D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 3,597
- +90 vs. Q2 2021
- Portfolio value
- $78.3B
- −$8.57B (−9.9%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ICPTIntercept Pharmaceuticals, Inc. | COM | 36,551 | $543.0K | <0.1% | +36,551 | New | History |
| VCYTVeracyte, Inc. | COM | 11,738 | $545.0K | <0.1% | −154,805−93.0% | Reduced | History |
| ADVAdvantage Solutions Inc. | COM CL A | 63,148 | $546.0K | <0.1% | −70,642−52.8% | Reduced | History |
| SRIStoneridge Inc | COM | 26,996 | $550.0K | <0.1% | +4,617+20.6% | Added | History |
| SPPISpectrum Pharmaceuticals Inc | COM | 252,625 | $550.0K | <0.1% | −320,773−55.9% | Reduced | History |
| NWBINorthwest Bancshares, Inc. | COM | 41,489 | $551.0K | <0.1% | −85,659−67.4% | Reduced | History |
| HFWAHeritage Financial Corp | COM | 21,726 | $554.0K | <0.1% | +9,480+77.4% | Added | History |
| AYTUAytu Biopharma, Inc | COM NEW | 193,359 | $557.0K | <0.1% | +97,441+101.6% | Added | History |
| OSGOctave Specialty Group Inc | COM NEW | 38,990 | $558.0K | <0.1% | −30,008−43.5% | Reduced | History |
| GSKGSK plc | SPONSORED ADR | 14,689 | $561.0K | <0.1% | +4,964+51.0% | Added | History |
| HBTHBT Financial, Inc. | COM | 36,174 | $562.0K | <0.1% | +77+0.2% | Added | History |
| POOLPool Corp | COM | 1,297 | $563.0K | <0.1% | −34,443−96.4% | Reduced | History |
| EXPOExponent Inc | COM | 5,010 | $567.0K | <0.1% | −26,487−84.1% | Reduced | History |
| ALXOAlx Oncology Holdings Inc | COM | 7,710 | $569.0K | <0.1% | −38,109−83.2% | Reduced | History |
| PRTSCarParts.com, Inc. | COM | 36,448 | $569.0K | <0.1% | −1,325−3.5% | Reduced | History |
| MCFTMasterCraft Boat Holdings, Inc. | COM | 22,712 | $570.0K | <0.1% | +22,712 | New | History |
| China Life Ins Co Ltd16939P106 | SPON ADR REP H | 347,000 | $570.0K | <0.1% | −2,673,000−88.5% | Reduced | – |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | 44,926 | $571.0K | <0.1% | 00.0% | Unchanged | History |
| ANIPAni Pharmaceuticals Inc | COM | 17,515 | $575.0K | <0.1% | −7,399−29.7% | Reduced | History |
| ICVXIcosavax, Inc. | COM | 19,507 | $577.0K | <0.1% | +19,507 | New | History |
| LXFRLuxfer Holdings PLC | SHS | 29,483 | $579.0K | <0.1% | −7,421−20.1% | Reduced | History |
| EFSCEnterprise Financial Services Corp | COM | 12,794 | $579.0K | <0.1% | +12,794 | New | History |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 47,500 | $580.0K | <0.1% | 00.0% | Unchanged | History |
| NUVANuvasive Inc | COM | 9,685 | $580.0K | <0.1% | +9,685 | New | History |
| ZUMZZumiez Inc | COM | 14,645 | $582.0K | <0.1% | +14,645 | New | History |
| GATOGatos Silver, Inc. | COM | 50,030 | $582.0K | <0.1% | +50,030 | New | History |
| VRAVera Bradley, Inc. | COM | 61,917 | $583.0K | <0.1% | −44,597−41.9% | Reduced | History |
| ALLOAllogene Therapeutics, Inc. | COM | 22,708 | $584.0K | <0.1% | −179,555−88.8% | Reduced | History |
| ULHUniversal Logistics Holdings, Inc. | COM | 29,068 | $584.0K | <0.1% | +5,663+24.2% | Added | History |
| FCRDFirst Eagle Alternative Capital BDC, Inc. | COM | 132,901 | $586.0K | <0.1% | 00.0% | Unchanged | History |
| ENTAEnanta Pharmaceuticals Inc | COM | 10,336 | $587.0K | <0.1% | −14,404−58.2% | Reduced | History |
| SPTNSpartanNash Co | COM | 26,868 | $588.0K | <0.1% | +26,868 | New | History |
