D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 3,597
- +90 vs. Q2 2021
- Portfolio value
- $78.3B
- −$8.57B (−9.9%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| VTGNVistagen Therapeutics, Inc. | COM NEW | 102,998 | $282.0K | <0.1% | −41,756−28.8% | Reduced | History |
| PGNYProgyny, Inc. | COM | 5,051 | $283.0K | <0.1% | +5,051 | New | History |
| TASTCarrols Restaurant Group, Inc. | COM | 77,253 | $283.0K | <0.1% | −3,477−4.3% | Reduced | History |
| PAYSPaysign, Inc. | COM | 105,094 | $284.0K | <0.1% | +43,454+70.5% | Added | History |
| FELEFranklin Electric Co Inc | COM | 3,557 | $284.0K | <0.1% | −370−9.4% | Reduced | History |
| Telus Intl Cda Inc87975H100 | SUB VTG SHS | 8,100 | $284.0K | <0.1% | +8,100 | New | – |
| LTHMLivent Corp. | COM | 12,314 | $285.0K | <0.1% | +12,314 | New | History |
| AGIAlamos Gold Inc | Stock | 39,776 | $286.0K | <0.1% | −556,439−93.3% | Reduced | History |
| AMKAssetMark Financial Holdings, Inc. | COM | 11,495 | $286.0K | <0.1% | −10,884−48.6% | Reduced | History |
| EGOEldorado Gold Corp | COM | 37,157 | $287.0K | <0.1% | +21,798+141.9% | Added | History |
| EVHEvolent Health, Inc. | CL A | 9,258 | $287.0K | <0.1% | −43,277−82.4% | Reduced | History |
| NNBRNN Inc | COM | 54,661 | $287.0K | <0.1% | −11,917−17.9% | Reduced | History |
| Zix Corp98974P100 | COM | 40,584 | $287.0K | <0.1% | −101,520−71.4% | Reduced | – |
| JJSFJ&J Snack Foods Corp | COM | 1,885 | $288.0K | <0.1% | +1,885 | New | History |
| BRBRBellring Brands, Inc. | COM CL A | 9,368 | $288.0K | <0.1% | +1,647+21.3% | Added | History |
| CONX Corp.212873111 | *W EXP 10/30/202 | 250,000 | $288.0K | <0.1% | 00.0% | Unchanged | – |
| RACBResearch Alliance Corp. II | COM CL A | 29,266 | $288.0K | <0.1% | +13,100+81.0% | Added | History |
| TEOTelecom Argentina SA | SPON ADR REP B | 58,144 | $288.0K | <0.1% | −100,140−63.3% | Reduced | History |
| EVIEvi Industries, Inc. | COM | 10,614 | $289.0K | <0.1% | +186+1.8% | Added | History |
| RLGTRadiant Logistics, Inc | COM | 45,197 | $289.0K | <0.1% | −39,644−46.7% | Reduced | History |
| PKEPark Aerospace Corp | COM | 21,226 | $290.0K | <0.1% | +21,226 | New | History |
| JKSJinkoSolar Holding Co., Ltd. | SPONSORED ADR | 6,329 | $290.0K | <0.1% | −130,352−95.4% | Reduced | History |
| SSTPWSystem1, Inc. | *W EXP 99/99/999 | 199,866 | $290.0K | <0.1% | 00.0% | Unchanged | History |
| INTZIntrusion Inc | COM NEW | 71,659 | $291.0K | <0.1% | +71,659 | New | History |
| VIRXViracta Therapeutics, Inc. | COM | 36,262 | $291.0K | <0.1% | +36,262 | New | History |
| DLXDeluxe Corp | COM | 8,205 | $294.0K | <0.1% | −9,974−54.9% | Reduced | History |
| NAGENiagen Bioscience, Inc. | COM NEW | 46,816 | $294.0K | <0.1% | −41,336−46.9% | Reduced | History |
| Aries I Acquisition CorpG0542N123 | *W EXP 03/18/202 | 533,500 | $294.0K | <0.1% | +533,500 | New | – |
| BCOBrinks Co | COM | 4,660 | $295.0K | <0.1% | −8,392−64.3% | Reduced | History |
| NWLINational Western Life Group, Inc. | CL A | 1,401 | $295.0K | <0.1% | −90−6.0% | Reduced | History |
| SAPSAP SE | ADR | 2,194 | $296.0K | <0.1% | −94,645−97.7% | Reduced | History |
| STORStore Capital LLC | COM | 9,232 | $296.0K | <0.1% | +9,232 | New | History |
