D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 3,597
- +90 vs. Q2 2021
- Portfolio value
- $78.3B
- −$8.57B (−9.9%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| IASIntegral Ad Science Holding Corp. | COM | 10,924 | $225.0K | <0.1% | +10,924 | New | History |
| GABCGerman American Bancorp, Inc. | Stock | 5,846 | $226.0K | <0.1% | +5,846 | New | History |
| EWTXEdgewise Therapeutics, Inc. | COM | 13,695 | $227.0K | <0.1% | −32,472−70.3% | Reduced | History |
| SYRESpyre Therapeutics, Inc. | COM | 28,503 | $227.0K | <0.1% | −17,478−38.0% | Reduced | History |
| FMNBFarmers National Banc Corp | COM | 14,486 | $228.0K | <0.1% | +68+0.5% | Added | History |
| RCORRenovacor, Inc. | COM | 25,321 | $229.0K | <0.1% | +25,321 | New | History |
| RCELAVITA Medical, Inc. | COM | 12,966 | $230.0K | <0.1% | +2,969+29.7% | Added | History |
| CKPTCheckpoint Therapeutics, Inc. | COM | 69,630 | $230.0K | <0.1% | −21,116−23.3% | Reduced | History |
| GNPXGenprex, Inc. | COM | 85,768 | $230.0K | <0.1% | +57,381+202.1% | Added | History |
| VOXXVOXX International Corp | CL A | 20,073 | $230.0K | <0.1% | −21,438−51.6% | Reduced | History |
| VRSBillerud Americas Corp | CL A | 11,063 | $230.0K | <0.1% | −22,853−67.4% | Reduced | History |
| AGYSAgilysys Inc | COM | 4,414 | $231.0K | <0.1% | −871−16.5% | Reduced | History |
| BCLS Acquisition CorpG0904B105 | COM CL A | 23,127 | $231.0K | <0.1% | +23,127 | New | – |
| BOKFBok Financial Corp | COM NEW | 2,590 | $232.0K | <0.1% | −15,809−85.9% | Reduced | History |
| CLWClearwater Paper Corp | COM | 6,057 | $232.0K | <0.1% | −28,581−82.5% | Reduced | History |
| IOVAIovance Biotherapeutics, Inc. | COM | 9,514 | $235.0K | <0.1% | −16,072−62.8% | Reduced | History |
| KIDSOrthopediatrics Corp | COM | 3,589 | $235.0K | <0.1% | +3,589 | New | History |
| LBTYALiberty Global Ltd. | SHS CL A | 7,886 | $235.0K | <0.1% | −9,195−53.8% | Reduced | History |
| RSIRush Street Interactive, Inc. | COM | 12,302 | $236.0K | <0.1% | −38,944−76.0% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 491 | $238.0K | <0.1% | −120−19.6% | Reduced | History |
| YUMCYum China Holdings, Inc. | COM | 4,097 | $238.0K | <0.1% | −7,398−64.4% | Reduced | History |
| Rain Oncology Inc.75082Q105 | COM | 15,923 | $238.0K | <0.1% | −11,799−42.6% | Reduced | – |
| PRGOPERRIGO Co plc | SHS | 5,053 | $239.0K | <0.1% | −261,640−98.1% | Reduced | History |
| ZYMEZymeworks Inc. | COM | 8,247 | $239.0K | <0.1% | −537−6.1% | Reduced | History |
| Ross Acquisition Corp IIG7641C114 | *W EXP 02/01/202 | 268,888 | $239.0K | <0.1% | +224,444+505.0% | Added | – |
| EFXEquifax Inc | COM | 948 | $240.0K | <0.1% | −116,792−99.2% | Reduced | History |
| POWLPowell Industries Inc | Stock | 9,821 | $241.0K | <0.1% | +9,821 | New | History |
| PRIPrimerica, Inc. | Stock | 1,574 | $242.0K | <0.1% | −100−6.0% | Reduced | History |
| PANLPangaea Logistics Solutions Ltd. | SHS | 48,106 | $243.0K | <0.1% | +48,106 | New | History |
| MODVModivCare Inc | COM | 1,343 | $244.0K | <0.1% | −113−7.8% | Reduced | History |
| PHASPhaseBio Pharmaceuticals Inc | COM | 78,547 | $244.0K | <0.1% | +60,873+344.4% | Added | History |
| HLIOHelios Technologies, Inc. | COM | 2,986 | $245.0K | <0.1% | −1,727−36.6% | Reduced | History |
