Skip to main content
Livermore
Livermore
ZHEN

D. E. Shaw & Co., Inc.

SEC CIK
0001009207
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
3,597
+90 vs. Q2 2021
Portfolio value
$78.3B
−$8.57B (−9.9%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of D. E. Shaw & Co., Inc. in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SUNWSunworks, Inc.COM NEW71,924$442.0K<0.1%+71,924NewHistory
Marlin Technology Corp.G58411102CL A SHS45,719$446.0K<0.1%+45,719New–
CCChemours CoStock15,433$448.0K<0.1%+15,433NewHistory
CITCit Group IncCOM NEW8,645$449.0K<0.1%−27,629−76.2%ReducedHistory
FSKFS KKR Capital CorpCOM20,400$450.0K<0.1%−431,618−95.5%ReducedHistory
ECOMChanneladvisor CorpCOM17,931$452.0K<0.1%−2,016−10.1%ReducedHistory
DZSIDZS Inc.COM37,023$454.0K<0.1%+22,526+155.4%AddedHistory
Elliott Opportunity II Corp.G30092111*W EXP 03/02/202412,826$454.0K<0.1%+412,826New–
RYMRYTHM, Inc.COM24,524$455.0K<0.1%+24,524NewHistory
WPPWPP plcADR6,802$456.0K<0.1%−15,863−70.0%ReducedHistory
ATNIATN International, Inc.COM9,745$457.0K<0.1%−3,602−27.0%ReducedHistory
BTRSBTRS Holdings Inc.COM CL 142,990$457.0K<0.1%+42,990NewHistory
MRSNMersana Therapeutics, Inc.COM48,605$458.0K<0.1%+8,520+21.3%AddedHistory
AXSMAxsome Therapeutics, Inc.COM13,939$459.0K<0.1%−9,110−39.5%ReducedHistory
EVBGEverbridge, Inc.COM3,045$460.0K<0.1%+3,045NewHistory
Ribbit Leap LtdG7552B105SHS CL A45,409$460.0K<0.1%+45,409New–
PAYPaymentus Holdings, Inc.Stock18,715$461.0K<0.1%+18,715NewHistory
EMKREmcore CorpCOM NEW61,630$461.0K<0.1%+26,983+77.9%AddedHistory
GOTUGaotu Techedu Inc.SPONSORED ADS150,556$462.0K<0.1%−1,231−0.8%ReducedHistory
STNGScorpio Tankers Inc.SHS24,960$463.0K<0.1%+24,960NewHistory
APRNBlue Apron Holdings, Inc.CL A NEW63,281$465.0K<0.1%−57,648−47.7%ReducedHistory
ABMDAbiomed IncCOM1,431$466.0K<0.1%+400+38.8%AddedHistory
IDXXIDEXX Laboratories IncCOM752$468.0K<0.1%+300+66.4%AddedHistory
PSNParsons CorpCOM13,854$468.0K<0.1%−2,239−13.9%ReducedHistory
RIGLRigel Pharmaceuticals IncCOM NEW128,948$468.0K<0.1%+128,948NewHistory
HEPSD-MARKET Electronic Services & TradingSPONSORED ADS68,343$469.0K<0.1%+68,343NewHistory
FS Development Corp II30318F100COM CL A47,200$470.0K<0.1%00.0%Unchanged–
Ecp Environmental GW Opt Cor26829T100COM CL A47,596$470.0K<0.1%+47,596New–
CSTLCastle Biosciences IncCOM7,104$472.0K<0.1%+7,104NewHistory
LCTXLineage Cell Therapeutics, Inc.COM187,486$472.0K<0.1%+162,267+643.4%AddedHistory
Custom Truck One23204X111COM216,666$472.0K<0.1%00.0%Unchanged–
KFRCKforce IncCOM7,934$473.0K<0.1%+2,928+58.5%AddedHistory