| Austerlitz Acquisition CorpG0633D125 | *W EXP 02/19/202 | 174,999 | $296.0K | <0.1% | 00.0% | Unchanged | – |
| EVVEaton Vance Ltd Duration Income Fund | COM | 22,500 | $297.0K | <0.1% | 00.0% | Unchanged | History |
| RESNResonant Inc | COM | 122,566 | $297.0K | <0.1% | +24,831+25.4% | Added | History |
| PHKPIMCO High Income Fund | COM SHS | 47,500 | $298.0K | <0.1% | 00.0% | Unchanged | History |
| WDHWaterdrop Inc. | ADS | 125,534 | $300.0K | <0.1% | +112,117+835.6% | Added | History |
| HWKNHawkins Inc | COM | 8,622 | $301.0K | <0.1% | +8,622 | New | History |
| BELFBBel Fuse Inc | CL B | 24,296 | $302.0K | <0.1% | +24,296 | New | History |
| VRMVroom, Inc. | COM | 13,723 | $303.0K | <0.1% | +13,723 | New | History |
| HUBBHubbell Inc | COM | 1,683 | $304.0K | <0.1% | −14,488−89.6% | Reduced | History |
| ARQArq, Inc. | COM | 47,652 | $304.0K | <0.1% | +11,609+32.2% | Added | History |
| CRSRCorsair Gaming, Inc. | COM | 11,732 | $304.0K | <0.1% | −54,068−82.2% | Reduced | History |
| AVLRAvalara, Inc. | COM | 1,742 | $304.0K | <0.1% | −9,950−85.1% | Reduced | History |
| GFIGold Fields Ltd | SPONSORED ADR | 37,605 | $305.0K | <0.1% | +37,605 | New | History |
| SOLOElectrameccanica Vehicles Corp. | COM NEW | 85,704 | $305.0K | <0.1% | +73,960+629.8% | Added | History |
| Spring Vy Acquisition CorpG8377A124 | *W EXP 05/20/202 | 425,000 | $306.0K | <0.1% | 00.0% | Unchanged | – |
| Churchill Capital Corp VI17143W119 | *W EXP 02/17/202 | 254,981 | $306.0K | <0.1% | +254,981 | New | – |
| IAGIamgold Corp | COM | 135,706 | $307.0K | <0.1% | +14,505+12.0% | Added | History |
| RMRRMR Group Inc. | CL A | 9,166 | $307.0K | <0.1% | +9,166 | New | History |
| MBIOMustang Bio, Inc. | COM | 114,385 | $308.0K | <0.1% | +48,124+72.6% | Added | History |
| NRGVEnergy Vault Holdings, Inc. | COM CL A | 31,082 | $308.0K | <0.1% | +31,082 | New | History |
| SFMSprouts Farmers Market, Inc. | COM | 13,331 | $309.0K | <0.1% | −10,227−43.4% | Reduced | History |
| SPFISouth Plains Financial, Inc. | COM | 12,733 | $310.0K | <0.1% | −624−4.7% | Reduced | History |
| AGRXAgile Therapeutics Inc | COM | 321,863 | $310.0K | <0.1% | +227,201+240.0% | Added | History |
| CIVICivitas Resources, Inc. | COM NEW | 6,465 | $310.0K | <0.1% | +2,168+50.5% | Added | History |
| HCCIHeritage-Crystal Clean, Inc. | COM | 10,682 | $310.0K | <0.1% | −987−8.5% | Reduced | History |
| EBFEnnis, Inc. | COM | 16,556 | $312.0K | <0.1% | +16,556 | New | History |
| RADIRadius Global Infrastructure, Inc. | COM CL A | 19,110 | $312.0K | <0.1% | −89,449−82.4% | Reduced | History |
| GEVOGevo, Inc. | COM PAR | 47,136 | $313.0K | <0.1% | +47,136 | New | History |
| ALBAlbemarle Corp | Stock | 1,436 | $314.0K | <0.1% | −260−15.3% | Reduced | History |
| RACEFerrari N.V. | COM | 1,500 | $314.0K | <0.1% | 00.0% | Unchanged | History |
| ROOTRoot, Inc. | COM CL A | 60,187 | $317.0K | <0.1% | −2,490−4.0% | Reduced | History |
| AMRAlpha Metallurgical Resources, Inc. | COM | 6,400 | $319.0K | <0.1% | +6,400 | New | History |
| Dada Nexus Ltd23344D108 | ADS | 15,917 | $319.0K | <0.1% | +15,917 | New | – |
| DLTHDuluth Holdings Inc. | COM CL B | 23,493 | $320.0K | <0.1% | +23,493 | New | History |
| PNFPPinnacle Financial Partners, Inc. | COM | 3,414 | $321.0K | <0.1% | −4,556−57.2% | Reduced | History |
