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Livermore
Livermore
ZHEN

D. E. Shaw & Co., Inc.

SEC CIK
0001009207
Latest filing
Aug 14, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed Nov 14, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
3,097
+23 vs. Q4 2023
Portfolio value
$78.0B
+$8.67B (+12.5%) vs. Q4 2023
Filed
Nov 14, 2024
AmendedSECSEC
Holdings of D. E. Shaw & Co., Inc. in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Relativity Acquisition Corp75944B114*W EXP 12/15/202300,000$00.0%00.0%Unchanged–
Goal Acquisitions Corp38021H115*W EXP 02/11/20211,659$73<0.1%00.0%Unchanged–
Movella Holdings Inc.62459N113*W EXP 02/10/20225,000$158<0.1%00.0%Unchanged–
BENFWBeneficient*W EXP 06/07/20219,500$189<0.1%00.0%UnchangedHistory
SPWRWSunPower Inc.Warrant12,382$440<0.1%00.0%UnchangedHistory
ECXWWECARX Holdings Inc.*W EXP 12/20/20220,340$610<0.1%00.0%UnchangedHistory
Tritium DCFC Ltd -CW24Q9225T116TRITIUM DCFC LTD16,572$650<0.1%00.0%Unchanged–
HUBCWHub Cyber Security Ltd.*W EXP 02/27/20251,318$718<0.1%00.0%UnchangedHistory
Cetus Cap Acquisition Corp15719Y113*W EXP 01/31/20240,000$760<0.1%00.0%Unchanged–
SMXWWSMX (Security Matters) Public Ltd Co*W EXP 03/07/20279,166$784<0.1%00.0%UnchangedHistory
XBPEWXBP Global Holdings, Inc.*W EXP 11/30/20219,714$789<0.1%00.0%UnchangedHistory
AEAEWAltEnergy Acquisition Corp*W EXP 10/29/20216,666$877<0.1%00.0%UnchangedHistory
Semantix IncG6332A114*W EXP 08/03/20274,470$1.00K<0.1%00.0%Unchanged–
PRENWPrenetics Global Ltd*W EXP 05/18/202104,515$1.09K<0.1%00.0%UnchangedHistory
BM Technologies, Inc.05591L115*W EXP 01/04/20295,265$1.10K<0.1%00.0%Unchanged–
Noco Noco IncG7243P117*W EXP 08/25/202148,500$1.11K<0.1%00.0%Unchanged–
LANWFLanvin Group Holdings Ltd*W EXP 99/99/99925,000$1.25K<0.1%00.0%UnchangedHistory
The Original Bark Company68622E112*W EXP 05/01/20241,873$1.28K<0.1%00.0%Unchanged–
RMCOWRoyalty Management Holding Corp*W EXP 05/28/20260,015$1.30K<0.1%00.0%UnchangedHistory
bleuacacia ltdG11728113*W EXP 10/30/20256,801$1.39K<0.1%00.0%Unchanged–
Kairous Acquisition Corp. LtdG52131128*W EXP 09/15/20270,000$1.40K<0.1%00.0%Unchanged–
SHAZWSharonAI Holdings Inc.*W EXP 10/20/20299,999$1.41K<0.1%00.0%UnchangedHistory
MSSWFMetal Sky Star Acquisition Corp*W EXP 03/31/202150,000$1.47K<0.1%00.0%UnchangedHistory
Finnovate Acquisition Corp.G3R34K111*W EXP 99/99/99968,749$1.51K<0.1%00.0%Unchanged–
Distoken Acquisition CorpG27740102*W EXP 11/30/20275,000$1.57K<0.1%00.0%Unchanged–
Oak Woods Acquisition Corp67190B112*W EXP 03/23/20280,000$1.60K<0.1%00.0%Unchanged–
MSAIWMultiSensor AI Holdings, Inc.*W EXP 12/19/20231,500$1.61K<0.1%00.0%UnchangedHistory