KOPKoppers Holdings Inc.COM15,138$473.0K<0.1%−5,966−28.3%ReducedHistory
OPADOfferpad Solutions Inc.COM CL A54,240$473.0K<0.1%+54,240NewHistory
HYLNHyliion Holdings Corp.COMMON STOCK56,510$475.0K<0.1%+56,510NewHistory
LQDALiquidia CorpCOM NEW172,419$476.0K<0.1%+26,787+18.4%AddedHistory
CMCOColumbus McKinnon CorpCOM9,884$478.0K<0.1%−6,490−39.6%ReducedHistory
Black Spade Acquisition CoG11537100SHS CL A49,412$478.0K<0.1%+49,412New–
ABTXAllegiance Bancshares, Inc.COM12,546$479.0K<0.1%+6,731+115.8%AddedHistory
BAPCredicorp LtdCOM4,345$482.0K<0.1%−7,862−64.4%ReducedHistory
AINAlbany International CorpCL A6,273$482.0K<0.1%+50+0.8%AddedHistory
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT18,978$482.0K<0.1%+18,978NewHistory
FRBKRepublic First Bancorp IncCOM156,401$482.0K<0.1%−25,030−13.8%ReducedHistory
KSIKadem Sustainable Impact CorpCLASS A COM49,484$482.0K<0.1%+49,484NewHistory
BRYBerry Corp (bry)COM67,004$483.0K<0.1%−54,812−45.0%ReducedHistory
NTSTNETSTREIT Corp.COM20,486$484.0K<0.1%+20,486NewHistory
BDSIBiodelivery Sciences International IncCOM134,048$484.0K<0.1%−52,507−28.1%ReducedHistory
PROPROS Holdings, Inc.COM13,655$484.0K<0.1%+13,655NewHistory
PNTPOINT Biopharma Global Inc.COM62,882$484.0K<0.1%+62,882NewHistory
EXKEndeavour Silver CorpCOM118,554$485.0K<0.1%+118,554NewHistory
ANDEAndersons, Inc.COM15,805$487.0K<0.1%−3,436−17.9%ReducedHistory
EGEverest Group, Ltd.COM1,943$487.0K<0.1%−17,142−89.8%ReducedHistory
CHCOCity Holding CoCOM6,261$488.0K<0.1%−8,950−58.8%ReducedHistory
ASXCAsensus Surgical, Inc.COM264,942$490.0K<0.1%+240,710+993.4%AddedHistory
BATRKAtlanta Braves Holdings, Inc.COM C BRAVES GRP18,656$493.0K<0.1%−2,283−10.9%ReducedHistory
MITTTPG Mortgage Investment Trust, Inc.COM NEW43,257$494.0K<0.1%−162,895−79.0%ReducedConverted for a 1-for-3 splitHistory
EGLXFEnthusiast Gaming Holdings Inc. / CanadaCOM137,100$494.0K<0.1%+116,700+572.1%AddedHistory
TXG10x Genomics, Inc.CL A COM3,402$495.0K<0.1%−32,334−90.5%ReducedHistory
LFCRLifecore Biomedical, Inc.COM53,824$496.0K<0.1%−47,508−46.9%ReducedHistory
IMKTAIngles Markets IncCL A7,528$497.0K<0.1%−420−5.3%ReducedHistory
Parabellum Acquisition Corp.69901P208UNIT 99/99/999950,000$499.0K<0.1%+50,000New–
UFIUnifi IncCOM NEW22,874$502.0K<0.1%+9,310+68.6%AddedHistory
FOURShift4 Payments, Inc.CL A6,507$504.0K<0.1%−24,021−78.7%ReducedHistory
B Riley Prin 250 Merger Corp05602L104CLASS A COM51,937$504.0K<0.1%+51,937New–
IDYAIDEAYA Biosciences, Inc.COM19,807$505.0K<0.1%+19,807NewHistory
FCBCFirst Community Bankshares IncCOM15,967$507.0K<0.1%−4,683−22.7%ReducedHistory