| G Squared Ascend II IncG42041106 | COM CL A | 32,940 | $322.0K | <0.1% | +32,940 | New | – |
| JAKKJakks Pacific Inc | COM NEW | 27,249 | $324.0K | <0.1% | +27,249 | New | History |
| AVDLAvadel Pharmaceuticals PLC | SPONSORED ADR | 33,041 | $324.0K | <0.1% | +19,405+142.3% | Added | History |
| SVMSilvercorp Metals Inc | COM | 85,500 | $326.0K | <0.1% | +85,500 | New | History |
| CDWCDW Corp | COM | 1,793 | $326.0K | <0.1% | −5,730−76.2% | Reduced | History |
| IIINInsteel Industries Inc | COM | 8,571 | $326.0K | <0.1% | −14,165−62.3% | Reduced | History |
| BFXBowflex Inc. | COM | 35,171 | $327.0K | <0.1% | +35,171 | New | History |
| CEVACeva Inc | COM | 7,740 | $330.0K | <0.1% | −3,836−33.1% | Reduced | History |
| OFLXOmega Flex, Inc. | COM | 2,319 | $331.0K | <0.1% | 00.0% | Unchanged | History |
| BATRAAtlanta Braves Holdings, Inc. | COM A BRAVES GRP | 12,313 | $331.0K | <0.1% | −9,395−43.3% | Reduced | History |
| NERVMinerva Neurosciences, Inc. | COM | 190,056 | $331.0K | <0.1% | −127,596−40.2% | Reduced | History |
| Zenvia IncG9889V101 | CLASS A COM | 24,061 | $331.0K | <0.1% | +24,061 | New | – |
| SBSISouthside Bancshares Inc | COM | 8,691 | $333.0K | <0.1% | +8,691 | New | History |
| MNRLMNRL Sub Inc. | CL A COM | 17,483 | $335.0K | <0.1% | +7,737+79.4% | Added | History |
| REPXRiley Exploration Permian, Inc. | COM | 14,329 | $336.0K | <0.1% | +14,329 | New | History |
| Athena Technology Acquisi Co04687A117 | *W EXP 03/31/202 | 246,979 | $336.0K | <0.1% | +158,091+177.9% | Added | – |
| CHSChico's Fas, Inc. | COM | 75,166 | $337.0K | <0.1% | −456,463−85.9% | Reduced | History |
| Ignyte Acquisition Corp45175H106 | COM | 34,399 | $337.0K | <0.1% | +34,399 | New | – |
| JHXJames Hardie Industries plc | SPONSORED ADR | 9,279 | $337.0K | <0.1% | +161+1.8% | Added | History |
| BBARBanco BBVA Argentina S.A. | SPONSORED ADS | 86,890 | $338.0K | <0.1% | +86,890 | New | History |
| CELCCelcuity Inc. | COM | 18,859 | $339.0K | <0.1% | +18,859 | New | History |
| TRMLTourmaline Bio, Inc. | COM | 24,990 | $339.0K | <0.1% | −14,049−36.0% | Reduced | History |
| TVRDTvardi Therapeutics, Inc. | COM | 22,088 | $341.0K | <0.1% | −88,158−80.0% | Reduced | History |
| Mudrick Capital Acqu Corp II62477L107 | COM CL A | 34,290 | $341.0K | <0.1% | 00.0% | Unchanged | – |
| BYDBoyd Gaming Corp | COM | 5,424 | $343.0K | <0.1% | +5,424 | New | History |
| ONEWOneWater Marine Inc. | CL A COM | 8,522 | $343.0K | <0.1% | −950−10.0% | Reduced | History |
| MASIMasimo Corp | COM | 1,266 | $343.0K | <0.1% | +1,266 | New | History |
| ACETAdicet Bio, Inc. | COM | 43,871 | $344.0K | <0.1% | −28,163−39.1% | Reduced | History |
| EGBNEagle Bancorp Inc | COM | 6,004 | $345.0K | <0.1% | −660−9.9% | Reduced | History |
| GSBCGreat Southern Bancorp, Inc. | COM | 6,306 | $346.0K | <0.1% | −2,240−26.2% | Reduced | History |
| UBXUnity Biotechnology, Inc. | COM | 115,416 | $346.0K | <0.1% | +60,312+109.5% | Added | History |
| PGENPrecigen, Inc. | COM | 69,620 | $347.0K | <0.1% | −172,887−71.3% | Reduced | History |
| MVSTMicrovast Holdings, Inc. | COM | 42,248 | $347.0K | <0.1% | +42,248 | New | History |