ECD Automotive Design, Inc.27877D112*W EXP 12/12/20267,000$1.68K<0.1%00.0%Unchanged–
ATEKWAthena Technology Acquisition Corp. II*W EXP 10/17/20241,390$1.68K<0.1%00.0%UnchangedHistory
SVUWFSRIVARU Holding Ltd*W EXP 12/08/202115,000$1.83K<0.1%00.0%UnchangedHistory
Achari Ventures Hldgs Corp I00444X119*W EXP 01/01/20295,730$1.92K<0.1%00.0%Unchanged–
Bukit Jalil GBL AcquisitionG1676M113*W EXP 05/02/20250,000$2.00K<0.1%00.0%Unchanged–
Glry STR NW Mdia Grup Hldg LG39973113*W EXP 02/13/202498,473$2.04K<0.1%00.0%Unchanged–
OCA Acquisition Corp.670865112*W EXP 01/14/20232,284$2.05K<0.1%00.0%Unchanged–
OIOWWOIO Group*W EXP 10/19/202310,000$2.08K<0.1%00.0%UnchangedHistory
Integrated Wellness Acq CorpG4828B118*W EXP 10/31/20262,500$2.19K<0.1%00.0%Unchanged–
Embrace Change Acquisitn CorG3034H125*W EXP 10/25/202100,000$2.25K<0.1%00.0%Unchanged–
Fintech Ecosystem Deve318136116*W EXP 04/01/202123,750$2.44K<0.1%00.0%Unchanged–
Kernel Group Holdings, Inc.G5259L129*W EXP 02/02/20250,000$2.45K<0.1%00.0%Unchanged–
ALSWFAlpha Star Acquisition Corp*W EXP 12/13/202250,000$2.50K<0.1%00.0%UnchangedHistory
Global Technolgy Acqstn CorpG3934N115*W EXP 10/19/20299,999$2.51K<0.1%00.0%Unchanged–
Pyrophyte Acquisition Corp.G7308P127*W EXP 05/03/202100,000$2.51K<0.1%00.0%Unchanged–
Spectaire Hldgs Inc84753T117*W EXP 10/17/20299,999$2.51K<0.1%00.0%Unchanged–
Inflection PT Acquisitn CRPG4790U110*W EXP 08/31/20217,800$2.67K<0.1%00.0%Unchanged–
DAVEWDave Inc.EQUITY WRT49,200$2.70K<0.1%00.0%UnchangedHistory
Keyarch Acquisition CorpG5260A112*W EXP 01/24/20255,752$2.89K<0.1%00.0%Unchanged–
Qiwi PLC74735M108SPON ADR REP B13,150$2.99K<0.1%−1,073−7.5%Reduced–
Bellevue Life SCNCS Aqstn Co079174116*W EXP 02/09/202150,000$3.19K<0.1%00.0%Unchanged–
Kismet Acquisition Two CorpG52807115*W EXP 06/30/20285,514$3.20K<0.1%00.0%Unchanged–
PDYNWPalladyne AI Corp.*W EXP 09/24/20264,900$3.31K<0.1%00.0%UnchangedHistory
Thunder BRDG Cap Prtnrs IV I88605L115*W EXP 04/30/20221,831$3.49K<0.1%00.0%Unchanged–
AI Transn Acquisition CorpG01490104RIGHT 09/01/202820,000$3.60K<0.1%+20,000New–
UCFIWCN Healthy Food Tech Group Corp.*W EXP 99/99/999119,035$3.69K<0.1%+119,035NewHistory
Trailblazer Merger Corp I89278D125RIGHT 04/21/202850,000$3.73K<0.1%00.0%Unchanged–
Roth CH Acquisition V Co.77867R118*W EXP 12/10/20249,999$3.79K<0.1%00.0%Unchanged–
BETRWBetter Home & Finance Holding Co*W EXP 12/15/20227,202$3.81K<0.1%00.0%UnchangedHistory
WinVest Acquisition Corp.97655B117*W EXP 08/09/202375,000$3.94K<0.1%00.0%Unchanged–
Tribe Capital Growth Corp I89601Y119*W EXP 02/28/20283,353$3.96K<0.1%00.0%Unchanged–