KAIKadant IncCOM2,487$508.0K<0.1%+103+4.3%AddedHistory
Alight, Inc. / Delaware01626W119Warrant / Rights166,666$508.0K<0.1%+166,666New–
KEKimball Electronics, Inc.Stock19,959$514.0K<0.1%−3,600−15.3%ReducedHistory
ABCLAbCellera Biologics Inc.COM25,693$515.0K<0.1%+25,693NewHistory
YSGYatsen Holding LtdADS135,565$517.0K<0.1%+135,565NewHistory
SoFi Technologies, Inc.83406F110*W EXP 05/28/20282,627$518.0K<0.1%−41,094−33.2%Reduced–
OSISOsi Systems IncCOM5,501$521.0K<0.1%−936−14.5%ReducedHistory
FRSTPrimis Financial Corp.COM36,039$522.0K<0.1%−12,532−25.8%ReducedHistory
NWGNatWest Group plcSPONS ADR 2 ORD172,909$524.0K<0.1%+149,890+651.2%AddedHistory
IPSCCentury Therapeutics, Inc.COM20,856$525.0K<0.1%+20,856NewHistory
VWTRVidler Water Resources, Inc.COM46,117$525.0K<0.1%−24,004−34.2%ReducedHistory
Austerlitz Acquisition CorpG0633U127*W EXP 02/19/202499,999$525.0K<0.1%+333,333+200.0%Added–
APPAppLovin CorpCOM CL A7,281$527.0K<0.1%+7,281NewHistory
CPCanadian Pacific Kansas City LtdCOM8,075$527.0K<0.1%+8,075NewHistory
LXPLXP Industrial TrustCOM41,382$528.0K<0.1%−65,200−61.2%ReducedHistory
THRYThryv Holdings, Inc.COM NEW17,674$531.0K<0.1%+17,674NewHistory
LAURLaureate Education, Inc.COMMON STOCK31,319$532.0K<0.1%−16,020−33.8%ReducedHistory
DIBS1stdibs.com, Inc.COM42,900$532.0K<0.1%+42,900NewHistory
REXRex American Resources CorpCOM6,655$532.0K<0.1%+942+16.5%AddedHistory
Logistics Innovtn Technlgs C54141L118*W EXP 06/15/202466,666$532.0K<0.1%+466,666New–
AGNTAGNT, Inc.COM13,402$533.0K<0.1%+8,072+151.4%AddedHistory
DSEYDiversey Holdings, Ltd.ORD SHS33,239$533.0K<0.1%+33,239NewHistory
ASTEAstec Industries IncCOM9,924$534.0K<0.1%+5,985+151.9%AddedHistory
Ginkgo Bioworks Holdings, Inc.37611X118*W EXP 08/01/202157,511$534.0K<0.1%+157,511New–
BCOVBrightcove IncCOM46,395$535.0K<0.1%−16,727−26.5%ReducedHistory
Olink Hldg AB680710100SPONSORED ADS22,060$535.0K<0.1%+9,281+72.6%Added–
CM Life Sciences III Inc125841114*W EXP 04/30/202250,000$535.0K<0.1%+250,000New–
SNCRSynchronoss Technologies IncCOM223,405$536.0K<0.1%−129,439−36.7%ReducedHistory
MPACModel Performance Acquisition CorpCLASS A ORD SHS53,809$537.0K<0.1%+53,809NewHistory
North Mountain Merger Corp661204107COM CL A55,101$539.0K<0.1%+55,101New–
SAFESafehold Inc.COM7,526$541.0K<0.1%+7,526NewHistory
TYGOTigo Energy, Inc.COM55,020$541.0K<0.1%+55,020NewHistory
SWSSClean Energy Special Situations Corp.COM55,400$541.0K<0.1%+55,400NewHistory
UHSUniversal Health Services IncCL B3,927$543.0K<0.1%+3,927NewHistory

Options (847)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 847 by value.