| LNCLincoln National Corp | COM | 3,566 | $245.0K | <0.1% | −22,614−86.4% | Reduced | History |
| INGNInogen Inc | COM | 5,675 | $245.0K | <0.1% | −20,322−78.2% | Reduced | History |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 20,000 | $245.0K | <0.1% | 00.0% | Unchanged | History |
| CMPCompass Minerals International Inc | Stock | 3,822 | $246.0K | <0.1% | −3,123−45.0% | Reduced | History |
| MLRMiller Industries Inc | COM NEW | 7,236 | $246.0K | <0.1% | +7,236 | New | History |
| BIGGQFormer BL Stores Inc | COM | 5,683 | $246.0K | <0.1% | +5,683 | New | History |
| PNRPENTAIR plc | SHS | 3,397 | $247.0K | <0.1% | +3,397 | New | History |
| ATNMActinium Pharmaceuticals, Inc. | COM | 28,119 | $249.0K | <0.1% | +28,119 | New | History |
| PEBOPeoples Bancorp Inc | COM | 7,871 | $249.0K | <0.1% | +7,871 | New | History |
| Cloopen Group Holding Limite18900M104 | ADS | 56,398 | $249.0K | <0.1% | −141,206−71.5% | Reduced | – |
| DSDrive Shack Inc. | COM | 88,649 | $249.0K | <0.1% | −194,527−68.7% | Reduced | History |
| EJF Acquisition Corp.G2955B125 | *W EXP 03/10/202 | 151,725 | $249.0K | <0.1% | +151,725 | New | – |
| EQIXEquinix Inc | COM | 316 | $250.0K | <0.1% | −3,444−91.6% | Reduced | History |
| BMBLBumble Inc. | COM CL A | 4,992 | $250.0K | <0.1% | +4,992 | New | History |
| FFICFlushing Financial Corp | COM | 11,081 | $250.0K | <0.1% | −14,063−55.9% | Reduced | History |
| 23ANDME Holding Co90138Q116 | *W EXP 06/16/202 | 136,110 | $250.0K | <0.1% | 00.0% | Unchanged | – |
| ANVSAnnovis Bio, Inc. | COM | 7,908 | $251.0K | <0.1% | +7,908 | New | History |
| Liberty Media Acquisition Corp53073L104 | COM SR A | 25,000 | $252.0K | <0.1% | +25,000 | New | – |
| Nextgen Acquisition Corp IIG65317128 | *W EXP 03/23/202 | 150,000 | $252.0K | <0.1% | 00.0% | Unchanged | – |
| IMAQWInternational Media Acquisition Corp. | *W EXP 07/21/202 | 900,000 | $252.0K | <0.1% | +900,000 | New | History |
| AQUAEvoqua Water Technologies Corp. | COM | 6,740 | $253.0K | <0.1% | −9,417−58.3% | Reduced | History |
| ELVNEnliven Therapeutics, Inc. | COM | 61,991 | $253.0K | <0.1% | +61,991 | New | History |
| MSCIMSCI Inc. | Stock | 418 | $254.0K | <0.1% | −156−27.2% | Reduced | History |
| TRNOTerreno Realty Corp | COM | 4,036 | $255.0K | <0.1% | −31,262−88.6% | Reduced | History |
| PETSPetmed Express Inc | COM | 9,532 | $256.0K | <0.1% | −45,443−82.7% | Reduced | History |
| RPTRithm Property Trust Inc. | COM | 18,995 | $256.0K | <0.1% | +18,995 | New | History |
| JNCEJounce Therapeutics, Inc. | COM | 34,388 | $256.0K | <0.1% | −44,535−56.4% | Reduced | History |
| RVNCRevance Therapeutics, Inc. | COM | 9,240 | $257.0K | <0.1% | −38,847−80.8% | Reduced | History |
| CLBCore Laboratories Inc. | COM | 9,276 | $257.0K | <0.1% | −6,941−42.8% | Reduced | History |
| DENNDENNY'S Corp | COM | 15,781 | $258.0K | <0.1% | +15,781 | New | History |
| AXSAxis Capital Holdings Ltd | SHS | 5,626 | $259.0K | <0.1% | −7,683−57.7% | Reduced | History |
| SUMSummit Materials, Inc. | CL A | 8,109 | $259.0K | <0.1% | +2,245+38.3% | Added | History |
| CDZICadiz Inc | COM NEW | 36,925 | $260.0K | <0.1% | −78,827−68.1% | Reduced | History |
| FHIFederated Hermes, Inc. | CL B | 8,105 | $263.0K | <0.1% | −52,096−86.5% | Reduced | History |
