Skip to main content
Livermore
Livermore
ZHEN

First Quadrant L P

SEC CIK
0001014736
Latest filing
Apr 21, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 26, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
515
+6 vs. Q2 2021
Portfolio value
$856.9M
−$13.9M (−1.6%) vs. Q2 2021
Filed
Oct 26, 2021
SEC
Holdings of First Quadrant L P in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
RYZRyerson Holding CorpCOM29,462$656.0K0.1%+462+1.6%AddedHistory
SICPSilvergate Capital CorpCL A5,700$658.0K0.1%00.0%UnchangedHistory
VLOValero Energy CorpStock9,500$670.0K0.1%00.0%UnchangedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS25,400$678.0K0.1%00.0%UnchangedHistory
CSGSCSG Systems International IncCOM14,357$692.0K0.1%00.0%UnchangedHistory
PACBPacific Biosciences of California, Inc.COM27,200$695.0K0.1%00.0%UnchangedHistory
CSIICardiovascular Systems IncCOM21,427$703.0K0.1%−19,200−47.3%ReducedHistory
CDMOAvid Bioservices, Inc.COM32,700$705.0K0.1%00.0%UnchangedHistory
UPWKUpwork, IncCOM15,700$707.0K0.1%00.0%UnchangedHistory
DTDynatrace, Inc.Stock10,117$718.0K0.1%00.0%UnchangedHistory
PFEPfizer IncStock16,771$721.0K0.1%+239+1.4%AddedHistory
ROKURoku, IncCOM CL A2,308$723.0K0.1%+82+3.7%AddedHistory
DGPDeutsche Bank AktiengesellschaftDB GOLD DBL LNG19,814$723.0K0.1%00.0%UnchangedHistory
AYIAcuity Inc. (DE)Stock4,191$727.0K0.1%00.0%UnchangedHistory
MRUSMerus N.V.COM33,200$730.0K0.1%+33,200NewHistory
BABoeing CoStock3,344$735.0K0.1%00.0%UnchangedHistory
COOCooper Companies, Inc.COM NEW1,819$752.0K0.1%00.0%UnchangedHistory
LYBLyondellBasell Industries N.V.SHS - A -8,054$756.0K0.1%00.0%UnchangedHistory
BF.ABrown Forman CorpCL A12,183$764.0K0.1%00.0%UnchangedHistory
ABGAsbury Automotive Group IncCOM3,900$767.0K0.1%00.0%UnchangedHistory
CUBECubeSmartREIT15,877$769.0K0.1%00.0%UnchangedHistory
USNAUsana Health Sciences IncCOM8,373$772.0K0.1%00.0%UnchangedHistory
FLOFlowers Foods IncCOM32,983$779.0K0.1%00.0%UnchangedHistory
Qad Inc74727D306CL A8,941$781.0K0.1%00.0%Unchanged–
VCVisteon CorpCOM NEW8,303$784.0K0.1%00.0%UnchangedHistory
MDTMedtronic plcStock6,299$790.0K0.1%00.0%UnchangedHistory
HOLXHologic IncCOM10,707$790.0K0.1%00.0%UnchangedHistory
SABRSabre CorpCOM66,800$791.0K0.1%00.0%UnchangedHistory
OXYOccidental Petroleum CorpStock27,000$799.0K0.1%00.0%UnchangedHistory
TRMBTrimble Inc.COM9,901$814.0K0.1%+501+5.3%AddedHistory
MTXMinerals Technologies IncCOM11,652$814.0K0.1%00.0%UnchangedHistory
SNAPSnap IncStock11,027$815.0K0.1%00.0%UnchangedHistory
PSXPhillips 66Stock11,685$818.0K0.1%00.0%UnchangedHistory
UCBUnited Community Banks IncCOM25,144$825.0K0.1%00.0%UnchangedHistory
BURLBurlington Stores, Inc.COM2,921$828.0K0.1%00.0%UnchangedHistory
PAYXPaychex IncStock7,378$830.0K0.1%00.0%UnchangedHistory
PMPhilip Morris International Inc.Stock8,781$832.0K0.1%00.0%UnchangedHistory
LNCLincoln National CorpCOM12,156$836.0K0.1%00.0%UnchangedHistory
RYNRayonier IncCOM23,768$848.0K0.1%00.0%UnchangedHistory
TBITrueBlue, Inc.COM32,000$867.0K0.1%00.0%UnchangedHistory
ANETArista Networks, Inc.COM2,535$871.0K0.1%+97+4.0%AddedHistory
REGIRenewable Energy Group, Inc.COM NEW17,478$877.0K0.1%00.0%UnchangedHistory
HUBBHubbell IncCOM4,891$884.0K0.1%00.0%UnchangedHistory
MSIMotorola Solutions, Inc.Stock3,811$885.0K0.1%00.0%UnchangedHistory
LBRDALiberty Broadband CorpCOM SER A5,277$888.0K0.1%00.0%UnchangedHistory