| BRSPBrightSpire Capital, Inc. | COM CL A | 62,757 | $589.0K | <0.1% | +62,757 | New | History |
| Falcon Minerals Corp30607B109 | CL A COM | 125,427 | $590.0K | <0.1% | −76,530−37.9% | Reduced | – |
| RMAXRE/MAX Holdings, Inc. | CL A | 18,984 | $592.0K | <0.1% | +11,921+168.8% | Added | History |
| QMCOQuantum Corp | COM NEW | 114,615 | $594.0K | <0.1% | +3,909+3.5% | Added | History |
| Freedom Acquisition I CorpG3663X110 | SHS CL A | 61,067 | $595.0K | <0.1% | +44,870+277.0% | Added | – |
| Trillium Therapeutics Inc.89620X506 | COM NEW | 34,014 | $597.0K | <0.1% | −23,022−40.4% | Reduced | – |
| SNEXStoneX Group Inc. | COM | 9,077 | $598.0K | <0.1% | +14+0.2% | Added | History |
| CNACna Financial Corp | COM | 14,272 | $599.0K | <0.1% | +14,272 | New | History |
| MRAMEverspin Technologies Inc. | COM | 92,409 | $599.0K | <0.1% | +64,735+233.9% | Added | History |
| PAGSPagSeguro Digital Ltd. | COM CL A | 11,664 | $603.0K | <0.1% | +4,841+71.0% | Added | History |
| BOCHBank of Commerce Holdings | COM | 39,787 | $604.0K | <0.1% | +39,787 | New | History |
| Powered BrandsG7209M108 | CL A | 61,635 | $606.0K | <0.1% | +61,635 | New | – |
| QCRHQCR Holdings Inc | COM | 11,826 | $608.0K | <0.1% | −6,263−34.6% | Reduced | History |
| OSIOsiris Acquisition Corp. | CL A | 61,936 | $608.0K | <0.1% | +61,936 | New | History |
| GXOGXO Logistics, Inc. | Stock | 7,759 | $609.0K | <0.1% | +7,759 | New | History |
| SCTLSocietal CDMO, Inc. | COM | 295,769 | $609.0K | <0.1% | −66,557−18.4% | Reduced | History |
| CELHCelsius Holdings, Inc. | COM NEW | 6,826 | $615.0K | <0.1% | +1,695+33.0% | Added | History |
| ALTAAltabancorp | COM | 13,926 | $615.0K | <0.1% | +13,926 | New | History |
| JRVRJames River Group Holdings, Inc. | COM | 16,332 | $616.0K | <0.1% | −38,116−70.0% | Reduced | History |
| KVHIKVH Industries Inc | COM | 64,110 | $617.0K | <0.1% | +29,755+86.6% | Added | History |
| Westpac Banking Corp961214301 | SPONSORED ADR | 33,299 | $617.0K | <0.1% | −5,060−13.2% | Reduced | – |
| Seven Oaks Acquisition Corp81787X106 | COM CL A | 62,254 | $618.0K | <0.1% | 00.0% | Unchanged | – |
| CBUCommunity Financial System, Inc. | COM | 9,048 | $619.0K | <0.1% | +9,048 | New | History |
| HHyatt Hotels Corp | COM CL A | 8,034 | $619.0K | <0.1% | +8,034 | New | History |
| PHIPLDT Inc. | SPONSORED ADR | 19,019 | $619.0K | <0.1% | −14,922−44.0% | Reduced | History |
| AITApplied Industrial Technologies Inc | COM | 6,890 | $621.0K | <0.1% | −6,320−47.8% | Reduced | History |
| NFBKNorthfield Bancorp, Inc. | COM | 36,276 | $622.0K | <0.1% | −45,156−55.5% | Reduced | History |
| RXTRackspace Technology, Inc. | COM | 43,737 | $622.0K | <0.1% | +43,737 | New | History |
| Brookline Cap Acquisition Co11374E104 | COM | 62,534 | $622.0K | <0.1% | +62,534 | New | – |
| CMCTCreative Media & Community Trust Corp | COM NEW | 68,653 | $622.0K | <0.1% | +28,878+72.6% | Added | History |
| NGVCNatural Grocers by Vitamin Cottage, Inc. | COM | 55,559 | $623.0K | <0.1% | −260.0% | Reduced | History |
| ALXAlexanders Inc | COM | 2,394 | $624.0K | <0.1% | −439−15.5% | Reduced | History |
| PINCPremier, Inc. | CL A | 16,095 | $624.0K | <0.1% | −17,592−52.2% | Reduced | History |