Qomolangma Acquisition Corp.74738V113*W EXP 09/29/202247,500$3.96K<0.1%00.0%Unchanged–
Alpha Partners Tech Mergr CoG63290103*W EXP 03/31/20229,998$4.05K<0.1%00.0%Unchanged–
Arogo Capital Acquisition Corp.042644112*W EXP 03/23/202150,000$4.05K<0.1%00.0%Unchanged–
VLDXWVelo3D, Inc.*W EXP 12/01/20285,459$4.15K<0.1%00.0%UnchangedHistory
TETWFTechnology & Telecommunication Acquisition Corp*W EXP 04/15/202200,000$4.26K<0.1%00.0%UnchangedHistory
AERWINS Technologies Inc.00810J116*W EXP 02/03/202367,500$4.45K<0.1%00.0%Unchanged–
GGROWGogoro Inc.*W EXP 04/04/20244,527$4.45K<0.1%00.0%UnchangedHistory
DFLIWDragonfly Energy Holdings Corp.*W EXP 10/07/202228,943$4.74K<0.1%00.0%UnchangedHistory
Inception Growth Acqustn Ltd45333D112*W EXP 10/15/202124,999$5.00K<0.1%00.0%Unchanged–
Feutune Light Acquisition Co31561T110*W EXP 06/01/202150,000$5.10K<0.1%00.0%Unchanged–
Ys Biopharma Co LtdG9845F117*W EXP 03/15/202100,000$5.10K<0.1%00.0%Unchanged–
KVAWFKeen Vision Acquisition Corp.*W EXP 03/15/20297,000$5.23K<0.1%00.0%UnchangedHistory
Blueriver Acquisition CorpG1261Q115*W EXP 01/04/20279,868$5.25K<0.1%00.0%Unchanged–
Blue World Acquisition CorpG1263E136*W EXP 01/10/20232,001$5.28K<0.1%00.0%Unchanged–
New Providence Acqsitn Corp64823D110*W EXP 11/09/202133,333$5.35K<0.1%00.0%Unchanged–
bleuacacia ltdG11728139RIGHT 10/30/2026113,603$5.35K<0.1%00.0%Unchanged–
RMG Acquisition Corp IIIG76088122*W EXP 02/08/20290,967$5.46K<0.1%00.0%Unchanged–
Tlgy Acquisition CorpG8656T125*W EXP 11/09/202200,000$5.46K<0.1%00.0%Unchanged–
Blockchain Coinvstrs Acq CRPG11765115*W EXP 11/01/202150,000$5.57K<0.1%00.0%Unchanged–
Onyx Acquisition Co. IG6755Q117*W EXP 11/30/202190,899$5.57K<0.1%00.0%Unchanged–
Globalink Invt Inc37892F125*W EXP 12/03/202225,000$5.63K<0.1%00.0%Unchanged–
Fortune Rise Acquisition Cor34969G110*W EXP 12/06/202146,500$5.88K<0.1%00.0%Unchanged–
Aetherium Acquisition Corp00809J119*W EXP 12/21/202100,000$5.98K<0.1%00.0%Unchanged–
Ap Acquisition CorpG04058114*W EXP 12/07/202150,000$6.00K<0.1%00.0%Unchanged–
ASBPWAspire-Lakewood Holdings, Inc.*W EXP 05/23/202199,999$6.02K<0.1%00.0%UnchangedHistory
SBCWWSBC Medical Group Holdings Inc*W EXP 07/31/202172,500$6.04K<0.1%00.0%UnchangedHistory
ESLAWEstrella Immunopharma, Inc.Equity WRT87,500$6.05K<0.1%00.0%UnchangedHistory
Pegasus Digital Mobility AcqG69768110*W EXP 99/99/99916,144$6.13K<0.1%00.0%Unchanged–
ZCARWZoomcar Holdings, Inc.*W EXP 05/31/202200,000$6.20K<0.1%00.0%UnchangedHistory
Vision Sensing Acquisition C92838J111*W EXP 10/21/202243,749$6.36K<0.1%00.0%Unchanged–
