStock12,775$424.3K0.4%−1,020−7.4%ReducedHistory
GEHCGE HealthCare Technologies Inc.Stock5,401$417.6K0.4%00.0%UnchangedHistory
iShares Russell 2000 ETF464287655ETF1,988$399.0K0.3%−115−5.5%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF1,867$398.3K0.3%−177−8.7%Reduced–
SPYSPDR S&P 500 ETF TrustETF815$387.4K0.3%−174−17.6%ReducedHistory
GOOGAlphabet Inc.Stock2,733$385.2K0.3%+2,733NewHistory
ASPNAspen Aerogels IncCOM24,150$381.1K0.3%+3,100+14.7%AddedHistory
PWRQuanta Services, Inc.COM1,750$377.6K0.3%+1,750NewHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL7,250$367.9K0.3%−5,500−43.1%Reduced–
JPMorgan Ultra-Short Income ETF46641Q837ETF7,222$362.7K0.3%−1,058−12.8%Reduced–
DISWalt Disney CoStock4,000$361.2K0.3%+4,000NewHistory
SNOWSnowflake Inc.Stock1,830$354.2K0.3%−90−4.7%ReducedHistory
LYFTLyft, Inc.CL A COM21,730$325.7K0.3%+21,730NewHistory
VZVerizon Communications IncStock8,391$316.3K0.3%+8,391NewHistory
PINSPinterest, Inc.CL A8,400$311.1K0.3%+8,400NewHistory
DYDycom Industries IncCOM2,600$299.2K0.3%+100+4.0%AddedHistory
BABoeing CoStock1,132$295.1K0.3%−18−1.6%ReducedHistory
TMUST-Mobile US, Inc.Stock1,825$292.6K0.2%00.0%UnchangedHistory
LPGDorian LPG Ltd.SHS USD6,665$292.4K0.2%+6,665NewHistory
NTNXNutanix, Inc.Stock6,100$290.9K0.2%+6,100NewHistory
Schwab US Dividend Equity ETF808524797ETF3,813$290.2K0.2%−1,214−24.1%Reduced–
SPDR Series Trust78464A664ST LON TREAS ETF9,704$281.6K0.2%+9,704New–
SKXSkechers USA IncCL A4,350$271.2K0.2%+4,350NewHistory
PANWPalo Alto Networks IncStock900$265.4K0.2%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1,612$254.4K0.2%+12+0.8%Added–
NFLXNetflix IncStock520$253.2K0.2%+520NewHistory
ALSNAllison Transmission Holdings IncStock4,100$238.4K0.2%−100−2.4%ReducedHistory
OUNZVanEck Merk Gold ETFGOLD SHS11,815$235.8K0.2%00.0%UnchangedHistory
PPSIPioneer Power Solutions, Inc.COM NEW32,600$221.4K0.2%+32,600NewHistory
BHVNBiohaven Ltd.COM5,000$214.0K0.2%+5,000NewHistory
RXSTRxSight, Inc.COM5,250$211.7K0.2%+5,250NewHistory
NOCNorthrop Grumman CorpStock448$209.7K0.2%−9−2.0%ReducedHistory
GENGen Digital Inc.Stock9,150$208.8K0.2%+9,150NewHistory
Vanguard Index FDS922908652EXTEND MKT ETF1,251$205.7K0.2%+1,251New–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,400$203.0K0.2%+1,400New–
VVisa Inc.Stock776$202.0K0.2%−200−20.5%ReducedHistory
CXCemex SAB de CVSPON ADR NEW25,200$195.3K0.2%+3,200+14.5%AddedHistory
OPFIOppFi Inc.COM CL A36,400$186.4K0.2%+36,400NewHistory
SPOKSpok Holdings, IncCOM10,800$167.2K0.1%+10,800NewHistory
AWREAware IncCOM93,666$155.7K0.1%+93,666NewHistory
APLDApplied Digital Corp.COM NEW21,750$146.6K0.1%−3,750−14.7%ReducedHistory
UTIUniversal Technical Institute IncCOM11,425$143.0K0.1%+11,425NewHistory
IONQIonQ, Inc.COM10,005$124.0K0.1%−700−6.5%ReducedHistory
CLSKCleanspark, Inc.COM NEW11,200$123.5K0.1%+11,200NewHistory
AUGXAugmedix, Inc.COM20,500$119.9K0.1%+20,500NewHistory
LFMDLifeMD, Inc.COM14,145$117.3K0.1%+14,145NewHistory
LUNALuna Innovations IncCOM17,522$116.5K0.1%−1,974−10.1%ReducedHistory
TRAKReposiTrak, Inc.COM NEW10,975$109.9K0.1%+10,975NewHistory