Option positions of D. E. Shaw & Co., Inc. in Q3 2021
SecurityClassPutsCalls
TSLATesla, Inc.Stock$1.03B$436.1M
AMZNAmazon Com IncStock$1.01B$384.4M
MELIMercadolibre IncCOM$571.8M$456.6M
XYZBlock, Inc.CL A$536.3M$208.5M
CMGChipotle Mexican Grill IncCOM$245.0M$277.4M
BABAAlibaba Group Holding LtdADR$282.2M$207.6M
AAPLApple Inc.Stock$362.9M$106.1M
SHOPShopify Inc.Stock$344.2M$121.3M
CCitigroup IncStock$285.8M$110.0M
SNAPSnap IncStock$195.4M$191.5M
NFLXNetflix IncStock$171.3M$203.9M
MRNAModerna, Inc.Stock$271.6M$100.8M
BKNGBooking Holdings Inc.Stock$59.3M$291.0M
WFCWells Fargo & CompanyStock$189.4M$119.3M
JPMJPMorgan Chase & CoStock$101.7M$205.7M
BABoeing CoStock$215.8M$91.5M
CRWDCrowdStrike Holdings, Inc.Stock$226.8M$76.9M
SESea LtdSPONSORD ADS$194.3M$108.4M
BACBank of America CorpStock$111.2M$176.1M
INTCIntel CorpStock$148.1M$138.8M
MUMicron Technology IncStock$217.3M$52.6M
XOMExxonMobil Holdings CorpCOM$161.6M$105.2M
MSFTMicrosoft CorpStock$59.3M$203.3M
ZMZoom Communications, Inc.Stock$206.3M$51.7M
GOOGAlphabet Inc.Stock$56.2M$199.6M
NVDANVIDIA CorpStock$182.5M$72.0M
GSGoldman Sachs Group IncStock$169.3M$78.4M
BIDUBaidu, Inc.ADR$222.2M$23.1M
TAT&T Inc.Stock$148.2M$95.7M
PYPLPayPal Holdings, Inc.Stock$138.0M$100.0M
TSMTaiwan Semiconductor Manufacturing Co LtdADR$208.6M$16.6M
TWTRTwitter, Inc.COM$135.8M$84.2M
GOOGLAlphabet Inc.Stock$57.2M$162.6M
CRMSalesforce, Inc.Stock$87.1M$124.9M
ROKURoku, IncCOM CL A$188.1M$21.7M
GMGeneral Motors CoCOM$137.0M$72.7M
MSMorgan StanleyStock$168.6M$38.0M
NIONIO Inc.ADR$118.7M$84.7M
UBERUber Technologies, IncStock$173.9M$28.0M
CHTRCharter Communications, Inc.CL A$44.8M$154.2M
DISWalt Disney CoStock$165.2M$33.6M
Paramount Global92556H206CL B$135.6M$62.2M
WWayfair Inc.CL A$57.1M$125.8M
DOCUDocuSign, Inc.Stock$104.5M$72.6M
HUBSHubSpot IncCOM$105.5M$71.0M
TDOCTeladoc Health, Inc.COM$148.6M$25.7M
DXCMDexcom IncCOM$81.5M$90.3M
NOWServiceNow, Inc.Stock$85.8M$84.7M
PANWPalo Alto Networks IncStock$85.3M$79.0M
PDDPDD Holdings Inc.SPONSORED ADS$115.2M$48.7M
ZSZscaler, Inc.Stock$83.1M$80.3M
BRK.BBerkshire Hathaway IncStock$14.6M$146.7M
MDBMongoDB, Inc.CL A$84.5M$76.5M
UPSUnited Parcel Service IncStock$77.2M$83.2M
VVisa Inc.Stock$54.7M$105.2M
BYNDBeyond Meat, Inc.COM$82.9M$75.7M
TTDTrade Desk, Inc.Stock$74.6M$83.5M
ADBEAdobe Inc.Stock$48.4M$102.9M
RHRHCOM$83.0M$68.0M
QCOMQualcomm IncStock$89.9M$60.5M
COUPCoupa Software IncCOM$81.0M$66.2M
PLTRPalantir Technologies Inc.Stock$77.7M$68.0M
DDOGDatadog, Inc.CL A COM$50.1M$93.4M
UALUnited Airlines Holdings, Inc.COM$93.2M$49.8M