Ginkgo Bioworks Holdings, Inc.37611X118*W EXP 08/01/20271,236$6.41K<0.1%00.0%Unchanged–
Distoken Acquisition CorpG27740136RIGHT 99/99/999975,000$6.75K<0.1%00.0%Unchanged–
Four Leaf Acquisition Corp35088F115*W EXP 03/15/202165,000$6.78K<0.1%00.0%Unchanged–
Cetus Cap Acquisition Corp15719Y121RIGHT 03/31/202440,000$6.79K<0.1%00.0%Unchanged–
Newbury Street Acquisitn Cor65101L112*W EXP 04/30/202100,000$6.85K<0.1%00.0%Unchanged–
Northview Acquisition Corp66718N111*W EXP 08/02/202135,198$6.99K<0.1%00.0%Unchanged–
CDIOWCardio Diagnostics Holdings, Inc.*W EXP 12/01/20274,822$7.11K<0.1%00.0%UnchangedHistory
SPKLWSpark I Acquisition Corp*W EXP 10/01/20340,596$7.35K<0.1%00.0%UnchangedHistory
CYCUWCycurion, Inc.*W EXP 09/01/202250,000$7.55K<0.1%00.0%UnchangedHistory
FBYDWFalcon's Beyond Global, Inc.*W EXP 03/16/20210,162$7.56K<0.1%00.0%UnchangedHistory
Mercury Ecom Acquisition Cor589381110*W EXP 07/27/20246,316$7.87K<0.1%00.0%Unchanged–
Grafacquisitioncorp65488A119Warrant50,000$8.00K<0.1%00.0%Unchanged–

Options (754)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 754 by value.

Option positions of D. E. Shaw & Co., Inc. in Q1 2024
SecurityClassPutsCalls
Invesco QQQ Trust Series I46090E103ETF$1.26B–
METAMeta Platforms, Inc.Stock$780.6M$237.0M
AMZNAmazon Com IncStock$587.6M$317.9M
CCitigroup IncStock$595.0M$306.0M
NVDANVIDIA CorpStock$533.5M$337.7M
CMGChipotle Mexican Grill IncCOM$502.6M$295.3M
BKNGBooking Holdings Inc.Stock$402.7M$371.5M
BACBank of America CorpStock$445.1M$254.7M
NFLXNetflix IncStock$399.2M$258.4M
AAPLApple Inc.Stock$198.1M$453.3M
TSLATesla, Inc.Stock$385.6M$222.1M
XOMExxonMobil Holdings CorpCOM$260.4M$342.8M
GSGoldman Sachs Group IncStock$375.3M$217.7M
AVGOBroadcom Inc.Stock$300.3M$259.9M
LLYEli Lilly & CoStock$253.8M$299.7M
GMGeneral Motors CoCOM$344.7M$207.8M
MSFTMicrosoft CorpStock$163.4M$382.1M
SMCISuper Micro Computer, Inc.COM$383.6M$152.5M
BABAAlibaba Group Holding LtdADR$288.5M$186.6M
UBERUber Technologies, IncStock$291.7M$163.3M
CVXChevron CorpStock$174.5M$256.0M
CRWDCrowdStrike Holdings, Inc.Stock$299.9M$127.2M
PFEPfizer IncStock$341.5M$78.6M
AZOAutoZone IncCOM$253.7M$161.0M
JPMJPMorgan Chase & CoStock$78.7M$318.8M
PANWPalo Alto Networks IncStock$205.7M$188.2M
BABoeing CoStock$257.4M$135.5M
AMDAdvanced Micro Devices IncStock$304.2M$79.7M
DISWalt Disney CoStock$245.4M$135.2M
TMUST-Mobile US, Inc.Stock$12.9M$336.7M
PYPLPayPal Holdings, Inc.Stock$292.9M$46.1M
XYZBlock, Inc.CL A$246.3M$91.0M
WFCWells Fargo & CompanyStock$206.2M$105.3M
BRK.BBerkshire Hathaway IncStock–$305.6M
VVisa Inc.Stock$35.2M$266.1M
FSLRFirst Solar, Inc.Stock$196.3M$91.8M
PLTRPalantir Technologies Inc.Stock$225.1M$54.6M