| ABTCAmerican Bitcoin Corp. | COM | 93,252 | $263.0K | <0.1% | +93,252 | New | History |
| COOPMaverick Merger Sub 2, LLC | COM | 6,389 | $263.0K | <0.1% | −27,783−81.3% | Reduced | History |
| DIODDiodes Inc | COM | 2,918 | $264.0K | <0.1% | −1,083−27.1% | Reduced | History |
| CHCTCommunity Healthcare Trust Inc | COM | 5,874 | $265.0K | <0.1% | +5,874 | New | History |
| BSETBassett Furniture Industries Inc | COM | 14,653 | $265.0K | <0.1% | +14,653 | New | History |
| SNCYSun Country Airlines Holdings, LLC | COM | 7,894 | $265.0K | <0.1% | +7,894 | New | History |
| DCODucommun Inc | COM | 5,282 | $266.0K | <0.1% | +1,096+26.2% | Added | History |
| FIXComfort Systems USA Inc | COM | 3,728 | $266.0K | <0.1% | −387−9.4% | Reduced | History |
| JBSSSanfilippo John B & Son Inc | COM | 3,253 | $266.0K | <0.1% | 00.0% | Unchanged | History |
| VCTRVictory Capital Holdings, Inc. | COM CL A | 7,625 | $267.0K | <0.1% | −18,664−71.0% | Reduced | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 3,009 | $268.0K | <0.1% | −293,785−99.0% | Reduced | History |
| ORNOrion Group Holdings Inc | COM | 49,263 | $268.0K | <0.1% | −37,255−43.1% | Reduced | History |
| CLYMClimb Bio, Inc. | COM | 14,912 | $268.0K | <0.1% | +14,912 | New | History |
| WWWW International, Inc. | COM | 14,677 | $268.0K | <0.1% | +8,443+135.4% | Added | History |
| MCYMercury General Corp | COM | 4,855 | $270.0K | <0.1% | −15,150−75.7% | Reduced | History |
| CRHCRH Public Ltd Co | ADR | 5,769 | $270.0K | <0.1% | −20,869−78.3% | Reduced | History |
| PRTKParatek Pharmaceuticals, Inc. | COM | 55,507 | $270.0K | <0.1% | −51,401−48.1% | Reduced | History |
| NPOEnpro Inc. | COM | 3,105 | $271.0K | <0.1% | 00.0% | Unchanged | History |
| AATAmerican Assets Trust, Inc. | COM | 7,280 | $272.0K | <0.1% | +7,280 | New | History |
| ABOSAcumen Pharmaceuticals, Inc. | COM | 18,314 | $272.0K | <0.1% | +18,314 | New | History |
| ARGOArgo Group International Holdings, Inc. | COM | 5,208 | $272.0K | <0.1% | +115+2.3% | Added | History |
| SLQTSelectQuote, Inc. | COM | 21,112 | $273.0K | <0.1% | +21,112 | New | History |
| NUVLNuvalent, Inc. | COM | 12,142 | $274.0K | <0.1% | +12,142 | New | History |
| SLSSELLAS Life Sciences Group, Inc. | COM NEW | 29,921 | $274.0K | <0.1% | −2,193−6.8% | Reduced | History |
| TFSLTFS Financial CORP | COM | 14,453 | $275.0K | <0.1% | +14,453 | New | History |
| NDLSNOODLES & Co | COM CL A | 23,330 | $275.0K | <0.1% | −41,425−64.0% | Reduced | History |
| SEELSeelos Therapeutics, Inc. | COM | 114,729 | $276.0K | <0.1% | +21,170+22.6% | Added | History |
| ESPREsperion Therapeutics, Inc. | COM | 23,079 | $278.0K | <0.1% | +23,079 | New | History |
| GOGrocery Outlet Holding Corp. | COM | 12,893 | $278.0K | <0.1% | +12,893 | New | History |
| BFSSaul Centers, Inc. | COM | 6,343 | $279.0K | <0.1% | −2,439−27.8% | Reduced | History |
| LEVILevi Strauss & Co | CL A COM STK | 11,416 | $280.0K | <0.1% | −89,873−88.7% | Reduced | History |
| ARYEARYA Sciences Acquisition Corp V | CLASS A ORD SHS | 28,302 | $280.0K | <0.1% | +28,302 | New | History |
| NARIInari Medical, Inc. | Stock | 3,470 | $281.0K | <0.1% | −56,288−94.2% | Reduced | History |
| ESGREnstar Group LTD | SHS | 1,202 | $282.0K | <0.1% | −21−1.7% | Reduced | History |