HDHome Depot, Inc.Stock$66.9M$76.0M
AMDAdvanced Micro Devices IncStock$140.6M–
SPLKSplunk IncCOM$80.7M$59.4M
AALAmerican Airlines Group Inc.Stock$67.9M$67.3M
VZVerizon Communications IncStock$79.7M$55.2M
PFEPfizer IncStock$93.6M$38.4M
SPOTSpotify Technology S.A.Stock$108.8M$19.2M
ASMLASML Holding NVADR$103.9M$23.2M
PINSPinterest, Inc.CL A$114.0M$11.2M
CVXChevron CorpStock$83.3M$41.1M
DALDelta Air Lines, Inc.COM NEW$92.0M$30.8M
ISRGIntuitive Surgical IncCOM NEW$61.6M$60.6M
AMCAMC Entertainment Holdings, Inc.CL A COM$71.8M$48.4M
FFord Motor CoStock$98.3M$21.4M
AZOAutoZone IncCOM$4.08M$113.1M
NETCloudflare, Inc.CL A COM$61.5M$55.2M
KOCoca Cola CoStock$64.3M$51.8M
CVSCVS Health CorpStock$73.9M$40.9M
PGProcter & Gamble CoStock$36.7M$77.2M
FDXFedEx CorpStock$79.8M$33.2M
PTONPeloton Interactive, Inc.CL A COM$69.0M$41.8M
TWLOTwilio IncCL A$81.3M$28.8M
IBMInternational Business Machines CorpStock$82.2M$27.0M
WMTWalmart Inc.Stock$51.0M$57.6M
CVNACarvana Co.CL A$55.6M$52.6M
ZZillow Group, Inc.CL C CAP STK$59.9M$48.1M
SNOWSnowflake Inc.Stock$80.6M$24.2M
COSTCostco Wholesale CorpStock$50.5M$52.1M
DKNGDraftKings Inc.COM CL A$65.9M$34.4M
ABBVAbbVie Inc.Stock$69.5M$30.4M
CSCOCisco Systems, Inc.Stock$19.6M$77.0M
ABNBAirbnb, Inc.Stock$59.6M$33.5M
UPSTUpstart Holdings, Inc.COM$61.7M$30.9M
CCLCarnival Corp Ltd.UNIT 99/99/9999$65.8M$26.1M
AAAlcoa CorpStock$63.6M$27.8M
UUnity Software Inc.COM$49.7M$40.4M

Sold out since Q2 2021 (600)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 600 by value last quarter.

Positions of D. E. Shaw & Co., Inc. sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Teradyne, Inc880770AG7NOTE 1.250%12/1–$244.5M0.3%–
SYNAPTICS Inc87157DAD1NOTE 0.500% 6/1–$233.5M0.3%–
ALXNAlexion Pharmaceuticals, Inc.COM1,241,928$228.2M0.3%History
RH74967XAA1NOTE 6/1–$216.6M0.2%–
Slack Technologies, Inc.83088VAB8NOTE 0.500% 4/1–$143.7M0.2%–
WORKSlack Technologies, Inc.COM CL A2,967,628$131.5M0.2%History
Proofpoint Inc743424AF0NOTE 0.250% 8/1–$124.2M0.1%–
Snap Inc83304AAD8NOTE 0.250% 5/0–$108.9M0.1%–
PFPTProofpoint IncCOM591,401$102.8M0.1%History
Priceline Grp Inc741503AX4NOTE 0.900% 9/1–$99.9M0.1%–
MXIMMaxim Integrated Products IncCOM907,590$95.6M0.1%History
HubSpot Inc443573AB6NOTE 0.250% 6/0–$87.9M0.1%–
SPCEVirgin Galactic Holdings, IncCOM1,849,261$85.1M0.1%History
CBChubb LtdStock478,774$76.1M0.1%History
Nutanix, Inc.67059NAB4NOTE 1/1–$75.6M0.1%–
Zillow Group, Inc.98954MAC5NOTE 1.500% 7/0–$75.6M0.1%–
Twitter, Inc.90184LAD4NOTE 1.000% 9/1–$69.4M0.1%–