Options (847)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 847 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $1.03B | $436.1M |
| AMZNAmazon Com Inc | Stock | $1.01B | $384.4M |
| MELIMercadolibre Inc | COM | $571.8M | $456.6M |
| XYZBlock, Inc. | CL A | $536.3M | $208.5M |
| CMGChipotle Mexican Grill Inc | COM | $245.0M | $277.4M |
| BABAAlibaba Group Holding Ltd | ADR | $282.2M | $207.6M |
| AAPLApple Inc. | Stock | $362.9M | $106.1M |
| SHOPShopify Inc. | Stock | $344.2M | $121.3M |
| CCitigroup Inc | Stock | $285.8M | $110.0M |
| SNAPSnap Inc | Stock | $195.4M | $191.5M |
| NFLXNetflix Inc | Stock | $171.3M | $203.9M |
| MRNAModerna, Inc. | Stock | $271.6M | $100.8M |
| BKNGBooking Holdings Inc. | Stock | $59.3M | $291.0M |
| WFCWells Fargo & Company | Stock | $189.4M | $119.3M |
| JPMJPMorgan Chase & Co | Stock | $101.7M | $205.7M |
| BABoeing Co | Stock | $215.8M | $91.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $226.8M | $76.9M |
| SESea Ltd | SPONSORD ADS | $194.3M | $108.4M |
| BACBank of America Corp | Stock | $111.2M | $176.1M |
| INTCIntel Corp | Stock | $148.1M | $138.8M |
| MUMicron Technology Inc | Stock | $217.3M | $52.6M |
| XOMExxonMobil Holdings Corp | COM | $161.6M | $105.2M |
| MSFTMicrosoft Corp | Stock | $59.3M | $203.3M |
| ZMZoom Communications, Inc. | Stock | $206.3M | $51.7M |
| GOOGAlphabet Inc. | Stock | $56.2M | $199.6M |
| NVDANVIDIA Corp | Stock | $182.5M | $72.0M |
| GSGoldman Sachs Group Inc | Stock | $169.3M | $78.4M |
| BIDUBaidu, Inc. | ADR | $222.2M | $23.1M |
| TAT&T Inc. | Stock | $148.2M | $95.7M |
| PYPLPayPal Holdings, Inc. | Stock | $138.0M | $100.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $208.6M | $16.6M |
| TWTRTwitter, Inc. | COM | $135.8M | $84.2M |
| GOOGLAlphabet Inc. | Stock | $57.2M | $162.6M |
| CRMSalesforce, Inc. | Stock | $87.1M | $124.9M |
| ROKURoku, Inc | COM CL A | $188.1M | $21.7M |
| GMGeneral Motors Co | COM | $137.0M | $72.7M |
| MSMorgan Stanley | Stock | $168.6M | $38.0M |
| NIONIO Inc. | ADR | $118.7M | $84.7M |
| UBERUber Technologies, Inc | Stock | $173.9M | $28.0M |
| CHTRCharter Communications, Inc. | CL A | $44.8M | $154.2M |
| DISWalt Disney Co | Stock | $165.2M | $33.6M |
| Paramount Global92556H206 | CL B | $135.6M | $62.2M |
| WWayfair Inc. | CL A | $57.1M | $125.8M |
| DOCUDocuSign, Inc. | Stock | $104.5M | $72.6M |
| HUBSHubSpot Inc | COM | $105.5M | $71.0M |
| TDOCTeladoc Health, Inc. | COM | $148.6M | $25.7M |
| DXCMDexcom Inc | COM | $81.5M | $90.3M |
| NOWServiceNow, Inc. | Stock | $85.8M | $84.7M |
| PANWPalo Alto Networks Inc | Stock | $85.3M | $79.0M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $115.2M | $48.7M |
| ZSZscaler, Inc. | Stock | $83.1M | $80.3M |
| BRK.BBerkshire Hathaway Inc | Stock | $14.6M | $146.7M |
| MDBMongoDB, Inc. | CL A | $84.5M | $76.5M |
| UPSUnited Parcel Service Inc | Stock | $77.2M | $83.2M |
| VVisa Inc. | Stock | $54.7M | $105.2M |
| BYNDBeyond Meat, Inc. | COM | $82.9M | $75.7M |
| TTDTrade Desk, Inc. | Stock | $74.6M | $83.5M |
| ADBEAdobe Inc. | Stock | $48.4M | $102.9M |
| RHRH | COM | $83.0M | $68.0M |
| QCOMQualcomm Inc | Stock | $89.9M | $60.5M |
| COUPCoupa Software Inc | COM | $81.0M | $66.2M |
| PLTRPalantir Technologies Inc. | Stock | $77.7M | $68.0M |