Options (847)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 847 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $1.03B | $436.1M |
| AMZNAmazon Com Inc | Stock | $1.01B | $384.4M |
| MELIMercadolibre Inc | COM | $571.8M | $456.6M |
| XYZBlock, Inc. | CL A | $536.3M | $208.5M |
| CMGChipotle Mexican Grill Inc | COM | $245.0M | $277.4M |
| BABAAlibaba Group Holding Ltd | ADR | $282.2M | $207.6M |
| AAPLApple Inc. | Stock | $362.9M | $106.1M |
| SHOPShopify Inc. | Stock | $344.2M | $121.3M |
| CCitigroup Inc | Stock | $285.8M | $110.0M |
| SNAPSnap Inc | Stock | $195.4M | $191.5M |
| NFLXNetflix Inc | Stock | $171.3M | $203.9M |
| MRNAModerna, Inc. | Stock | $271.6M | $100.8M |
| BKNGBooking Holdings Inc. | Stock | $59.3M | $291.0M |
| WFCWells Fargo & Company | Stock | $189.4M | $119.3M |
| JPMJPMorgan Chase & Co | Stock | $101.7M | $205.7M |
| BABoeing Co | Stock | $215.8M | $91.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $226.8M | $76.9M |
| SESea Ltd | SPONSORD ADS | $194.3M | $108.4M |
| BACBank of America Corp | Stock | $111.2M | $176.1M |
| INTCIntel Corp | Stock | $148.1M | $138.8M |
| MUMicron Technology Inc | Stock | $217.3M | $52.6M |
| XOMExxonMobil Holdings Corp | COM | $161.6M | $105.2M |
| MSFTMicrosoft Corp | Stock | $59.3M | $203.3M |
| ZMZoom Communications, Inc. | Stock | $206.3M | $51.7M |
| GOOGAlphabet Inc. | Stock | $56.2M | $199.6M |
| NVDANVIDIA Corp | Stock | $182.5M | $72.0M |
| GSGoldman Sachs Group Inc | Stock | $169.3M | $78.4M |
| BIDUBaidu, Inc. | ADR | $222.2M | $23.1M |
| TAT&T Inc. | Stock | $148.2M | $95.7M |
| PYPLPayPal Holdings, Inc. | Stock | $138.0M | $100.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $208.6M | $16.6M |
| TWTRTwitter, Inc. | COM | $135.8M | $84.2M |
| GOOGLAlphabet Inc. | Stock | $57.2M | $162.6M |
| CRMSalesforce, Inc. | Stock | $87.1M | $124.9M |
| ROKURoku, Inc | COM CL A | $188.1M | $21.7M |
| GMGeneral Motors Co | COM | $137.0M | $72.7M |
| MSMorgan Stanley | Stock | $168.6M | $38.0M |
| NIONIO Inc. | ADR | $118.7M | $84.7M |
| UBERUber Technologies, Inc | Stock | $173.9M | $28.0M |
| CHTRCharter Communications, Inc. | CL A | $44.8M | $154.2M |
| DISWalt Disney Co | Stock | $165.2M | $33.6M |
| Paramount Global92556H206 | CL B | $135.6M | $62.2M |
| WWayfair Inc. | CL A | $57.1M | $125.8M |
| DOCUDocuSign, Inc. | Stock | $104.5M | $72.6M |
| HUBSHubSpot Inc | COM | $105.5M | $71.0M |
| TDOCTeladoc Health, Inc. | COM | $148.6M | $25.7M |
| DXCMDexcom Inc | COM | $81.5M | $90.3M |
| NOWServiceNow, Inc. | Stock | $85.8M | $84.7M |
| PANWPalo Alto Networks Inc | Stock | $85.3M | $79.0M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $115.2M | $48.7M |
| ZSZscaler, Inc. | Stock | $83.1M | $80.3M |
| BRK.BBerkshire Hathaway Inc | Stock | $14.6M | $146.7M |
| MDBMongoDB, Inc. | CL A | $84.5M | $76.5M |
| UPSUnited Parcel Service Inc | Stock | $77.2M | $83.2M |
| VVisa Inc. | Stock | $54.7M | $105.2M |
| BYNDBeyond Meat, Inc. | COM | $82.9M | $75.7M |
| TTDTrade Desk, Inc. | Stock | $74.6M | $83.5M |
| ADBEAdobe Inc. | Stock | $48.4M | $102.9M |
| RHRH | COM | $83.0M | $68.0M |
| QCOMQualcomm Inc | Stock | $89.9M | $60.5M |
| COUPCoupa Software Inc | COM | $81.0M | $66.2M |