Apellis Pharmaceuticals, Inc.03753UAB2NOTE 3.500% 9/1–$68.9M0.1%–
International FLAVORS&FRAGRA459506309UNIT 09/15/20211,339,700$67.9M0.1%–
Royal Dutch Shell PLC780259107SPON ADR B1,524,931$59.2M0.1%–
Cantel Med Corp138098AB4NOTE 3.250% 5/1–$57.6M0.1%–
Trip.com Group LtdG9066FAA9DEBT 1.500% 7/0–$57.0M0.1%–
Algonquin PWR Utils Corp015857873UNIT 99/99/99991,150,000$56.9M0.1%–
PRAHPRA Health Sciences, Inc.COM338,754$56.0M0.1%History
VanEck ETF Trust92189F106GOLD MINERS ETF1,546,500$52.5M0.1%–
BTIBritish American Tobacco p.l.c.SPONSORED ADR1,180,526$46.4M0.1%History
Jazz Investments I Ltd472145AB7NOTE 1.875% 8/1–$44.8M0.1%–
QTSQTS Realty Trust, Inc.COM CL A570,934$44.1M0.1%History
Viavi Solutions Inc.925550AE5NOTE 1.750% 6/0–$41.5M<0.1%–
BBBY20230930-DK-Butterfly-1, Inc.COM1,228,879$40.9M<0.1%History
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.2,000,000$38.9M<0.1%–
APHAmphenol CorpCL A562,882$38.5M<0.1%History
State Street Energy Select Sector SPDR ETF81369Y506ETF661,300$35.6M<0.1%–
HOMEAt Home Group Inc.COM930,856$34.3M<0.1%History
CNKCinemark Holdings, Inc.COM1,366,226$30.0M<0.1%History
Luminex Corp55027EAA0NOTE 3.000% 5/1–$26.7M<0.1%–
PFGCPerformance Food Group CoCOM544,708$26.4M<0.1%History
EIXEdison InternationalStock451,339$26.1M<0.1%History
DIDIYDiDi Global Inc.SPONSORED ADS1,500,000$21.2M<0.1%History
WENWendy's CoStock902,508$21.1M<0.1%History
J2 Global Inc48123VAC6NOTE 3.250% 6/1–$20.1M<0.1%–
Shaw Communications Inc82028K200CL B CONV664,615$19.3M<0.1%–
NINisource Inc.COM763,666$18.7M<0.1%History
CM Life Sciences Inc18978W109COM CL A1,201,562$16.8M<0.1%–
COINCoinbase Global, Inc.COM CL A64,764$16.4M<0.1%History
Soaring Eagle Acquisition CoG8354H126CL A SHS1,588,872$15.8M<0.1%–
Allscripts Healthcare Solutn01988PAF5NOTE 0.875% 1/0–$15.8M<0.1%–
Elliott Opportunity II Corp.G30092129UNIT 99/99/99991,500,000$15.0M<0.1%–
Landcadia Holdings IV, Inc.51477A203UNIT 05/01/20251,500,000$14.9M<0.1%–
AMRSAmyris, Inc.COM NEW859,425$14.1M<0.1%History
Logistics Innovtn Technlgs C54141L209UNIT 06/10/20261,400,000$13.9M<0.1%–
CM Life Sciences III Inc125841205UNIT 04/30/20281,250,000$13.7M<0.1%–
PBFPBF Energy Inc.CL A894,549$13.7M<0.1%History
ADMArcher-Daniels-Midland CoStock225,795$13.7M<0.1%History
Post Holdings Partnering Cor737465203UNIT 99/99/99991,310,000$13.6M<0.1%–
Austerlitz Acquisition CorpG0633U119UNIT 99/99/99991,333,334$13.4M<0.1%–
Churchill Capital Corp VI17143W200UNIT 99/99/99991,262,413$12.8M<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO128,280$12.4M<0.1%–