TGTTarget CorpStock$185.0M$70.6M
MSMorgan StanleyStock$98.5M$149.5M
INTCIntel CorpStock$124.5M$107.0M
COSTCostco Wholesale CorpStock$55.4M$164.0M
CVSCVS Health CorpStock$136.3M$82.8M
PDDPDD Holdings Inc.SPONSORED ADS$119.2M$97.8M
ENPHEnphase Energy, Inc.Stock$144.6M$70.4M
CRMSalesforce, Inc.Stock$62.7M$148.4M
NKENIKE, Inc.Stock$147.4M$59.1M
SPOTSpotify Technology S.A.Stock$172.5M$33.5M
ALBAlbemarle CorpStock$137.5M$67.0M
URIUnited Rentals, Inc.COM$108.7M$83.1M
OXYOccidental Petroleum CorpStock$66.8M$122.2M
FFord Motor CoStock$134.0M$51.6M
CATCaterpillar IncStock$39.5M$145.3M
RCLRoyal Caribbean Cruises LtdCOM$113.6M$71.0M
MRNAModerna, Inc.Stock$98.9M$83.5M
ABNBAirbnb, Inc.Stock$38.2M$140.6M
HDHome Depot, Inc.Stock$38.5M$140.3M
RYRoyal Bank of CanadaStock$20.2M$156.4M
QCOMQualcomm IncStock$100.6M$75.5M
JDJD.com, Inc.SPON ADS CL A$122.9M$50.7M
PGProcter & Gamble CoStock–$170.7M
MDBMongoDB, Inc.CL A$140.3M$19.9M
JNJJohnson & JohnsonStock$45.1M$113.9M
SHOPShopify Inc.Stock$69.8M$89.1M
MELIMercadolibre IncCOM$112.0M$44.9M
CSCOCisco Systems, Inc.Stock$25.2M$130.7M
UPSUnited Parcel Service IncStock$65.6M$90.3M
BMYBristol Myers Squibb CoStock$107.7M$46.7M
LULUlululemon athletica inc.Stock$124.1M$28.8M
UALUnited Airlines Holdings, Inc.COM$121.6M$28.5M
IBMInternational Business Machines CorpStock$59.7M$90.1M
LRCXLam Research CorpCOM$97.7M$51.5M
DALDelta Air Lines, Inc.COM NEW$85.6M$61.9M
FOURShift4 Payments, Inc.CL A–$145.3M
DGDollar General CorpCOM$111.8M$27.4M
AXPAmerican Express CoStock$46.3M$92.6M
SBUXStarbucks CorpStock$89.0M$47.7M
GEGeneral Electric CoStock$4.84M$131.0M
ELEstee Lauder Companies IncCL A$111.6M$12.2M
KOCoca Cola CoStock$43.3M$80.2M
ORCLOracle CorpStock$11.1M$112.2M
AFRMAffirm Holdings, Inc.COM CL A$97.1M$25.9M
DKNGDraftKings Inc.Stock$98.5M$24.1M
PEPPepsiCo IncStock$35.2M$87.4M
BMOBank of MontrealCOM$19.5M$102.6M
BPBP PLCADR$68.8M$51.5M
ABBVAbbVie Inc.Stock$17.0M$102.0M
MUMicron Technology IncStock$48.2M$66.2M
DEDeere & CoStock$52.9M$57.8M
NOWServiceNow, Inc.Stock$33.7M$73.7M
SCHWSchwab Charles CorpStock$59.7M$47.5M
ROKURoku, IncCOM CL A$102.0M$4.89M
COINCoinbase Global, Inc.COM CL A$106.0M–
TAT&T Inc.Stock$70.5M$35.0M
MCDMcDonalds CorpStock$35.2M$67.1M
RTXRTX CorpStock$42.4M$56.7M
MAMastercard IncStock–$99.0M
NEENextera Energy IncStock$65.2M$32.9M
VZVerizon Communications IncStock$47.2M$50.5M
WBAWalgreens Boots Alliance, Inc.COM$54.6M$41.8M
ADBEAdobe Inc.Stock$83.4M$12.5M

Sold out since Q4 2023 (443)

Positions held at the end of Q4 2023 that are gone from this filing.

The largest 100 of 443 by value last quarter.