| PLTRPalantir Technologies Inc. | Stock | $77.7M | $68.0M |
| DDOGDatadog, Inc. | CL A COM | $50.1M | $93.4M |
| UALUnited Airlines Holdings, Inc. | COM | $93.2M | $49.8M |
| HDHome Depot, Inc. | Stock | $66.9M | $76.0M |
| AMDAdvanced Micro Devices Inc | Stock | $140.6M | – |
| SPLKSplunk Inc | COM | $80.7M | $59.4M |
| AALAmerican Airlines Group Inc. | Stock | $67.9M | $67.3M |
| VZVerizon Communications Inc | Stock | $79.7M | $55.2M |
| PFEPfizer Inc | Stock | $93.6M | $38.4M |
| SPOTSpotify Technology S.A. | Stock | $108.8M | $19.2M |
| ASMLASML Holding NV | ADR | $103.9M | $23.2M |
| PINSPinterest, Inc. | CL A | $114.0M | $11.2M |
| CVXChevron Corp | Stock | $83.3M | $41.1M |
| DALDelta Air Lines, Inc. | COM NEW | $92.0M | $30.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $61.6M | $60.6M |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $71.8M | $48.4M |
| FFord Motor Co | Stock | $98.3M | $21.4M |
| AZOAutoZone Inc | COM | $4.08M | $113.1M |
| NETCloudflare, Inc. | CL A COM | $61.5M | $55.2M |
| KOCoca Cola Co | Stock | $64.3M | $51.8M |
| CVSCVS Health Corp | Stock | $73.9M | $40.9M |
| PGProcter & Gamble Co | Stock | $36.7M | $77.2M |
| FDXFedEx Corp | Stock | $79.8M | $33.2M |
| PTONPeloton Interactive, Inc. | CL A COM | $69.0M | $41.8M |
| TWLOTwilio Inc | CL A | $81.3M | $28.8M |
| IBMInternational Business Machines Corp | Stock | $82.2M | $27.0M |
| WMTWalmart Inc. | Stock | $51.0M | $57.6M |
| CVNACarvana Co. | CL A | $55.6M | $52.6M |
| ZZillow Group, Inc. | CL C CAP STK | $59.9M | $48.1M |
| SNOWSnowflake Inc. | Stock | $80.6M | $24.2M |
| COSTCostco Wholesale Corp | Stock | $50.5M | $52.1M |
| DKNGDraftKings Inc. | COM CL A | $65.9M | $34.4M |
| ABBVAbbVie Inc. | Stock | $69.5M | $30.4M |
| CSCOCisco Systems, Inc. | Stock | $19.6M | $77.0M |
| ABNBAirbnb, Inc. | Stock | $59.6M | $33.5M |
| UPSTUpstart Holdings, Inc. | COM | $61.7M | $30.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $65.8M | $26.1M |
| AAAlcoa Corp | Stock | $63.6M | $27.8M |
| UUnity Software Inc. | COM | $49.7M | $40.4M |
Sold out since Q2 2021 (600)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 600 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $244.5M | 0.3% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $233.5M | 0.3% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,241,928 | $228.2M | 0.3% | History |
| RH74967XAA1 | NOTE 6/1 | – | $216.6M | 0.2% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $143.7M | 0.2% | – |
| WORKSlack Technologies, Inc. | COM CL A | 2,967,628 | $131.5M | 0.2% | History |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $124.2M | 0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $108.9M | 0.1% | – |
| PFPTProofpoint Inc | COM | 591,401 | $102.8M | 0.1% | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $99.9M | 0.1% | – |
| MXIMMaxim Integrated Products Inc | COM | 907,590 | $95.6M | 0.1% | History |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $87.9M | 0.1% | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 1,849,261 | $85.1M | 0.1% | History |