AGNCAGNC Investment Corp.REIT56,800$896.0K0.1%−464−0.8%ReducedHistory
CCChemours CoStock31,100$904.0K0.1%00.0%UnchangedHistory
LSILife Storage, Inc.COM7,983$916.0K0.1%00.0%UnchangedHistory
CICigna GroupStock4,658$932.0K0.1%+4,563+4,803.2%AddedHistory
CCitigroup IncStock13,294$933.0K0.1%00.0%UnchangedHistory
PEverpure, Inc.CL A37,300$938.0K0.1%−1,400−3.6%ReducedHistory
BAMBrookfield Asset Management Ltd.CL A LTD VT SH17,580$941.0K0.1%+17,580NewHistory
GEGeneral Electric CoStock9,149$943.0K0.1%+9,149NewHistory
HUMHumana IncStock2,427$944.0K0.1%00.0%UnchangedHistory
VNDAVanda Pharmaceuticals Inc.COM55,400$950.0K0.1%00.0%UnchangedHistory
ILMNIllumina, Inc.COM2,348$952.0K0.1%00.0%UnchangedHistory
REZIResideo Technologies, Inc.Stock38,600$957.0K0.1%00.0%UnchangedHistory
ZTSZoetis Inc.Stock5,016$974.0K0.1%00.0%UnchangedHistory
SANMSanmina CorpCOM25,416$980.0K0.1%−804−3.1%ReducedHistory
NKENIKE, Inc.Stock6,840$993.0K0.1%00.0%UnchangedHistory
OIIOceaneering International IncStock74,800$996.0K0.1%00.0%UnchangedHistory
HESHess CorpStock13,155$1.03M0.1%−347−2.6%ReducedHistory
NATINational Instruments CorpCOM26,298$1.03M0.1%−5,700−17.8%ReducedHistory
NOWServiceNow, Inc.Stock1,672$1.04M0.1%−86−4.9%ReducedHistory
CSCOCisco Systems, Inc.Stock19,102$1.04M0.1%+202+1.1%AddedHistory
HSTMHealthstream IncCOM38,000$1.09M0.1%00.0%UnchangedHistory
LBRDKLiberty Broadband CorpCOM SER C6,365$1.10M0.1%00.0%UnchangedHistory
BAHBooz Allen Hamilton Holding CorpCL A13,961$1.11M0.1%00.0%UnchangedHistory
PRUPrudential Financial IncStock10,728$1.13M0.1%00.0%UnchangedHistory
MRNAModerna, Inc.Stock3,017$1.16M0.1%+3,017NewHistory
CDNSCadence Design Systems IncStock7,718$1.17M0.1%00.0%UnchangedHistory
PTENPatterson Uti Energy IncCOM130,100$1.17M0.1%00.0%UnchangedHistory
JPMJPMorgan Chase & CoStock7,169$1.17M0.1%+471+7.0%AddedHistory
CLColgate Palmolive CoStock15,629$1.18M0.1%+500+3.3%AddedHistory
SPOTSpotify Technology S.A.Stock5,256$1.18M0.1%00.0%UnchangedHistory
LGNDLigand Pharmaceuticals IncCOM NEW8,622$1.20M0.1%00.0%UnchangedHistory
PYPLPayPal Holdings, Inc.Stock4,643$1.21M0.1%+52+1.1%AddedHistory
NINisource Inc.COM50,137$1.22M0.1%−6,200−11.0%ReducedHistory
EXPOExponent IncCOM10,746$1.22M0.1%00.0%UnchangedHistory
DTEDte Energy CoCOM10,918$1.22M0.1%−255−2.3%ReducedHistory
DDSDillard's, Inc.CL A7,100$1.23M0.1%00.0%UnchangedHistory
BRSLBrightstar Lottery PLCSHS USD47,700$1.25M0.1%00.0%UnchangedHistory
VRTXVertex Pharmaceuticals IncStock7,024$1.27M0.1%+2,400+51.9%AddedHistory
EQCEQC Liquidating TrustCOM SH BEN INT49,987$1.30M0.2%−1,560−3.0%ReducedHistory
MBUUMalibu Boats, Inc.COM CL A19,239$1.35M0.2%00.0%UnchangedHistory
DOVDOVER CorpCOM8,700$1.35M0.2%00.0%UnchangedHistory
SPDR Series Trust78464A490ST STR FTSE ETF24,923$1.36M0.2%+7,688+44.6%Added–
EXPEExpedia Group, Inc.Stock8,490$1.39M0.2%−182−2.1%ReducedHistory
LWLamb Weston Holdings, Inc.Stock22,710$1.39M0.2%00.0%UnchangedHistory
UFPIUfp Industries IncCOM20,682$1.41M0.2%00.0%UnchangedHistory
CNTYCentury Casinos IncCOM105,800$1.43M0.2%00.0%UnchangedHistory
SPGIS&P Global Inc.Stock3,378$1.44M0.2%00.0%UnchangedHistory
GPKGraphic Packaging Holding CoCOM75,651$1.44M0.2%00.0%UnchangedHistory
GNTXGentex CorpCOM44,163$1.46M0.2%00.0%UnchangedHistory
DJPBarclays Bank PLCDJUBS CMDT ETN3649,791$1.46M0.2%−5,117−9.3%ReducedHistory