| WWEWorld Wrestling Entertainment, LLC | CL A | 11,118 | $625.0K | <0.1% | −40,532−78.5% | Reduced | History |
| FCPTFour Corners Property Trust, Inc. | COM | 23,315 | $626.0K | <0.1% | −63,589−73.2% | Reduced | History |
| Monmouth Real Estate Investment Corp609720107 | CL A | 33,667 | $628.0K | <0.1% | +33,667 | New | – |
| CSVCarriage Services Inc | COM | 14,203 | $633.0K | <0.1% | −3,443−19.5% | Reduced | History |
| TZOOTravelzoo | COM NEW | 54,535 | $633.0K | <0.1% | +54,535 | New | History |
| Tradeup Global CorporationG89877107 | CLASS A ORD SHS | 64,652 | $633.0K | <0.1% | +64,652 | New | – |
| ZVIAZevia PBC | CL A | 55,106 | $634.0K | <0.1% | +55,106 | New | History |
| Spectral AI, Inc.77732R103 | COM CL A | 65,486 | $635.0K | <0.1% | +65,486 | New | – |
| ACICAmerican Coastal Insurance Corp | COM | 175,432 | $637.0K | <0.1% | +159,665+1,012.7% | Added | History |
| AIZAssurant, Inc. | Stock | 4,042 | $638.0K | <0.1% | +4,042 | New | History |
| MATXMatson, Inc. | COM | 7,913 | $639.0K | <0.1% | −29,749−79.0% | Reduced | History |
| FSTRFoster L B Co | COM | 41,300 | $640.0K | <0.1% | −1,435−3.4% | Reduced | History |
| OECOrion S.A. | COM | 35,099 | $640.0K | <0.1% | −7,382−17.4% | Reduced | History |
| SBRASabra Health Care REIT, Inc. | REIT | 43,714 | $644.0K | <0.1% | −521,589−92.3% | Reduced | History |
| AQNAlgonquin Power & Utilities Corp. | COM | 43,900 | $644.0K | <0.1% | −113,258−72.1% | Reduced | History |
| DLBDolby Laboratories, Inc. | COM CL A | 7,321 | $644.0K | <0.1% | +7,321 | New | History |
| WTSWatts Water Technologies Inc | CL A | 3,839 | $645.0K | <0.1% | −576−13.0% | Reduced | History |
| OTRAOTR Acquisition Corp. | COM CL A | 63,887 | $645.0K | <0.1% | +12,146+23.5% | Added | History |
| TGTXTG Therapeutics, Inc. | COM | 19,438 | $647.0K | <0.1% | −138,142−87.7% | Reduced | History |
| VSECVse Corp | COM | 13,441 | $647.0K | <0.1% | +1,464+12.2% | Added | History |
| INBKFirst Internet Bancorp | COM | 20,757 | $647.0K | <0.1% | −62−0.3% | Reduced | History |
| Marquee Raine Acquisition CoG58442107 | CL A SHS | 64,835 | $648.0K | <0.1% | 00.0% | Unchanged | – |
| PENGPenguin Solutions, Inc. | SHS | 14,593 | $649.0K | <0.1% | −6,507−30.8% | Reduced | History |
| Airship AI Holdings, Inc.G1R25Q105 | CLASS A ORD SHS | 66,987 | $650.0K | <0.1% | +66,987 | New | – |
| SRCLStericycle Inc | COM | 9,603 | $653.0K | <0.1% | −463−4.6% | Reduced | History |
| LACLithium Americas Corp. | COM NEW | 29,289 | $654.0K | <0.1% | +29,289 | New | History |
| KNTEKinnate Biopharma Inc. | COM | 28,468 | $655.0K | <0.1% | +7,711+37.1% | Added | History |
| EZPWEzcorp Inc | CL A NON VTG | 87,098 | $659.0K | <0.1% | −157,193−64.3% | Reduced | History |
| Expro Group Holdings N.V.N33462107 | COM | 224,186 | $659.0K | <0.1% | −409,092−64.6% | Reduced | – |
| WTRGEssential Utilities, Inc. | COM | 14,326 | $660.0K | <0.1% | +14,326 | New | History |
| SASeabridge Gold Inc | COM | 43,114 | $665.0K | <0.1% | −52,055−54.7% | Reduced | History |
| SPOKSpok Holdings, Inc | COM | 65,254 | $667.0K | <0.1% | +31,484+93.2% | Added | History |
| AOUTAmerican Outdoor Brands, Inc. | COM | 27,188 | $668.0K | <0.1% | +3,044+12.6% | Added | History |
| BANDBandwidth Inc. | COM CL A | 7,398 | $668.0K | <0.1% | +3,549+92.2% | Added | History |