| DDOGDatadog, Inc. | CL A COM | $50.1M | $93.4M |
| UALUnited Airlines Holdings, Inc. | COM | $93.2M | $49.8M |
| HDHome Depot, Inc. | Stock | $66.9M | $76.0M |
| AMDAdvanced Micro Devices Inc | Stock | $140.6M | – |
| SPLKSplunk Inc | COM | $80.7M | $59.4M |
| AALAmerican Airlines Group Inc. | Stock | $67.9M | $67.3M |
| VZVerizon Communications Inc | Stock | $79.7M | $55.2M |
| PFEPfizer Inc | Stock | $93.6M | $38.4M |
| SPOTSpotify Technology S.A. | Stock | $108.8M | $19.2M |
| ASMLASML Holding NV | ADR | $103.9M | $23.2M |
| PINSPinterest, Inc. | CL A | $114.0M | $11.2M |
| CVXChevron Corp | Stock | $83.3M | $41.1M |
| DALDelta Air Lines, Inc. | COM NEW | $92.0M | $30.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $61.6M | $60.6M |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $71.8M | $48.4M |
| FFord Motor Co | Stock | $98.3M | $21.4M |
| AZOAutoZone Inc | COM | $4.08M | $113.1M |
| NETCloudflare, Inc. | CL A COM | $61.5M | $55.2M |
| KOCoca Cola Co | Stock | $64.3M | $51.8M |
| CVSCVS Health Corp | Stock | $73.9M | $40.9M |
| PGProcter & Gamble Co | Stock | $36.7M | $77.2M |
| FDXFedEx Corp | Stock | $79.8M | $33.2M |
| PTONPeloton Interactive, Inc. | CL A COM | $69.0M | $41.8M |
| TWLOTwilio Inc | CL A | $81.3M | $28.8M |
| IBMInternational Business Machines Corp | Stock | $82.2M | $27.0M |
| WMTWalmart Inc. | Stock | $51.0M | $57.6M |
| CVNACarvana Co. | CL A | $55.6M | $52.6M |
| ZZillow Group, Inc. | CL C CAP STK | $59.9M | $48.1M |
| SNOWSnowflake Inc. | Stock | $80.6M | $24.2M |
| COSTCostco Wholesale Corp | Stock | $50.5M | $52.1M |
| DKNGDraftKings Inc. | COM CL A | $65.9M | $34.4M |
| ABBVAbbVie Inc. | Stock | $69.5M | $30.4M |
| CSCOCisco Systems, Inc. | Stock | $19.6M | $77.0M |
| ABNBAirbnb, Inc. | Stock | $59.6M | $33.5M |
| UPSTUpstart Holdings, Inc. | COM | $61.7M | $30.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $65.8M | $26.1M |
| AAAlcoa Corp | Stock | $63.6M | $27.8M |
| UUnity Software Inc. | COM | $49.7M | $40.4M |
Sold out since Q2 2021 (600)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 600 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $244.5M | 0.3% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $233.5M | 0.3% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,241,928 | $228.2M | 0.3% | History |
| RH74967XAA1 | NOTE 6/1 | – | $216.6M | 0.2% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $143.7M | 0.2% | – |
| WORKSlack Technologies, Inc. | COM CL A | 2,967,628 | $131.5M | 0.2% | History |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $124.2M | 0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $108.9M | 0.1% | – |
| PFPTProofpoint Inc | COM | 591,401 | $102.8M | 0.1% | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $99.9M | 0.1% | – |
| MXIMMaxim Integrated Products Inc | COM | 907,590 | $95.6M | 0.1% | History |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $87.9M | 0.1% | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 1,849,261 | $85.1M | 0.1% | History |