| CBChubb Ltd | Stock | 478,774 | $76.1M | 0.1% | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $75.6M | 0.1% | – |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $75.6M | 0.1% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $69.4M | 0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $68.9M | 0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 1,339,700 | $67.9M | 0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 1,524,931 | $59.2M | 0.1% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $57.6M | 0.1% | – |
| Trip.com Group LtdG9066FAA9 | DEBT 1.500% 7/0 | – | $57.0M | 0.1% | – |
| Algonquin PWR Utils Corp015857873 | UNIT 99/99/9999 | 1,150,000 | $56.9M | 0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 338,754 | $56.0M | 0.1% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 1,546,500 | $52.5M | 0.1% | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 1,180,526 | $46.4M | 0.1% | History |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $44.8M | 0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 570,934 | $44.1M | 0.1% | History |
| Viavi Solutions Inc.925550AE5 | NOTE 1.750% 6/0 | – | $41.5M | <0.1% | – |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 1,228,879 | $40.9M | <0.1% | History |
| Northern Genesis Acquisition Corp.536221104 | NORTHERN GENESIS ACQUISITION CORP. | 2,000,000 | $38.9M | <0.1% | – |
| APHAmphenol Corp | CL A | 562,882 | $38.5M | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 661,300 | $35.6M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 930,856 | $34.3M | <0.1% | History |
| CNKCinemark Holdings, Inc. | COM | 1,366,226 | $30.0M | <0.1% | History |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $26.7M | <0.1% | – |
| PFGCPerformance Food Group Co | COM | 544,708 | $26.4M | <0.1% | History |
| EIXEdison International | Stock | 451,339 | $26.1M | <0.1% | History |
| DIDIYDiDi Global Inc. | SPONSORED ADS | 1,500,000 | $21.2M | <0.1% | History |
| WENWendy's Co | Stock | 902,508 | $21.1M | <0.1% | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $20.1M | <0.1% | – |
| Shaw Communications Inc82028K200 | CL B CONV | 664,615 | $19.3M | <0.1% | – |
| NINisource Inc. | COM | 763,666 | $18.7M | <0.1% | History |
| CM Life Sciences Inc18978W109 | COM CL A | 1,201,562 | $16.8M | <0.1% | – |
| COINCoinbase Global, Inc. | COM CL A | 64,764 | $16.4M | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 1,588,872 | $15.8M | <0.1% | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $15.8M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 1,500,000 | $15.0M | <0.1% | – |
| Landcadia Holdings IV, Inc.51477A203 | UNIT 05/01/2025 | 1,500,000 | $14.9M | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 859,425 | $14.1M | <0.1% | History |
| Logistics Innovtn Technlgs C54141L209 | UNIT 06/10/2026 | 1,400,000 | $13.9M | <0.1% | – |
| CM Life Sciences III Inc125841205 | UNIT 04/30/2028 | 1,250,000 | $13.7M | <0.1% | – |
| PBFPBF Energy Inc. | CL A | 894,549 | $13.7M | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 225,795 | $13.7M | <0.1% | History |
| Post Holdings Partnering Cor737465203 | UNIT 99/99/9999 | 1,310,000 | $13.6M | <0.1% | – |
| Austerlitz Acquisition CorpG0633U119 | UNIT 99/99/9999 | 1,333,334 | $13.4M | <0.1% | – |