| The Original Bark Company68622E112 | *W EXP 05/01/202 | 393,059 | $668.0K | <0.1% | −15,274−3.7% | Reduced | – |
Options (847)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 847 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $1.03B | $436.1M |
| AMZNAmazon Com Inc | Stock | $1.01B | $384.4M |
| MELIMercadolibre Inc | COM | $571.8M | $456.6M |
| XYZBlock, Inc. | CL A | $536.3M | $208.5M |
| CMGChipotle Mexican Grill Inc | COM | $245.0M | $277.4M |
| BABAAlibaba Group Holding Ltd | ADR | $282.2M | $207.6M |
| AAPLApple Inc. | Stock | $362.9M | $106.1M |
| SHOPShopify Inc. | Stock | $344.2M | $121.3M |
| CCitigroup Inc | Stock | $285.8M | $110.0M |
| SNAPSnap Inc | Stock | $195.4M | $191.5M |
| NFLXNetflix Inc | Stock | $171.3M | $203.9M |
| MRNAModerna, Inc. | Stock | $271.6M | $100.8M |
| BKNGBooking Holdings Inc. | Stock | $59.3M | $291.0M |
| WFCWells Fargo & Company | Stock | $189.4M | $119.3M |
| JPMJPMorgan Chase & Co | Stock | $101.7M | $205.7M |
| BABoeing Co | Stock | $215.8M | $91.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $226.8M | $76.9M |
| SESea Ltd | SPONSORD ADS | $194.3M | $108.4M |
| BACBank of America Corp | Stock | $111.2M | $176.1M |
| INTCIntel Corp | Stock | $148.1M | $138.8M |
| MUMicron Technology Inc | Stock | $217.3M | $52.6M |
| XOMExxonMobil Holdings Corp | COM | $161.6M | $105.2M |
| MSFTMicrosoft Corp | Stock | $59.3M | $203.3M |
| ZMZoom Communications, Inc. | Stock | $206.3M | $51.7M |
| GOOGAlphabet Inc. | Stock | $56.2M | $199.6M |
| NVDANVIDIA Corp | Stock | $182.5M | $72.0M |
| GSGoldman Sachs Group Inc | Stock | $169.3M | $78.4M |
| BIDUBaidu, Inc. | ADR | $222.2M | $23.1M |
| TAT&T Inc. | Stock | $148.2M | $95.7M |
| PYPLPayPal Holdings, Inc. | Stock | $138.0M | $100.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $208.6M | $16.6M |
| TWTRTwitter, Inc. | COM | $135.8M | $84.2M |
| GOOGLAlphabet Inc. | Stock | $57.2M | $162.6M |
| CRMSalesforce, Inc. | Stock | $87.1M | $124.9M |
| ROKURoku, Inc | COM CL A | $188.1M | $21.7M |
| GMGeneral Motors Co | COM | $137.0M | $72.7M |
| MSMorgan Stanley | Stock | $168.6M | $38.0M |
| NIONIO Inc. | ADR | $118.7M | $84.7M |
| UBERUber Technologies, Inc | Stock | $173.9M | $28.0M |
| CHTRCharter Communications, Inc. | CL A | $44.8M | $154.2M |
| DISWalt Disney Co | Stock | $165.2M | $33.6M |
| Paramount Global92556H206 | CL B | $135.6M | $62.2M |
| WWayfair Inc. | CL A | $57.1M | $125.8M |
| DOCUDocuSign, Inc. | Stock | $104.5M | $72.6M |
| HUBSHubSpot Inc | COM | $105.5M | $71.0M |
| TDOCTeladoc Health, Inc. | COM | $148.6M | $25.7M |
| DXCMDexcom Inc | COM | $81.5M | $90.3M |
| NOWServiceNow, Inc. | Stock | $85.8M | $84.7M |
| PANWPalo Alto Networks Inc | Stock | $85.3M | $79.0M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $115.2M | $48.7M |
| ZSZscaler, Inc. | Stock | $83.1M | $80.3M |
| BRK.BBerkshire Hathaway Inc | Stock | $14.6M | $146.7M |
| MDBMongoDB, Inc. | CL A | $84.5M | $76.5M |
| UPSUnited Parcel Service Inc | Stock | $77.2M | $83.2M |
| VVisa Inc. | Stock | $54.7M | $105.2M |
| BYNDBeyond Meat, Inc. | COM | $82.9M | $75.7M |
| TTDTrade Desk, Inc. | Stock | $74.6M | $83.5M |
| ADBEAdobe Inc. | Stock | $48.4M | $102.9M |
| RHRH | COM | $83.0M | $68.0M |
| QCOMQualcomm Inc | Stock | $89.9M | $60.5M |