Winnebago Inds Inc974637AB6NOTE 1.500% 4/0–$12.2M<0.1%–
iShares Tr464288281JPMORGAN USD EMG107,226$12.1M<0.1%–
Livent Corp.53814LAB4NOTE 4.125% 7/1–$11.6M<0.1%–
PATHUiPath, Inc.Stock167,383$11.4M<0.1%History
Holicity Inc435063102COM CL A1,000,000$11.3M<0.1%–
SPDR Series Trust78468R622ST BLOO HIGH ETF102,996$11.3M<0.1%–
RBARB Global Inc.COM188,911$11.2M<0.1%History
Aries I Acquisition CorpG0542N115UNIT 03/18/20261,067,000$10.7M<0.1%–
SRESempraStock80,927$10.7M<0.1%History
Churchill Capital Corp VII17144M201UNIT 99/99/99991,053,009$10.5M<0.1%–
Alteryx, Inc.02156BAF0NOTE 1.000% 8/0–$10.4M<0.1%–
GIGINTERNATIONAL1 Inc37518W205UNIT 05/19/2026990,000$10.0M<0.1%–
Disruptive Acquisition CorpG2770Y110UNIT 03/06/20261,000,000$9.97M<0.1%–
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/1–$9.90M<0.1%–
WRIWeingarten Realty InvestorsSH BEN INT297,470$9.54M<0.1%History
HYFMHydrofarm Holdings Group, Inc.COM159,465$9.43M<0.1%History
Jaws Spitfire Acquisition CoG50740102SHS CL A866,847$8.68M<0.1%–
PCGPG&E CorpStock840,060$8.54M<0.1%History
Maquia Capital Acquisition C56564V200UNIT 99/99/9999790,000$8.00M<0.1%–
TSPHTuSimple Holdings Inc.CL A111,793$7.96M<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET113,573$7.92M<0.1%–
CSGPCostar Group, Inc.COM93,182$7.72M<0.1%History
Nuance Communications, Inc.67020YAG5DEBT 1.500%11/0–$7.36M<0.1%–
New Beginnings Acquisition C64222H100COM729,540$7.29M<0.1%–
CM Life Sciences II Inc125842203UNIT 02/25/2028532,362$7.16M<0.1%–
Pine Technology Acquisitn Co722850203UNIT 03/31/2028705,556$7.03M<0.1%–
Orion Acquisition Corp68626A207UNIT 02/19/2026673,666$6.68M<0.1%–
Ross Acquisition Corp IIG7641C122UNIT 99/99/9999669,540$6.67M<0.1%–
Ajax IG0190X100COM665,000$6.62M<0.1%–
Shelter Acquisition Corp I822821203UNIT 02/25/2026650,000$6.49M<0.1%–
Qell Acquisition CorpG7307X105CL A639,644$6.36M<0.1%–
MFCManulife Financial CorpCOM313,540$6.17M<0.1%History
Sustainable Opportnts Acq CoG8598Y109ORD SHS A615,944$6.13M<0.1%–
Digital Transformatn Opt Cor25401K206UNIT 03/31/2028609,850$6.04M<0.1%–
Corazon Capital V838 MonocerG24237110UNIT 03/24/2026598,791$5.99M<0.1%–
Build Acquisition Corp12008J204UNIT 99/99/9999598,791$5.96M<0.1%–
Slam Corp.G8210L113UNIT 99/99/9999583,899$5.83M<0.1%–
Gores Guggenheim, Inc.38286Q206UNIT 03/25/2028581,659$5.82M<0.1%–
Nuance Communications, Inc.67020YAK6DBCV 1.000%12/1–$5.61M<0.1%–
LGL Sys Acquisition Corp50201G106COM CL A552,533$5.52M<0.1%–
Forum Merger IV Corp349875203UNIT 03/15/2028547,262$5.47M<0.1%–
Rapid7, Inc.753422AD6NOTE 2.250% 5/0–$5.39M<0.1%–