| Churchill Capital Corp VI17143W200 | UNIT 99/99/9999 | 1,262,413 | $12.8M | <0.1% | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 128,280 | $12.4M | <0.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $12.2M | <0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 107,226 | $12.1M | <0.1% | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $11.6M | <0.1% | – |
| PATHUiPath, Inc. | Stock | 167,383 | $11.4M | <0.1% | History |
| Holicity Inc435063102 | COM CL A | 1,000,000 | $11.3M | <0.1% | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 102,996 | $11.3M | <0.1% | – |
| RBARB Global Inc. | COM | 188,911 | $11.2M | <0.1% | History |
| Aries I Acquisition CorpG0542N115 | UNIT 03/18/2026 | 1,067,000 | $10.7M | <0.1% | – |
| SRESempra | Stock | 80,927 | $10.7M | <0.1% | History |
| Churchill Capital Corp VII17144M201 | UNIT 99/99/9999 | 1,053,009 | $10.5M | <0.1% | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $10.4M | <0.1% | – |
| GIGINTERNATIONAL1 Inc37518W205 | UNIT 05/19/2026 | 990,000 | $10.0M | <0.1% | – |
| Disruptive Acquisition CorpG2770Y110 | UNIT 03/06/2026 | 1,000,000 | $9.97M | <0.1% | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $9.90M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 297,470 | $9.54M | <0.1% | History |
| HYFMHydrofarm Holdings Group, Inc. | COM | 159,465 | $9.43M | <0.1% | History |
| Jaws Spitfire Acquisition CoG50740102 | SHS CL A | 866,847 | $8.68M | <0.1% | – |
| PCGPG&E Corp | Stock | 840,060 | $8.54M | <0.1% | History |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 790,000 | $8.00M | <0.1% | – |
| TSPHTuSimple Holdings Inc. | CL A | 111,793 | $7.96M | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 113,573 | $7.92M | <0.1% | – |
| CSGPCostar Group, Inc. | COM | 93,182 | $7.72M | <0.1% | History |
| Nuance Communications, Inc.67020YAG5 | DEBT 1.500%11/0 | – | $7.36M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 729,540 | $7.29M | <0.1% | – |
| CM Life Sciences II Inc125842203 | UNIT 02/25/2028 | 532,362 | $7.16M | <0.1% | – |
| Pine Technology Acquisitn Co722850203 | UNIT 03/31/2028 | 705,556 | $7.03M | <0.1% | – |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 673,666 | $6.68M | <0.1% | – |
| Ross Acquisition Corp IIG7641C122 | UNIT 99/99/9999 | 669,540 | $6.67M | <0.1% | – |
| Ajax IG0190X100 | COM | 665,000 | $6.62M | <0.1% | – |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 650,000 | $6.49M | <0.1% | – |
| Qell Acquisition CorpG7307X105 | CL A | 639,644 | $6.36M | <0.1% | – |
| MFCManulife Financial Corp | COM | 313,540 | $6.17M | <0.1% | History |
| Sustainable Opportnts Acq CoG8598Y109 | ORD SHS A | 615,944 | $6.13M | <0.1% | – |
| Digital Transformatn Opt Cor25401K206 | UNIT 03/31/2028 | 609,850 | $6.04M | <0.1% | – |
| Corazon Capital V838 MonocerG24237110 | UNIT 03/24/2026 | 598,791 | $5.99M | <0.1% | – |
| Build Acquisition Corp12008J204 | UNIT 99/99/9999 | 598,791 | $5.96M | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 583,899 | $5.83M | <0.1% | – |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 581,659 | $5.82M | <0.1% | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $5.61M | <0.1% | – |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 552,533 | $5.52M | <0.1% | – |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 547,262 | $5.47M | <0.1% | – |
| Rapid7, Inc.753422AD6 | NOTE 2.250% 5/0 | – | $5.39M | <0.1% | – |