| COUPCoupa Software Inc | COM | $81.0M | $66.2M |
| PLTRPalantir Technologies Inc. | Stock | $77.7M | $68.0M |
| DDOGDatadog, Inc. | CL A COM | $50.1M | $93.4M |
| UALUnited Airlines Holdings, Inc. | COM | $93.2M | $49.8M |
| HDHome Depot, Inc. | Stock | $66.9M | $76.0M |
| AMDAdvanced Micro Devices Inc | Stock | $140.6M | – |
| SPLKSplunk Inc | COM | $80.7M | $59.4M |
| AALAmerican Airlines Group Inc. | Stock | $67.9M | $67.3M |
| VZVerizon Communications Inc | Stock | $79.7M | $55.2M |
| PFEPfizer Inc | Stock | $93.6M | $38.4M |
| SPOTSpotify Technology S.A. | Stock | $108.8M | $19.2M |
| ASMLASML Holding NV | ADR | $103.9M | $23.2M |
| PINSPinterest, Inc. | CL A | $114.0M | $11.2M |
| CVXChevron Corp | Stock | $83.3M | $41.1M |
| DALDelta Air Lines, Inc. | COM NEW | $92.0M | $30.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $61.6M | $60.6M |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $71.8M | $48.4M |
| FFord Motor Co | Stock | $98.3M | $21.4M |
| AZOAutoZone Inc | COM | $4.08M | $113.1M |
| NETCloudflare, Inc. | CL A COM | $61.5M | $55.2M |
| KOCoca Cola Co | Stock | $64.3M | $51.8M |
| CVSCVS Health Corp | Stock | $73.9M | $40.9M |
| PGProcter & Gamble Co | Stock | $36.7M | $77.2M |
| FDXFedEx Corp | Stock | $79.8M | $33.2M |
| PTONPeloton Interactive, Inc. | CL A COM | $69.0M | $41.8M |
| TWLOTwilio Inc | CL A | $81.3M | $28.8M |
| IBMInternational Business Machines Corp | Stock | $82.2M | $27.0M |
| WMTWalmart Inc. | Stock | $51.0M | $57.6M |
| CVNACarvana Co. | CL A | $55.6M | $52.6M |
| ZZillow Group, Inc. | CL C CAP STK | $59.9M | $48.1M |
| SNOWSnowflake Inc. | Stock | $80.6M | $24.2M |
| COSTCostco Wholesale Corp | Stock | $50.5M | $52.1M |
| DKNGDraftKings Inc. | COM CL A | $65.9M | $34.4M |
| ABBVAbbVie Inc. | Stock | $69.5M | $30.4M |
| CSCOCisco Systems, Inc. | Stock | $19.6M | $77.0M |
| ABNBAirbnb, Inc. | Stock | $59.6M | $33.5M |
| UPSTUpstart Holdings, Inc. | COM | $61.7M | $30.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $65.8M | $26.1M |
| AAAlcoa Corp | Stock | $63.6M | $27.8M |
| UUnity Software Inc. | COM | $49.7M | $40.4M |
Sold out since Q2 2021 (600)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 600 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $244.5M | 0.3% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $233.5M | 0.3% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,241,928 | $228.2M | 0.3% | History |
| RH74967XAA1 | NOTE 6/1 | – | $216.6M | 0.2% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $143.7M | 0.2% | – |
| WORKSlack Technologies, Inc. | COM CL A | 2,967,628 | $131.5M | 0.2% | History |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $124.2M | 0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $108.9M | 0.1% | – |
| PFPTProofpoint Inc | COM | 591,401 | $102.8M | 0.1% | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $99.9M | 0.1% | – |
| MXIMMaxim Integrated Products Inc | COM | 907,590 | $95.6M | 0.1% | History |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $87.9M | 0.1% | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 1,849,261 | $85.1M | 0.1% | History |