| CBChubb Ltd | Stock | 478,774 | $76.1M | 0.1% | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $75.6M | 0.1% | – |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $75.6M | 0.1% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $69.4M | 0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $68.9M | 0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 1,339,700 | $67.9M | 0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 1,524,931 | $59.2M | 0.1% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $57.6M | 0.1% | – |
| Trip.com Group LtdG9066FAA9 | DEBT 1.500% 7/0 | – | $57.0M | 0.1% | – |
| Algonquin PWR Utils Corp015857873 | UNIT 99/99/9999 | 1,150,000 | $56.9M | 0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 338,754 | $56.0M | 0.1% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 1,546,500 | $52.5M | 0.1% | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 1,180,526 | $46.4M | 0.1% | History |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $44.8M | 0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 570,934 | $44.1M | 0.1% | History |
| Viavi Solutions Inc.925550AE5 | NOTE 1.750% 6/0 | – | $41.5M | <0.1% | – |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 1,228,879 | $40.9M | <0.1% | History |
| Northern Genesis Acquisition Corp.536221104 | NORTHERN GENESIS ACQUISITION CORP. | 2,000,000 | $38.9M | <0.1% | – |
| APHAmphenol Corp | CL A | 562,882 | $38.5M | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 661,300 | $35.6M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 930,856 | $34.3M | <0.1% | History |
| CNKCinemark Holdings, Inc. | COM | 1,366,226 | $30.0M | <0.1% | History |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $26.7M | <0.1% | – |
| PFGCPerformance Food Group Co | COM | 544,708 | $26.4M | <0.1% | History |
| EIXEdison International | Stock | 451,339 | $26.1M | <0.1% | History |
| DIDIYDiDi Global Inc. | SPONSORED ADS | 1,500,000 | $21.2M | <0.1% | History |
| WENWendy's Co | Stock | 902,508 | $21.1M | <0.1% | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $20.1M | <0.1% | – |
| Shaw Communications Inc82028K200 | CL B CONV | 664,615 | $19.3M | <0.1% | – |
| NINisource Inc. | COM | 763,666 | $18.7M | <0.1% | History |
| CM Life Sciences Inc18978W109 | COM CL A | 1,201,562 | $16.8M | <0.1% | – |
| COINCoinbase Global, Inc. | COM CL A | 64,764 | $16.4M | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 1,588,872 | $15.8M | <0.1% | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $15.8M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 1,500,000 | $15.0M | <0.1% | – |
| Landcadia Holdings IV, Inc.51477A203 | UNIT 05/01/2025 | 1,500,000 | $14.9M | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 859,425 | $14.1M | <0.1% | History |
| Logistics Innovtn Technlgs C54141L209 | UNIT 06/10/2026 | 1,400,000 | $13.9M | <0.1% | – |
| CM Life Sciences III Inc125841205 | UNIT 04/30/2028 | 1,250,000 | $13.7M | <0.1% | – |
| PBFPBF Energy Inc. | CL A | 894,549 | $13.7M | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 225,795 | $13.7M | <0.1% | History |
| Post Holdings Partnering Cor737465203 | UNIT 99/99/9999 | 1,310,000 | $13.6M | <0.1% | – |
| Austerlitz Acquisition CorpG0633U119 | UNIT 99/99/9999 | 1,333,334 | $13.4M | <0.1% | – |