Positions of D. E. Shaw & Co., Inc. sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
iShares Tr464288281JPMORGAN USD EMG3,447,043$307.0M0.4%–
EQT Corp26884LAK5NOTE 1.750% 5/0–$220.8M0.3%–
IMGNImmunoGen, Inc.COM4,522,797$134.1M0.2%History
Repligen Corp759916AC3NOTE 1.000%12/1–$83.3M0.1%–
AMAMAmbrx Biopharma, Inc.COM4,240,486$60.4M0.1%History
VZVerizon Communications IncStock1,284,657$48.4M0.1%History
FMCFMC CorpCOM NEW681,854$43.0M0.1%History
SPLKSplunk IncCOM249,318$38.0M0.1%History
MDRXVeradigm Inc.COM3,398,754$35.7M0.1%History
Kraneshares Trust500767306CSI CHI INTERNET1,126,624$30.4M<0.1%–
VNET Group, Inc.90138VAB3NOTE 2/0–$26.6M<0.1%–
KMXCarMax IncCOM324,357$24.9M<0.1%History
Ascendis Pharma A/S04351PAD3NOTE 2.250% 4/0–$23.4M<0.1%–
CTLTCatalent, Inc.COM513,300$23.1M<0.1%History
Sunrun Inc.86771WAB1NOTE 2/0–$22.8M<0.1%–
Lumentum Hldgs Inc55024UAD1NOTE 0.500%12/1–$22.7M<0.1%–
FLNCFluence Energy, Inc.COM CL A940,465$22.4M<0.1%History
Splunk Inc848637AF1NOTE 1.125% 6/1–$19.5M<0.1%–
NIO Inc.62914VAB2NOTE 4.500% 2/0–$18.8M<0.1%–
DISHDISH Network CORPCL A3,140,019$18.1M<0.1%History
Liveperson Inc538146AB7NOTE 0.750% 3/0–$17.7M<0.1%–
BRK.ABerkshire Hathaway IncCL A32$17.4M<0.1%History
TheRealReal, Inc.88339PAB7NOTE 3.000% 6/1–$16.4M<0.1%–
Western Digital Corp958102AP0NOTE 1.500% 2/0–$15.4M<0.1%–
CBAYCymaBay Therapeutics, Inc.COM636,897$15.0M<0.1%History
LKQLKQ CorpCOM301,762$14.4M<0.1%History
TWSTTwist Bioscience CorpCOM368,531$13.6M<0.1%History
Ceridian HCM Hldg Inc15677JAD0NOTE 0.250% 3/1–$13.5M<0.1%–
Blackline, Inc.09239BAB5NOTE 0.125% 8/0–$12.1M<0.1%–
i3 Verticals, Inc.44933TAB2NOTE 1.000% 2/1–$11.6M<0.1%–
DISH Network CORP25470MAF6NOTE 12/1–$11.5M<0.1%–
Stride, Inc.86333MAA6NOTE 1.125% 9/0–$11.5M<0.1%–
Halozyme Therapeutics, Inc.40637HAF6NOTE 1.000% 8/1–$10.8M<0.1%–
Haemonetics Corp Mass405024AB6NOTE 3/0–$10.7M<0.1%–
Snap Inc83304AAD8NOTE 0.250% 5/0–$10.6M<0.1%–
QGENQiagen N.V.SHS NEW229,449$9.97M<0.1%History
HCVIRed Rock Acquisition Corp.CLASS A COM870,000$9.07M<0.1%History
ALSumisho Air Lease CorpCL A203,642$8.54M<0.1%History
Bill.com Holdings090043AD2CONV BOND–$8.35M<0.1%–
MIDDLEBY Corp596278AB7NOTE 1.000% 9/0–$8.30M<0.1%–
MLTXMoonLake ImmunotherapeuticsCLASS A ORD128,700$7.77M<0.1%History
American Airls Group Inc02376RAF9NOTE 6.500% 7/0–$7.30M<0.1%–
RPT Realty74971D101SH BEN INT563,519$7.23M<0.1%–
BAXBaxter International IncStock182,351$7.05M<0.1%History
Lumentum Hldgs Inc55024UAB5NOTE 0.250% 3/1–$6.96M<0.1%–
MMYTMakeMyTrip LtdStock143,011$6.72M<0.1%History
CRBGCorebridge Financial, Inc.COM304,845$6.60M<0.1%History