| CBChubb Ltd | Stock | 478,774 | $76.1M | 0.1% | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $75.6M | 0.1% | – |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $75.6M | 0.1% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $69.4M | 0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $68.9M | 0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 1,339,700 | $67.9M | 0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 1,524,931 | $59.2M | 0.1% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $57.6M | 0.1% | – |
| Trip.com Group LtdG9066FAA9 | DEBT 1.500% 7/0 | – | $57.0M | 0.1% | – |
| Algonquin PWR Utils Corp015857873 | UNIT 99/99/9999 | 1,150,000 | $56.9M | 0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 338,754 | $56.0M | 0.1% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 1,546,500 | $52.5M | 0.1% | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 1,180,526 | $46.4M | 0.1% | History |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $44.8M | 0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 570,934 | $44.1M | 0.1% | History |
| Viavi Solutions Inc.925550AE5 | NOTE 1.750% 6/0 | – | $41.5M | <0.1% | – |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 1,228,879 | $40.9M | <0.1% | History |
| Northern Genesis Acquisition Corp.536221104 | NORTHERN GENESIS ACQUISITION CORP. | 2,000,000 | $38.9M | <0.1% | – |
| APHAmphenol Corp | CL A | 562,882 | $38.5M | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 661,300 | $35.6M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 930,856 | $34.3M | <0.1% | History |
| CNKCinemark Holdings, Inc. | COM | 1,366,226 | $30.0M | <0.1% | History |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $26.7M | <0.1% | – |
| PFGCPerformance Food Group Co | COM | 544,708 | $26.4M | <0.1% | History |
| EIXEdison International | Stock | 451,339 | $26.1M | <0.1% | History |
| DIDIYDiDi Global Inc. | SPONSORED ADS | 1,500,000 | $21.2M | <0.1% | History |
| WENWendy's Co | Stock | 902,508 | $21.1M | <0.1% | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $20.1M | <0.1% | – |
| Shaw Communications Inc82028K200 | CL B CONV | 664,615 | $19.3M | <0.1% | – |
| NINisource Inc. | COM | 763,666 | $18.7M | <0.1% | History |
| CM Life Sciences Inc18978W109 | COM CL A | 1,201,562 | $16.8M | <0.1% | – |
| COINCoinbase Global, Inc. | COM CL A | 64,764 | $16.4M | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 1,588,872 | $15.8M | <0.1% | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $15.8M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 1,500,000 | $15.0M | <0.1% | – |
| Landcadia Holdings IV, Inc.51477A203 | UNIT 05/01/2025 | 1,500,000 | $14.9M | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 859,425 | $14.1M | <0.1% | History |
| Logistics Innovtn Technlgs C54141L209 | UNIT 06/10/2026 | 1,400,000 | $13.9M | <0.1% | – |
| CM Life Sciences III Inc125841205 | UNIT 04/30/2028 | 1,250,000 | $13.7M | <0.1% | – |
| PBFPBF Energy Inc. | CL A | 894,549 | $13.7M | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 225,795 | $13.7M | <0.1% | History |
| Post Holdings Partnering Cor737465203 | UNIT 99/99/9999 | 1,310,000 | $13.6M | <0.1% | – |
| Austerlitz Acquisition CorpG0633U119 | UNIT 99/99/9999 | 1,333,334 | $13.4M | <0.1% | – |