INODInnodata IncCOM NEW10,000$81.4K0.1%00.0%UnchangedHistory
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT16,500$77.5K0.1%−1,500−8.3%ReducedHistory
EVLVEvolv Technologies Holdings, Inc.COM CL A16,000$75.5K0.1%−7,800−32.8%ReducedHistory
WGSGeneDx Holdings Corp.COM CL A19,944$54.8K<0.1%+9,944+99.4%AddedHistory
GROYGold Royalty Corp.COMMON SHARES28,500$41.9K<0.1%00.0%UnchangedHistory
SANWS&W Seed CoCOM59,750$41.8K<0.1%−38,100−38.9%ReducedHistory
PFIEProfire Energy IncCOM20,900$37.8K<0.1%−8,000−27.7%ReducedHistory
VGZVista Gold CorpCOM NEW69,000$31.2K<0.1%00.0%UnchangedHistory
AMPGAmpliTech Group, Inc.COM NEW16,500$31.0K<0.1%−2,000−10.8%ReducedHistory
THMInternational Tower Hill Mines LtdCOM50,000$29.3K<0.1%00.0%UnchangedHistory
ZDGEZedge, Inc.CL B12,000$28.2K<0.1%00.0%UnchangedHistory
SLIStandard Lithium Ltd.COM10,500$21.2K<0.1%−7,700−42.3%ReducedHistory
PZGParamount Gold Nevada Corp.COM38,000$14.3K<0.1%00.0%UnchangedHistory

Sold out since Q3 2023 (37)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Thompson Davis & Co., Inc. sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
SLBSLB LimitedStock10,075$587.4K0.7%History
OXYOccidental Petroleum CorpStock8,855$574.5K0.7%History
AEHRAehr Test SystemsCOM11,575$529.0K0.7%History
IRMIron Mountain IncCOM8,000$475.6K0.6%History
ABNBAirbnb, Inc.Stock3,358$460.8K0.6%History
HALHalliburton CoStock10,400$421.2K0.5%History
KOCoca Cola CoStock6,528$365.4K0.5%History
DKNGDraftKings Inc.Stock11,350$334.1K0.4%History
XPOXPO, Inc.COM4,415$329.6K0.4%History
CTRACoterra Energy Inc.Stock11,975$323.9K0.4%History
BWXTBWX Technologies, Inc.COM4,125$309.3K0.4%History
CCJCameco CorpStock7,150$283.4K0.4%History
CRKComstock Resources IncCOM22,600$249.3K0.3%History
BRK.BBerkshire Hathaway IncStock710$248.7K0.3%History
CSCOCisco Systems, Inc.Stock4,364$234.6K0.3%History
ONOn Semiconductor CorpStock2,500$232.4K0.3%History
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL3,467$231.1K0.3%–
RIGTransocean Ltd.REGISTERED SHS26,650$218.8K0.3%History
MOAltria Group, Inc.Stock5,046$212.2K0.3%History
Vanguard BD Index FDS92203C303VANGUARD ULTRA4,267$209.9K0.3%–
Vanguard Morningstar Small-Cap Value ETF922908611ETF1,283$204.6K0.3%–
XOMExxonMobil Holdings CorpCOM1,706$200.6K0.2%History
CVRXCVRx, Inc.COM11,400$172.9K0.2%History
ETEnergy Transfer LPCOM UT LTD PTN11,100$155.7K0.2%History
QIPTQuipt Home Medical Corp.COM29,950$152.4K0.2%History
ProShares Tr74347B425SHORT S&P 500 NE10,250$148.3K0.2%–
GNWGenworth Financial IncCOM SHS18,600$109.0K0.1%History
UECUranium Energy CorpCOM14,800$76.2K0.1%History
GENIGenius Sports LtdSHARES CL A13,000$69.3K0.1%History
DWSNDawson Geophysical CoCOM25,630$59.5K0.1%History
IRDOpus Genetics, Inc.COM17,000$57.0K0.1%History
REKRRekor Systems, Inc.COM17,475$49.3K0.1%History
PLPlanet Labs PBCCOM CL A13,000$33.8K<0.1%History
BSINBig Sky Industrial Inc.COM12,000$16.2K<0.1%History
ENSVEnservco CorpCOM NEW10,000$3.81K<0.1%History
FBIOFortress Biotech, Inc.COM12,996$3.77K<0.1%History
TFFPTFF Pharmaceuticals, Inc.COM10,000$3.50K<0.1%History