NCLHNorwegian Cruise Line Holdings Ltd.SHS328,625$6.59M<0.1%History
Snap Inc83304AAF3NOTE 5/0–$6.57M<0.1%–
NVTSNavitas Semiconductor CorpCOM808,356$6.52M<0.1%History
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/1–$6.50M<0.1%–
SMCISuper Micro Computer, Inc.COM22,486$6.39M<0.1%History
Guess Inc401617AD7NOTE 2.000% 4/1–$6.23M<0.1%–
SYMSymbotic Inc.Stock120,407$6.18M<0.1%History
Inovio Pharmaceuticals, Inc.45773HAB8NOTE 6.500% 3/0–$6.11M<0.1%–
KRTXKaruna Therapeutics, Inc.COM19,131$6.06M<0.1%History
NVSNovartis AGADR54,817$5.53M<0.1%History
UBSUBS Group AGStock170,391$5.27M<0.1%History
Invitae Corp46185LAH6DEBT 4.500% 3/1–$5.19M<0.1%–
State Street SPDR S&P Homebuilders ETF78464A888ETF53,988$5.16M<0.1%–
DocuSign, Inc.256163AD8NOTE 1/1–$4.99M<0.1%–
HMYHarmony Gold Mining Co LtdADR803,456$4.94M<0.1%History
NCL Corp Ltd62886HBD2NOTE 1.125% 2/1–$4.89M<0.1%–
AMPHAmphastar Pharmaceuticals, Inc.COM77,080$4.77M<0.1%History
SOVOSovos Brands, Inc.COM203,998$4.49M<0.1%History
WHDCactus, Inc.CL A98,838$4.49M<0.1%History
Dexcom Inc252131AK3NOTE 0.250%11/1–$4.47M<0.1%–
iShares Tr46429B671MSCI CHINA ETF109,326$4.45M<0.1%–
Pono Cap Three IncG71704103ORD SHS CL A530,000$4.41M<0.1%–
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HTGCHercules Capital, Inc.COM240,996$4.02M<0.1%History
NEOGNeogen CorpCOM199,443$4.01M<0.1%History
FOURShift4 Payments, Inc.CL A53,669$3.99M<0.1%History
iShares Tr464288752US HOME CONS ETF38,064$3.87M<0.1%–
AES Corp00130H204UNIT 99/99/999950,000$3.79M<0.1%–
PHRPhreesia, Inc.COM159,631$3.70M<0.1%History
CMICummins IncStock15,245$3.65M<0.1%History
Etsy Inc29786AAN6NOTE 0.250% 6/1–$3.65M<0.1%–
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EXCExelon CorpStock99,763$3.58M<0.1%History
OMCOmnicom Group Inc.COM41,180$3.56M<0.1%History
ACHRArcher Aviation Inc.Stock563,935$3.46M<0.1%History
TCOMTrip.com Group LtdADS96,125$3.46M<0.1%History
SLFSun Life Financial IncCOM66,354$3.44M<0.1%History
SHIFT4 PMTS Inc82452JAB5NOTE 12/1–$3.35M<0.1%–
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DOCSDoximity, Inc.CL A112,156$3.14M<0.1%History
ARRYArray Technologies, Inc.COM SHS170,214$2.86M<0.1%History
PGTIPGT Innovations, Inc.COM70,074$2.85M<0.1%History
Chart Inds Inc16115Q4076.75DP CNV PFD B50,000$2.78M<0.1%–
KHCKraft Heinz CoStock72,382$2.68M<0.1%History
BGCBGC Group, Inc.CL A367,277$2.65M<0.1%History
OGNOrganon & Co.Stock182,619$2.63M<0.1%History
RCMR1 RCM Inc.COM235,368$2.49M<0.1%History
UUnity Software Inc.COM59,586$2.44M<0.1%History
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OSKOshkosh CorpCOM20,810$2.26M<0.1%History