| Churchill Capital Corp VI17143W200 | UNIT 99/99/9999 | 1,262,413 | $12.8M | <0.1% | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 128,280 | $12.4M | <0.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $12.2M | <0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 107,226 | $12.1M | <0.1% | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $11.6M | <0.1% | – |
| PATHUiPath, Inc. | Stock | 167,383 | $11.4M | <0.1% | History |
| Holicity Inc435063102 | COM CL A | 1,000,000 | $11.3M | <0.1% | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 102,996 | $11.3M | <0.1% | – |
| RBARB Global Inc. | COM | 188,911 | $11.2M | <0.1% | History |
| Aries I Acquisition CorpG0542N115 | UNIT 03/18/2026 | 1,067,000 | $10.7M | <0.1% | – |
| SRESempra | Stock | 80,927 | $10.7M | <0.1% | History |
| Churchill Capital Corp VII17144M201 | UNIT 99/99/9999 | 1,053,009 | $10.5M | <0.1% | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $10.4M | <0.1% | – |
| GIGINTERNATIONAL1 Inc37518W205 | UNIT 05/19/2026 | 990,000 | $10.0M | <0.1% | – |
| Disruptive Acquisition CorpG2770Y110 | UNIT 03/06/2026 | 1,000,000 | $9.97M | <0.1% | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $9.90M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 297,470 | $9.54M | <0.1% | History |
| HYFMHydrofarm Holdings Group, Inc. | COM | 159,465 | $9.43M | <0.1% | History |
| Jaws Spitfire Acquisition CoG50740102 | SHS CL A | 866,847 | $8.68M | <0.1% | – |
| PCGPG&E Corp | Stock | 840,060 | $8.54M | <0.1% | History |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 790,000 | $8.00M | <0.1% | – |
| TSPHTuSimple Holdings Inc. | CL A | 111,793 | $7.96M | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 113,573 | $7.92M | <0.1% | – |
| CSGPCostar Group, Inc. | COM | 93,182 | $7.72M | <0.1% | History |
| Nuance Communications, Inc.67020YAG5 | DEBT 1.500%11/0 | – | $7.36M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 729,540 | $7.29M | <0.1% | – |
| CM Life Sciences II Inc125842203 | UNIT 02/25/2028 | 532,362 | $7.16M | <0.1% | – |
| Pine Technology Acquisitn Co722850203 | UNIT 03/31/2028 | 705,556 | $7.03M | <0.1% | – |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 673,666 | $6.68M | <0.1% | – |
| Ross Acquisition Corp IIG7641C122 | UNIT 99/99/9999 | 669,540 | $6.67M | <0.1% | – |
| Ajax IG0190X100 | COM | 665,000 | $6.62M | <0.1% | – |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 650,000 | $6.49M | <0.1% | – |
| Qell Acquisition CorpG7307X105 | CL A | 639,644 | $6.36M | <0.1% | – |
| MFCManulife Financial Corp | COM | 313,540 | $6.17M | <0.1% | History |
| Sustainable Opportnts Acq CoG8598Y109 | ORD SHS A | 615,944 | $6.13M | <0.1% | – |
| Digital Transformatn Opt Cor25401K206 | UNIT 03/31/2028 | 609,850 | $6.04M | <0.1% | – |
| Corazon Capital V838 MonocerG24237110 | UNIT 03/24/2026 | 598,791 | $5.99M | <0.1% | – |
| Build Acquisition Corp12008J204 | UNIT 99/99/9999 | 598,791 | $5.96M | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 583,899 | $5.83M | <0.1% | – |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 581,659 | $5.82M | <0.1% | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $5.61M | <0.1% | – |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 552,533 | $5.52M | <0.1% | – |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 547,262 | $5.47M | <0.1% | – |
| Rapid7, Inc.753422AD6 | NOTE 2.250% 5/0 | – | $5.39M | <0.1% | – |