OFIXOrthofix Medical Inc.COM38,228$1.46M0.2%00.0%UnchangedHistory
MRVLMarvell Technology, Inc.COM24,179$1.46M0.2%00.0%UnchangedHistory
ZSZscaler, Inc.Stock5,591$1.47M0.2%−517−8.5%ReducedHistory
JYNTJOINT CorpCOM14,988$1.47M0.2%00.0%UnchangedHistory
BMYBristol Myers Squibb CoStock25,333$1.50M0.2%00.0%UnchangedHistory

Sold out since Q2 2021 (56)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of First Quadrant L P sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Brookfield Ppty REIT Inc11282X103CL A192,500$3.64M0.4%–
MXIMMaxim Integrated Products IncCOM20,129$2.12M0.2%History
WECWec Energy Group, Inc.Stock7,437$662.0K0.1%History
OGEOGE Energy Corp.COM16,943$570.0K0.1%History
ENTAEnanta Pharmaceuticals IncCOM9,013$397.0K<0.1%History
JNCEJounce Therapeutics, Inc.COM37,800$257.0K<0.1%History
SNCRSynchronoss Technologies IncCOM71,600$257.0K<0.1%History
TDOCTeladoc Health, Inc.COM1,457$242.0K<0.1%History
OKTAOkta, Inc.CL A900$220.0K<0.1%History
AHTAshford Hospitality Trust IncCOM SHS21,900$100.0K<0.1%History
FLNTFluent, Inc.COM28,600$84.0K<0.1%History
FBIOFortress Biotech, Inc.COM13,200$47.0K<0.1%History
VTRSViatris IncStock2,644$38.0K<0.1%History
RVICRetail Value Inc.COM1,635$36.0K<0.1%History
CFMSConformis IncCOM29,469$34.0K<0.1%History
FLEXFlex Ltd.Stock1,828$33.0K<0.1%History
CMLSQCumulus Media IncCOM CL A2,230$33.0K<0.1%History
GPXGP Strategies CorpCOM2,119$33.0K<0.1%History
IINIntricon CorpCOM1,484$33.0K<0.1%History
ADMArcher-Daniels-Midland CoStock532$32.0K<0.1%History
WDAYWorkday, Inc.CL A133$32.0K<0.1%History
INVEINVE Technologies, Inc.COM NEW1,883$32.0K<0.1%History
PCYOPure Cycle CorpCOM NEW2,281$32.0K<0.1%History
HPEHewlett Packard Enterprise CoCOM2,129$31.0K<0.1%History
FITBFifth Third BancorpCOM820$31.0K<0.1%History
BHRBraemar Hotels & Resorts Inc.COM5,047$31.0K<0.1%History
DREDuke Realty CorpCOM NEW660$31.0K<0.1%History
FONRFonar CorpCOM NEW1,772$31.0K<0.1%History
HMTVHemisphere Media Group, Inc.CL A2,627$31.0K<0.1%History
IPGInterpublic Group of Companies, Inc.COM964$31.0K<0.1%History
PPLIPeople IncCOM NEW194$30.0K<0.1%History
LNGCheniere Energy, Inc.COM NEW342$30.0K<0.1%History
ORNOrion Group Holdings IncCOM5,158$30.0K<0.1%History
EGYVaalco Energy IncCOM NEW9,217$30.0K<0.1%History
HROWHarrow, Inc.COM3,089$29.0K<0.1%History
HRIHerc Holdings IncCOM258$29.0K<0.1%History
CVGICommercial Vehicle Group, Inc.COM2,746$29.0K<0.1%History
SENEASeneca Foods CorpCL A555$28.0K<0.1%History
BSETBassett Furniture Industries IncCOM1,162$28.0K<0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA577$28.0K<0.1%History
LCUTLifetime Brands, IncCOM1,773$27.0K<0.1%History
QMCOQuantum CorpCOM NEW3,847$27.0K<0.1%History
TCFCCommunity Financial CorpCOM758$26.0K<0.1%History
WHRWhirlpool CorpStock114$25.0K<0.1%History
AVDAmerican Vanguard CorpCOM1,434$25.0K<0.1%History
BCCBoise Cascade CoCOM430$25.0K<0.1%History
PKOHPark Ohio Holdings CorpCOM779$25.0K<0.1%History
ZEUSOlympic Steel IncCOM802$24.0K<0.1%History
SDSandridge Energy IncCOM NEW2,937$18.0K<0.1%History
OTISOtis Worldwide CorpStock211$17.0K<0.1%History
HOFTHooker Furnishings CorpCOM482$17.0K<0.1%History
VNTVontier CorpStock506$16.0K<0.1%History
KOCoca Cola CoStock154$8.00K<0.1%History
NEENextera Energy IncStock112$8.00K<0.1%History
CTVACorteva, Inc.Stock181$8.00K<0.1%History
HASHasbro, Inc.COM88$8.00K<0.1%History