| Churchill Capital Corp VI17143W200 | UNIT 99/99/9999 | 1,262,413 | $12.8M | <0.1% | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 128,280 | $12.4M | <0.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $12.2M | <0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 107,226 | $12.1M | <0.1% | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $11.6M | <0.1% | – |
| PATHUiPath, Inc. | Stock | 167,383 | $11.4M | <0.1% | History |
| Holicity Inc435063102 | COM CL A | 1,000,000 | $11.3M | <0.1% | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 102,996 | $11.3M | <0.1% | – |
| RBARB Global Inc. | COM | 188,911 | $11.2M | <0.1% | History |
| Aries I Acquisition CorpG0542N115 | UNIT 03/18/2026 | 1,067,000 | $10.7M | <0.1% | – |
| SRESempra | Stock | 80,927 | $10.7M | <0.1% | History |
| Churchill Capital Corp VII17144M201 | UNIT 99/99/9999 | 1,053,009 | $10.5M | <0.1% | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $10.4M | <0.1% | – |
| GIGINTERNATIONAL1 Inc37518W205 | UNIT 05/19/2026 | 990,000 | $10.0M | <0.1% | – |
| Disruptive Acquisition CorpG2770Y110 | UNIT 03/06/2026 | 1,000,000 | $9.97M | <0.1% | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $9.90M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 297,470 | $9.54M | <0.1% | History |
| HYFMHydrofarm Holdings Group, Inc. | COM | 159,465 | $9.43M | <0.1% | History |
| Jaws Spitfire Acquisition CoG50740102 | SHS CL A | 866,847 | $8.68M | <0.1% | – |
| PCGPG&E Corp | Stock | 840,060 | $8.54M | <0.1% | History |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 790,000 | $8.00M | <0.1% | – |
| TSPHTuSimple Holdings Inc. | CL A | 111,793 | $7.96M | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 113,573 | $7.92M | <0.1% | – |
| CSGPCostar Group, Inc. | COM | 93,182 | $7.72M | <0.1% | History |
| Nuance Communications, Inc.67020YAG5 | DEBT 1.500%11/0 | – | $7.36M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 729,540 | $7.29M | <0.1% | – |
| CM Life Sciences II Inc125842203 | UNIT 02/25/2028 | 532,362 | $7.16M | <0.1% | – |
| Pine Technology Acquisitn Co722850203 | UNIT 03/31/2028 | 705,556 | $7.03M | <0.1% | – |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 673,666 | $6.68M | <0.1% | – |
| Ross Acquisition Corp IIG7641C122 | UNIT 99/99/9999 | 669,540 | $6.67M | <0.1% | – |
| Ajax IG0190X100 | COM | 665,000 | $6.62M | <0.1% | – |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 650,000 | $6.49M | <0.1% | – |
| Qell Acquisition CorpG7307X105 | CL A | 639,644 | $6.36M | <0.1% | – |
| MFCManulife Financial Corp | COM | 313,540 | $6.17M | <0.1% | History |
| Sustainable Opportnts Acq CoG8598Y109 | ORD SHS A | 615,944 | $6.13M | <0.1% | – |
| Digital Transformatn Opt Cor25401K206 | UNIT 03/31/2028 | 609,850 | $6.04M | <0.1% | – |
| Corazon Capital V838 MonocerG24237110 | UNIT 03/24/2026 | 598,791 | $5.99M | <0.1% | – |
| Build Acquisition Corp12008J204 | UNIT 99/99/9999 | 598,791 | $5.96M | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 583,899 | $5.83M | <0.1% | – |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 581,659 | $5.82M | <0.1% | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $5.61M | <0.1% | – |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 552,533 | $5.52M | <0.1% | – |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 547,262 | $5.47M | <0.1% | – |
| Rapid7, Inc.753422AD6 | NOTE 2.250% 5/0 | – | $5.39M | <0.1% | – |